B. Riley Wealth Management, Inc.

13F filer, CIK 1599892, Memphis, TN

B. Riley Wealth Management, Inc. reported $774,755,000 across 385 holdings for the quarter ended 2020-12-31, in a 13F-HR filed 2021-02-11. Its ten largest share positions make up 27.87% of the portfolio.

Filed 2021-02-11 (acceptance time not in the bulk data set), ingested 2026-10-07 18:42:52 UTC13F-HR 0001213900-21-008521

Period: 2020-12-31
Reported value: $775M
Holdings: 385
Top 10 weight: 27.87%
New: 79
Sold out: 112

Largest buys vs the previous quarter

Security	Shares change	Approx. value
NEEadded	+82,366	$6.35M
VNLAnew	+81,532	$4.12M
SOFTWARE ACQUISITN GRUP INCnew	+562,500	$3.98M
ASPIRA WOMENS HEALTH INCnew	+402,112	$2.7M
CVSnew	+32,399	$2.21M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
HYZDexited	-634,004	-$13.2M
VZexited	-201,530	-$12M
AAPLreduced	-89,838	-$11.9M
Vexited	-58,606	-$11.7M
VTHRexited	-49,877	-$7.59M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2020

Share positions as resolved from 13F-HR 0001213900-21-008521, largest first. % of portfolio is the value over $773,793,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
AAPLAPPLE INC	363,565	$48.2M	6.23%	-89,838		Timeline
AMZNAMAZON COM INC	12,164	$39.6M	5.12%	-1,526		Timeline
VCSHVANGUARD SCOTTSDALE FDS	302,925	$25.2M	3.26%	-22,647		Timeline
VGSHVANGUARD SCOTTSDALE FDS	241,744	$19.6M	2.54%	-2,337		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	47,659	$17.8M	2.3%	-6,379		Timeline
CSMPROSHARES TR	162,350	$13.7M	1.77%	-32,340		Timeline
QQQINVESCO QQQ TR	43,462	$13.6M	1.76%	-5,893		Timeline
AMTAMERICAN TOWER CORP	60,054	$13.5M	1.74%	-2,382		Timeline
BONDPIMCO ETF TR	113,229	$12.8M	1.66%	-5,881		Timeline
HDHOME DEPOT INC	43,347	$11.5M	1.49%	-1,771		Timeline
TMOTHERMO FISHER SCIENTIFIC INC	24,036	$11.2M	1.45%	-295		Timeline
MRKMERCK & CO INC	133,265	$10.9M	1.41%	-1,394		Timeline
MSFTMICROSOFT CORP	47,439	$10.6M	1.36%	-517		Timeline
METAMETA PLATFORMS INC	36,067	$9.85M	1.27%	-5,548		Timeline
CCICROWN CASTLE INC	60,314	$9.6M	1.24%	+639		Timeline
GOODGLADSTONE COMMERCIAL CORP	527,256	$9.49M	1.23%	+18,303		Timeline
LDURPIMCO ETF TR	91,326	$9.32M	1.2%	-5,291		Timeline
GOOGLALPHABET INC	5,295	$9.28M	1.2%	-394		Timeline
HONHONEYWELL INTL INC	41,446	$8.82M	1.14%	-897		Timeline
NEENEXTERA ENERGY INC	113,097	$8.72M	1.13%	+82,366		Timeline
MAMASTERCARD INCORPORATED	24,007	$8.57M	1.11%	-922		Timeline
ABBVABBVIE INC	78,921	$8.46M	1.09%	-6,261		Timeline
MNANYLIM ETF TR	242,364	$8.08M	1.04%	-29,987		Timeline
FVDFIRST TR EXCHANGE-TRADED FD	220,220	$7.72M	1%	-12,058		Timeline
COSTCOSTCO WHOLESALE CORPORATION	18,626	$7.02M	0.91%	-2,578		Timeline
ONEQFIDELITY COMWLTH TR	13,984	$7.01M	0.91%	-265		Timeline
DUKDUKE ENERGY CORP NEW	76,575	$7.01M	0.91%	-1,522		Timeline
EWXSPDR INDEX SHS FDS	133,582	$6.9M	0.89%	-29,088		Timeline
BMYBRISTOL-MYERS SQUIBB CO	109,210	$6.77M	0.88%	-852		Timeline
UNHUNITEDHEALTH GROUP INC	19,210	$6.74M	0.87%	-1,998		Timeline
CWBSPDR SERIES TRUST	80,800	$6.69M	0.86%	-3,432		Timeline
LMBSFIRST TR EXCHANGE-TRADED FD	127,591	$6.57M	0.85%	+24,135		Timeline
EPDENTERPRISE PRODS PARTNERS L	326,555	$6.4M	0.83%	-553		Timeline
FLOTISHARES TR	115,405	$6.33M	0.82%	+2,670		Timeline
PFEPFIZER INC	168,764	$6.21M	0.8%	-515		Timeline
TAT&T INC	213,508	$6.14M	0.79%	-53,439		Timeline
DDOMINION ENERGY INC	79,192	$5.96M	0.77%	+1		Timeline
BABOEING CO	26,757	$5.73M	0.74%	-6,784		Timeline
PYPLPAYPAL HLDGS INC	24,107	$5.65M	0.73%	-3,289		Timeline
FPEFIRST TR EXCH TRADED FD III	275,342	$5.56M	0.72%	-1,648		Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	130,565	$5.54M	0.72%	-355
DIASTATE STR SPDR DOW JONES IND	16,992	$5.2M	0.67%	-419		Timeline
GOOGALPHABET INC	2,762	$4.84M	0.63%	-744		Timeline
GLDSPDR GOLD TR	26,153	$4.67M	0.6%	-1,799		Timeline
XOMEXXON MOBIL CORP	108,527	$4.47M	0.58%	-54,386		Timeline
PEPPEPSICO INC	28,923	$4.29M	0.55%	-41		Timeline
VNLAJANUS DETROIT STR TR	81,532	$4.12M	0.53%	new		Timeline
TWLOTWILIO INC	11,819	$4M	0.52%	+463		Timeline
SOFTWARE ACQUISITN GRUP INCSOFTWARE ACQUISITN GRUP INC	562,500	$3.98M	0.51%	new
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTD	263,909	$3.82M	0.49%	+830
NKENIKE INC	26,220	$3.71M	0.48%	-85		Timeline
BABAALIBABA GROUP HLDG LTD	15,896	$3.7M	0.48%	-163		Timeline
SHOPSHOPIFY INC	3,253	$3.68M	0.48%	-469		Timeline
JPMJPMORGAN CHASE & CO	28,647	$3.64M	0.47%	-10,374		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	15,691	$3.64M	0.47%	-2,547		Timeline
PGPROCTER & GAMBLE CO	24,823	$3.45M	0.45%	-185		Timeline
CSCOCISCO SYS INC	76,270	$3.41M	0.44%	-22,964		Timeline
BHKBLACKROCK CORE BD TR	209,215	$3.41M	0.44%	+109,935		Timeline
XLKSELECT SECTOR SPDR TR	26,049	$3.39M	0.44%	-2,975		Timeline
JMBSJANUS DETROIT STR TR	60,422	$3.23M	0.42%	+980		Timeline
CSXCSX CORP	35,247	$3.2M	0.41%	+854		Timeline
TGTTARGET CORP	18,079	$3.19M	0.41%	+1,808		Timeline
MMM3M CO	18,244	$3.19M	0.41%	-9,376		Timeline
ADBEADOBE INC	6,373	$3.19M	0.41%	+253		Timeline
TTDTHE TRADE DESK INC	3,912	$3.13M	0.41%	-949		Timeline
TSLATESLA INC	4,266	$3.01M	0.39%	-4,425		Timeline
PFLTPENNANTPARK FLOATING RATE CA	282,882	$2.98M	0.38%	-9,164		Timeline
ETENERGY TRANSFER L P	478,297	$2.96M	0.38%	-394,470		Timeline
NVDANVIDIA CORPORATION	5,586	$2.92M	0.38%	-4,620		Timeline
LMTLOCKHEED MARTIN CORP	8,184	$2.9M	0.38%	-1,403		Timeline
ICSHISHARES TR	57,403	$2.9M	0.37%	+1,740		Timeline
XLYSELECT SECTOR SPDR TR	18,029	$2.9M	0.37%	-94		Timeline
AMGNAMGEN INC	12,314	$2.83M	0.37%	-1,830		Timeline
ENBENBRIDGE INC	86,088	$2.75M	0.36%	+1,659		Timeline
DOCHEALTHPEAK PROPERTIES INC	90,675	$2.74M	0.35%	-1,321		Timeline
ASPIRA WOMENS HEALTH INCASPIRA WOMENS HEALTH INC	402,112	$2.7M	0.35%	new
AVGOBROADCOM INC	6,160	$2.7M	0.35%	-896		Timeline
SONOSONOS INC	112,210	$2.62M	0.34%	+200		Timeline
JNJJOHNSON & JOHNSON	15,391	$2.42M	0.31%	+481		Timeline
RDVYFIRST TR EXCHANGE TRADED FD	60,023	$2.4M	0.31%	+35,328		Timeline
UBERUBER TECHNOLOGIES INC	46,064	$2.35M	0.3%	+2,640		Timeline
HPFHANCOCK JOHN PFD INCOME FD I	122,084	$2.32M	0.3%	-12,346		Timeline
MLMMARTIN MARIETTA MATLS INC	7,990	$2.27M	0.29%	-21		Timeline
CVSCVS HEALTH CORP	32,399	$2.21M	0.29%	new		Timeline
NUVEENNUVEEN	226,529	$2.2M	0.28%	-5,674
LLYELI LILLY & CO	12,937	$2.18M	0.28%	0		Timeline
LDPCOHEN & STEERS LTD DURATION	79,124	$2.1M	0.27%	-2		Timeline
AWKAMERICAN WTR WKS CO INC NEW	13,179	$2.02M	0.26%	+140		Timeline
CRMSALESFORCE INC	9,028	$2.01M	0.26%	+1,601		Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	44,978	$2M	0.26%	-3,515		Timeline
BSTZBLACKROCK SCIENCE & TECHNOLO	54,573	$1.99M	0.26%	-10,218		Timeline
RSPINVESCO EXCHANGE TRADED FD T	15,508	$1.98M	0.26%	-3,222		Timeline
SRESEMPRA	15,526	$1.98M	0.26%	-840		Timeline
PHYSSPROTT ASSET MANAGEMENT LP	130,022	$1.96M	0.25%	-7,899		Timeline
XLISELECT SECTOR SPDR TR	22,035	$1.95M	0.25%	+11,392		Timeline
STWDSTARWOOD PPTY TR INC	98,509	$1.9M	0.25%	-106,560		Timeline
ARKKARK ETF TR	14,711	$1.83M	0.24%	+10,278		Timeline
KOCOCA COLA CO	32,232	$1.77M	0.23%	+1,015		Timeline
AMDADVANCED MICRO DEVICES INC	19,047	$1.75M	0.23%	+10,098		Timeline
CMCSACOMCAST CORP NEW	33,059	$1.73M	0.22%	-1,866		Timeline
IWOISHARES TR	6,015	$1.73M	0.22%	0		Timeline
DISDISNEY WALT CO	9,264	$1.68M	0.22%	+11		Timeline
PTONPELOTON INTERACTIVE INC	10,925	$1.66M	0.21%	new		Timeline
FDNFIRST TR EXCHANGE-TRADED FD	7,769	$1.65M	0.21%	+640		Timeline
APHAMPHENOL CORP	12,530	$1.64M	0.21%	-866		Timeline
NSCNORFOLK SOUTHN CORP	6,830	$1.62M	0.21%	0		Timeline
SBACSBA COMMUNICATIONS CORP	5,660	$1.6M	0.21%	0		Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	3,703	$1.55M	0.2%	+168		Timeline
FSLYFASTLY INC	17,592	$1.54M	0.2%	+12,647		Timeline
TOTLSSGA ACTIVE ETF TR	30,243	$1.49M	0.19%	+401		Timeline
TWITTER INCTWITTER INC	26,899	$1.46M	0.19%	+10,046
SLRCSLR INVESTMENT CORP	82,225	$1.44M	0.19%	-1,000		Timeline
GPNGLOBAL PMTS INC	6,645	$1.43M	0.18%	-24		Timeline
BCEBCE INC	33,376	$1.43M	0.18%	-648		Timeline
ARCCARES CAPITAL CORP	84,287	$1.42M	0.18%	-26,810		Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	66,194	$1.4M	0.18%	+18,921
RKTROCKET COS INC	68,580	$1.39M	0.18%	new		Timeline
XLVSELECT SECTOR SPDR TR	11,181	$1.36M	0.18%	-2,122		Timeline
PFFISHARES TR	35,078	$1.35M	0.17%	+1,935		Timeline
SPYDSPDR SERIES TRUST	40,301	$1.33M	0.17%	-1,927		Timeline
AMLPALPS ETF TR	50,421	$1.29M	0.17%	+5,449		Timeline
FXLFIRST TR EXCHANGE-TRADED FD	11,558	$1.29M	0.17%	+2,071		Timeline
PLTRPALANTIR TECHNOLOGIES INC	54,174	$1.28M	0.16%	new		Timeline
DAUGFIRST TR EXCHNG TRADED FD VI	38,440	$1.27M	0.16%	-200		Timeline
VHTVANGUARD WORLD FD	5,672	$1.27M	0.16%	+923		Timeline
ECLECOLAB INC	5,798	$1.25M	0.16%	-80		Timeline
FIXDFIRST TR EXCHNG TRADED FD VI	22,882	$1.25M	0.16%	+2,800		Timeline
MELIMERCADOLIBRE INC	734	$1.23M	0.16%	+151		Timeline
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TR	79,070	$1.22M	0.16%	+946
PEYINVESCO EXCHANGE TRADED FD T	69,813	$1.21M	0.16%	-14,620		Timeline
QCLNFIRST TR EXCHANGE-TRADED FD	17,165	$1.21M	0.16%	new		Timeline
ABTABBOTT LABORATORIES	10,873	$1.19M	0.15%	-9,207		Timeline
MINTPIMCO ETF TR	11,660	$1.19M	0.15%	+1,370		Timeline
SVMK INCSVMK INC	45,000	$1.15M	0.15%	0
ETSYETSY INC	6,412	$1.14M	0.15%	+1,147		Timeline
KMBKIMBERLY-CLARK CORP	8,331	$1.12M	0.15%	+10		Timeline
BACBANK OF AMER CORP	36,938	$1.12M	0.14%	-12,281		Timeline
FAARFIRST TR EXCHANGE TRAD FD VI	40,901	$1.12M	0.14%	new		Timeline
CVXCHEVRON CORPORATION	13,048	$1.1M	0.14%	-1,865		Timeline
FIRST TR SR FLOATING RATE 20FIRST TR SR FLOATING RATE 20	120,279	$1.08M	0.14%	+36,568
ESIELEMENT SOLUTIONS INC	60,000	$1.06M	0.14%	0		Timeline
DOVDOVER CORP	8,305	$1.05M	0.14%	0		Timeline
XLFSELECT SECTOR SPDR TR	35,433	$1.04M	0.14%	-4,371		Timeline
ESTCELASTIC N V	7,098	$1.04M	0.13%	-501		Timeline
FTHYFIRST TR HIGH YIELD OPPRT 20	50,707	$1.03M	0.13%	+2,207		Timeline
NFLXNETFLIX INC.	1,849	$1M	0.13%	-868		Timeline
SBUXSTARBUCKS CORP	9,265	$991K	0.13%	-400		Timeline
HYLSFIRST TR EXCHANGE-TRADED FD	20,254	$987K	0.13%	+15,054		Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	2,651	$962K		0	Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.	Timeline
FPXIFIRST TR EXCHANGE-TRADED FD	13,664	$940K	0.12%	new		Timeline
PGXINVESCO EXCH TRADED FD TR II	61,505	$939K	0.12%	-20,782		Timeline
FDXFEDEX CORP	3,599	$934K	0.12%	-2,343		Timeline
PAPRINNOVATOR ETFS TRUST	33,569	$916K	0.12%	-21,110		Timeline
PWZINVESCO EXCH TRADED FD TR II	57,112	$894K	0.12%	-1,396		Timeline
PGHYINVESCO EXCH TRADED FD TR II	39,800	$884K	0.11%	-465		Timeline
SYYSYSCO CORP	11,820	$878K	0.11%	+585		Timeline
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR II	55,381	$854K	0.11%	+1,730
RTXRTX CORPORATION	11,906	$851K	0.11%	-9,523		Timeline
FPEIFIRST TR EXCH TRADED FD III	41,550	$847K	0.11%	0		Timeline
TC PIPELINES LPTC PIPELINES LP	27,385	$806K	0.1%	0
NZFNUVEEN MUN CR INCOME FD	49,710	$801K	0.1%	-193		Timeline
CSQCALAMOS STRATEGIC TOTAL RETU	49,059	$775K	0.1%	+6,580		Timeline
HQHABRDN HEALTHCARE INVESTORS	31,832	$759K	0.1%	-90,626		Timeline
NUSCNUSHARES ETF TR	19,741	$757K	0.1%	new		Timeline
VGTVANGUARD WORLD FD	2,134	$755K	0.1%	-1,496		Timeline
AXPAMERICAN EXPRESS CO	6,206	$750K	0.1%	+695		Timeline
KMIKINDER MORGAN INC DEL	54,420	$744K	0.1%	-105,211		Timeline
HPQHP INC	30,039	$739K	0.1%	-3,412		Timeline
ISRGINTUITIVE SURGICAL INC	897	$734K	0.09%	-68		Timeline
MBSDFLEXSHARES TR	29,730	$715K	0.09%	+840		Timeline
ORLYOREILLY AUTOMOTIVE INC	1,569	$710K	0.09%	+443		Timeline
SLQDISHARES TR	13,576	$709K	0.09%	0		Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	82,406	$696K	0.09%	+57,751
ETNEATON CORP PLC	5,673	$682K	0.09%	-2,543		Timeline
VCITVANGUARD SCOTTSDALE FDS	6,885	$669K	0.09%	+783		Timeline
HEALTHCARE RLTY TRHEALTHCARE RLTY TR	22,537	$667K	0.09%	-259
PSLINVESCO EXCHANGE TRADED FD T	7,674	$665K	0.09%	-2		Timeline
SVB FINANCIAL GROUPSVB FINANCIAL GROUP	1,709	$663K	0.09%	-68
GSGOLDMAN SACHS GROUP INC	2,500	$659K	0.09%	+672		Timeline
IEMGISHARES INC	10,524	$653K	0.08%	+987		Timeline
VPUVANGUARD WORLD FD	4,618	$634K	0.08%	+543		Timeline
NUVEEN CR OPPORTUNITIES 2022NUVEEN CR OPPORTUNITIES 2022	77,017	$619K	0.08%	-6,284
SMHVANECK ETF TRUST	2,816	$615K	0.08%	-174		Timeline
TXNTEXAS INSTRS INC	3,651	$599K	0.08%	0		Timeline
TDOCTELADOC HEALTH INC	2,963	$592K	0.08%	-2,515		Timeline
RAVIFLEXSHARES TR	7,761	$592K	0.08%	+681		Timeline
LMNDLEMONADE INC	4,799	$588K	0.08%	new		Timeline
SPOTSPOTIFY TECHNOLOGY S A	1,835	$577K	0.07%	-73		Timeline
COPCONOCOPHILLIPS	14,370	$575K	0.07%	-7,522		Timeline
MDTMEDTRONIC PLC	4,894	$573K	0.07%	-208		Timeline
CRWDCROWDSTRIKE HLDGS INC	2,665	$565K	0.07%	-1,771		Timeline
XMVTXBLACKROCK MUNIVEST FUND II	37,793	$562K	0.07%	+279		Timeline
ENPHENPHASE ENERGY INC	3,145	$552K	0.07%	+566		Timeline
GMGENERAL MTRS CO	13,125	$547K	0.07%	+4,552		Timeline
MDBMONGODB INC	1,524	$547K	0.07%	-209		Timeline
ERTHINVESCO EXCHANGE TRADED FD T	7,551	$530K	0.07%	0		Timeline
IEFAISHARES TR	7,409	$512K	0.07%	+934		Timeline
MOALTRIA GROUP INC	12,431	$510K	0.07%	-3,061		Timeline
CBCHUBB LIMITED	3,283	$505K	0.07%	-2,860		Timeline
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU	34,927	$503K	0.07%	0
MGNIMAGNITE INC	16,322	$501K	0.06%	new		Timeline
NOWSERVICENOW INC	897	$494K	0.06%	+169		Timeline
NOCNORTHROP GRUMMAN CORP	1,621	$494K	0.06%	-100		Timeline
PFFAETFIS SER TR I	22,215	$489K	0.06%	-15,067		Timeline
FDGAMERICAN CENTY ETF TR	6,571	$489K	0.06%	+779		Timeline
PSXPHILLIPS 66	6,931	$485K	0.06%	0		Timeline
UNPUNION PAC CORP	2,323	$484K	0.06%	0		Timeline
BXBLACKSTONE INC	7,450	$483K	0.06%	-16,613		Timeline
FMBFIRST TR EXCH TRADED FD III	8,435	$479K	0.06%	+900		Timeline
ROKUROKU INC	1,393	$463K	0.06%	-1,510		Timeline
SNAPSNAP INC	9,240	$463K	0.06%	-61,516		Timeline
VMOINVESCO MUN OPPORTUNIT TR	35,753	$458K	0.06%	-1,370		Timeline
ALLIANZGI ARTIFICIAL INTELLIALLIANZGI ARTIFICIAL INTELLI	17,300	$456K	0.06%	-1,000
IRMIRON MTN INC DEL	15,442	$455K	0.06%	+4,537		Timeline
DGROISHARES TR	10,093	$452K	0.06%	new		Timeline
ARKWARK ETF TR	3,085	$452K	0.06%	-22		Timeline
BYNDBEYOND MEAT INC	3,590	$449K	0.06%	-1,495		Timeline
BARGRANITESHARES GOLD TR	23,392	$442K	0.06%	-6,664		Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	12,011	$442K	0.06%	-5,268
HYSPIMCO ETF TR	4,478	$440K	0.06%	+44		Timeline
HEALTHCARE SERVICES ACQU CORHEALTHCARE SERVICES ACQU COR	42,857	$438K	0.06%	new
XLPSELECT SECTOR SPDR TR	6,365	$429K	0.06%	-1,933		Timeline
EATON VANCE CORPEATON VANCE CORP	6,300	$428K	0.06%	0
TRGPTARGA RES CORP	16,171	$427K	0.06%	-43,226		Timeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC	3,689	$426K	0.06%	+834
CTO REALTY GROWTH INCCTO REALTY GROWTH INC	10,071	$425K	0.05%	new
FXRFIRST TR EXCHANGE-TRADED FD	8,445	$424K	0.05%	new		Timeline
POCTINNOVATOR ETFS TRUST	15,212	$423K	0.05%	-685		Timeline
RDIVINVESCO EXCH TRADED FD TR II	12,500	$423K	0.05%	new		Timeline
BLACKROCK INCBLACKROCK INC	585	$422K	0.05%	-475
GNRSPDR INDEX SHS FDS	9,915	$420K	0.05%	-3,361		Timeline
COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED	1,239	$420K	0.05%	-163
NETCLOUDFLARE INC	5,449	$414K	0.05%	new		Timeline
INNOVATOR ETFS TR IIINNOVATOR ETFS TR II	16,734	$414K	0.05%	new
PINSPINTEREST INC	6,217	$410K	0.05%	new		Timeline
VUGVANGUARD INDEX FDS	1,612	$408K	0.05%	0		Timeline
JDJD.COM INC	4,640	$408K	0.05%	+77		Timeline
NXTGFIRST TR EXCHANGE-TRADED FD	5,871	$406K	0.05%	new		Timeline
NACNUVEEN CA DIVI ADV MUN	26,500	$402K	0.05%	-9,295		Timeline
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC	9,175	$388K	0.05%	-24,973
VTRVENTAS INC	7,892	$387K	0.05%	-2,928		Timeline
TORTOISE MIDSTREAM ENERGY F…TORTOISE MIDSTREAM ENERGY FUND	18,745	$386K	0.05%	-92
IVVISHARES TR	1,024	$384K	0.05%	0		Timeline
VYMVANGUARD WHITEHALL FDS	4,160	$381K	0.05%	0		Timeline
GDXVANECK ETF TRUST	10,251	$369K	0.05%	-1,099		Timeline
SLVISHARES SILVER TR	14,600	$359K	0.05%	+2,814		Timeline
QSRRESTAURANT BRANDS INTL INC	5,877	$359K	0.05%	+1		Timeline
MPLXMPLX LP	16,603	$359K	0.05%	-112,993		Timeline
FTLSFIRST TR EXCH TRADED FD III	8,132	$355K	0.05%	0		Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	7,459	$355K	0.05%	-928
FNOVFIRST TR EXCHNG TRADED FD VI	10,000	$352K	0.05%	0		Timeline
ARWRARROWHEAD PHARMACEUTICALS IN	4,500	$345K	0.04%	new		Timeline
VONGVANGUARD SCOTTSDALE FDS	1,390	$344K	0.04%	0		Timeline
SEDGSOLAREDGE TECHNOLOGIES INC	1,062	$339K	0.04%	new		Timeline
LABORATORY CORP OF AMERICALABORATORY CORP OF AMERICA	1,660	$338K	0.04%	-175
PTLCPACER FDS TR	10,332	$338K	0.04%	0		Timeline
NUVEEN CALIFORNIA SELECT TA…NUVEEN CALIFORNIA SELECT TAX-F	20,564	$332K	0.04%	-7,436
GLPIGAMING & LEISURE P	7,797	$331K	0.04%	-2,712		Timeline
FALNISHARES TR	11,262	$331K	0.04%	new		Timeline
STZCONSTELLATION BRANDS INC	1,501	$329K	0.04%	-257		Timeline
CARRCARRIER GLOBAL CORPORATION	8,644	$326K	0.04%	+194		Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LP	17,610	$326K	0.04%	-550
MDLZMONDELEZ INTL INC	5,517	$323K	0.04%	-2,940		Timeline
SESEA LTD	1,612	$321K	0.04%	-236		Timeline
ORCLORACLE CORP	4,946	$320K	0.04%	-6,394		Timeline
COVETRUS INCCOVETRUS INC	11,147	$320K	0.04%	-2,048
MRNAMODERNA INC	3,009	$314K	0.04%	-4,705		Timeline
APDAIR PRODUCTS AND CHEMICALS I	1,141	$312K	0.04%	-488		Timeline
DRAFTKINGS INCDRAFTKINGS INC	6,664	$310K	0.04%	new
QQQXNUVEEN NASDAQ 100 DYNAMIC OV	11,517	$300K	0.04%	new		Timeline
NOBLPROSHARES TR	3,679	$294K	0.04%	-5,996		Timeline
ADMARCHER DANIELS MIDLAND CO	5,698	$287K	0.04%	-214		Timeline
CRSPCRISPR THERAPEUTICS AG	1,850	$283K	0.04%	new		Timeline
AALAMERICAN AIRLINES GROUP INC	17,531	$276K	0.04%	new		Timeline
DWSHADVISORSHARES TR	24,186	$276K	0.04%	-2,168		Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	11,478	$273K	0.04%	-1,902		Timeline
ASMLASML HLDG NV	558	$272K	0.04%	0		Timeline
ACNACCENTURE PLC IRELAND	1,038	$271K	0.04%	-871		Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LP	18,733	$270K	0.03%	-2,064
AZNASTRAZENECA PLC-SPONS ADR	5,384	$269K	0.03%	-1,001		Timeline
INVESCOINVESCO	4,754	$268K	0.03%	new
DNOVFIRST TR EXCHNG TRADED FD VI	7,967	$265K	0.03%	-7,725		Timeline
NUVEEN CALIF MUNICPAL VALU FNUVEEN CALIF MUNICPAL VALU F	17,186	$265K	0.03%	-6,214
INDEXIQ ETF TRINDEXIQ ETF TR	11,318	$265K	0.03%	0
IJHISHARES TR	1,148	$264K	0.03%	0		Timeline
NVSNOVARTIS AG	2,787	$263K	0.03%	-77		Timeline
IDNINTELLICHECK MOBILISA INC	23,000	$262K	0.03%	-14,742		Timeline
AXONAXON ENTERPRISE INC	2,125	$260K	0.03%	new		Timeline
BDXBECTON DICKINSON & CO	1,018	$255K	0.03%	-143		Timeline
VTWGVANGUARD SCOTTSDALE FDS	1,213	$253K	0.03%	new		Timeline
IBUYAMPLIFY ETF TR	2,174	$249K	0.03%	-1,436		Timeline
BRTBRT APARTMENTS CORP	59,031	$248K	0.03%	+740		Timeline
BAXBAXTER INTL INC	3,074	$247K	0.03%	-1,690		Timeline
AGNCAGNC INVT CORP	15,772	$246K	0.03%	new		Timeline
XHSSPDR SERIES TRUST	2,542	$246K	0.03%	new		Timeline
XLCSELECT SECTOR SPDR TR	3,611	$244K	0.03%	-2,654		Timeline
MQYBLACKROCK MUNIYILD QULT FD I	14,785	$244K	0.03%	-1,000		Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	9,561	$243K	0.03%	-7,813
MAINMAIN STR CAP CORP	7,494	$242K	0.03%	-17,228		Timeline
GSYINVESCO ACTIVELY MANAGED EXC	4,790	$242K	0.03%	-6,313		Timeline
ARKFARK ETF TR	4,828	$240K	0.03%	new		Timeline
QUALISHARES TR	2,030	$236K	0.03%	new		Timeline
NADNUVEEN QUALITY MUNCP INCOME	15,344	$236K	0.03%	-33,460		Timeline
MARMARRIOTT INTL INC NEW	1,775	$234K	0.03%	new		Timeline
CHWYCHEWY INC	2,594	$233K	0.03%	-1,216		Timeline
IJRISHARES TR	2,516	$231K	0.03%	new		Timeline
ALLALLSTATE CORP	2,102	$231K	0.03%	new		Timeline
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP	2,060	$231K	0.03%	new
OKEONEOK INC NEW	5,990	$230K	0.03%	new		Timeline
EQIXEQUINIX INC	322	$230K	0.03%	+21		Timeline
MTUMISHARES TR	1,405	$227K	0.03%	-539		Timeline
SRVRPACER FDS TR	6,322	$227K	0.03%	-1,360		Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	17,192	$225K	0.03%	-56,221
VKQINVESCO MUNICIPAL TRUST	17,535	$225K	0.03%	-3,614		Timeline
SDYSPDR SERIES TRUST	2,118	$224K	0.03%	-2,651		Timeline
JPSTJ P MORGAN EXCHANGE TRADED F	4,403	$224K	0.03%	-11,173		Timeline
LYFTLYFT INC	4,551	$224K	0.03%	new		Timeline
LITGLOBAL X FDS	3,625	$224K	0.03%	new		Timeline
TLSTELOS CORP MD	6,800	$224K	0.03%	new		Timeline
AMATAPPLIED MATLS INC	2,580	$223K	0.03%	new		Timeline
PHYSICIANS REALTY TRUSTPHYSICIANS REALTY TRUST	12,506	$223K	0.03%	-5,251
INVESCO HIGH INCOME 2024 TARINVESCO HIGH INCOME 2024 TAR	25,611	$223K	0.03%	+508
POOLPOOL CORP	593	$221K	0.03%	new		Timeline
PBWINVESCO EXCHANGE TRADED FD T	2,100	$217K	0.03%	new		Timeline
EPAMEPAM SYS INC	600	$215K	0.03%	new		Timeline
ADSKAUTODESK INC	687	$210K	0.03%	new		Timeline
HDVISHARES TR	2,394	$210K	0.03%	new		Timeline
MUNIPIMCO ETF TR	3,700	$210K	0.03%	-10,535		Timeline
FISFIDELITY NATL INFORMATION SV	1,448	$205K	0.03%	-51		Timeline
PHOINVESCO EXCHANGE TRADED FD T	4,406	$205K	0.03%	new		Timeline
FTCHQFARFETCH LTD ORD SH CL A (CYM)	3,203	$204K	0.03%	new		Timeline
PTBDPACER FDS TR	7,340	$202K	0.03%	new		Timeline
ALTGALTA EQUIPMENT GROUP INC	20,350	$201K	0.03%	+4,050		Timeline
SPLVINVESCO EXCH TRADED FD TR II	3,563	$200K	0.03%	-1,961		Timeline
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN	26,001	$198K	0.03%	-3,220
NSLRNEOSTELLAR CAP CORP	14,405	$189K	0.02%	-723		Timeline
OPPRIVERNORTH DOUBLELINE STRATE	12,500	$179K	0.02%	new		Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	20,242	$178K	0.02%	+30		Timeline
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC	12,226	$177K	0.02%	0
RRCRANGE RES CORP	26,250	$176K	0.02%	-1,003		Timeline
XEVVXEATON VANCE LIMITED DURATION	13,954	$175K	0.02%	new		Timeline
NVGNUVEEN AMT FREE MUN CR INC F	10,220	$171K	0.02%	new		Timeline
PAGPPLAINS GP HLDGS L P	20,010	$169K	0.02%	-30,893		Timeline
XMVFXBLACKROCK MUNIVEST FUND	18,314	$168K	0.02%	-2,441		Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	29,000	$166K	0.02%	new
STNGSCORPIO TANKERS INC	14,347	$161K	0.02%	-758		Timeline
NUVEEN CORPORATE INCM NOVEMENUVEEN CORPORATE INCM NOVEME	17,486	$161K	0.02%	-92,530
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRM	11,769	$158K	0.02%	-3,090
PAAPLAINS ALL AMERN PIPELINE L	18,964	$156K	0.02%	-2,320		Timeline
MFICMIDCAP FINANCIAL INVSTMNT CO	14,640	$156K	0.02%	new		Timeline
VKIINVESCO ADVANTAGE MUN INCOME	13,000	$148K	0.02%	new		Timeline
NUVEEN CORPORATE INCOME 2023NUVEEN CORPORATE INCOME 2023	14,952	$143K	0.02%	0
KRPKIMBELL RTY PARTNERS LP	17,481	$138K	0.02%	-6,710		Timeline
EOS ENERGY ENTERPRISES, INCEOS ENERGY ENTERPRISES, INC	16,000	$133K	0.02%	new
NUVEEN DIVERSIFIED DIVID & INUVEEN DIVERSIFIED DIVID & I	14,450	$127K	0.02%	new
BNY MELLON ALCENTRA GLOBAL CBNY MELLON ALCENTRA GLOBAL C	14,430	$123K	0.02%	-563
GABGABELLI EQUITY TR INC	19,256	$121K	0.02%	+6,425		Timeline
CMBTCMB.TECH NV	15,000	$120K	0.02%	0		Timeline
SVCSERVICE PPTYS TR	10,333	$119K	0.02%	-16,864		Timeline
CONSONANCE HFW ACQUISITION CCONSONANCE HFW ACQUISITION C	11,000	$115K	0.01%	new
NMMNAVIOS MARITIME PARTNERS LP	10,000	$112K	0.01%	new		Timeline
SOFTWARE ACQUISITN GRUP INCSOFTWARE ACQUISITN GRUP INC	10,000	$107K	0.01%	new
CHURCHILL CAPITAL CORP VCHURCHILL CAPITAL CORP V	10,000	$105K	0.01%	new
FIRST TRUST NEW OPPORTUNITI…FIRST TRUST NEW OPPORTUNITIES	24,000	$102K	0.01%	new
ARLPALLIANCE RESOURCE PARTNERS L	20,000	$90K	0.01%	+10,000		Timeline
TUSCAN HLDGS CORPTUSCAN HLDGS CORP	19,000	$90K	0.01%	new
FLNGFLEX LNG LTD	10,000	$88K	0.01%	new		Timeline
NUVEEN EMERGING MKTS DEBT 20NUVEEN EMERGING MKTS DEBT 20	11,413	$85K	0.01%	new
CMRECOSTAMARE INC	10,000	$83K	0.01%	new		Timeline
CAPITAL CLEAN ENERGY CARRIE…CAPITAL CLEAN ENERGY CARRIERS COM	10,000	$81K	0.01%	new
AMARIN CORP PLCAMARIN CORP PLC	16,250	$79K	0.01%	-10,917
SFLSFL CORPORATION LTD	10,000	$63K	0.01%	new		Timeline
FRONTLINE PLC FFRONTLINE PLC F	10,000	$62K	0.01%	-16,190
MUSTANG BIO INCMUSTANG BIO INC	12,400	$47K	0.01%	new
HALL OF FAME RESORT & ENTMTHALL OF FAME RESORT & ENTMT	36,629	$45K	0.01%	new
WISA TECHNOLOGIES INCWISA TECHNOLOGIES INC	11,500	$41K	0.01%	new
ANIXANIXA BIOSCIENCES INC	12,000	$37K	<0.01%	new		Timeline
JILLJ JILL INC	10,000	$37K	<0.01%	new		Timeline
ION ACQUISITION CORP 1 LTDION ACQUISITION CORP 1 LTD	10,000	$36K	<0.01%	new
SNDSMART SAND INC	20,000	$34K	<0.01%	0		Timeline
AJAX IAJAX I	10,000	$33K	<0.01%	new
180 DEGREE CAP CORP180 DEGREE CAP CORP	10,000	$22K	<0.01%	0
THERAPEUTICSMD INCTHERAPEUTICSMD INC	17,750	$21K	<0.01%	-32,000
HNRGHALLADOR ENERGY COMPANY	10,000	$15K	<0.01%	-18,600		Timeline
ASMAVINO SILVER & GOLD MINES LT	10,000	$13K	<0.01%	0		Timeline

Sold out in Q4 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 112. All 112

Security	Shares before	Value before	Type
HYZDWISDOMTREE TR	634,004	$13.2M	shares
VZVERIZON COMMUNICATIONS INC	201,530	$12M	shares
VVISA INC	58,606	$11.7M	shares
VTHRVANGUARD SCOTTSDALE FDS	49,877	$7.59M	shares
ZMZOOM COMMUNICATIONS INC	10,564	$4.97M	shares
WELLWELLTOWER INC	76,804	$4.23M	shares
OIHVANECK ETF TRUST	33,448	$3.27M	shares
WMWASTE MGMT INC DEL	22,382	$2.53M	shares
DWMWISDOMTREE TR	54,384	$2.47M	shares
WMTWALMART INC	17,529	$2.45M	shares
BILSPDR SERIES TRUST	21,899	$2M	shares
ENVIVA PARTNERS LPENVIVA PARTNERS LP	45,246	$1.82M	shares
KBWYINVESCO EXCH TRADED FD TR II	77,842	$1.36M	shares
SKILLSOFT CORP CL ASKILLSOFT CORP CL A	155,555	$1.32M	shares
DONWISDOMTREE TR	21,498	$1.25M	shares
VSATVIASAT INC	34,389	$1.18M	shares
WORKHORSE GROUP INCWORKHORSE GROUP INC	41,200	$1.04M	shares
FTCSFIRST TR EXCHANGE-TRADED FD	13,940	$882K	shares
HCAHCA HEALTHCARE INC	6,863	$856K	shares
VAWVANGUARD WORLD FD	6,130	$825K	shares
DKLDELEK LOGISTICS PARTNERS LP	28,194	$800K	shares
ADIANALOG DEVICES INC	5,734	$669K	shares
ZZILLOW GROUP INC	6,205	$630K	shares
VUZIVUZIX CORP	131,000	$597K	shares
GGTGABELLI MULTIMEDIA TR INC	86,727	$560K	shares
AZOAUTOZONE INC	470	$553K	shares
SMDVPROSHARES TR	11,341	$535K	shares
RIVRIVERNORTH OPPORTUNITIES FD	35,713	$512K	shares
BSTBLACKROCK SCIENCE & TECHNOLO	11,718	$504K	shares
SMBVANECK ETF TRUST	26,602	$480K	shares
PWBINVESCO EXCHANGE TRADED FD T	7,276	$450K	shares
BPBP PLC	25,521	$446K	shares
ITMVANECK ETF TRUST	8,694	$446K	shares
Proshares Short S&PProshares Short S&P	21,800	$443K	shares
DLNWISDOMTREE TR	4,437	$431K	shares
HYIWESTERN ASSET HIGH YIELD OPP	30,507	$428K	shares
WPCWP CAREY INC	6,398	$417K	shares
AEPAMERICAN ELEC PWR CO INC	4,955	$405K	shares
AMANTERO MIDSTREAM CORP	71,389	$383K	shares
PAIWESTERN ASSET INVESTMENT GRA	23,534	$379K	shares
ZTSZOETIS INC	2,212	$366K	shares
BARRICK GOLD CORPBARRICK GOLD CORP	13,029	$366K	shares
BKLNINVESCO EXCH TRADED FD TR II	16,172	$352K	shares
NUVEEN HIGH INCOME 2020 TARGNUVEEN HIGH INCOME 2020 TARG	36,767	$348K	shares
BNDXVANGUARD CHARLOTTE FDS	5,041	$293K	shares
XLUSELECT SECTOR SPDR TR	4,812	$286K	shares
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCO	11,628	$282K	shares
LEOBNY MELLON STRATEGIC MUNS IN	33,500	$277K	shares
VIRGIN GALACTIC HLDGS INCVIRGIN GALACTIC HLDGS INC	14,305	$275K	shares
HDBHDFC BANK LTD	5,380	$269K	shares
HYDVANECK ETF TRUST	4,485	$268K	shares
PZAINVESCO EXCH TRADED FD TR II	9,989	$266K	shares
TFF PHARMACEUTICALS INCTFF PHARMACEUTICALS INC	14,300	$264K	shares
GNMAISHARES TR	5,090	$260K	shares
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	22,585	$255K	shares
VTWOVANGUARD SCOTTSDALE FDS	2,088	$253K	shares
TRILLIUM THERAPEUTICS INC C…TRILLIUM THERAPEUTICS INC COM NEW	17,750	$252K	shares
OTISOTIS WORLDWIDE CORP	4,007	$250K	shares
EXASEXACT SCIENCES CORP	2,396	$244K	shares
BEPBROOKFIELD RENEWABLE ENERGY	4,609	$242K	shares
RMIRIVERNORTH OPPORTUNISTIC MUN	11,857	$242K	shares
DHILDIAMOND HILL INVT GROUP INC	1,905	$241K	shares
ADPAUTOMATIC DATA PROCESSING IN	1,723	$240K	shares
VACMARRIOTT VACATIONS WORLDWIDE	2,587	$235K	shares
PSKSPDR SERIES TRUST	5,295	$230K	shares
DDOGDATADOG INC	2,240	$229K	shares
WWAYFAIR INC	778	$226K	shares
O'Shares Global InternetO'Shares Global Internet	5,127	$226K	shares
BUDANHEUSER BUSCH INBEV SA NV	4,136	$223K	shares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	9,474	$221K	shares
FIRST TR DYNAMIC EUROPE EQUIFIRST TR DYNAMIC EUROPE EQUI	21,830	$219K	shares
WYWEYERHAEUSER CO	7,655	$218K	shares
RITMRITHM CAPITAL CORP	27,323	$217K	shares
ZSZSCALER INC	1,525	$215K	shares
MPTMEDICAL PROPERTIES TRUST INC	12,188	$215K	shares
ABALLIANCEBERNSTEIN HLDG L P	7,932	$214K	shares
FOCUS FINANCIAL PARTNERS IN…FOCUS FINANCIAL PARTNERS INC.	6,275	$206K	shares
CNCCENTENE CORP DEL	3,478	$203K	shares
SHMSPDR SERIES TRUST	4,055	$202K	shares
IBNICICI BK LTD	20,200	$199K	shares
THWABRDN WORLD HEALTHCARE FUND	13,783	$198K	shares
MHFWESTERN ASSET MUN HIGH INCOM	24,000	$179K	shares
FTAI AVIATION LTDFTAI AVIATION LTD	10,380	$178K	shares
XAWFXALLIANCEBERNSTEIN GLOBAL HIG	16,631	$175K	shares
DIAXNUVEEN DOW 30SM DYNAMIC OVERWR	12,708	$172K	shares
BGBBLACKSTONE STRATEGIC CRED 20	13,800	$169K	shares
IRTINDEPENDENCE RLTY TR INC	14,445	$167K	shares
CHWCALAMOS GBL DYN INCOME FUND	19,000	$154K	shares
XEMDXWESTERN ASSET EMERGING MKTS	12,090	$149K	shares
BTZBLACKROCK CR ALLOCATION	10,383	$148K	shares
SDCCQSMILEDIRECTCLUB INC CL A	12,670	$148K	shares
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	10,010	$139K	shares
XEADXALLSPRING INCOME OPPORTUNIT	18,900	$138K	shares
CADENCE BANCORPCADENCE BANCORP	15,412	$132K	shares
XFRAXBLACKROCK FLOATING RATE INCO	11,310	$130K	shares
BROADMARK RLTY CAP INCBROADMARK RLTY CAP INC	11,775	$116K	shares
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC	20,508	$111K	shares
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	10,000	$92K	shares
BLUEROCK RESIDENTIAL GWT REIBLUEROCK RESIDENTIAL GWT REI	11,584	$88K	shares
VVRINVESCO SR INCOME TR	19,462	$71K	shares

How Q4 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001213900-21-008521	base		2021-02-11	acceptance time not in the bulk data set	2026-10-07 18:42:52 UTC