AMERIPRISE FINANCIAL INC

13F filer, CIK 820027, MINNEAPOLIS, MN

AMERIPRISE FINANCIAL INC reported $389,936,848,713 across 3,923 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 19.32% of the portfolio.

Filed 2024-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0000950123-24-011620

Period: 2024-09-30
Reported value: $390B
Holdings: 3,923
Top 10 weight: 19.32%
New: 231
Sold out: 162

Part of the filer group AMERIPRISE FINANCIAL INC

Ameriprise Bank, FSB Ameriprise Certificate CO +2 others

How groups are built

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AVGOadded	+25,676,487	$4.43B
TELnew	+5,011,179	$757M
UNHadded	+806,026	$471M
SWnew	+8,854,270	$438M
DISadded	+4,252,268	$409M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
TE CONNECTIVITY LTDexited	-6,280,632	-$945M
AAPLreduced	-3,003,856	-$700M
NKEreduced	-7,108,500	-$609M
Vreduced	-1,978,183	-$544M
MCHPreduced	-6,593,525	-$529M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0000950123-24-011620, largest first. % of portfolio is the value over $389,470,877,259, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
BTOHANCOCK JOHN FINL OPPTYS	11,192	$371K	<0.01%	-1,029	Timeline
UNTYUNITY BANCORP INC	10,872	$370K	<0.01%	0	Timeline
PDIPIMCO DYNAMIC INCOME FD	18,121	$367K	<0.01%	+2,710	Timeline
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICS	281,602	$366K	<0.01%	-10,322
GNKGENCO SHIPPING & TRADING LTD	18,765	$366K	<0.01%	-8,102	Timeline
TZOOTRAVELZOO	30,263	$365K	<0.01%	new	Timeline
QRHCQUEST RESOURCE HLDG CORP	45,572	$364K	<0.01%	-12,600	Timeline
BBCPCONCRETE PUMPING HLDGS INC	62,700	$363K	<0.01%	new	Timeline
APLDAPPLIED DIGITAL CORP	43,835	$362K	<0.01%	new	Timeline
PZTINVESCO EXCH TRADED FD TR II	15,508	$361K	<0.01%	+31	Timeline
AVXLANAVEX LIFE SCIENCES CORP	63,567	$361K	<0.01%	+85	Timeline
IPKWINVESCO EXCH TRADED FD TR II	8,261	$354K	<0.01%	+1,510	Timeline
REDFIN CORPREDFIN CORP	28,011	$351K	<0.01%	+3,255
EVXVANECK ETF TRUST	1,940	$350K	<0.01%	new	Timeline
GFLGFL ENVIRONMENTAL INC	6,661	$350K	<0.01%	new	Timeline
SHGSHINHAN FINANCIAL GROUP CO L	8,224	$348K	<0.01%	+12	Timeline
BBSIBARRETT BUSINESS SVCS INC	9,269	$348K	<0.01%	-27,497	Timeline
PACTIV EVERGREEN INCPACTIV EVERGREEN INC	30,055	$346K	<0.01%	-67,226
STRWSTRAWBERRY FIELDS REIT INC	27,219	$345K	<0.01%	new	Timeline
XMQTXBLACKROCK MUNIYIELD QLTY II	31,750	$344K	<0.01%	-4,000	Timeline
UFOXETF SER SOLUTIONS	7,895	$342K	<0.01%	new	Timeline
NRIXNURIX THERAPEUTICS INC	15,231	$342K	<0.01%	-31,573	Timeline
INSEINSPIRED ENTMT INC	36,814	$341K	<0.01%	-27,477	Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	31,900	$341K	<0.01%	-2,500
CEMBISHARES INC	7,366	$339K	<0.01%	+299	Timeline
LANDGLADSTONE LD CORP	24,314	$338K	<0.01%	+737	Timeline
MFMABERDEEN MUN INCOME FD	59,017	$338K	<0.01%	-105	Timeline
ULCCFRONTIER GROUP HLDGS INC	63,000	$337K	<0.01%	-103,111	Timeline
FANFIRST TR EXCHANGE-TRADED FD	18,413	$332K	<0.01%	+1,565	Timeline
LMBSFIRST TR EXCHANGE-TRADED FD	6,684	$330K	<0.01%	new	Timeline
NCMINATIONAL CINEMEDIA INC	46,765	$330K	<0.01%	new	Timeline
HIMXHIMAX TECHNOLOGIES INC	59,896	$329K	<0.01%	+2,669	Timeline
AVIRATEA PHARMACEUTICALS INC	98,069	$329K	<0.01%	-3,724	Timeline
AOMRANGEL OAK MORTGAGE REIT INC	31,484	$328K	<0.01%	+9,464	Timeline
NBNNORTHEAST BK PORTLAND ME	4,255	$328K	<0.01%	-3,570	Timeline
DWASINVESCO EXCH TRADED FD TR II	3,520	$327K	<0.01%	new	Timeline
Rithm Property Trust IncRithm Property Trust Inc	98,108	$327K	<0.01%	-1,057
CCSICONSENSUS CLOUD SOLUTIONS IN	13,767	$324K	<0.01%	+1,989	Timeline
AMTBAMERANT BANCORP INC	15,155	$324K	<0.01%	+6,205	Timeline
HGTYHAGERTY INC	31,750	$323K	<0.01%	0	Timeline
PBR-APETROLEO BRASILEIRO S A	23,753	$321K	<0.01%	-252,840	Timeline
CCOCLEAR CHANNEL OUTDOOR HLDGS	200,327	$321K	<0.01%	0	Timeline
LOGILITY SUPPLY CHAIN SOLUT…LOGILITY SUPPLY CHAIN SOLUTIONS	28,578	$320K	<0.01%	+79
PSFCOHEN & STEERS SELECT PFD &	14,904	$320K	<0.01%	+2,130	Timeline
CMTGCLAROS MTG TR INC	42,600	$319K	<0.01%	new	Timeline
OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTD	17,081	$316K	<0.01%	-2,261
FWONALIBERTY MEDIA CORP DEL	4,411	$316K	<0.01%	+20	Timeline
ICSHISHARES TR	6,212	$315K	<0.01%	-241	Timeline
ISTRINVESTAR HOLDING CORP	16,155	$313K	<0.01%	0	Timeline
DDSDILLARDS INC	812	$312K	<0.01%	new	Timeline
MFGMIZUHO FINANCIAL GROUP INC	74,383	$311K	<0.01%	+18,999	Timeline
CHGGCHEGG INC	173,127	$306K	<0.01%	-94,370	Timeline
BRTBRT APARTMENTS CORP	17,419	$306K	<0.01%	new	Timeline
RKTROCKET COS INC	15,890	$305K	<0.01%	+3,735	Timeline
XAGDXABRDN GLOBAL DYNAMIC DIVIDEN	28,643	$304K	<0.01%	+8,377	Timeline
FTXLFIRST TR EXCHANGE TRADED FD	3,251	$303K	<0.01%	new	Timeline
DRIVGLOBAL X FDS	12,882	$302K	<0.01%	-2,505	Timeline
IHEISHARES TR	4,264	$301K	<0.01%	-126	Timeline
PKBKPARKE BANCORP INC	14,405	$301K	<0.01%	0	Timeline
NNINELNET INC	2,653	$301K	<0.01%	-2	Timeline
HCMHUTCHMED CHINA LTD	15,358	$300K	<0.01%	-163	Timeline
James Hardie Industries PLCJames Hardie Industries PLC	7,462	$300K	<0.01%	+856
DJCODAILY JOURNAL CORP	605	$297K	<0.01%	0	Timeline
DFACDIMENSIONAL ETF TRUST	8,638	$296K	<0.01%	+1,191	Timeline
SEZLSEZZLE INC	1,734	$296K	<0.01%	new	Timeline
XLGIXLAZARD GLOBAL TOTAL RETURN &	16,289	$295K	<0.01%	+877	Timeline
GFIGOLD FIELDS LTD	19,238	$295K	<0.01%	-2,531	Timeline
BBEUJ P MORGAN EXCHANGE TRADED F	4,733	$295K	<0.01%	-117	Timeline
HMYHARMONY GOLD MNG LTD	28,770	$293K	<0.01%	-14,178	Timeline
NFJVIRTUS DIVIDEND INTEREST & P	22,429	$292K	<0.01%	-848	Timeline
BUFDFIRST TR EXCHNG TRADED FD VI	11,663	$292K	<0.01%	new	Timeline
IGAVOYA GLBL ADV & PREM OPP FD	30,671	$291K	<0.01%	+10,519	Timeline
ASAMER SPORTS INC	18,153	$290K	<0.01%	-1,851	Timeline
XDHYXCREDIT SUISSE HIGH YIELD CRE	126,292	$287K	<0.01%	+28,490	Timeline
VIVTELEFONICA BRASIL SA	27,619	$286K	<0.01%	-3,078	Timeline
AUANGLOGOLD ASHANTI PLC	10,733	$286K	<0.01%	-191	Timeline
NATNORDIC AMERICAN TANKERS LIMI	76,522	$281K	<0.01%	+7,376	Timeline
ASGLIBERTY ALL-STAR GROWTH FD I	50,031	$281K	<0.01%	+10,465	Timeline
FROFRONTLINE PLC	12,211	$279K	<0.01%	-18,636	Timeline
DFATDIMENSIONAL ETF TRUST	4,996	$278K	<0.01%	+778	Timeline
QIPTQUIPT HOME MEDICAL CORP	95,166	$278K	<0.01%	0	Timeline
COMPANHIA PARANAENSE DE ENE…COMPANHIA PARANAENSE DE ENERGI	37,202	$277K	<0.01%	-1,490
MBLYMOBILEYE GLOBAL INC	20,090	$275K	<0.01%	-525,976	Timeline
BLWBLACKROCK LTD DURATION INCOM	19,005	$275K	<0.01%	+700	Timeline
BCHBANCO DE CHILE	10,841	$274K	<0.01%	-500	Timeline
Blue Owl Capital Corp IIIBlue Owl Capital Corp III	19,114	$274K	<0.01%	+508
FTHIFIRST TR EXCHANGE TRADED FD	11,872	$273K	<0.01%	-134	Timeline
EEXEMERALD HOLDING INC	54,700	$273K	<0.01%	0	Timeline
WFWOORI FINL GROUP INC	7,637	$273K	<0.01%	-17	Timeline
GOCOGOHEALTH INC	28,862	$271K	<0.01%	new	Timeline
SGCSUPERIOR GROUP OF CO INC	17,433	$270K	<0.01%	-50,168	Timeline
LACLITHIUM AMERS CORP NEW	99,828	$270K	<0.01%	-18,046	Timeline
FUBOFUBOTV INC	189,305	$269K	<0.01%	-10	Timeline
INVESCOINVESCO	10,951	$268K	<0.01%	new
MGNXMACROGENICS INC	80,878	$266K	<0.01%	+1,420	Timeline
GSIEGOLDMAN SACHS ETF TR	7,338	$265K	<0.01%	new	Timeline
FIPFTAI INFRASTRUCTURE INC	28,265	$265K	<0.01%	new	Timeline
GUARANTY BANCSHARES INCGUARANTY BANCSHARES INC	7,689	$264K	<0.01%	0
ELEVATION ONCOLOGY INC COMELEVATION ONCOLOGY INC COM	440,489	$264K	<0.01%	+299,160
JOYYJOYY INC	7,206	$261K	<0.01%	-813	Timeline
NMRNOMURA HLDGS INC	49,866	$260K	<0.01%	-1,827	Timeline
TILRAY INCTILRAY INC	146,302	$257K	<0.01%	-54,744
IBUYAMPLIFY ETF TR	4,209	$257K	<0.01%	-3,019	Timeline
FBNDFIDELITY MERRIMACK STR TR	5,490	$257K	<0.01%	-3,755	Timeline
NLOPNET LEASE OFFICE PROPERTIES	8,251	$256K	<0.01%	-1,261	Timeline
AXIAYAXIA ENERGIA SA	35,072	$254K	<0.01%	+422	Timeline
MNSOMINISO GROUP HLDG LTD	14,407	$253K	<0.01%	-274	Timeline
MOMOHELLO GROUP INC	33,136	$252K	<0.01%	-38,329	Timeline
FMSFRESENIUS MEDICAL CARE AG	11,776	$251K	<0.01%	+177	Timeline
VNQIVANGUARD INTL EQUITY INDEX F	5,328	$250K	<0.01%	-2,855	Timeline
RSPFINVESCO EXCHANGE TRADED FD T	3,602	$248K	<0.01%	-196	Timeline
AFYAAFYA LTD	14,515	$248K	<0.01%	-18,424	Timeline
BWGBRANDYWINEGBL GBL INCM OPP F	27,987	$247K	<0.01%	+7,280	Timeline
PSOPEARSON PLC	18,212	$247K	<0.01%	+1,752	Timeline
OBKORIGIN BANCORP INC	7,670	$247K	<0.01%	0	Timeline
RWXSPDR INDEX SHS FDS	8,945	$247K	<0.01%	-488	Timeline
IDLVINVESCO EXCH TRADED FD TR II	8,101	$246K	<0.01%	+76	Timeline
LBRDALIBERTY BROADBAND CORP	3,191	$245K	<0.01%	new	Timeline
USXFISHARES TR	4,977	$244K	<0.01%	new	Timeline
GLNGGOLAR LNG LTD	6,607	$243K	<0.01%	-658,446	Timeline
POWRISHARES INC	9,774	$242K	<0.01%	new	Timeline
XBFZXBLACKROCK CA MUNI INC TR	20,000	$242K	<0.01%	0	Timeline
HTDHANCOCK JOHN TAX-ADVANTAGED	10,327	$240K	<0.01%	new	Timeline
JANXJANUX THERAPEUTICS INC	5,270	$239K	<0.01%	new	Timeline
DGTSPDR SERIES TRUST	1,736	$239K	<0.01%	-43	Timeline
GWRSGLOBAL WTR RES INC	18,883	$238K	<0.01%	-2,920	Timeline
ANROALTO NEUROSCIENCE INC	20,656	$236K	<0.01%	new	Timeline
THWABRDN WORLD HEALTHCARE FUND	17,797	$236K	<0.01%	+626	Timeline
SILVERCREST METALS INCSILVERCREST METALS INC	25,501	$236K	<0.01%	-3,093
DSGNDESIGN THERAPEUTICS INC	43,245	$233K	<0.01%	-7,270	Timeline
NOVAQSUNNOVA ENERGY INTERNATIONAL I	23,715	$231K	<0.01%	+1,550	Timeline
XHESPDR SERIES TRUST	2,549	$231K	<0.01%	-1,487	Timeline
INTRINTER & CO INC	34,506	$230K	<0.01%	new	Timeline
BSTZBLACKROCK SCIENCE & TECHNOLO	11,916	$229K	<0.01%	-3,898	Timeline
XHSSPDR SERIES TRUST	2,359	$229K	<0.01%	-1,711	Timeline
RMREGIONAL MGMT CORP	6,924	$226K	<0.01%	new	Timeline
COMPCOMPASS INC	36,850	$225K	<0.01%	-184,274	Timeline
Couchbase IncCouchbase Inc	13,964	$225K	<0.01%	-1,061,522
LAWCS DISCO INC	38,053	$224K	<0.01%	-102	Timeline
RSPMINVESCO EXCHANGE TRADED FD T	5,907	$221K	<0.01%	-16,276	Timeline
RVLVREVOLVE GROUP INC	8,826	$219K	<0.01%	-40,533	Timeline
KRNTKORNIT DIGITAL LTD	8,363	$216K	<0.01%	new	Timeline
PACGRUPO AEROPORTUNARIO DEL PAC	1,240	$216K	<0.01%	-97	Timeline
UTWORBB FD INC	4,425	$216K	<0.01%	new	Timeline
DNLIDENALI THERAPEUTICS INC	7,400	$216K	<0.01%	new	Timeline
RICKRCI HOSPITALITY HLDGS INC	4,832	$215K	<0.01%	-31	Timeline
CRBPCORBUS PHARMACEUTICALS HLDGS	10,382	$214K	<0.01%	-1,032	Timeline
CWHCAMPING WORLD HLDGS INC	8,810	$213K	<0.01%	-1,232	Timeline
IYLDISHARES TR	10,325	$213K	<0.01%	new	Timeline
ABXABACUS GLOBAL MGMT INC	20,972	$212K	<0.01%	new	Timeline
LILI AUTO INC	8,237	$212K	<0.01%	new	Timeline
NVAXNOVAVAX INC	16,757	$212K	<0.01%	-12,017	Timeline
ZUORA INCZUORA INC	24,502	$211K	<0.01%	-2,278
SIZEISHARES TR	1,417	$211K	<0.01%	new	Timeline
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLC	14,508	$211K	<0.01%	-2,653
LUCID GROUP INCLUCID GROUP INC	59,568	$210K	<0.01%	+16,218
FDMT4D MOLECULAR THERAPEUTICS IN	19,395	$210K	<0.01%	+1,960	Timeline
ARRYARRAY TECHNOLOGIES INC	31,616	$209K	<0.01%	-4,245	Timeline
VCTRVICTORY CAP HLDGS INC DEL	3,764	$209K	<0.01%	-10,701	Timeline
REYNREYNOLDS CONSUMER PRODS INC	6,629	$206K	<0.01%	new	Timeline
CDECOEUR MNG INC	29,960	$206K	<0.01%	+17,380	Timeline
TLTDFLEXSHARES TR	2,731	$205K	<0.01%	-1,543	Timeline
DDWMWISDOMTREE TR	5,700	$204K	<0.01%	new	Timeline
LMNDLEMONADE INC	12,377	$204K	<0.01%	-72,996	Timeline
TCPCBLACKROCK TCP CAPITAL CORP	24,562	$204K	<0.01%	-1,026	Timeline
EDITEDITAS MEDICINE INC	59,475	$203K	<0.01%	+21,766	Timeline
CLARCLARUS CORP NEW	45,031	$203K	<0.01%	new	Timeline
DFEWISDOMTREE TR	3,181	$202K	<0.01%	new	Timeline
NVCRNOVOCURE LTD	12,876	$201K	<0.01%	-345	Timeline
CYHCOMMUNITY HEALTH SYS INC NEW	33,146	$201K	<0.01%	+6,665	Timeline
DFAUDIMENSIONAL ETF TRUST	5,050	$200K	<0.01%	new	Timeline
AVDVAMERICAN CENTY ETF TR	2,834	$200K	<0.01%	new	Timeline
MYNBLACKROCK MUNIYIELD N Y QUAL	18,567	$200K	<0.01%	+1,900	Timeline
RZGINVESCO EXCHANGE TRADED FD T	3,886	$200K	<0.01%	new	Timeline
EYPTEYEPOINT INC	24,887	$199K	<0.01%	-897,032	Timeline
PCBPCB BANCORP	10,400	$195K	<0.01%	-13,500	Timeline
PINEALPINE INCOME PPTY TR INC	10,722	$195K	<0.01%	new	Timeline
NANNUVEEN NY DIVI ADV	16,505	$195K	<0.01%	+1,798	Timeline
ONTFON24 INC	30,970	$190K	<0.01%	-10,726	Timeline
JHIHANCOCK JOHN INVS TR	13,303	$187K	<0.01%	+745	Timeline
MMTABERDEEN MULTI-MARKET INCOME	38,202	$186K	<0.01%	+2,655	Timeline
SLRCSLR INVESTMENT CORP	12,311	$185K	<0.01%	-2,845	Timeline
FAXABRDN ASIA PACIFIC INCOME FU	10,597	$184K	<0.01%	new	Timeline
BTMDBIOTE CORP	32,863	$183K	<0.01%	+19,630	Timeline
NEWTNEWTEKONE INC	14,706	$183K	<0.01%	-839	Timeline
IHRTIHEARTMEDIA INC	98,802	$183K	<0.01%	0	Timeline
HOFTHOOKER FURNISHINGS CORPORATI	10,066	$182K	<0.01%	0	Timeline
SLVPISHARES INC	13,714	$182K	<0.01%	new	Timeline
AMCXAMC GLOBAL MEDIA INC	20,923	$182K	<0.01%	-90,654	Timeline
PKSTPEAKSTONE REALTY TRUST	13,208	$181K	<0.01%	new	Timeline
STOKSTOKE THERAPEUTICS INC	14,315	$176K	<0.01%	+4,010	Timeline
BGRBLACKROCK ENERGY & RES TR	13,517	$174K	<0.01%	-442	Timeline
AMARIN CORP PLCAMARIN CORP PLC	276,219	$173K	<0.01%	-100
PAGSPAGSEGURO DIGITAL LTD	20,100	$173K	<0.01%	new	Timeline
IVRINVESCO MORTGAGE CAPITAL INC	18,397	$173K	<0.01%	-72	Timeline
DJTTRUMP MEDIA & TECHNOLOGY GRO	10,853	$171K	<0.01%	new	Timeline
NIMNUVEEN SELECT MAT MUN FD	18,050	$167K	<0.01%	new	Timeline
VFLABRDN NATL MUN INCOME FD	14,891	$166K	<0.01%	+968	Timeline
Applied Therapeutics IncApplied Therapeutics Inc	19,431	$165K	<0.01%	new
HLHECLA MINING COMPANY	22,913	$153K	<0.01%	-20,940	Timeline
PDBCINVESCO ACTVELY MNGD ETC FD	11,369	$153K	<0.01%	-3,168	Timeline
OABIOMNIAB INC	35,929	$152K	<0.01%	+998	Timeline
DMOWESTERN ASSET MTG DEFINED OP	12,616	$151K	<0.01%	0	Timeline
OPKOPKO HEALTH INC	99,891	$149K	<0.01%	-14,690	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUA	12,221	$147K	<0.01%	-3,594
GAINGLADSTONE INVT CORP	10,140	$147K	<0.01%	-10	Timeline
TLSTELOS CORP MD	40,673	$146K	<0.01%	new	Timeline
HEHAWAIIAN ELEC INDS INC MTN B	14,669	$142K	<0.01%	-19,896	Timeline
RMNIRIMINI STR INC DEL	76,716	$142K	<0.01%	-118,636	Timeline
DPGDUFF & PHELPS UTLITY AND INF	12,000	$141K	<0.01%	new	Timeline
AVPTAVEPOINT INC	11,950	$141K	<0.01%	-338	Timeline
CGAUCENTERRA GOLD INC	19,471	$139K	<0.01%	-350	Timeline
DRDDRDGOLD LIMITED	14,341	$138K	<0.01%	-2,619	Timeline
SVMSILVERCORP METALS INC	31,295	$137K	<0.01%	-1,860	Timeline
BNTCBENITEC BIOPHARMA INC	14,879	$137K	<0.01%	new	Timeline
TEADTEADS HLDG CO	27,828	$135K	<0.01%	0	Timeline
NMINUVEEN MUN INCOME FD INC	13,457	$135K	<0.01%	+3,156	Timeline
MREOMEREO BIOPHARMA GROUP PLC	32,814	$135K	<0.01%	new	Timeline
PSNLPERSONALIS INC	24,872	$134K	<0.01%	-4,000	Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	11,917	$133K	<0.01%	0
TRUETRUECAR INC	38,126	$132K	<0.01%	-1,000	Timeline
SWBISMITH & WESSON BRANDS INC	10,055	$131K	<0.01%	new	Timeline
COGTCOGENT BIOSCIENCES INC	12,040	$130K	<0.01%	+35	Timeline
SOLO BRANDS INCSOLO BRANDS INC	91,973	$130K	<0.01%	-163,454
NNOXNANO X IMAGING LTD	21,305	$130K	<0.01%	-4,075	Timeline
VPVINVESCO PA VALUE MUN INC TR	11,350	$128K	<0.01%	0	Timeline
WBWEIBO CORP	12,473	$126K	<0.01%	-2,005	Timeline
TLYSTILLYS INC	24,310	$124K	<0.01%	-2,439	Timeline
MRCCMONROE CAP CORP	15,329	$124K	<0.01%	+10	Timeline
AUDCAUDIOCODES LTD	12,659	$123K	<0.01%	-106,585	Timeline
NXENEXGEN ENERGY LTD	18,853	$123K	<0.01%	-5,300	Timeline
AURAURORA INNOVATION INC	20,716	$123K	<0.01%	new	Timeline
CLMCORNERSTONE STRATEGIC INVEST	15,916	$122K	<0.01%	0	Timeline
CRFCORNERSTONE TOTAL RETURN FD	14,854	$120K	<0.01%	0	Timeline
PBTPERMIAN BASIN RTY TR	10,065	$120K	<0.01%	new	Timeline
JMIAJUMIA TECHNOLOGIES AG	22,262	$119K	<0.01%	-2,005	Timeline
UWMCUWM HOLDINGS CORPORATION	13,868	$119K	<0.01%	+2,536	Timeline
EHTHEHEALTH INC	29,044	$118K	<0.01%	-190	Timeline
SSLSASOL LTD	17,007	$115K	<0.01%	-8,538	Timeline
ORICORIC PHARMACEUTICALS INC	11,109	$114K	<0.01%	new	Timeline
SLQTSELECTQUOTE INC	52,440	$114K	<0.01%	0	Timeline
TRVITREVI THERAPEUTICS INC	33,717	$113K	<0.01%	+18,769	Timeline
MNKDMANNKIND CORP	17,805	$112K	<0.01%	new	Timeline
PRMEPRIME MEDICINE INC	28,801	$111K	<0.01%	-1,095	Timeline
SUZSUZANO S A	10,935	$109K	<0.01%	-192	Timeline
MATTERPORT INCMATTERPORT INC	24,289	$109K	<0.01%	new
EQXEQUINOX GOLD CORP	17,942	$109K	<0.01%	+4,000	Timeline
QSIQUANTUM SI INC	123,757	$109K	<0.01%	-2,000	Timeline
RIGTRANSOCEAN LTD	25,442	$108K	<0.01%	-15,528	Timeline
BTBTBIT DIGITAL INC	30,280	$106K	<0.01%	new	Timeline
OPRTOPORTUN FINL CORP	36,959	$104K	<0.01%	+430	Timeline
INFUINFUSYSTEM HLDGS INC	15,187	$102K	<0.01%	+102	Timeline
89BIO INC89BIO INC	13,589	$101K	<0.01%	new
PLUGPLUG PWR INC	44,302	$100K	<0.01%	-159,563	Timeline
KEPKOREA ELEC PWR CORP	12,894	$100K	<0.01%	-861	Timeline
CIGCIA ENERGETICA DE MINAS GERA	46,798	$96.7K	<0.01%	+580	Timeline
Sandstorm Gold LtdSandstorm Gold Ltd	15,850	$95.1K	<0.01%	-19,779
GRNTGRANITE RIDGE RESOURCES INC	15,847	$94.1K	<0.01%	0	Timeline
MLCOMELCO RESORTS AND ENTMNT LTD	11,640	$90.7K	<0.01%	-4,664	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	10,888	$90.3K	<0.01%	new
SPCEVIRGIN GALACTIC HOLDINGS INC	14,546	$88.7K	<0.01%	new	Timeline
NNNEXTNAV INC	11,660	$87.3K	<0.01%	new	Timeline
BHCBAUSCH HEALTH COS INC	10,660	$87K	<0.01%	-192	Timeline
Mersana Therapeutics IncMersana Therapeutics Inc	45,647	$86.3K	<0.01%	+100
RENEO PHARMACEUTICALS INCRENEO PHARMACEUTICALS INC	49,824	$84.7K	<0.01%	new
SRRKSCHOLAR ROCK HLDG CORP	10,485	$84K	<0.01%	-370,540	Timeline
HGBLHERITAGE GLOBAL INC	49,399	$84K	<0.01%	-57,199	Timeline
DIBS1STDIBS COM INC	18,767	$82.8K	<0.01%	-1,656	Timeline
IQIQIYI INC	28,728	$82.2K	<0.01%	-4,930	Timeline
PGREPARAMOUNT GROUP INC	16,649	$81.9K	<0.01%	+293	Timeline
DIRECT DIGITAL HOLDINGS INCDIRECT DIGITAL HOLDINGS INC	38,260	$80.7K	<0.01%	0
KODKODIAK SCIENCES INC	30,628	$79.9K	<0.01%	-3,000	Timeline
REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC	15,380	$79.8K	<0.01%	-152,568
AUPHAURINIA PHARMACEUTICALS INC	10,815	$79.3K	<0.01%	+130	Timeline
BSBRBANCO SANTANDER BRASIL S A	15,068	$79.3K	<0.01%	-8,568	Timeline
STKLSUNOPTA INC	12,350	$78.8K	<0.01%	-35	Timeline
SJTSAN JUAN BASIN RTY TR	20,964	$77.6K	<0.01%	new	Timeline
VERIVERITONE INC	21,280	$76.4K	<0.01%	0	Timeline
EVGOEVGO INC	17,310	$71.7K	<0.01%	new	Timeline
ELPCCOMPANHIA PARANAENSE DE ENER	11,444	$71.5K	<0.01%	-215	Timeline
ASHFORD HOSPITALITY TR INCASHFORD HOSPITALITY TR INC	93,245	$69.8K	<0.01%	-138
GABGABELLI EQUITY TR INC	12,551	$68.9K	<0.01%	new	Timeline
ALDXALDEYRA THERAPEUTICS INC	12,580	$67.8K	<0.01%	new	Timeline
SEERSEER INC	34,256	$67.5K	<0.01%	-327,545	Timeline
ACHRARCHER AVIATION INC	22,241	$67.4K	<0.01%	+2,025	Timeline
CCCCC4 THERAPEUTICS INC	11,620	$66.2K	<0.01%	new	Timeline
CHRSCOHERUS ONCOLOGY INC	61,449	$63.9K	<0.01%	0	Timeline
ABEVAMBEV SA	24,765	$60.4K	<0.01%	-23,898	Timeline
PMVPPMV PHARMACEUTICALS INC	39,522	$58.9K	<0.01%	-10,272	Timeline
ACCOLADE INCACCOLADE INC	15,142	$58.3K	<0.01%	-94,456
SIMOSILICON MOTION TECHNOLOGY CO	954	$58K	<0.01%	-2,431	Timeline
YALAYALLA GROUP LTD	12,653	$57.4K	<0.01%	new	Timeline
ERASERASCA INC	20,928	$57.1K	<0.01%	-152,875	Timeline
AMCAMC ENTMT HLDGS INC	12,498	$56.9K	<0.01%	new	Timeline
ICLICL GROUP LTD	11,973	$50.9K	<0.01%	+859	Timeline
CLNECLEAN ENERGY FUELS CORP	15,050	$46.8K	<0.01%	-400	Timeline
GRWGGROWGENERATION CORP	21,874	$46.6K	<0.01%	+10	Timeline
WOOFPETCO HEALTH & WELLNESS CO I	10,082	$45.9K	<0.01%	-255	Timeline
CDLXCARDLYTICS INC	13,859	$44.3K	<0.01%	-4,685	Timeline
XNROXNEUBERGER R/EST SECS INC FD	10,358	$42.6K	<0.01%	new	Timeline
NXDRNEXTDOOR HOLDINGS INC	16,997	$42.2K	<0.01%	-740	Timeline
AKOYA BIOSCIENCES INC COMAKOYA BIOSCIENCES INC COM	15,300	$41.6K	<0.01%	-4,400
23ANDME HOLDING CO23ANDME HOLDING CO	114,825	$39.9K	<0.01%	+2,600
TXMDTHERAPEUTICSMD INC	22,470	$37.3K	<0.01%	0	Timeline
BEEPMOBILE INFRASTRUCTURE CORP	11,168	$36.6K	<0.01%	new	Timeline
GENERATION BIO COGENERATION BIO CO	14,274	$35.3K	<0.01%	-3,500
OXBROXBRIDGE RE HLDGS LTD	10,000	$27.8K	<0.01%	0	Timeline
CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INC	18,289	$25.1K	<0.01%	+6,158
AMTXAEMETIS INC	10,460	$24.1K	<0.01%	-17,240	Timeline
POLESTAR AUTOMOTIVE HLDG UKPOLESTAR AUTOMOTIVE HLDG UK	13,025	$22.4K	<0.01%	new
LCTXLINEAGE CELL THERAPEUTICS IN	23,500	$21.3K	<0.01%	-160	Timeline
VUZIVUZIX CORP	17,300	$20.2K	<0.01%	0	Timeline
VERTEX ENERGY INCVERTEX ENERGY INC	166,635	$19.3K	<0.01%	-341,000
CMLSQCUMULUS MEDIA INC CL A COM 201	10,439	$17.6K	<0.01%	0	Timeline
CEL-SCI CORPCEL-SCI CORP	15,770	$16.7K	<0.01%	+250
GROYGOLD ROYALTY CORP	10,000	$13.6K	<0.01%	new	Timeline
ABATAMERICAN BATTERY TECHNOLOGY	12,275	$13.1K	<0.01%	-10	Timeline
DIXIE GROUP INCDIXIE GROUP INC	18,353	$12.8K	<0.01%	-2,000
RVPRETRACTABLE TECHNOLOGIES INC	15,100	$11.6K	<0.01%	0	Timeline
CREATIVE MEDIA & CMNTY TRCREATIVE MEDIA & CMNTY TR	20,343	$10K	<0.01%	new
LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC	10,364	$9.32K	<0.01%	-1,078
GOROGOLD RESOURCE CORP	14,514	$5.07K	<0.01%	0	Timeline
STEM INCSTEM INC	11,860	$4.13K	<0.01%	new
BEYOND AIR INCBEYOND AIR INC	10,600	$4.11K	<0.01%	0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
QQQINVESCO QQQ TR COM	put	882,900	$431M	new
SMHVANECK ETF TRUST COM	put	44,600	$10.9M	new
LYFTLYFT INC CL A COM	call	600,000	$7.65M	new
TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS	call	18,600	$3.23M	new
AMZNAMAZON COM INC COM	call	13,900	$2.59M	new
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC COM	call	6,100	$2.54M	new
LLYELI LILLY & CO COM	put	2,800	$2.48M	new
SIMOSILICON MOTION TECHNOLOGY CO ADR	put	27,100	$1.65M	new
ARISTA NETWORKS INCARISTA NETWORKS INC COM	put	3,700	$1.42M	new
THOTHOR INDS INC COM	call	9,200	$1.01M	new
INSPINSPIRE MED SYS INC Stock	put	4,600	$971K	new
ALABASTERA LABS INC COM	call	9,300	$487K	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	38,729,000	$31.1M	-26,466,000
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND	principal	31,700,000	$29.8M	new
BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible	principal	32,500,000	$27.1M	+9,500,000
DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND	principal	24,040,000	$25.4M	+13,540,000
WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1	principal	20,700,000	$24.9M	+5,900,000
BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0	principal	28,000,000	$24.7M	0
FIRSTENERGY CORPFIRSTENERGY CORP NOTE 4.000% 5/0	principal	22,500,000	$23.5M	+5,500,000
PENNYMAC CORPPENNYMAC CORP NOTE 5.500% 3/1	principal	21,500,000	$20.8M	-500,000
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1	principal	23,637,000	$20.4M	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0	principal	20,000,000	$20.2M	-2,000,000
DEXCOM INCDEXCOM INC NOTE 0.375% 5/1	principal	22,016,000	$19.4M	+16,000
STARWOOD PPTY TR INCSTARWOOD PPTY TR INC NOTE 6.750% 7/1	principal	18,000,000	$19.2M	-200,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1	principal	18,000,000	$18.2M	new
FUBOTV INCFUBOTV INC NOTE 3.250% 2/1	principal	24,000,000	$18.1M	+500,000
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1	principal	16,000,000	$17.6M	0
BLOOM ENERGY CORPBLOOM ENERGY CORP Bond	principal	18,640,000	$17.1M	+1,700,000
MIRUM PHARMACEUTICALS INCMIRUM PHARMACEUTICALS INC NOTE 4.000% 5/0	principal	10,400,000	$15.2M	-1,800,000
NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1	principal	12,500,000	$14.3M	+2,500,000
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1	principal	10,500,000	$12.9M	+500,000
BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0	principal	14,000,000	$12.9M	0
ETSY INCETSY INC NOTE 0.250% 6/1	principal	15,130,000	$12.3M	-5,000,000
RWT HLDGS INCRWT HLDGS INC NOTE 5.750%10/0	principal	12,500,000	$12.2M	0
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 0.250% 3/0	principal	12,018,000	$12M	new
DROPBOX INCDROPBOX INC NOTE 3/0	principal	12,000,000	$11.6M	+2,000,000
RAPID7 INCRAPID7 INC NOTE 1.250% 3/1	principal	12,300,000	$11.6M	new
RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1	principal	12,500,000	$11.3M	0
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1	principal	12,000,000	$11M	new
IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1	principal	10,500,000	$10.9M	+1,500,000
INSULET CORPINSULET CORP NOTE 0.375% 9/0	principal	8,830,000	$10.5M	0
CSG SYS INTL INCCSG SYS INTL INC NOTE 3.875% 9/1	principal	10,550,000	$10.5M	new
ZSCALER INCZSCALER INC NOTE 0.125% 7/0	principal	8,571,000	$10.5M	+1,500,000
TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0	principal	12,000,000	$10.4M	0
BREAD FINANCIAL HOLDINGS INBREAD FINANCIAL HOLDINGS IN BOND	principal	6,800,000	$9.79M	-1,200,000
COMMERCE.COM INCCOMMERCE.COM INC NOTE 0.250%10/0	principal	11,000,000	$9.71M	0
MONGODB INCMONGODB INC NOTE 0.250% 1/1	principal	7,001,000	$9.65M	0
WORKIVA INCWORKIVA INC NOTE 1.250% 8/1	principal	10,000,000	$9.51M	new
AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1	principal	5,300,000	$9.51M	-700,000
ADVANCED ENERGY INDSADVANCED ENERGY INDS NOTE 2.500% 9/1	principal	9,000,000	$9.47M	new
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0	principal	9,190,000	$9.42M	0
SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0	principal	6,500,000	$9.33M	new
INSMED INCINSMED INC NOTE 0.750% 6/0	principal	4,002,000	$9.18M	-1,500,000
ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 4.000% 3/1	principal	9,000,000	$9.07M	0
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0	principal	2,598,000	$8.93M	-1,500,000
ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0	principal	10,069,000	$8.87M	-1,000,000
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 12/1	principal	10,244,000	$8.86M	-3,029,000
FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1	principal	9,049,000	$8.85M	-2,961,000
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1	principal	8,000,000	$8.8M	0
TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC NOTE 0.250% 3/1	principal	7,011,000	$8.6M	-1,493,000
PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1	principal	8,030,000	$8.5M	new
ETSY INCETSY INC NOTE 0.125%10/0	principal	8,502,000	$8.38M	+2,000,000
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1	principal	7,371,000	$8.36M	0
LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertible	principal	5,000,000	$7.76M	new
CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0	principal	6,000,000	$7.75M	0
CERENCE INCCERENCE INC NOTE 1.500% 7/0	principal	13,500,000	$7.15M	new
ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1	principal	6,000,000	$7.01M	0
NABORS INDS INCNABORS INDS INC NOTE 1.750% 6/1	principal	9,000,000	$7M	0
MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1	principal	6,500,000	$6.92M	0
INTEGER HLDGS CORPINTEGER HLDGS CORP NOTE 2.125% 2/1	principal	4,000,000	$6.31M	0
DATADOG INCDATADOG INC NOTE 0.125% 6/1	principal	4,824,000	$6.25M	-1,000,000
BANDWIDTH INCBANDWIDTH INC NOTE 0.500% 4/0	principal	8,000,000	$6.2M	0
BURLINGTON STORES INCBURLINGTON STORES INC NOTE 1.250%12/1	principal	4,235,000	$5.96M	new
NUTANIX INCNUTANIX INC Convertible	principal	5,000,000	$5.96M	-2,500,000
NATERA INCNATERA INC BOND	principal	1,773,000	$5.87M	-501,000
CHEFS WHSE INCCHEFS WHSE INC NOTE 2.375%12/1	principal	5,000,000	$5.86M	-1,000,000
Esperion Therapeutics IncEsperion Therapeutics Inc NOTE 4.000%11/15/25	principal	6,000,000	$5.69M	-2,000,000
GLAUKOS CORPGLAUKOS CORP BOND	principal	1,640,000	$3.85M	-1,800,000
REDWOOD TRUST INCREDWOOD TRUST INC Convertible	principal	3,000,000	$2.99M	0
CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1	principal	485,000	$491K	new
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0	principal	440,000	$443K	+39,000
AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1	principal	365,000	$374K	new
MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1	principal	335,000	$309K	0
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1	principal	56,000	$54.9K	+41,000
BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0	principal	24,000	$53.7K	-3,484,000
EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1	principal	55,000	$52.5K	+42,000
SOUTHERN COSOUTHERN CO NOTE 3.875%12/1	principal	47,000	$52.3K	new
MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0	principal	37,000	$43.1K	new
PARSONS CORP DELPARSONS CORP DEL BOND	principal	17,000	$39K	new
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0	principal	17,000	$37.7K	new
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0	principal	26,000	$28.9K	+16,000
VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0	principal	23,000	$27.9K	new
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1	principal	28,000	$26.6K	new
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	15,000	$24.1K	new
DEXCOM INCDEXCOM INC NOTE 0.250%11/1	principal	24,000	$22.8K	new
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1	principal	21,000	$20.5K	new
NEW MTN FIN CORPNEW MTN FIN CORP BOND	principal	19,000	$19.1K	new
BLOCK INCBLOCK INC NOTE 0.125% 3/0	principal	19,000	$18.6K	new
CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0	principal	16,000	$17.1K	new

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 162. All 162

Security	Shares before	Value before	Type
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	6,280,632	$945M	shares
FERGUSON PLCFERGUSON PLC	522,075	$101M	shares
CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I	1,347,680	$55.1M	shares
NCL CORP LTDNCL CORP LTD	29,550,000	$28.1M	principal
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP	806,205	$26.7M	shares
HASHICORP INCHASHICORP INC	760,391	$25.6M	shares
TEMTEMPUS AI INC	682,400	$23.9M	shares
SVVSAVERS VALUE VLG INC	1,901,835	$23.3M	shares
SNAP INCSNAP INC	26,000,000	$20.7M	principal
ENCORE WIRE CORPENCORE WIRE CORP	66,458	$19.3M	shares
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC	10,500,000	$11.7M	principal
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD	12,000,000	$11.5M	principal
TFPMTRIPLE FLAG PRECIOUS METAL	719,290	$11.1M	shares
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP	12,000,000	$10.5M	principal
INFINERA CORPINFINERA CORP	9,700,000	$10.5M	principal
ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP	3,001,000	$9.68M	principal
SITE CENTERS CORPSITE CENTERS CORP	689,340	$9.46M	shares
SHIFT4 PMTS INCSHIFT4 PMTS INC	10,000,000	$9.45M	principal
ENVESTNET INCENVESTNET INC	8,000,000	$8.57M	principal
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	638,176	$8.28M	shares
WESTROCK COWESTROCK CO	161,345	$8.11M	shares
GRCGORMAN RUPP CO	206,751	$7.59M	shares
PTC THERAPEUTICS INCPTC THERAPEUTICS INC	7,000,000	$6.64M	principal
CALLAWAY GOLF COCALLAWAY GOLF CO	6,000,000	$6.64M	principal
DRAFTKINGS INC NEWDRAFTKINGS INC NEW	8,002,000	$6.63M	principal
DRIL-QUIP INCDRIL-QUIP INC	345,667	$6.43M	shares
BLUEBIRD BIO INCBLUEBIRD BIO INC	6,391,637	$6.29M	shares
NCL CORP LTDNCL CORP LTD	5,000,000	$6.07M	principal
ZILLOW GROUP INCZILLOW GROUP INC	6,002,000	$6.05M	principal
BEAMBEAM THERAPEUTICS INC	230,172	$5.39M	shares
DINDINE BRANDS GLOBAL INC	129,270	$4.68M	shares
HIBBETT INCHIBBETT INC	48,349	$4.22M	shares
KURAKURA ONCOLOGY INC	182,557	$3.76M	shares
ENSTAR GROUP LIMITEDENSTAR GROUP LIMITED	12,204	$3.73M	shares
WBTNWEBTOON ENTMT INC	150,000	$3.42M	shares
MANITEX INTL INCMANITEX INTL INC	743,959	$3.3M	shares
U S SILICA HLDGS INCU S SILICA HLDGS INC	212,298	$3.28M	shares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	987,191	$3.18M	shares
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	249,454	$3.08M	shares
P3 HEALTH PARTNERS INCP3 HEALTH PARTNERS INC	6,328,075	$2.85M	shares
NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP IN	5,582	$2.77M	shares
HAPNHAPPEN INC	296,972	$2.51M	shares
SILVERBOW RES INCSILVERBOW RES INC	64,919	$2.46M	shares
CLEARBRIDGE ENERGY MLP FUND…CLEARBRIDGE ENERGY MLP FUND, I	43,088	$2.05M	shares
POWERSCHOOL HOLDINGS INCPOWERSCHOOL HOLDINGS INC	88,680	$1.99M	shares
GLDDGREAT LAKES DREDGE & DOCK CO	223,828	$1.97M	shares
CMPCOMPASS MINERALS INTL INC	181,202	$1.87M	shares
CMPRCIMPRESS PLC	20,107	$1.76M	shares
PETIQ INCPETIQ INC	77,524	$1.71M	shares
TXTERNIUM SA	43,759	$1.64M	shares
PDSPRECISION DRILLING CORP	23,101	$1.62M	shares
CHCTCOMMUNITY HEALTHCARE TR INC	65,388	$1.53M	shares
DOLWISDOMTREE TR	28,385	$1.44M	shares
MARKFORGED HOLDING CORPORATIMARKFORGED HOLDING CORPORATI	3,370,811	$1.38M	shares
SQUARESPACE INCSQUARESPACE INC	26,641	$1.16M	shares
CAMBRIDGE BANCORPCAMBRIDGE BANCORP	16,600	$1.15M	shares
CVGWCALAVO GROWERS INC	48,097	$1.09M	shares
DDD3D SYS CORP DEL	354,806	$1.09M	shares
CRAICRA INTL INC	5,779	$995K	shares
PUBMPUBMATIC INC	46,366	$942K	shares
HEARTLAND FINL USA INCHEARTLAND FINL USA INC	21,016	$934K	shares
RILYBRC GROUP HOLDINGS INC	51,094	$901K	shares
SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC	32,639	$883K	shares
SEMLER SCIENTIFIC INCSEMLER SCIENTIFIC INC	25,015	$861K	shares
ABCLABCELLERA BIOLOGICS INC	289,836	$858K	shares
TRTXTPG RE FIN TR INC	96,720	$838K	shares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	37,341	$827K	shares
EWNISHARES INC	15,335	$770K	shares
SDSANDRIDGE ENERGY INC	59,263	$766K	shares
SMWBSIMILARWEB LTD	95,443	$742K	shares
MUXMCEWEN INC.	80,673	$739K	shares
NUVBNUVATION BIO INC	234,030	$683K	shares
MCSMARCUS CORP DEL	59,359	$675K	shares
SPWRQSUNPOWER CORP	225,914	$669K	shares
ModivCare IncModivCare Inc	22,234	$583K	shares
ARCOARCOS DORADOS HLDGS INC	64,644	$582K	shares
PBJINVESCO EXCHANGE TRADED FD T	12,541	$572K	shares
ALTOALTO INGREDIENTS INC	392,135	$567K	shares
PMTSCPI CARD GROUP INC	20,300	$553K	shares
PRCHPORCH GROUP INC	358,098	$541K	shares
RVTROYCE SMALL CAP TRUST INC	34,357	$497K	shares
LMBLIMBACH HLDGS INC	8,315	$473K	shares
TBCHTURTLE BEACH CORP	32,971	$473K	shares
TORTOISE MIDSTREAM ENERGY F…TORTOISE MIDSTREAM ENERGY FUND	10,646	$457K	shares
GRALGRAIL INC	29,717	$457K	shares
BIOXBIOCERES CROP SOLUTIONS CORP	40,259	$451K	shares
HDSNHUDSON TECHNOLOGIES INC	50,368	$443K	shares
WTAIWISDOMTREE TR	21,030	$439K	shares
SILASILA REALTY TRUST INC	19,852	$420K	shares
IMVTIMMUNOVANT INC	15,793	$417K	shares
TTECTTEC HLDGS INC	67,231	$395K	shares
GMARFIRST TR EXCHNG TRADED FD VI	11,099	$393K	shares
VLTINVESCO HIGH INCOME TR II	37,130	$392K	shares
LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S…	17,335	$384K	shares
FTXOFIRST TR EXCHANGE TRADED FD	14,110	$374K	shares
SMTISANARA MEDTECH INC	13,152	$371K	shares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	130,527	$370K	shares
PPSIPIONEER PWR SOLUTIONS INC	88,359	$351K	shares
VIRTUS CONVERTIBLE & INC 202VIRTUS CONVERTIBLE & INC 202	38,685	$349K	shares
CNRGSPDR SERIES TRUST	5,410	$322K	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000950123-24-011620	base		2024-11-14	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC