AMERIPRISE FINANCIAL INC

13F filer, CIK 820027, MINNEAPOLIS, MN

AMERIPRISE FINANCIAL INC reported $435,386,868,269 across 4,050 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-14. Its ten largest share positions make up 21.85% of the portfolio.

Filed 2025-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 03:02:25 UTC13F-HR 0001193125-25-282109

Period: 2025-09-30
Reported value: $435B
Holdings: 4,050
Top 10 weight: 21.85%
New: 287
Sold out: 192

Part of the filer group AMERIPRISE FINANCIAL INC

Ameriprise Bank, FSB Ameriprise Certificate CO +2 others

How groups are built

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AMATadded	+3,583,751	$734M
AAPLadded	+2,069,620	$527M
MRVLadded	+6,217,952	$523M
WIXadded	+2,606,204	$463M
CVXadded	+2,644,122	$411M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
BEreduced	-15,658,879	-$1.32B
MSFTreduced	-1,639,454	-$849M
LRCXreduced	-5,125,168	-$686M
AVGOreduced	-1,790,992	-$591M
ACNreduced	-2,158,227	-$532M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001193125-25-282109, largest first. % of portfolio is the value over $434,848,000,726, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
CVLGCOVENANT LOGISTICS GROUP INC	25,782	$558K	<0.01%	-20,192	Timeline
ASLEAERSALE CORPORATION	67,853	$556K	<0.01%	-97,497	Timeline
ASGLIBERTY ALL-STAR GROWTH FD I	99,954	$555K	<0.01%	+5,425	Timeline
CXDOCREXENDO INC	84,833	$551K	<0.01%	+39,683	Timeline
UHALU HAUL HOLDING COMPANY	10,313	$548K	<0.01%	+567	Timeline
HEZUISHARES TR	12,813	$540K	<0.01%	+142	Timeline
CMTCORE MOLDING TECHNOLOGIES IN	26,205	$539K	<0.01%	-18,293	Timeline
HTDHANCOCK JOHN TAX-ADVANTAGED	21,683	$538K	<0.01%	-3,221	Timeline
IPACISHARES TR	7,269	$534K	<0.01%	+985	Timeline
STLASTELLANTIS N.V	56,834	$531K	<0.01%	-470,587	Timeline
PGREPARAMOUNT GROUP INC	81,122	$531K	<0.01%	+67,099	Timeline
FTXOFIRST TR EXCHANGE TRADED FD	14,859	$529K	<0.01%	new	Timeline
GABCGERMAN AMERN BANCORP INC	13,370	$525K	<0.01%	+371	Timeline
XRTSPDR SERIES TRUST	6,083	$524K	<0.01%	+474	Timeline
BBINJ P MORGAN EXCHANGE TRADED F	7,410	$522K	<0.01%	-1,596	Timeline
TARSTARSUS PHARMACEUTICALS INC	8,643	$514K	<0.01%	-97	Timeline
NUMVNUSHARES ETF TR	13,240	$512K	<0.01%	new	Timeline
BSTZBLACKROCK SCIENCE & TECHNOLO	23,077	$511K	<0.01%	-2,308	Timeline
LMBSFIRST TR EXCHANGE-TRADED FD	10,263	$511K	<0.01%	-340	Timeline
FORRFORRESTER RESH INC	48,173	$511K	<0.01%	-19,405	Timeline
PGJINVESCO EXCHANGE TRADED FD T	15,453	$508K	<0.01%	new	Timeline
HROWHARROW INC	10,525	$507K	<0.01%	new	Timeline
CTMXCYTOMX THERAPEUTICS INC.	158,329	$505K	<0.01%	new	Timeline
RSPGINVESCO EXCHANGE TRADED FD T	6,334	$504K	<0.01%	-19,338	Timeline
CGUSCAPITAL GROUP CORE EQUITY ET	12,753	$504K	<0.01%	+925	Timeline
LELANDS END INC NEW	35,607	$502K	<0.01%	-1,063	Timeline
PWVINVESCO EXCHANGE TRADED FD T	7,397	$501K	<0.01%	-48,766	Timeline
NRCNRC HEALTH	39,170	$501K	<0.01%	-7,233	Timeline
CMDTPIMCO ETF TR	18,220	$499K	<0.01%	new	Timeline
SBRSABINE RTY TR	6,282	$499K	<0.01%	+66	Timeline
VRDNVIRIDIAN THERAPEUTICS INC	23,038	$497K	<0.01%	-93	Timeline
GQINATIXIS ETF TR	8,856	$496K	<0.01%	new	Timeline
JUSTGOLDMAN SACHS ETF TR	5,279	$495K	<0.01%	-501	Timeline
MUABLACKROCK MUNIASSETS FD INC	44,588	$495K	<0.01%	-22,810	Timeline
FLXSFLEXSTEEL INDS INC	10,669	$495K	<0.01%	+2,697	Timeline
XPERXPERI INC	76,319	$495K	<0.01%	-38,342	Timeline
GVIPGOLDMAN SACHS ETF TR	3,224	$494K	<0.01%	new	Timeline
STOKSTOKE THERAPEUTICS INC	20,996	$493K	<0.01%	new	Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	49,000	$493K	<0.01%	-2,000
GFSGLOBALFOUNDRIES INC	13,731	$492K	<0.01%	new	Timeline
VIRCVIRCO MFG CO	63,491	$492K	<0.01%	-19,026	Timeline
EGHT8X8 INC NEW	232,075	$492K	<0.01%	-2,634	Timeline
FMNBFARMERS NATIONAL BANC CORP	33,824	$487K	<0.01%	+140	Timeline
MAPSWM TECHNOLOGY INC	419,353	$486K	<0.01%	new	Timeline
CBANCOLONY BANKCORP INC	28,532	$485K	<0.01%	new	Timeline
AMCXAMC GLOBAL MEDIA INC	58,862	$485K	<0.01%	-16,950	Timeline
DRVNDRIVEN BRANDS HLDGS INC	29,991	$483K	<0.01%	-395	Timeline
SNNSMITH & NEPHEW PLC	13,260	$481K	<0.01%	+1,311	Timeline
BCMLBAYCOM CORP	16,729	$481K	<0.01%	-6,910	Timeline
MFMABERDEEN MUN INCOME FD	88,859	$479K	<0.01%	+22,833	Timeline
SNSRGLOBAL X FDS	12,260	$478K	<0.01%	-113	Timeline
CIONCION INVT CORP	50,424	$478K	<0.01%	+1,406	Timeline
OMEROMEROS CORP	116,536	$478K	<0.01%	0	Timeline
DRSLEONARDO DRS INC	10,464	$475K	<0.01%	-3,239	Timeline
DOLWISDOMTREE TR	7,588	$472K	<0.01%	+1,558	Timeline
SHESPDR SERIES TRUST	3,659	$466K	<0.01%	-1,473	Timeline
IRBTQIROBOT CORP	129,602	$465K	<0.01%	-65,284	Timeline
DCTHDELCATH SYS INC	43,237	$465K	<0.01%	+14,874	Timeline
ARTNAARTESIAN RES CORP	14,238	$464K	<0.01%	new	Timeline
DRDDRDGOLD LIMITED	16,731	$462K	<0.01%	+1,247	Timeline
PSCCINVESCO EXCH TRADED FD TR II	13,977	$461K	<0.01%	-104	Timeline
VOXRVOX ROYALTY CORP	106,988	$460K	<0.01%	new	Timeline
JPMEJ P MORGAN EXCHANGE TRADED F	4,211	$457K	<0.01%	-512	Timeline
LINELINEAGE INC	11,795	$456K	<0.01%	-6,775	Timeline
NIONIO INC	59,810	$456K	<0.01%	-7,715	Timeline
CRNCCERENCE INC	36,469	$454K	<0.01%	new	Timeline
OBTORANGE CNTY BANCORP INC	17,915	$452K	<0.01%	-2,353	Timeline
MINDMIND TECHNOLOGY INC	55,212	$447K	<0.01%	-375	Timeline
SHGSHINHAN FINANCIAL GROUP CO L	8,867	$447K	<0.01%	+620	Timeline
AROWARROW FINL CORP	15,690	$444K	<0.01%	-10,664	Timeline
SPYINEOS ETF TRUST	8,480	$444K	<0.01%	new	Timeline
JOYYJOYY INC	7,456	$442K	<0.01%	+1,118	Timeline
BFSTBUSINESS FIRST BANCSHARES IN	18,588	$439K	<0.01%	+2,942	Timeline
VERAVERA THERAPEUTICS INC	15,086	$438K	<0.01%	-2,302	Timeline
EEXEMERALD HOLDING INC	86,100	$438K	<0.01%	-53,100	Timeline
CBLCBL & ASSOC PPTYS INC	14,322	$438K	<0.01%	+2,365	Timeline
MYFWFIRST WESTN FINL INC	19,000	$437K	<0.01%	new	Timeline
RFGINVESCO EXCHANGE TRADED FD T	8,542	$435K	<0.01%	+1,976	Timeline
PIOINVESCO EXCH TRADED FD TR II	9,663	$434K	<0.01%	+423	Timeline
MMDNYLIM MACKAY DEFINEDTERM MUN	28,661	$434K	<0.01%	+5,224	Timeline
KALVKALVISTA PHARMACEUTICALS INC	35,449	$432K	<0.01%	-909,676	Timeline
CCOCLEAR CHANNEL OUTDOOR HLDGS	272,750	$431K	<0.01%	+72,423	Timeline
QDFFLEXSHARES TR	5,425	$431K	<0.01%	-182	Timeline
CYRXCRYOPORT INC	45,094	$427K	<0.01%	new	Timeline
CZWICITIZENS CMNTY BANCORP INC M	26,575	$427K	<0.01%	new	Timeline
OPYOPPENHEIMER HLDGS INC	5,766	$426K	<0.01%	-152	Timeline
EWZSISHARES TR	30,622	$426K	<0.01%	-23,618	Timeline
FLGBFRANKLIN TEMPLETON ETF TR	13,137	$425K	<0.01%	-878	Timeline
SGSWEETGREEN INC	53,141	$424K	<0.01%	-4,290	Timeline
ATNIATN INTL INC	28,179	$422K	<0.01%	-7,707	Timeline
GSGISHARES S&P GSCI COMMODITY-	18,244	$419K	<0.01%	-80,355	Timeline
WFWOORI FINL GROUP INC	7,452	$418K	<0.01%	-142	Timeline
XSCDXLMP CAP & INCOME FD INC	26,784	$416K	<0.01%	+5,087	Timeline
ROOTROOT INC	4,635	$415K	<0.01%	new	Timeline
ATECALPHATEC HLDGS INC	28,377	$413K	<0.01%	-3,089	Timeline
EFADPROSHARES TR	9,784	$412K	<0.01%	-250	Timeline
COMPCOMPASS INC	50,856	$408K	<0.01%	+14,086	Timeline
IDLVINVESCO EXCH TRADED FD TR II	12,125	$406K	<0.01%	-1,965	Timeline
CLOVCLOVER HEALTH INVESTMENTS CO	132,585	$406K	<0.01%	+1,993	Timeline
DIVOAMPLIFY ETF TR	9,103	$406K	<0.01%	+1,726	Timeline
TRDAENTRADA THERAPEUTICS INC	69,926	$406K	<0.01%	+24,980	Timeline
RBCAAREPUBLIC BANCORP INC KY	5,609	$405K	<0.01%	-2,628	Timeline
LADRLADDER CAP CORP	37,065	$405K	<0.01%	-126,958	Timeline
AVSFAMERICAN CENTY ETF TR	8,526	$403K	<0.01%	new	Timeline
XAWPXABRDN GLOBAL PREMIER PROPERT	100,749	$400K	<0.01%	-43,950	Timeline
IBIOIBIO INC	482,300	$399K	<0.01%	new	Timeline
IDTIDT CORP	7,627	$399K	<0.01%	new	Timeline
XSEPFIRST TR EXCHNG TRADED FD VI	9,517	$396K	<0.01%	0	Timeline
BBEUJ P MORGAN EXCHANGE TRADED F	5,677	$395K	<0.01%	+145	Timeline
HTBHOMETRUST BANCSHARES INC	9,650	$395K	<0.01%	-4,727	Timeline
MYIBLACKROCK MUNIYIELD QUALITY	35,612	$395K	<0.01%	-25,298	Timeline
BIPCBROOKFIELD INFRASTRUCTURE CO	9,578	$394K	<0.01%	+1,227	Timeline
LEOBNY MELLON STRATEGIC MUNS IN	63,014	$394K	<0.01%	-4,763	Timeline
BLWBLACKROCK LTD DURATION INCOM	28,108	$394K	<0.01%	+14,431	Timeline
TYTRI CONTL CORP	11,128	$393K	<0.01%	-462	Timeline
VBFINVESCO BD FD	24,660	$389K	<0.01%	-1,851	Timeline
FIIGFIRST TR EXCHANGE-TRADED FD	18,129	$385K	<0.01%	new	Timeline
KRTKARAT PACKAGING INC	15,240	$384K	<0.01%	-90,213	Timeline
AXIAYAXIA ENERGIA SA	38,701	$384K	<0.01%	+5,444	Timeline
CASSCASS INFORMATION SYS INC	9,740	$383K	<0.01%	-15,260	Timeline
RBBNRIBBON COMMUNICATIONS INC	100,064	$380K	<0.01%	-48,646	Timeline
BKTBLACKROCK INCOME TR INC	33,763	$379K	<0.01%	-1,137	Timeline
CBFVCB FINL SVCS INC	11,291	$375K	<0.01%	0	Timeline
JRVRJAMES RIVER GROUP HOLDINGS I	67,531	$375K	<0.01%	-29,961	Timeline
RDWRRADWARE LTD	14,112	$374K	<0.01%	new	Timeline
PRTHPRIORITY TECHNOLOGY HLDGS IN	54,411	$374K	<0.01%	+33,957	Timeline
CBNKCAPITAL BANCORP INC MD	11,700	$373K	<0.01%	-21,710	Timeline
AVDVAMERICAN CENTY ETF TR	4,187	$373K	<0.01%	+621	Timeline
OABIOMNIAB INC	232,787	$372K	<0.01%	-47,002	Timeline
JHIHANCOCK JOHN INVS TR	26,612	$372K	<0.01%	+5,381	Timeline
TALTAL ED GROUP	33,207	$371K	<0.01%	-3,395	Timeline
PSFCOHEN & STEERS SELECT PFD &	17,857	$371K	<0.01%	+1,415	Timeline
BGHBARINGS GLOBAL SHORT DURATIO	24,000	$371K	<0.01%	new	Timeline
PBTPERMIAN BASIN RTY TR	20,278	$370K	<0.01%	+3,093	Timeline
NATNORDIC AMERICAN TANKERS LIMI	117,440	$369K	<0.01%	+6,905	Timeline
SMBCSOUTHERN MO BANCORP INC	7,000	$368K	<0.01%	-13,700	Timeline
EVXVANECK ETF TRUST	9,438	$368K	<0.01%	-359	Timeline
KROKRONOS WORLDWIDE INC	63,966	$367K	<0.01%	-29,335	Timeline
BWBBRIDGEWATER BANCSHARES INC	20,695	$364K	<0.01%	-17,500	Timeline
EOLSEVOLUS INC	57,332	$352K	<0.01%	-506	Timeline
JPUSJ P MORGAN EXCHANGE TRADED F	2,812	$352K	<0.01%	+174	Timeline
VKIINVESCO ADVANTAGE MUN INCOME	39,976	$351K	<0.01%	-17,000	Timeline
SPMOINVESCO EXCH TRADED FD TR II	2,890	$350K	<0.01%	-606	Timeline
MPBMID PENN BANCORP INC	12,200	$349K	<0.01%	-11,200	Timeline
AMPXAMPRIUS TECHNOLOGIES INC	33,014	$347K	<0.01%	new	Timeline
CUKCARNIVAL PLC	13,152	$346K	<0.01%	-137,884	Timeline
CAECAE INC	8,568	$345K	<0.01%	-86	Timeline
CHGGCHEGG INC	227,945	$344K	<0.01%	+162,225	Timeline
MNSOMINISO GROUP HLDG LTD	15,268	$344K	<0.01%	+498	Timeline
WPPWPP PLC NEW	13,704	$343K	<0.01%	+776	Timeline
VLTINVESCO HIGH INCOME TR II	30,516	$342K	<0.01%	new	Timeline
NBRNABORS INDUSTRIES LTD	8,375	$342K	<0.01%	-70	Timeline
DLSWISDOMTREE TR	4,303	$342K	<0.01%	-635	Timeline
IRMDIRADIMED CORP	4,804	$342K	<0.01%	+32	Timeline
PRMEPRIME MEDICINE INC	61,572	$341K	<0.01%	new	Timeline
LBTYALIBERTY GLOBAL LTD	29,722	$341K	<0.01%	+12,311	Timeline
TPGTPG INC	5,928	$341K	<0.01%	new	Timeline
OPRAOPERA LTD	16,475	$340K	<0.01%	-1,493	Timeline
XMQTXBLACKROCK MUNIYIELD QLTY II	33,825	$339K	<0.01%	+1,575	Timeline
OXY/WSOCCIDENTAL PETE CORP	13,304	$339K	<0.01%	-969	Timeline
BMEZBLACKROCK HEALTH SCIENCES TE	23,445	$338K	<0.01%	+8,924	Timeline
NNINELNET INC	2,695	$338K	<0.01%	-130	Timeline
CGEMCULLINAN THERAPEUTICS INC	56,777	$337K	<0.01%	+11,485	Timeline
ERTHINVESCO EXCHANGE TRADED FD T	7,044	$336K	<0.01%	-1,961	Timeline
RSPDINVESCO EXCHANGE TRADED FD T	5,812	$335K	<0.01%	+210	Timeline
AIQGLOBAL X FDS	6,733	$333K	<0.01%	new	Timeline
IMRXIMMUNEERING CORP	47,299	$331K	<0.01%	new	Timeline
FATEFATE THERAPEUTICS INC	261,671	$330K	<0.01%	-78,043	Timeline
SPOKSPOK HLDGS INC	19,097	$329K	<0.01%	-8,624	Timeline
PZTINVESCO EXCH TRADED FD TR II	14,691	$327K	<0.01%	-1,523	Timeline
PPIINVESTMENT MANAGERS SER TR I	17,769	$326K	<0.01%	new	Timeline
AMPYAMPLIFY ENERGY CORP NEW	61,905	$325K	<0.01%	-172,400	Timeline
DWASINVESCO EXCH TRADED FD TR II	3,520	$324K	<0.01%	0	Timeline
GCOWPACER FDS TR	8,176	$324K	<0.01%	-2,469	Timeline
ASTSAST SPACEMOBILE INC	6,586	$323K	<0.01%	+245	Timeline
GTNGRAY MEDIA INC	55,877	$323K	<0.01%	-26,167	Timeline
DBOINVESCO DB MULTI-SECTOR COMM	23,991	$323K	<0.01%	-910	Timeline
ARVNARVINAS INC	37,761	$322K	<0.01%	-745	Timeline
RXTRACKSPACE TECHNOLOGY INC	227,169	$320K	<0.01%	-160,013	Timeline
LGOVFIRST TR EXCHANGE-TRADED FD	14,686	$319K	<0.01%	-2,684	Timeline
SLVPISHARES INC	11,641	$319K	<0.01%	-206,665	Timeline
SPEUSPDR INDEX SHS FDS	6,379	$318K	<0.01%	+1,621	Timeline
XBFZXBLACKROCK CA MUNI INC TR	28,860	$316K	<0.01%	-7,786	Timeline
DVYEISHARES INC	10,573	$314K	<0.01%	+414	Timeline
GTEKGOLDMAN SACHS ETF TR	8,009	$312K	<0.01%	0	Timeline
PACGRUPO AEROPORTUNARIO DEL PAC	1,314	$312K	<0.01%	-213	Timeline
HSAIHESAI GROUP	11,058	$311K	<0.01%	new	Timeline
ANIKANIKA THERAPEUTICS INC	32,989	$310K	<0.01%	-8,373	Timeline
RDYDR REDDYS LABS LTD	22,125	$309K	<0.01%	+3,825	Timeline
PINEALPINE INCOME PPTY TR INC	21,769	$308K	<0.01%	+6,149	Timeline
DFAXDIMENSIONAL ETF TRUST	9,826	$308K	<0.01%	+305	Timeline
DGTSPDR SERIES TRUST	1,901	$308K	<0.01%	-32,120	Timeline
CPZCALAMOS LNG SHR EQT DYNAMIC	19,016	$307K	<0.01%	+90	Timeline
EISISHARES INC	3,061	$307K	<0.01%	+147	Timeline
BSMSINVESCO EXCH TRD SLF IDX FD	13,040	$305K	<0.01%	new	Timeline
PPHVANECK ETF TRUST	3,352	$303K	<0.01%	-12	Timeline
XFOFXCOHEN & STEERS CLOSED-END	23,200	$303K	<0.01%	0	Timeline
GFLGFL ENVIRONMENTAL INC	4,619	$301K	<0.01%	+64	Timeline
GQQQEA SERIES TRUST	10,078	$298K	<0.01%	new	Timeline
IQDFFLEXSHARES TR	10,387	$296K	<0.01%	-375	Timeline
GSUSGOLDMAN SACHS ETF TR	3,202	$296K	<0.01%	-3,731	Timeline
CSDINVESCO EXCHANGE TRADED FD T	3,169	$295K	<0.01%	+650	Timeline
TFIITFI INTERNATIONAL INC	2,458	$293K	<0.01%	-42	Timeline
MGICMAGIC SOFTWARE ENTERPRISES	14,361	$293K	<0.01%	+768	Timeline
SOCLGLOBAL X FDS	4,825	$293K	<0.01%	+269	Timeline
RSPFINVESCO EXCHANGE TRADED FD T	3,745	$291K	<0.01%	+95	Timeline
NBHNEUBERGER MUN FD INC	28,016	$289K	<0.01%	-3,382	Timeline
TFLOISHARES TR	5,698	$288K	<0.01%	-401	Timeline
LBTYKLIBERTY GLOBAL LTD	24,399	$287K	<0.01%	+10,799	Timeline
THWABRDN WORLD HEALTHCARE FUND	22,674	$286K	<0.01%	-8,730	Timeline
AMRNAMARIN CORP PLC	17,376	$285K	<0.01%	+2,008	Timeline
IHRTIHEARTMEDIA INC	98,852	$284K	<0.01%	-8,267	Timeline
GSYINVESCO ACTIVELY MANAGED EXC	5,617	$282K	<0.01%	-471	Timeline
XLGIXLAZARD GLOBAL TOTAL RETURN &	16,294	$282K	<0.01%	+1,681	Timeline
BWZSPDR SERIES TRUST	10,132	$282K	<0.01%	new	Timeline
DJCODAILY JOURNAL CORP	605	$281K	<0.01%	0	Timeline
FCOMFIDELITY COVINGTON TRUST	3,946	$280K	<0.01%	-334	Timeline
ALTALTIMMUNE INC	74,312	$280K	<0.01%	-39,563	Timeline
NFJVIRTUS DIVIDEND INTEREST & P	21,468	$279K	<0.01%	-541	Timeline
HMYHARMONY GOLD MNG LTD	15,342	$278K	<0.01%	-366	Timeline
PBR-APETROLEO BRASILEIRO S A	23,068	$277K	<0.01%	+302	Timeline
EBSEMERGENT BIOSOLUTIONS INC	31,273	$276K	<0.01%	-11,035	Timeline
PSOPEARSON PLC	19,408	$275K	<0.01%	+367	Timeline
ROEEA SERIES TRUST	7,930	$274K	<0.01%	new	Timeline
GLNGGOLAR LNG LTD	6,765	$273K	<0.01%	new	Timeline
XSHQINVESCO EXCH TRADED FD TR II	6,265	$270K	<0.01%	new	Timeline
KOFCOCA-COLA FEMSA SAB DE CV	3,231	$268K	<0.01%	-755	Timeline
NMINUVEEN MUN INCOME FD INC	26,802	$266K	<0.01%	-2,300	Timeline
GPROGOPRO INC	124,538	$264K	<0.01%	-93,588	Timeline
DDWMWISDOMTREE TR	6,308	$264K	<0.01%	+608	Timeline
JGHNUVEEN GLOBAL HIGH INCOME FD	19,375	$262K	<0.01%	+3,497	Timeline
PETSPETMED EXPRESS INC	104,173	$261K	<0.01%	-38,800	Timeline
BUFRFIRST TR EXCHNG TRADED FD VI	7,820	$261K	<0.01%	new	Timeline
RIGTRANSOCEAN LTD	83,460	$260K	<0.01%	+57,876	Timeline
DWMWISDOMTREE TR	3,931	$260K	<0.01%	+189	Timeline
UGAUNITED STS GASOLINE FD LP	3,105	$259K	<0.01%	-5,737	Timeline
YORWYORK WTR CO	8,480	$258K	<0.01%	-92	Timeline
RWXSPDR INDEX SHS FDS	9,254	$257K	<0.01%	-33	Timeline
OPBKOP BANCORP	18,456	$257K	<0.01%	-9,312	Timeline
QSQUANTUMSCAPE CORP	20,769	$256K	<0.01%	+9,449	Timeline
FTKFLOTEK INDUSTRIES INC	17,322	$253K	<0.01%	-102	Timeline
BCAXBICARA THERAPEUTICS INC	15,982	$252K	<0.01%	-108	Timeline
ULSTSSGA ACTIVE ETF TR	6,201	$252K	<0.01%	+492	Timeline
CIBGRUPO CIBEST SA	4,855	$252K	<0.01%	+399	Timeline
IGIWESTERN ASSET INVT GRADE OPP	15,056	$251K	<0.01%	-1,284	Timeline
GNKGENCO SHIPPING & TRADING LTD	14,091	$251K	<0.01%	-385	Timeline
ULBIULTRALIFE CORP	36,592	$250K	<0.01%	-258	Timeline
KXIISHARES TR	3,847	$248K	<0.01%	-265	Timeline
PONYPONY AI INC	10,988	$247K	<0.01%	new	Timeline
SPFISOUTH PLAINS FINANCIAL INC	6,382	$247K	<0.01%	-18,479	Timeline
BBDCBARINGS BDC INC	28,119	$246K	<0.01%	-1,550	Timeline
LQDALIQUIDIA CORPORATION	10,810	$246K	<0.01%	new	Timeline
HCMHUTCHMED CHINA LTD	15,588	$246K	<0.01%	+69	Timeline
IDNINTELLICHECK MOBILISA INC	47,068	$245K	<0.01%	-332	Timeline
EQBKEQUITY BANCSHARES INC	6,001	$244K	<0.01%	-2,926	Timeline
WCLDWISDOMTREE TR	6,942	$244K	<0.01%	new	Timeline
CQPCHENIERE ENERGY PARTNERS L P	4,492	$242K	<0.01%	-987	Timeline
FTSLFIRST TR EXCHANGE-TRADED FD	5,244	$240K	<0.01%	new	Timeline
PRCHPORCH GROUP INC	14,275	$240K	<0.01%	new	Timeline
EVFEATON VANCE SR INCOME TR	43,671	$239K	<0.01%	-149,368	Timeline
XNXJXNUVEEN NEW JERSEY	19,226	$239K	<0.01%	+6,887	Timeline
FSBCFIVE STAR BANCORP	7,393	$238K	<0.01%	+13	Timeline
BLSHBULLISH	3,737	$238K	<0.01%	new	Timeline
TLKTELEKOMUNIKASI IND	12,610	$237K	<0.01%	+2,119	Timeline
JMIAJUMIA TECHNOLOGIES AG	20,396	$237K	<0.01%	-3,713	Timeline
BKVBKV CORP	10,193	$236K	<0.01%	-5,143	Timeline
FINVFINVOLUTION GROUP	31,887	$235K	<0.01%	+13,502	Timeline
LFMDLIFEMD INC	34,483	$234K	<0.01%	-3,026	Timeline
RMAXRE/MAX HLDGS INC	24,737	$233K	<0.01%	-11,494	Timeline
DRIVGLOBAL X FDS	8,141	$230K	<0.01%	new	Timeline
XMVFXBLACKROCK MUNIVEST FUND	33,300	$228K	<0.01%	-2,000	Timeline
JHEMJOHN HANCOCK EXCHANGE TRADED	7,208	$228K	<0.01%	new	Timeline
MUJBLACKROCK MUNIHLDGS NJ QLTY	19,541	$226K	<0.01%	-4,347	Timeline
MSBMESABI TR	7,718	$226K	<0.01%	new	Timeline
RRRRED ROCK RESORTS INC	3,683	$225K	<0.01%	new	Timeline
PTACOHEN & STEERS TAX ADVAN PFD	11,000	$225K	<0.01%	0	Timeline
TILTFLEXSHARES TR	926	$224K	<0.01%	-100	Timeline
BLTEBELITE BIO INC	3,031	$224K	<0.01%	new	Timeline
RXRXRECURSION PHARMACEUTICALS IN	45,871	$224K	<0.01%	-4,143	Timeline
MHDBLACKROCK MUNIHOLDINGS FD IN	18,931	$222K	<0.01%	-21,985	Timeline
LLYVKLIBERTY MEDIA CORP DEL	2,293	$222K	<0.01%	new	Timeline
SCMBSCHWAB STRATEGIC TR	8,630	$221K	<0.01%	new	Timeline
BGSB & G FOODS INC	48,527	$219K	<0.01%	-135,925	Timeline
CLBTCELLEBRITE DI LTD	11,831	$219K	<0.01%	+159	Timeline
GCORGOLDMAN SACHS ETF TR	5,195	$217K	<0.01%	-1,169	Timeline
RSPMINVESCO EXCHANGE TRADED FD T	6,610	$216K	<0.01%	+62	Timeline
CURVTORRID HLDGS INC	123,416	$216K	<0.01%	new	Timeline
WESWESTERN MIDSTREAM PARTNERS L	5,497	$216K	<0.01%	-356	Timeline
ENTAENANTA PHARMACEUTICALS INC	18,007	$216K	<0.01%	+1,383	Timeline
NMRANEUMORA THERAPEUTICS INC.	117,504	$214K	<0.01%	new	Timeline
IAINNOVATIVE SOLUTIONS & SUPPO	16,981	$212K	<0.01%	-119	Timeline
BBAXJ P MORGAN EXCHANGE TRADED F	3,764	$212K	<0.01%	new	Timeline
PDBCINVESCO ACTVELY MNGD ETC FD	15,707	$211K	<0.01%	+1,700	Timeline
CIKUBS ASSET MGMT INCOME FD INC	70,989	$208K	<0.01%	-32,688	Timeline
SVMSILVERCORP METALS INC	32,840	$208K	<0.01%	0	Timeline
BSSXINVESCO EXCH TRD SLF IDX FD	8,115	$207K	<0.01%	new	Timeline
DJUNFIRST TR EXCHNG TRADED FD VI	4,443	$207K	<0.01%	new	Timeline
AVESAMERICAN CENTY ETF TR	3,533	$203K	<0.01%	new	Timeline
QDPLPACER FDS TR	4,817	$202K	<0.01%	new	Timeline
WBWEIBO CORP	16,247	$201K	<0.01%	+4,786	Timeline
CRBUCARIBOU BIOSCIENCES INC	85,354	$199K	<0.01%	-223,601	Timeline
KEPKOREA ELEC PWR CORP	15,151	$198K	<0.01%	+1,953	Timeline
ONTFON24 INC	34,430	$197K	<0.01%	-5,439	Timeline
UMCUNITED MICROELECTRONICS CORP	25,851	$196K	<0.01%	-4,723	Timeline
LANDGLADSTONE LD CORP	21,381	$196K	<0.01%	+1,066	Timeline
CIFRCIPHER DIGITAL INC	15,545	$196K	<0.01%	+5,460	Timeline
DJTTRUMP MEDIA & TECHNOLOGY GRO	11,719	$192K	<0.01%	-271	Timeline
BWGBRANDYWINEGBL GBL INCM OPP F	22,141	$192K	<0.01%	-2,629	Timeline
SBSWSIBANYE STILLWATER LTD	17,096	$192K	<0.01%	+1,178	Timeline
FAXABRDN ASIA PACIFIC INCOME FU	11,606	$189K	<0.01%	new	Timeline
CGAUCENTERRA GOLD INC	17,530	$188K	<0.01%	-1,580	Timeline
ZIMZIM INTEGRATED SHIPPING SERV	13,759	$186K	<0.01%	-32,328	Timeline
VISNVISTANCE NETWORKS INC	12,027	$186K	<0.01%	new	Timeline
ALDXALDEYRA THERAPEUTICS INC	35,409	$185K	<0.01%	+9,146	Timeline
ZHZHIHU INC	36,088	$183K	<0.01%	+11,082	Timeline
BGRBLACKROCK ENERGY & RES TR	13,294	$180K	<0.01%	+39	Timeline
BIOABIOAGE LABS INC	30,463	$179K	<0.01%	-13,571	Timeline
MOMOHELLO GROUP INC	24,001	$178K	<0.01%	+347	Timeline
UWMCUWM HOLDINGS CORPORATION	28,865	$177K	<0.01%	+9,771	Timeline
TFSLTFS FINL CORP	13,202	$174K	<0.01%	+1,147	Timeline
PSECPROSPECT CAP CORP	53,618	$172K	<0.01%	-7,041	Timeline
LUNRINTUITIVE MACHINES INC	16,292	$171K	<0.01%	-9,767	Timeline
XEADXALLSPRING INCOME OPPORTUNIT	24,336	$171K	<0.01%	-28,764	Timeline
TICTIC SOLUTIONS INC	12,518	$167K	<0.01%	new	Timeline
NVAXNOVAVAX INC	19,085	$165K	<0.01%	-5	Timeline
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC	26,740	$163K	<0.01%	-12,965
MGNXMACROGENICS INC	95,275	$160K	<0.01%	-9,476	Timeline
LARLITHIUM ARGENTINA AG	47,694	$159K	<0.01%	-2,749	Timeline
DHCDIVERSIFIED HEALTHCARE TR	35,911	$158K	<0.01%	-39,851	Timeline
IRWDIRONWOOD PHARMACEUTICALS INC	119,969	$157K	<0.01%	+71,842	Timeline
LAWCS DISCO INC	24,118	$156K	<0.01%	-12,168	Timeline
ORGOORGANOGENESIS HLDGS INC	35,851	$151K	<0.01%	0	Timeline
HPPHUDSON PAC PPTYS INC	54,080	$149K	<0.01%	+9,239	Timeline
NUWNUVEEN AMT-FREE MUN VALUE FD	10,500	$149K	<0.01%	-1,500	Timeline
RCELAVITA MEDICAL INC	29,072	$149K	<0.01%	-203	Timeline
NANNUVEEN NY DIVI ADV	12,950	$148K	<0.01%	-901	Timeline
PAIWESTERN ASSET INVESTMENT GRA	11,536	$148K	<0.01%	new	Timeline
TPVGTRIPLEPOINT VENTURE GROWTH B	25,587	$148K	<0.01%	-197,896	Timeline
OPKOPKO HEALTH INC	95,241	$148K	<0.01%	+481	Timeline
VNDAVANDA PHARMACEUTICALS INC	29,492	$147K	<0.01%	-39,207	Timeline
WULFTERAWULF INC	12,770	$146K	<0.01%	new	Timeline
TDFTEMPLETON DRAGON FD INC	12,346	$144K	<0.01%	new	Timeline
MMTABERDEEN MULTI-MARKET INCOME	28,872	$138K	<0.01%	+1,359	Timeline
Sandstorm Gold LtdSandstorm Gold Ltd	10,995	$138K	<0.01%	0
SPFFGLOBAL X FDS	14,752	$136K	<0.01%	new	Timeline
GWRSGLOBAL WTR RES INC	13,193	$136K	<0.01%	-6,079	Timeline
BCBPBCB BANCORP INC	15,531	$135K	<0.01%	-1,157	Timeline
SGUSTAR GROUP LP	11,376	$135K	<0.01%	0	Timeline
TCPCBLACKROCK TCP CAPITAL CORP	21,489	$133K	<0.01%	+109	Timeline
FTFRANKLIN UNVL TR	16,546	$133K	<0.01%	new	Timeline
CLMCORNERSTONE STRATEGIC INVEST	15,930	$132K	<0.01%	+14	Timeline
JAMFJAMF HOLDING CORP	12,280	$131K	<0.01%	new	Timeline
NOTVINOTIV INC	89,360	$130K	<0.01%	0	Timeline
XIFRXPLR INFRASTRUCTURE LP	12,631	$129K	<0.01%	-3,436	Timeline
SGCSUPERIOR GROUP OF CO INC	11,826	$127K	<0.01%	-5,882	Timeline
NUVBNUVATION BIO INC	34,100	$126K	<0.01%	new	Timeline
SWBISMITH & WESSON BRANDS INC	12,557	$124K	<0.01%	+937	Timeline
VPVINVESCO PA VALUE MUN INC TR	11,822	$122K	<0.01%	0	Timeline
MYNBLACKROCK MUNIYIELD N Y QUAL	12,170	$121K	<0.01%	-4,497	Timeline
SLQTSELECTQUOTE INC	61,463	$120K	<0.01%	-30,302	Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	11,728	$120K	<0.01%	new
CRFCORNERSTONE TOTAL RETURN FD	14,854	$119K	<0.01%	0	Timeline
VERIVERITONE INC	24,680	$119K	<0.01%	0	Timeline
AUPHAURINIA PHARMACEUTICALS INC	10,608	$117K	<0.01%	-123,695	Timeline
TILRAY INCTILRAY INC	67,222	$116K	<0.01%	+20,974
BCYCBICYCLE THERAPEUTICS PLC	14,972	$116K	<0.01%	+2,668	Timeline
PLTKPLAYTIKA HLDG CORP	29,445	$115K	<0.01%	-21,073	Timeline
EWCZEUROPEAN WAX CTR INC	28,582	$114K	<0.01%	new	Timeline
VZLAVIZSLA SILVER CORP	26,310	$114K	<0.01%	+2,410	Timeline
CINTCI&T INC	21,900	$113K	<0.01%	new	Timeline
VIMEO INCVIMEO INC	14,444	$112K	<0.01%	-102,276
DSMBNY MELLON STRATEGIC MUN BD	18,484	$109K	<0.01%	-43,906	Timeline
MFAMFA FINL INC	11,695	$107K	<0.01%	new	Timeline
NIMNUVEEN SELECT MAT MUN FD	11,500	$106K	<0.01%	-7,450	Timeline
ULCCFRONTIER GROUP HLDGS INC	23,489	$104K	<0.01%	0	Timeline
GRFSGRIFOLS S A	10,149	$101K	<0.01%	-307	Timeline
XBTAXBLACKROCK LNG-TRM MUNI ADV	10,020	$96K	<0.01%	-948	Timeline
TRTXTPG RE FIN TR INC	10,646	$93.3K	<0.01%	+451	Timeline
BHRBRAEMAR HOTELS & RESORTS INC	34,122	$93.2K	<0.01%	new	Timeline
MNKDMANNKIND CORP	17,055	$91.6K	<0.01%	+5,300	Timeline
GABGABELLI EQUITY TR INC	14,959	$91.1K	<0.01%	+1,354	Timeline
SSLSASOL LTD	14,080	$87.6K	<0.01%	new	Timeline
IOVAIOVANCE BIOTHERAPEUTICS INC	38,515	$83.6K	<0.01%	new	Timeline
WITWIPRO LTD	31,613	$83.1K	<0.01%	-648	Timeline
RZLVREZOLVE AI PLC	16,360	$81.5K	<0.01%	new	Timeline
SVCSERVICE PPTYS TR	29,656	$80.4K	<0.01%	0	Timeline
ZNTLZENTALIS PHARMACEUTICALS INC	52,572	$79.4K	<0.01%	-38,623	Timeline
KYTXKYVERNA THERAPEUTICS INC	12,882	$77.3K	<0.01%	new	Timeline
ICLICL GROUP LTD	12,380	$77K	<0.01%	+1,188	Timeline
IBRXIMMUNITYBIO INC	31,297	$77K	<0.01%	+1,267	Timeline
MITTTPG MTG INVTS TR INC	10,544	$76.4K	<0.01%	new	Timeline
ARKKARK ETF TR	883	$76.2K	<0.01%	new	Timeline
CLPRCLIPPER RLTY INC	19,847	$75.4K	<0.01%	+734	Timeline
QUADQUAD / GRAPHICS INC	12,035	$75.3K	<0.01%	new	Timeline
LESLQLESLIES INC	13,559	$74.6K	<0.01%	new	Timeline
ARAYACCURAY INC DEL	43,582	$72.8K	<0.01%	new	Timeline
CYHCOMMUNITY HEALTH SYS INC NEW	22,049	$70.8K	<0.01%	-2,832	Timeline
XDHYXCREDIT SUISSE HIGH YIELD CRE	33,958	$70K	<0.01%	-3,126	Timeline
GUTGABELLI UTIL TR	11,517	$69.9K	<0.01%	new	Timeline
TKCTURKCELL ILETISIM	11,146	$67.1K	<0.01%	new	Timeline
AVIRATEA PHARMACEUTICALS INC	22,618	$65.6K	<0.01%	-11,133	Timeline
BTMDBIOTE CORP	21,621	$64.9K	<0.01%	-10,908	Timeline
CGCCANOPY GROWTH CORPORATION	43,944	$64.2K	<0.01%	-10,090	Timeline
PLUGPLUG PWR INC	26,215	$61.1K	<0.01%	-11,404	Timeline
DNUTKRISPY KREME INC	15,745	$60.9K	<0.01%	new	Timeline
ABXABACUS GLOBAL MGMT INC	10,489	$60.1K	<0.01%	new	Timeline
CIGCIA ENERGETICA DE MINAS GERA	27,767	$58.7K	<0.01%	-20	Timeline
ARDXARDELYX INC	10,298	$56.7K	<0.01%	-185	Timeline
FLWS1 800 FLOWERS COM INC	12,005	$55.2K	<0.01%	-9,209	Timeline
ANROALTO NEUROSCIENCE INC	13,487	$54.2K	<0.01%	-95	Timeline
VUZIVUZIX CORP	17,300	$54.1K	<0.01%	0	Timeline
REPLREPLIMUNE GROUP INC	12,389	$51.9K	<0.01%	-141,823	Timeline
TEADTEADS HLDG CO	30,637	$50.6K	<0.01%	-77,057	Timeline
GGTGABELLI MULTIMEDIA TR INC	11,329	$48.7K	<0.01%	new	Timeline
EVGOEVGO INC	10,269	$48.6K	<0.01%	new	Timeline
REAXTHE REAL BROKERAGE INC	11,289	$47.2K	<0.01%	new	Timeline
RCKTROCKET PHARMACEUTICALS INC	13,200	$43K	<0.01%	new	Timeline
ZJKZJK INDL CO. LTD.	12,319	$40.9K	<0.01%	-7,044	Timeline
GROYGOLD ROYALTY CORP	10,000	$38.6K	<0.01%	0	Timeline
SKINSKINHEALTH SYSTEMS INC	18,896	$37.6K	<0.01%	new	Timeline
COOKTRAEGER INC COM	29,196	$35.6K	<0.01%	-93,043	Timeline
ABEVAMBEV SA	13,980	$31.2K	<0.01%	+1,214	Timeline
AKBAAKEBIA THREAPEUTICS INC	10,576	$28.9K	<0.01%	-166,372	Timeline
BFLYBUTTERFLY NETWORK INC	13,043	$25.2K	<0.01%	new	Timeline
GRWGGROWGENERATION CORP	11,772	$22K	<0.01%	+50	Timeline
COHEN & STEERS INFRASTRUCTURCOHEN & STEERS INFRASTRUCTUR	263,964	$20.6K	<0.01%	new
M-TRON INDS INCM-TRON INDS INC	10,698	$18.7K	<0.01%	-80
OXBROXBRIDGE RE HLDGS LTD	10,000	$17.9K	<0.01%	0	Timeline
CBATCBAK ENERGY TECHNOLOGY INC	19,999	$17.9K	<0.01%	0	Timeline
PMVPPMV PHARMACEUTICALS INC	10,940	$15.3K	<0.01%	new	Timeline
PLBYPLAYBOY INC	10,000	$14.7K	<0.01%	new	Timeline
MLTXMOONLAKE IMMUNOTHERAPEUTICS	1,842	$13.2K	<0.01%	-198,479	Timeline
GOROGOLD RESOURCE CORP	14,514	$12.1K	<0.01%	0	Timeline
RVPRETRACTABLE TECHNOLOGIES INC	14,000	$11.8K	<0.01%	-400	Timeline
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC	33,763	$1.99K	<0.01%	new
CLEARBRIDGE ENERGY MIDSTRM OCLEARBRIDGE ENERGY MIDSTRM O	32,540	$616	<0.01%	new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
QQQINVESCO QQQ TR COM	put	167,300	$100M	new
TSLATESLA INC COM	put	125,700	$55.9M	+121,700
AAPLAPPLE INC COM	call	191,200	$48.7M	new
BEBLOOM ENERGY CORP COM	call	500,000	$42.3M	-1,026,900
HIMSHIMS & HERS HEALTH INC COM CL A	put	700,000	$39.7M	new
NVDANVIDIA CORPORATION COM	call	208,600	$38.9M	+181,800
ARKKARK ETF TR INNOVATION ETF	put	250,000	$21.6M	new
QCOMQUALCOMM INC COM	call	110,200	$18.3M	new
JNJJOHNSON & JOHNSON COM	put	97,000	$18M	new
GOOGLALPHABET INC COM	call	51,300	$12.5M	-116,300
LYFTLYFT INC CL A COM	call	500,000	$11M	-53,800
MRNAMODERNA INC COM	put	383,900	$9.92M	new
CORTCORCEPT THERAPEUTICS INC COM	put	116,600	$9.69M	new
ANETARISTA NETWORKS INC COM	call	64,300	$9.37M	-90,700
MSFTMICROSOFT CORP COM	call	17,500	$9.06M	+11,500
IONQIONQ INC Stock	put	137,900	$8.48M	new
IWMISHARES TR SHS	call	33,400	$8.08M	new
RBLXROBLOX CORP Stock	put	56,400	$7.81M	new
TEMTEMPUS AI INC Stock	put	93,100	$7.51M	new
RGTIRIGETTI COMPUTING INC Stock	put	229,800	$6.85M	new
SNDKSANDISK CORP COM	put	50,600	$5.68M	new
RKLBROCKET LAB CORP STOK	put	112,100	$5.37M	new
KKRKKR & CO INC COM	call	29,800	$3.87M	new
SPOTSPOTIFY TECHNOLOGY S A STOK	put	5,200	$3.63M	new
SEISOLARIS ENERGY INFRAS INC Stock	put	89,700	$3.59M	+10,500
ARGXARGENX SE ADR	put	4,000	$2.95M	+1,700
INSMINSMED INC Stock	put	19,700	$2.84M	new
RBRKRUBRIK INC. CL A	put	32,500	$2.67M	+11,000
MKSIMKS INC. Stock	put	19,800	$2.45M	new
JBLJABIL INC Stock	put	10,500	$2.28M	new
KLACKLA CORP COM	call	2,000	$2.16M	new
QCOMQUALCOMM INC COM	put	12,000	$2M	new
TSEMTOWER SEMICONDUCTOR LTD Stock	put	26,700	$1.93M	new
SIMOSILICON MOTION TECHNOLOGY CO ADR	put	19,800	$1.88M	new
ORCLORACLE CORP COM	call	5,200	$1.46M	new
IRENIREN LIMITED STOK	put	30,500	$1.44M	new
RMBSRAMBUS INC DEL Stock	put	13,200	$1.38M	new
CLSCELESTICA INC Stock	put	5,300	$1.31M	new
CVLTCOMMVAULT SYS INC Stock	call	6,600	$1.25M	new
GTLBGITLAB INC Stock	call	26,400	$1.19M	new
WGSGENEDX HOLDINGS CORP COM CL A	put	9,200	$991K	new
CLSCELESTICA INC Stock	call	3,500	$862K	new
TWLOTWILIO INC Stock	put	6,500	$651K	new
AKROAKERO THERAPEUTICS INC COM	call	11,100	$527K	+300
PLPLANET LABS PBC COM CL A	put	26,400	$343K	new
MLTXMOONLAKE IMMUNOTHERAPEUTICS Stock	call	13,400	$96.3K	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PG&E CORPPG&E CORP NOTE 4.250%12/0	principal	26,000,000	$26.3M	+15,500,000
WESTERN DIGITAL CORPWESTERN DIGITAL CORP NOTE 3.000%11/1	principal	7,500,000	$24.1M	+1,000,000
SOUTHERN COSOUTHERN CO NOTE 4.500% 6/1	principal	20,875,000	$23.2M	+8,500,000
PENNYMAC CORPPENNYMAC CORP NOTE 5.500% 3/1	principal	21,500,000	$21.3M	0
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 0.875%12/0	principal	13,500,000	$19.8M	+3,500,000
SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0	principal	6,500,000	$18.7M	+500,000
BLOOM ENERGY CORPBLOOM ENERGY CORP NOTE 3.000% 6/0	principal	4,500,000	$18.6M	0
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1	principal	16,800,000	$18M	+1,000,000
WEC ENERGY GROUP INCWEC ENERGY GROUP INC Convertible	principal	13,500,000	$16.6M	-800,000
RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 3.625%10/1	principal	17,500,000	$16.1M	+5,500,000
CELCUITY INCCELCUITY INC NOTE 2.750% 8/0	principal	11,000,000	$14.6M	new
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1	principal	16,000,000	$14.5M	+2,500,000
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 0.250% 3/0	principal	12,018,000	$13.7M	+12,000,000
PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1	principal	12,033,000	$13.7M	+1,000,000
AEROVIRONMENT INCAEROVIRONMENT INC NOTE 7/1	principal	11,000,000	$13.6M	new
RWT HLDGS INCRWT HLDGS INC NOTE 5.750%10/0	principal	12,500,000	$12.5M	0
IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1	principal	9,000,000	$12.4M	-3,000,000
CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1	principal	10,930,000	$12.1M	+10,500,000
RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1	principal	11,700,000	$12.1M	+1,100,000
MKS INC.MKS INC. NOTE 1.250% 6/0	principal	11,000,000	$12M	+1,000,000
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD NOTE 0.500% 6/0	principal	6,500,000	$11.9M	new
PROGRESS SOFTWARE CORPPROGRESS SOFTWARE CORP NOTE 3.500% 3/0	principal	11,800,000	$11.9M	+2,300,000
STARWOOD PPTY TR INCSTARWOOD PPTY TR INC NOTE 6.750% 7/1	principal	11,000,000	$11.6M	-7,000,000
PARSONS CORP DELPARSONS CORP DEL NOTE 2.625% 3/0	principal	10,000,000	$11.4M	-3,500,000
DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND	principal	10,545,000	$11.3M	0
CSG SYS INTL INCCSG SYS INTL INC NOTE 3.875% 9/1	principal	10,000,000	$11.1M	+600,000
SNOWFLAKE INCSNOWFLAKE INC NOTE 10/0	principal	7,000,000	$11M	new
FLUOR CORPFLUOR CORP NOTE 1.125% 8/1	principal	9,000,000	$10.7M	+2,500,000
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0	principal	9,000,000	$10.2M	new
TRIP COM GROUP LTDTRIP COM GROUP LTD NOTE 0.750% 6/1	principal	8,000,000	$10.2M	0
STRATEGY INCSTRATEGY INC NOTE 0.875% 3/1	principal	6,000,000	$9.41M	-500,000
DROPBOX INCDROPBOX INC NOTE 3/0	principal	9,000,000	$9.29M	-2,000,000
VERTEX INCVERTEX INC NOTE 0.750% 5/0	principal	9,000,000	$9.15M	+3,000,000
LIVANOVA PLCLIVANOVA PLC NOTE 2.500% 3/1	principal	8,500,000	$9.12M	-3,000,000
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD Convertible	principal	7,000,000	$8.33M	new
ADVANCED ENERGY INDSADVANCED ENERGY INDS NOTE 2.500% 9/1	principal	6,000,000	$8.31M	-1,000,000
VEECO INSTRS INC DELVEECO INSTRS INC DEL NOTE 2.875% 6/0	principal	6,500,000	$8.3M	+500,000
EVOLENT HEALTH INCEVOLENT HEALTH INC NOTE 3.500%12/0	principal	10,000,000	$8.01M	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1	principal	6,000,000	$7.96M	+1,000,000
AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1	principal	2,500,000	$7.84M	new
GUARDANT HEALTH INCGUARDANT HEALTH INC DEBT 1.250% 2/1	principal	6,000,000	$7.8M	-1,000,000
UGI CORP NEWUGI CORP NEW NOTE 5.000% 6/0	principal	6,000,000	$7.67M	new
WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1	principal	5,000,000	$7.62M	-3,000,000
VARONIS SYS INCVARONIS SYS INC NOTE 1.000% 9/1	principal	7,000,000	$7.55M	new
NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1	principal	7,500,000	$7.52M	-3,500,000
ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond	principal	5,500,000	$7.48M	+1,000,000
BOX INCBOX INC NOTE 1.500% 9/1	principal	7,200,000	$7.24M	new
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 2.500% 9/0	principal	6,000,000	$6.2M	new
IRHYTHM HOLDINGS INCIRHYTHM HOLDINGS INC NOTE 1.500% 9/0	principal	4,500,000	$6.17M	0
NABORS INDS INCNABORS INDS INC NOTE 1.750% 6/1	principal	7,000,000	$5.32M	0
PENGUIN SOLUTIONS INCPENGUIN SOLUTIONS INC NOTE 2.000% 8/1	principal	4,000,000	$4.75M	new
MIRUM PHARMACEUTICALS INCMIRUM PHARMACEUTICALS INC NOTE 4.000% 5/0	principal	1,500,000	$3.6M	-8,000,000
BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible	principal	3,500,000	$3.45M	-8,700,000
TXNM ENERGY INCTXNM ENERGY INC NOTE 5.750% 6/0	principal	265,000	$346K	0
MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1	principal	335,000	$319K	0
BURLINGTON STORES INCBURLINGTON STORES INC NOTE 1.250%12/1	principal	235,000	$316K	-4,000,000
EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1	principal	67,000	$67.5K	+6,000
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1	principal	72,000	$61.2K	+10,000
SOUTHERN COSOUTHERN CO NOTE 3.875%12/1	principal	53,000	$59.7K	0
FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1	principal	57,000	$57.8K	+2,000
VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0	principal	28,000	$36.2K	0
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1	principal	32,000	$30.3K	0
DEXCOM INCDEXCOM INC NOTE 0.250%11/1	principal	26,000	$25.8K	0
ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1	principal	21,000	$22.6K	0
NEW MTN FIN CORPNEW MTN FIN CORP BOND	principal	21,000	$21K	0
CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0	principal	18,000	$19.7K	0
DEXCOM INCDEXCOM INC NOTE 0.375% 5/1	principal	18,000	$16.4K	0
TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC NOTE 0.250% 3/1	principal	14,000	$15.4K	+2,000

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 192. All 192

Security	Shares before	Value before	Type
HESS CORPHESS CORP	557,466	$77.2M	shares
IVERSIFIED ENERGY COMPANY PIVERSIFIED ENERGY COMPANY P	3,673,769	$53.9M	principal
ANSYS INCANSYS INC	80,301	$28.2M	shares
LUMENTUM HLDGS INCLUMENTUM HLDGS INC	20,000,000	$20.6M	principal
PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC	912,651	$19.2M	shares
SKXSKECHERS U S A INC	296,965	$18.7M	shares
IWMISHARES TR	80,500	$17.4M	put
CSCOCISCO SYS INC	188,600	$13.1M	call
SOUTHSTATE BANK CORPSOUTHSTATE BANK CORP	134,589	$12.4M	shares
COINBASE GLOBAL INCCOINBASE GLOBAL INC	9,000,000	$11.7M	principal
SNAP INCSNAP INC	13,500,000	$11.4M	principal
BENTLEY SYS INCBENTLEY SYS INC	12,000,000	$11.3M	principal
BLOOM ENERGY CORPBLOOM ENERGY CORP	6,700,000	$9.91M	principal
POST HLDGS INCPOST HLDGS INC	8,000,000	$9.13M	principal
HAEMONETICS CORP MASSHAEMONETICS CORP MASS	9,000,000	$8.93M	principal
GMS INCGMS INC	79,291	$8.62M	shares
REPLIGEN CORPREPLIGEN CORP	8,500,000	$8.42M	principal
ROOKLINE BANCORP INC DELROOKLINE BANCORP INC DEL	780,019	$8.23M	shares
WORKIVA INCWORKIVA INC	8,500,000	$7.88M	principal
MERITAGE HOMES CORPMERITAGE HOMES CORP	8,000,000	$7.75M	principal
SPECTRUM BRANDS INCSPECTRUM BRANDS INC	8,500,000	$7.7M	principal
VIPER ENERGY INC-CL AVIPER ENERGY INC-CL A	175,569	$6.69M	shares
BANDWIDTH INCBANDWIDTH INC	8,000,000	$6.69M	principal
SCSSTEELCASE INC-CLASS A	602,739	$6.29M	shares
TROXTRONOX HOLDINGS PLC	1,223,259	$6.2M	shares
RAPID7 INCRAPID7 INC	7,000,000	$6.19M	principal
SPRYARS PHARMACEUTICALS INC	345,055	$6.02M	shares
ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC	4,500,000	$5.85M	principal
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC	5,000,000	$5.69M	principal
ENCORE CAP GROUP INCENCORE CAP GROUP INC	6,000,000	$5.63M	principal
WINNEBAGO INDS INCWINNEBAGO INDS INC	6,500,000	$5.59M	principal
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	139,788	$5.58M	shares
GRAFTECH INTL LTDGRAFTECH INTL LTD	5,673,093	$5.52M	shares
FOOT LOCKER INCFOOT LOCKER INC	217,045	$5.32M	shares
CERENCE INCCERENCE INC	7,000,000	$5.3M	principal
CHAMPIONX CORPORATIONCHAMPIONX CORPORATION	194,687	$4.84M	shares
OLO INCOLO INC	540,347	$4.81M	shares
AZEK CO INCAZEK CO INC	84,070	$4.57M	shares
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	385,077	$4.42M	shares
TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW	169,513	$4.36M	shares
AMEDISYS INCAMEDISYS INC	43,470	$4.28M	shares
WK KELLOGG COWK KELLOGG CO	259,522	$4.12M	shares
CRWVCOREWEAVE INC	25,000	$4.07M	put
PARAMOUNT GLOBALPARAMOUNT GLOBAL	303,096	$3.91M	shares
Vivid Seats IncVivid Seats Inc	2,222,751	$3.76M	shares
SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INC	171,439	$3.4M	shares
AXONAXON ENTERPRISE INC	4,000	$3.31M	put
ZTSZOETIS INC	19,500	$3.04M	put
REDWOOD TRUST INCREDWOOD TRUST INC	3,000,000	$2.96M	principal
AMZNAMAZON COM INC	13,400	$2.94M	call
INFORMATICA INCINFORMATICA INC	113,297	$2.76M	shares
NV5 HOLDINGS, INCNV5 HOLDINGS, INC	116,770	$2.7M	shares
APOAPOLLO GLOBAL MGMT INC	18,700	$2.65M	put
VSTVISTRA CORP	13,400	$2.6M	call
UNITI GROUP INCUNITI GROUP INC	597,320	$2.58M	shares
CVLTCOMMVAULT SYS INC	14,700	$2.56M	put
PIONEER DIVERSIFIED HIGH IN…PIONEER DIVERSIFIED HIGH INCOM	203,555	$2.55M	shares
HDHOME DEPOT INC	6,700	$2.46M	put
PIMCO MUN INCOME FDPIMCO MUN INCOME FD	300,699	$2.4M	shares
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP	18,199	$2.33M	shares
EXASEXACT SCIENCES CORP	40,100	$2.13M	put
ITEOS THERAPEUTICS INCITEOS THERAPEUTICS INC	207,787	$2.07M	shares
AAPLAPPLE INC	10,000	$2.05M	put
SPARTANNASH COSPARTANNASH CO	76,540	$2.03M	shares
QTUMETF SER SOLUTIONS	20,310	$1.86M	shares
FIXTTCW ETF TRUST	46,413	$1.77M	shares
RDDTREDDIT INC	10,700	$1.61M	call
GLOBAL MED REIT INCGLOBAL MED REIT INC	231,981	$1.61M	shares
MSGEMADISON SQUARE GARDEN ENTMT	40,030	$1.6M	shares
GCOGENESCO INC	80,253	$1.58M	shares
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC	169,860	$1.55M	shares
CSWCCAPITAL SOUTHWEST CORP	69,501	$1.53M	shares
SUNRISE COMMUNICATIONS AGSUNRISE COMMUNICATIONS AG	26,582	$1.5M	shares
BSMTINVESCO EXCH TRD SLF IDX FD	65,960	$1.5M	shares
RLAYRELAY THERAPEUTICS INC	410,896	$1.42M	shares
ACHACCENDRA HEALTH INC	155,326	$1.41M	shares
PHMPULTE GROUP INC	13,400	$1.41M	put
CCBCOASTAL FINL CORP WA	14,503	$1.4M	shares
BBSIBARRETT BUSINESS SVCS INC	33,338	$1.39M	shares
RDVTRED VIOLET INC	26,292	$1.29M	shares
ALXALEXANDERS INC	5,400	$1.22M	shares
ALABASTERA LABS INC	13,400	$1.21M	put
MOFGMIDWESTONE FINANCIAL GROUP I	41,600	$1.2M	shares
OSGOCTAVE SPECIALTY GROUP INC	164,805	$1.17M	shares
VERVE THERAPEUTICS INCVERVE THERAPEUTICS INC	103,955	$1.17M	shares
OPFIOPPFI INC	82,507	$1.15M	shares
NATHNATHANS FAMOUS INC	10,279	$1.14M	shares
PANWPALO ALTO NETWORKS INC	5,400	$1.11M	put
LASRNLIGHT INC	55,705	$1.1M	shares
TVTXTRAVERE THERAPEUTICS INC	73,661	$1.09M	shares
ENPHENPHASE ENERGY INC	26,700	$1.06M	call
FWONALIBERTY MEDIA CORP DEL	10,563	$1M	shares
SIBNSI BONE INC	51,924	$977K	shares
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	46,108	$959K	shares
NICNICOLET BANKSHARES INC	7,727	$954K	shares
BOWBOWHEAD SPECIALTY HLDGS INC	25,378	$952K	shares
ARCTARCTURUS THERAPEUTICS HLDGS	72,252	$940K	shares
ASMAVINO SILVER & GOLD MINES LT	237,400	$855K	shares
TRVITREVI THERAPEUTICS INC	154,854	$847K	shares
QVMTINVESCO EXCH TRADED FD TR II	16,160	$841K	shares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001193125-25-282109	base		2025-11-14	acceptance time not in the bulk data set	2026-10-07 03:02:25 UTC