AMERIPRISE FINANCIAL INC
Follow13F filer, CIK 820027, MINNEAPOLIS, MN
AMERIPRISE FINANCIAL INC reported $435,386,868,269 across 4,050 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-14. Its ten largest share positions make up 21.85% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001193125-25-282109
- Period
- 2025-09-30
- Reported value
- $435B
- Holdings
- 4,050
- Top 10 weight
- 21.85%
- New
- 287
- Sold out
- 192
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AMATadded | +3,583,751 | $734M |
| AAPLadded | +2,069,620 | $527M |
| MRVLadded | +6,217,952 | $523M |
| WIXadded | +2,606,204 | $463M |
| CVXadded | +2,644,122 | $411M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| BEreduced | -15,658,879 | -$1.32B |
| MSFTreduced | -1,639,454 | -$849M |
| LRCXreduced | -5,125,168 | -$686M |
| AVGOreduced | -1,790,992 | -$591M |
| ACNreduced | -2,158,227 | -$532M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 3,936 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| QQQINVESCO QQQ TR COM | put | 167,300 | $100M | new |
| TSLATESLA INC COM | put | 125,700 | $55.9M | +121,700 |
| AAPLAPPLE INC COM | call | 191,200 | $48.7M | new |
| BEBLOOM ENERGY CORP COM | call | 500,000 | $42.3M | -1,026,900 |
| HIMSHIMS & HERS HEALTH INC COM CL A | put | 700,000 | $39.7M | new |
| NVDANVIDIA CORPORATION COM | call | 208,600 | $38.9M | +181,800 |
| ARKKARK ETF TR INNOVATION ETF | put | 250,000 | $21.6M | new |
| QCOMQUALCOMM INC COM | call | 110,200 | $18.3M | new |
| JNJJOHNSON & JOHNSON COM | put | 97,000 | $18M | new |
| GOOGLALPHABET INC COM | call | 51,300 | $12.5M | -116,300 |
| LYFTLYFT INC CL A COM | call | 500,000 | $11M | -53,800 |
| MRNAMODERNA INC COM | put | 383,900 | $9.92M | new |
| CORTCORCEPT THERAPEUTICS INC COM | put | 116,600 | $9.69M | new |
| ANETARISTA NETWORKS INC COM | call | 64,300 | $9.37M | -90,700 |
| MSFTMICROSOFT CORP COM | call | 17,500 | $9.06M | +11,500 |
| IONQIONQ INC Stock | put | 137,900 | $8.48M | new |
| IWMISHARES TR SHS | call | 33,400 | $8.08M | new |
| RBLXROBLOX CORP Stock | put | 56,400 | $7.81M | new |
| TEMTEMPUS AI INC Stock | put | 93,100 | $7.51M | new |
| RGTIRIGETTI COMPUTING INC Stock | put | 229,800 | $6.85M | new |
| SNDKSANDISK CORP COM | put | 50,600 | $5.68M | new |
| RKLBROCKET LAB CORP STOK | put | 112,100 | $5.37M | new |
| KKRKKR & CO INC COM | call | 29,800 | $3.87M | new |
| SPOTSPOTIFY TECHNOLOGY S A STOK | put | 5,200 | $3.63M | new |
| SEISOLARIS ENERGY INFRAS INC Stock | put | 89,700 | $3.59M | +10,500 |
| ARGXARGENX SE ADR | put | 4,000 | $2.95M | +1,700 |
| INSMINSMED INC Stock | put | 19,700 | $2.84M | new |
| RBRKRUBRIK INC. CL A | put | 32,500 | $2.67M | +11,000 |
| MKSIMKS INC. Stock | put | 19,800 | $2.45M | new |
| JBLJABIL INC Stock | put | 10,500 | $2.28M | new |
| KLACKLA CORP COM | call | 2,000 | $2.16M | new |
| QCOMQUALCOMM INC COM | put | 12,000 | $2M | new |
| TSEMTOWER SEMICONDUCTOR LTD Stock | put | 26,700 | $1.93M | new |
| SIMOSILICON MOTION TECHNOLOGY CO ADR | put | 19,800 | $1.88M | new |
| ORCLORACLE CORP COM | call | 5,200 | $1.46M | new |
| IRENIREN LIMITED STOK | put | 30,500 | $1.44M | new |
| RMBSRAMBUS INC DEL Stock | put | 13,200 | $1.38M | new |
| CLSCELESTICA INC Stock | put | 5,300 | $1.31M | new |
| CVLTCOMMVAULT SYS INC Stock | call | 6,600 | $1.25M | new |
| GTLBGITLAB INC Stock | call | 26,400 | $1.19M | new |
| WGSGENEDX HOLDINGS CORP COM CL A | put | 9,200 | $991K | new |
| CLSCELESTICA INC Stock | call | 3,500 | $862K | new |
| TWLOTWILIO INC Stock | put | 6,500 | $651K | new |
| AKROAKERO THERAPEUTICS INC COM | call | 11,100 | $527K | +300 |
| PLPLANET LABS PBC COM CL A | put | 26,400 | $343K | new |
| MLTXMOONLAKE IMMUNOTHERAPEUTICS Stock | call | 13,400 | $96.3K | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PG&E CORPPG&E CORP NOTE 4.250%12/0 | principal | 26,000,000 | $26.3M | +15,500,000 |
| WESTERN DIGITAL CORPWESTERN DIGITAL CORP NOTE 3.000%11/1 | principal | 7,500,000 | $24.1M | +1,000,000 |
| SOUTHERN COSOUTHERN CO NOTE 4.500% 6/1 | principal | 20,875,000 | $23.2M | +8,500,000 |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.500% 3/1 | principal | 21,500,000 | $21.3M | 0 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 0.875%12/0 | principal | 13,500,000 | $19.8M | +3,500,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 6,500,000 | $18.7M | +500,000 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP NOTE 3.000% 6/0 | principal | 4,500,000 | $18.6M | 0 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 16,800,000 | $18M | +1,000,000 |
| WEC ENERGY GROUP INCWEC ENERGY GROUP INC Convertible | principal | 13,500,000 | $16.6M | -800,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 3.625%10/1 | principal | 17,500,000 | $16.1M | +5,500,000 |
| CELCUITY INCCELCUITY INC NOTE 2.750% 8/0 | principal | 11,000,000 | $14.6M | new |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1 | principal | 16,000,000 | $14.5M | +2,500,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 | principal | 12,018,000 | $13.7M | +12,000,000 |
| PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1 | principal | 12,033,000 | $13.7M | +1,000,000 |
| AEROVIRONMENT INCAEROVIRONMENT INC NOTE 7/1 | principal | 11,000,000 | $13.6M | new |
| RWT HLDGS INCRWT HLDGS INC NOTE 5.750%10/0 | principal | 12,500,000 | $12.5M | 0 |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1 | principal | 9,000,000 | $12.4M | -3,000,000 |
| CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1 | principal | 10,930,000 | $12.1M | +10,500,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 11,700,000 | $12.1M | +1,100,000 |
| MKS INC.MKS INC. NOTE 1.250% 6/0 | principal | 11,000,000 | $12M | +1,000,000 |
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD NOTE 0.500% 6/0 | principal | 6,500,000 | $11.9M | new |
| PROGRESS SOFTWARE CORPPROGRESS SOFTWARE CORP NOTE 3.500% 3/0 | principal | 11,800,000 | $11.9M | +2,300,000 |
| STARWOOD PPTY TR INCSTARWOOD PPTY TR INC NOTE 6.750% 7/1 | principal | 11,000,000 | $11.6M | -7,000,000 |
| PARSONS CORP DELPARSONS CORP DEL NOTE 2.625% 3/0 | principal | 10,000,000 | $11.4M | -3,500,000 |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND | principal | 10,545,000 | $11.3M | 0 |
| CSG SYS INTL INCCSG SYS INTL INC NOTE 3.875% 9/1 | principal | 10,000,000 | $11.1M | +600,000 |
| SNOWFLAKE INCSNOWFLAKE INC NOTE 10/0 | principal | 7,000,000 | $11M | new |
| FLUOR CORPFLUOR CORP NOTE 1.125% 8/1 | principal | 9,000,000 | $10.7M | +2,500,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0 | principal | 9,000,000 | $10.2M | new |
| TRIP COM GROUP LTDTRIP COM GROUP LTD NOTE 0.750% 6/1 | principal | 8,000,000 | $10.2M | 0 |
| STRATEGY INCSTRATEGY INC NOTE 0.875% 3/1 | principal | 6,000,000 | $9.41M | -500,000 |
| DROPBOX INCDROPBOX INC NOTE 3/0 | principal | 9,000,000 | $9.29M | -2,000,000 |
| VERTEX INCVERTEX INC NOTE 0.750% 5/0 | principal | 9,000,000 | $9.15M | +3,000,000 |
| LIVANOVA PLCLIVANOVA PLC NOTE 2.500% 3/1 | principal | 8,500,000 | $9.12M | -3,000,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD Convertible | principal | 7,000,000 | $8.33M | new |
| ADVANCED ENERGY INDSADVANCED ENERGY INDS NOTE 2.500% 9/1 | principal | 6,000,000 | $8.31M | -1,000,000 |
| VEECO INSTRS INC DELVEECO INSTRS INC DEL NOTE 2.875% 6/0 | principal | 6,500,000 | $8.3M | +500,000 |
| EVOLENT HEALTH INCEVOLENT HEALTH INC NOTE 3.500%12/0 | principal | 10,000,000 | $8.01M | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 | principal | 6,000,000 | $7.96M | +1,000,000 |
| AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1 | principal | 2,500,000 | $7.84M | new |
| GUARDANT HEALTH INCGUARDANT HEALTH INC DEBT 1.250% 2/1 | principal | 6,000,000 | $7.8M | -1,000,000 |
| UGI CORP NEWUGI CORP NEW NOTE 5.000% 6/0 | principal | 6,000,000 | $7.67M | new |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 5,000,000 | $7.62M | -3,000,000 |
| VARONIS SYS INCVARONIS SYS INC NOTE 1.000% 9/1 | principal | 7,000,000 | $7.55M | new |
| NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1 | principal | 7,500,000 | $7.52M | -3,500,000 |
| ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond | principal | 5,500,000 | $7.48M | +1,000,000 |
| BOX INCBOX INC NOTE 1.500% 9/1 | principal | 7,200,000 | $7.24M | new |
| JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 2.500% 9/0 | principal | 6,000,000 | $6.2M | new |
| IRHYTHM HOLDINGS INCIRHYTHM HOLDINGS INC NOTE 1.500% 9/0 | principal | 4,500,000 | $6.17M | 0 |
| NABORS INDS INCNABORS INDS INC NOTE 1.750% 6/1 | principal | 7,000,000 | $5.32M | 0 |
| PENGUIN SOLUTIONS INCPENGUIN SOLUTIONS INC NOTE 2.000% 8/1 | principal | 4,000,000 | $4.75M | new |
| MIRUM PHARMACEUTICALS INCMIRUM PHARMACEUTICALS INC NOTE 4.000% 5/0 | principal | 1,500,000 | $3.6M | -8,000,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible | principal | 3,500,000 | $3.45M | -8,700,000 |
| TXNM ENERGY INCTXNM ENERGY INC NOTE 5.750% 6/0 | principal | 265,000 | $346K | 0 |
| MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 | principal | 335,000 | $319K | 0 |
| BURLINGTON STORES INCBURLINGTON STORES INC NOTE 1.250%12/1 | principal | 235,000 | $316K | -4,000,000 |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 67,000 | $67.5K | +6,000 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1 | principal | 72,000 | $61.2K | +10,000 |
| SOUTHERN COSOUTHERN CO NOTE 3.875%12/1 | principal | 53,000 | $59.7K | 0 |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 57,000 | $57.8K | +2,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 28,000 | $36.2K | 0 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 | principal | 32,000 | $30.3K | 0 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 26,000 | $25.8K | 0 |
| ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1 | principal | 21,000 | $22.6K | 0 |
| NEW MTN FIN CORPNEW MTN FIN CORP BOND | principal | 21,000 | $21K | 0 |
| CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0 | principal | 18,000 | $19.7K | 0 |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 18,000 | $16.4K | 0 |
| TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC NOTE 0.250% 3/1 | principal | 14,000 | $15.4K | +2,000 |
Sold out in Q3 2025
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| HESS CORPHESS CORP | 557,466 | $77.2M | shares |
| IVERSIFIED ENERGY COMPANY PIVERSIFIED ENERGY COMPANY P | 3,673,769 | $53.9M | principal |
| ANSYS INCANSYS INC | 80,301 | $28.2M | shares |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC | 20,000,000 | $20.6M | principal |
| PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC | 912,651 | $19.2M | shares |
| SKXSKECHERS U S A INC | 296,965 | $18.7M | shares |
| IWMISHARES TR | 80,500 | $17.4M | put |
| CSCOCISCO SYS INC | 188,600 | $13.1M | call |
| SouthState CorpSouthState Corp | 134,589 | $12.4M | shares |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC | 9,000,000 | $11.7M | principal |
| SNAP INCSNAP INC | 13,500,000 | $11.4M | principal |
| BENTLEY SYS INCBENTLEY SYS INC | 12,000,000 | $11.3M | principal |
| BLOOM ENERGY CORPBLOOM ENERGY CORP | 6,700,000 | $9.91M | principal |
| POST HLDGS INCPOST HLDGS INC | 8,000,000 | $9.13M | principal |
| HAEMONETICS CORP MASSHAEMONETICS CORP MASS | 9,000,000 | $8.93M | principal |
| GMS INCGMS INC | 79,291 | $8.62M | shares |
| REPLIGEN CORPREPLIGEN CORP | 8,500,000 | $8.42M | principal |
| ROOKLINE BANCORP INC DELROOKLINE BANCORP INC DEL | 780,019 | $8.23M | shares |
| WORKIVA INCWORKIVA INC | 8,500,000 | $7.88M | principal |
| MERITAGE HOMES CORPMERITAGE HOMES CORP | 8,000,000 | $7.75M | principal |
| SPECTRUM BRANDS INCSPECTRUM BRANDS INC | 8,500,000 | $7.7M | principal |
| VIPER ENERGY INC-CL AVIPER ENERGY INC-CL A | 175,569 | $6.69M | shares |
| BANDWIDTH INCBANDWIDTH INC | 8,000,000 | $6.69M | principal |
| SCSSTEELCASE INC-CLASS A | 602,739 | $6.29M | shares |
| TROXTRONOX HOLDINGS PLC | 1,223,259 | $6.2M | shares |
| RAPID7 INCRAPID7 INC | 7,000,000 | $6.19M | principal |
| SPRYARS PHARMACEUTICALS INC | 345,055 | $6.02M | shares |
| ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC | 4,500,000 | $5.85M | principal |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC | 5,000,000 | $5.69M | principal |
| ENCORE CAP GROUP INCENCORE CAP GROUP INC | 6,000,000 | $5.63M | principal |
| WINNEBAGO INDS INCWINNEBAGO INDS INC | 6,500,000 | $5.59M | principal |
| JUNIPER NETWORKS INCJUNIPER NETWORKS INC | 139,788 | $5.58M | shares |
| GRAFTECH INTL LTDGRAFTECH INTL LTD | 5,673,093 | $5.52M | shares |
| FOOT LOCKER INCFOOT LOCKER INC | 217,045 | $5.32M | shares |
| CERENCE INCCERENCE INC | 7,000,000 | $5.3M | principal |
| CHAMPIONX CORPORATIONCHAMPIONX CORPORATION | 194,687 | $4.84M | shares |
| OLO INCOLO INC | 540,347 | $4.81M | shares |
| AZEK CO INCAZEK CO INC | 84,070 | $4.57M | shares |
| WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC | 385,077 | $4.42M | shares |
| TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW | 169,513 | $4.36M | shares |
| AMEDISYS INCAMEDISYS INC | 43,470 | $4.28M | shares |
| WK KELLOGG COWK KELLOGG CO | 259,522 | $4.12M | shares |
| CRWVCOREWEAVE INC | 25,000 | $4.07M | put |
| PARAMOUNT GLOBALPARAMOUNT GLOBAL | 303,096 | $3.91M | shares |
| Vivid Seats IncVivid Seats Inc | 2,222,751 | $3.76M | shares |
| SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INC | 171,439 | $3.4M | shares |
| AXONAXON ENTERPRISE INC | 4,000 | $3.31M | put |
| ZTSZOETIS INC | 19,500 | $3.04M | put |
| REDWOOD TRUST INCREDWOOD TRUST INC | 3,000,000 | $2.96M | principal |
| AMZNAMAZON COM INC | 13,400 | $2.94M | call |
| INFORMATICA INCINFORMATICA INC | 113,297 | $2.76M | shares |
| NV5 HOLDINGS, INCNV5 HOLDINGS, INC | 116,770 | $2.7M | shares |
| APOAPOLLO GLOBAL MGMT INC | 18,700 | $2.65M | put |
| VSTVISTRA CORP | 13,400 | $2.6M | call |
| UNITI GROUP INCUNITI GROUP INC | 597,320 | $2.58M | shares |
| CVLTCOMMVAULT SYS INC | 14,700 | $2.56M | put |
| PIONEER DIVERSIFIED HIGH IN…PIONEER DIVERSIFIED HIGH INCOM | 203,555 | $2.55M | shares |
| HDHOME DEPOT INC | 6,700 | $2.46M | put |
| PIMCO MUN INCOME FDPIMCO MUN INCOME FD | 300,699 | $2.4M | shares |
| BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP | 18,199 | $2.33M | shares |
| EXASEXACT SCIENCES CORP | 40,100 | $2.13M | put |
| ITEOS THERAPEUTICS INCITEOS THERAPEUTICS INC | 207,787 | $2.07M | shares |
| AAPLAPPLE INC | 10,000 | $2.05M | put |
| SPARTANNASH COSPARTANNASH CO | 76,540 | $2.03M | shares |
| QTUMETF SER SOLUTIONS | 20,310 | $1.86M | shares |
| FIXTTCW ETF TRUST | 46,413 | $1.77M | shares |
| RDDTREDDIT INC | 10,700 | $1.61M | call |
| GLOBAL MED REIT INCGLOBAL MED REIT INC | 231,981 | $1.61M | shares |
| MSGEMADISON SQUARE GARDEN ENTMT | 40,030 | $1.6M | shares |
| GCOGENESCO INC | 80,253 | $1.58M | shares |
| SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC | 169,860 | $1.55M | shares |
| CSWCCAPITAL SOUTHWEST CORP | 69,501 | $1.53M | shares |
| SUNRISE COMMUNICATIONS AGSUNRISE COMMUNICATIONS AG | 26,582 | $1.5M | shares |
| BSMTINVESCO EXCH TRD SLF IDX FD | 65,960 | $1.5M | shares |
| RLAYRELAY THERAPEUTICS INC | 410,896 | $1.42M | shares |
| ACHACCENDRA HEALTH INC | 155,326 | $1.41M | shares |
| PHMPULTE GROUP INC | 13,400 | $1.41M | put |
| CCBCOASTAL FINL CORP WA | 14,503 | $1.4M | shares |
| BBSIBARRETT BUSINESS SVCS INC | 33,338 | $1.39M | shares |
| RDVTRED VIOLET INC | 26,292 | $1.29M | shares |
| ALXALEXANDERS INC | 5,400 | $1.22M | shares |
| ALABASTERA LABS INC | 13,400 | $1.21M | put |
| MOFGMIDWESTONE FINANCIAL GROUP I | 41,600 | $1.2M | shares |
| OSGOCTAVE SPECIALTY GROUP INC | 164,805 | $1.17M | shares |
| VERVE THERAPEUTICS INCVERVE THERAPEUTICS INC | 103,955 | $1.17M | shares |
| OPFIOPPFI INC | 82,507 | $1.15M | shares |
| NATHNATHANS FAMOUS INC | 10,279 | $1.14M | shares |
| PANWPALO ALTO NETWORKS INC | 5,400 | $1.11M | put |
| LASRNLIGHT INC | 55,705 | $1.1M | shares |
| TVTXTRAVERE THERAPEUTICS INC | 73,661 | $1.09M | shares |
| ENPHENPHASE ENERGY INC | 26,700 | $1.06M | call |
| FWONALIBERTY MEDIA CORP DEL | 10,563 | $1M | shares |
| SIBNSI BONE INC | 51,924 | $977K | shares |
| NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME | 46,108 | $959K | shares |
| NICNICOLET BANKSHARES INC | 7,727 | $954K | shares |
| BOWBOWHEAD SPECIALTY HLDGS INC | 25,378 | $952K | shares |
| ARCTARCTURUS THERAPEUTICS HLDGS | 72,252 | $940K | shares |
| ASMAVINO SILVER & GOLD MINES LT | 237,400 | $855K | shares |
| TRVITREVI THERAPEUTICS INC | 154,854 | $847K | shares |
| QVMTINVESCO EXCH TRADED FD TR II | 16,160 | $841K | shares |
| FNKOFUNKO INC | 159,363 | $759K | shares |
| MNTNMNTN INC | 33,800 | $739K | call |
| TDUPTHREDUP INC | 92,603 | $694K | shares |
| MERIDIANLINK INCMERIDIANLINK INC | 41,738 | $677K | shares |
| BRYBerry Corp | 234,564 | $650K | shares |
| SOBOSOUTH BOW CORP | 24,292 | $629K | shares |
| BCALCALIFORNIA BANCORP | 38,400 | $605K | shares |
| PFISPEOPLES FINL SVCS CORP | 12,145 | $600K | shares |
| NVMINOVA LTD | 2,070 | $570K | shares |
| GOSSGOSSAMER BIO INC | 434,049 | $534K | shares |
| IOTSAMSARA INC | 13,400 | $533K | call |
| FHTXFOGHORN THERAPEUTICS INC | 112,237 | $528K | shares |
| WEAVWEAVE COMMUNICATIONS INC | 63,377 | $527K | shares |
| ODPTHE ODP CORP | 28,358 | $514K | shares |
| OFSOFS CAP CORP | 60,871 | $514K | shares |
| OECORION S.A. | 48,215 | $506K | shares |
| AVIDXCHANGE HOLDINGS INCAVIDXCHANGE HOLDINGS INC | 51,600 | $505K | shares |
| LILAKLIBERTY LATIN AMERICA LTD | 78,309 | $487K | shares |
| RUMRUM GROUP INC | 53,500 | $480K | call |
| ONITONITY GROUP INC | 12,147 | $464K | shares |
| ZIMVIE INCZIMVIE INC | 48,955 | $458K | shares |
| SITIO ROYALTIES CORPSITIO ROYALTIES CORP | 24,751 | $455K | shares |
| QSIQUANTUM SI INC | 223,100 | $437K | shares |
| DUN & BRADSTREET HLDGS INCDUN & BRADSTREET HLDGS INC | 48,096 | $437K | shares |
| OFIXORTHOFIX MED INC | 38,462 | $429K | shares |
| GSIEGOLDMAN SACHS ETF TR | 10,705 | $425K | shares |
| RYAMRAYONIER ADVANCED MATLS INC | 105,703 | $407K | shares |
| TTGTTECHTARGET INC | 51,169 | $398K | shares |
| ORICORIC PHARMACEUTICALS INC | 38,864 | $394K | shares |
| IMVTIMMUNOVANT INC | 23,553 | $377K | shares |
| IGAVOYA GLBL ADV & PREM OPP FD | 36,250 | $360K | shares |
| ICSHISHARES TR | 6,971 | $354K | shares |
| ESOAENERGY SERVICES OF AMER CORP | 35,311 | $351K | shares |
| ONLORION PROPERTIES INC | 161,399 | $344K | shares |
| ENSTAR GROUP LIMITEDENSTAR GROUP LIMITED | 1,000 | $336K | shares |
| SPRINGWORKS THERAPEUTICS INCSPRINGWORKS THERAPEUTICS INC | 7,131 | $335K | shares |
| HGTYHAGERTY INC | 32,968 | $333K | shares |
| CARGO THERAPEUTICS INC COMCARGO THERAPEUTICS INC COM | 79,135 | $326K | shares |
| TZOOTRAVELZOO | 24,618 | $313K | shares |
| REDFIN CORPREDFIN CORP | 27,894 | $312K | shares |
| MAXMEDIAALPHA INC | 28,470 | $312K | shares |
| James Hardie Industries PLCJames Hardie Industries PLC | 11,502 | $309K | shares |
| FVFIRST TR EXCHANGE TRADED FD | 4,767 | $283K | shares |
| AMERICAN CENTY ETF TRAMERICAN CENTY ETF TR | 7,899 | $279K | shares |
| FTAFIRST TR EXCHANGE-TRADED ALP | 3,451 | $271K | shares |
| FXEINVESCO CURRENCYSHARES EURO | 2,488 | $271K | shares |
| CERSCERUS CORP | 187,300 | $264K | shares |
| AEVAAEVA TECHNOLOGIES INC | 6,889 | $260K | shares |
| BRTBRT APARTMENTS CORP | 16,404 | $257K | shares |
| FTGCFIRST TR EXCHANGE TRAD FD VI | 10,294 | $254K | shares |
| EARNELLINGTON CREDIT COMPANY | 43,568 | $251K | shares |
| FXYINVESCO CURRENCYSHARES | 3,876 | $248K | shares |
| AGZDWISDOMTREE TR | 11,110 | $247K | shares |
| FTXLFIRST TR EXCHANGE TRADED FD | 2,550 | $245K | shares |
| CLOUGLOBAL X FDS | 10,431 | $243K | shares |
| EMBDGLOBAL X FDS | 9,696 | $226K | shares |
| NEXTERA ENERGY INCNEXTERA ENERGY INC | 5,596 | $222K | shares |
| DFLVDIMENSIONAL ETF TRUST | 6,971 | $216K | shares |
| LILI AUTO INC | 7,815 | $212K | shares |
| DFEWISDOMTREE TR | 2,997 | $210K | shares |
| HBMHUDBAY MINERALS INC | 19,802 | $210K | shares |
| MATVMATIV HOLDINGS INC | 30,463 | $208K | shares |
| BARKBARK INC | 234,793 | $206K | shares |
| POWRISHARES INC | 8,491 | $201K | shares |
| OTFBLUE OWL TECHNOLOGY FIN CORP | 12,733 | $194K | shares |
| EHTHEHEALTH INC | 44,399 | $193K | shares |
| RPCRIDGEPOST CAP INC | 18,434 | $188K | shares |
| SWIMLATHAM GROUP INC | 28,136 | $180K | shares |
| FRSTPRIMIS FINANCIAL CORP | 16,297 | $177K | shares |
| Leslie's IncLeslie's Inc | 407,913 | $171K | shares |
| NNNEXTNAV INC | 10,260 | $156K | shares |
| NUVEEN CALIFORNIA SELECT TA…NUVEEN CALIFORNIA SELECT TAX-F | 10,792 | $142K | shares |
| GOOSCANADA GOOSE HLDGS INC | 12,389 | $139K | shares |
| CTLPCANTALOUPE INC | 11,784 | $130K | shares |
| RMTIROCKWELL MED INC | 148,300 | $126K | shares |
| PIMCO MUN INCOME FD IIIPIMCO MUN INCOME FD III | 15,831 | $109K | shares |
| ELEVATION ONCOLOGY INC COMELEVATION ONCOLOGY INC COM | 294,326 | $108K | shares |
| PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME | 11,791 | $97.9K | shares |
| NRG ENERGY INCNRG ENERGY INC | 17,000 | $66.9K | principal |
| LUCID GROUP INCLUCID GROUP INC | 29,777 | $62.8K | shares |
| VTYXVENTYX BIOSCIENCES INC | 28,031 | $60K | shares |
| MACKENZIE RLTY CAP INCMACKENZIE RLTY CAP INC | 80,221 | $53.7K | shares |
| MIDDLEBY CORPMIDDLEBY CORP | 40,000 | $44.9K | principal |
| DIBS1STDIBS COM INC | 13,567 | $37.3K | shares |
| ORGNORIGIN MATLS INC (DE) | 75,387 | $36.4K | shares |
| ABUSARBUTUS BIOPHARMA CORP | 11,440 | $35.4K | shares |
| PARSONS CORP DELPARSONS CORP DEL | 19,000 | $30.2K | principal |
| LCTXLINEAGE CELL THERAPEUTICS IN | 23,500 | $21.3K | shares |
| SNALSNAIL INC | 14,600 | $20K | shares |
| WOLFSPEED INCWOLFSPEED INC | 32,782 | $13.1K | shares |
| CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INC | 15,234 | $10.7K | shares |
| LMP CAP & INCOME FD INCLMP CAP & INCOME FD INC | 21,720 | $1.54K | shares |
How Q3 2025 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001193125-25-282109 | base | 2025-11-14 | acceptance time not in the bulk data set |