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Disclosery

ALPINE ASSOCIATES ADVISORS

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13F filer, CIK 1317329, ENGLEWOOD CLIFFS, NJ

ALPINE ASSOCIATES ADVISORS reported $157,799,516 across 79 holdings for the quarter ended 2014-09-30, in a 13F-HR/A filed 2014-12-18. Its ten largest share positions make up 64.67% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0001317329-14-000013

Period
2014-09-30
Reported value
$158M
Holdings
79
Top 10 weight
64.67%
New
42
Sold out
46

Largest buys vs the previous quarter

SecurityShares changeApprox. value
COMPUWARE CORPnew+45,712$4.31M
GLIMCHER RLTY TRnew+57,208$4.23M
INTERNATIONAL GAME TECHNOLOGnew+59,637$3.54M
TRIQUINT SEMICONDUCTOR INCnew+34,462$1.81M
ROCKWOOD HLDGS INCnew+134,399$1.76M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
COMMUNITY HEALTH SYS INC NEWreduced-4,158,754-$118B
CUBIST PHARMACEUTICALS INCreduced-5,592,947-$46.6B
HUDSON CITY BANCORPreduced-8,838,925-$909M
AMER RLTY CAP HEALTHCAR TR …reduced-2,003,395-$191M
BSBRreduced-1,216,108-$186M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR/A 0001317329-14-000013, largest first. % of portfolio is the value over $149,923,397, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
HUDSON CITY BANCORPHUDSON CITY BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 10,162,300 shares; 2014Q1: 10,420,600 shares; 2014Q2: 8,928,000 shares; 2014Q3: 89,075 shares 89,075$9.16M6.11%-8,838,925
BSBRBANCO SANTANDER BRASIL S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,249,400 shares; 2014Q3: 33,292 shares 33,292$5.09M3.4%-1,216,108Timeline
AMER RLTY CAP HEALTHCAR TR …AMER RLTY CAP HEALTHCAR TR INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 2,052,965 shares; 2014Q3: 49,570 shares 49,570$4.73M3.15%-2,003,395
COMPUWARE CORPCOMPUWARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 45,712 shares 45,712$4.31M2.87%new
CUBIST PHARMACEUTICALS INCCUBIST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 7,182,329 shares; 2014Q1: 6,232,329 shares; 2014Q2: 5,593,460 shares; 2014Q3: 513 shares 513$4.27M2.85%-5,592,947
GLIMCHER RLTY TRGLIMCHER RLTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 57,208 shares 57,208$4.23M2.82%new
COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 4,158,900 shares; 2014Q2: 4,158,900 shares; 2014Q3: 146 shares 146$4.16M2.77%-4,158,754
INTERNATIONAL GAME TECHNOLOGINTERNATIONAL GAME TECHNOLOGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 59,637 shares 59,637$3.54M2.36%new
GULTUGULF COAST ULTRA DEEP ROYALTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 3,704,977 shares; 2014Q3: 6,657 shares 6,657$3.33M-3,698,320Value about 1,000 times the price other filers imply, kept as filed and left out of ratios.Timeline
RFREGIONS FINANCIAL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,175,600 shares; 2014Q1: not reported; 2014Q2: 1,124,500 shares; 2014Q3: 25,252 shares 25,252$2.52M1.68%-1,099,248Timeline
HBANHUNTINGTON BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,616,500 shares; 2014Q1: 1,706,400 shares; 2014Q2: 1,124,400 shares; 2014Q3: 24,432 shares 24,432$2.51M1.67%-1,099,968Timeline
COVIDIEN PLCCOVIDIEN PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,494,700 shares; 2014Q3: 206,638 shares 206,638$2.39M1.59%-1,288,062
DIRECTVDIRECTVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,444,100 shares; 2014Q3: 197,127 shares 197,127$2.28M1.52%-1,246,973
LinnCo, LLCLinnCo, LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 3,333,981 shares; 2014Q1: 2,837,760 shares; 2014Q2: 2,352,904 shares; 2014Q3: 64,574 shares 64,574$2.23M1.49%-2,288,330
BTGB2GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 4,143 shares 4,143$2.05MnewValue about 1,000 times the price other filers imply, kept as filed and left out of ratios.Timeline
TRIQUINT SEMICONDUCTOR INCTRIQUINT SEMICONDUCTOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 34,462 shares 34,462$1.81M1.21%new
ROCKWOOD HLDGS INCROCKWOOD HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 134,399 shares 134,399$1.76M1.17%new
SAFEWAY INCSAFEWAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 1,320,200 shares; 2014Q2: 1,594,400 shares; 2014Q3: 57,185 shares 57,185$1.67M1.11%-1,537,215
ATHLON ENERGY INCATHLON ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 94,595 shares 94,595$1.62M1.08%new
CONVERSANT INCCONVERSANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 55,238 shares 55,238$1.61M1.08%new
TRW AUTOMOTIVE HLDGS CORPTRW AUTOMOTIVE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 158,112 shares 158,112$1.56M1.04%new
INTERNATIONAL RECTIFIER CORPINTERNATIONAL RECTIFIER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 59,170 shares 59,170$1.51M1.01%new
KODIAK OIL & GAS CORPKODIAK OIL & GAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 18,994 shares 18,994$1.4M0.93%new
TRULIA INCTRULIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 68,348 shares 68,348$1.4M0.93%new
PROTECTIVE LIFE CORPPROTECTIVE LIFE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 863,138 shares; 2014Q3: 90,608 shares 90,608$1.31M0.87%-772,530
SHANDA GAMES LTDSHANDA GAMES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 628,200 shares; 2014Q2: 926,249 shares; 2014Q3: 8,496 shares 8,496$1.3M0.87%-917,753
MOVE INCMOVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 24,963 shares 24,963$1.19M0.79%new
TW TELECOM INCTW TELECOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 928,400 shares; 2014Q3: 48,466 shares 48,466$1.16M0.78%-879,934
PEPCO HOLDINGS INCPEPCO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 500,100 shares; 2014Q3: 30,694 shares 30,694$1.15M0.77%-469,406
LORILLARD INCLORILLARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 66,302 shares 66,302$1.11M0.74%new
LINDE PLC FLINDE PLC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 730,697 shares; 2014Q2: 1,223,046 shares; 2014Q3: 24,096 shares 24,096$1.09M0.72%-1,198,950
URS CORP NEWURS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 59,780 shares 59,780$1.04M0.69%new
Concur Technologies, Inc.Concur Technologies, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 123,130 shares 123,130$971K0.65%new
BALLY TECHNOLOGIESBALLY TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 76,890 shares 76,890$953K0.64%new
TIM HORTONS INCTIM HORTONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 73,359 shares 73,359$938K0.63%new
ALCOA INCALCOA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,175,600 shares; 2014Q1: 948,000 shares; 2014Q2: 937,000 shares; 2014Q3: 14,980 shares 14,980$931K0.62%-922,020
NVGSNAVIGATOR HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 798,150 shares; 2014Q1: 898,150 shares; 2014Q2: 898,150 shares; 2014Q3: 24,996 shares 24,996$898K0.6%-873,154Timeline
MONTAGE TECHNOLOGY GROUP LTDMONTAGE TECHNOLOGY GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 825,200 shares; 2014Q3: 18,158 shares 18,158$869K0.58%-807,042
GFI GROUP INCGFI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 4,102 shares 4,102$758K0.51%new
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 881,700 shares; 2014Q1: 1,137,600 shares; 2014Q2: not reported; 2014Q3: 12,692 shares 12,692$744K0.5%newTimeline
FAMILY DLR STORES INCFAMILY DLR STORES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 49,664 shares 49,664$643K0.43%new
DRESSER-RAND GROUP INCDRESSER-RAND GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 48,887 shares 48,887$594K0.4%new
SIGMA ALDRICH CORPSIGMA ALDRICH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 73,527 shares 73,527$541K0.36%new
TIME WARNER CABLE INCTIME WARNER CABLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 30,047 shares; 2014Q1: 611,200 shares; 2014Q2: 659,200 shares; 2014Q3: 72,018 shares 72,018$502K0.33%-587,182
GENTIVA HEALTH SERVICESGENTIVA HEALTH SERVICESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 309,500 shares; 2014Q3: 8,276 shares 8,276$493K0.33%-301,224
TIBCO SOFTWARE INCTIBCO SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,239 shares 10,239$433K0.29%new
MULTIMEDIA GAMES HOLDING COMULTIMEDIA GAMES HOLDING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 13,529 shares 13,529$376K0.25%new
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 282,000 shares; 2014Q3: 13,529 shares 13,529$373K0.25%-268,471Timeline
BCEBCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 15,293 shares 15,293$358K0.24%newTimeline
ANNIES INCANNIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 14,789 shares 14,789$322K0.21%new
EINSTEIN NOAH REST GROUP INCEINSTEIN NOAH REST GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 6,048 shares 6,048$300K0.2%new
INTEGRYS ENERGY GROUP INCINTEGRYS ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 249,200 shares; 2014Q3: 16,762 shares 16,762$259K0.17%-232,438
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 35,347 shares; 2014Q1: 19,000 shares; 2014Q2: 278,400 shares; 2014Q3: 23,445 shares 23,445$233K0.16%-254,955Timeline
ALLERGAN INCALLERGAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 517,700 shares; 2014Q3: 34,729 shares 34,729$195K0.13%-482,971
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 881,700 shares; 2014Q1: 379,200 shares; 2014Q2: 281,100 shares; 2014Q3: 6,731 shares 6,731$186K0.12%-274,369Timeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 293,900 shares; 2014Q1: 379,200 shares; 2014Q2: 225,900 shares; 2014Q3: 20,232 shares 20,232$186K0.12%-205,668Timeline
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 94,800 shares; 2014Q2: not reported; 2014Q3: 8,615 shares 8,615$186K0.12%newTimeline
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 1,562,586 shares; 2014Q2: 316,028 shares; 2014Q3: 3,441 shares 3,441$165K0.11%-312,587
MEASUREMENT SPECIALTIES INCMEASUREMENT SPECIALTIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,830 shares 10,830$126K0.08%new
RHPRYMAN HOSPITALITY PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 18,343 shares; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 5,913 shares 5,913$125K0.08%newTimeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 80,400 shares; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 8,796 shares 8,796$92.8K0.06%new
Mallinckrodt PlcMallinckrodt PlcQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 6,070 shares 6,070$67.3K0.04%new
BURGER KING WORLDWIDE INCBURGER KING WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 666 shares 666$22.5K0.01%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
AT&T INCAT&T INC CALLput30,680$871Knew
APPLIED MATLS INCAPPLIED MATLS INC CALLcall10,805$500Knew
BURGER KING WORLDWIDE INCBURGER KING WORLDWIDE INC Cmnput4,811$162Knew
FAMILY DOLLAR STORESFAMILY DOLLAR STORES COMcall11,586$150Knew
ALLERGAN INCALLERGAN INC COMcall19,957$112K-52,043
VODAFONE GROUP PLCVODAFONE GROUP PLC SPONSORED ADRcall3,453$105K-101,547
PETSMART INCPETSMART INC COMcall7,009$100Knew
DIRECTVDIRECTV COMcall8,652$100K-91,348
LORILLARD INCLORILLARD INC COMput5,991$100Knew
MALLINCKRODT PUB LTD COMALLINCKRODT PUB LTD CO PUTput9,015$100Knew
ASTRAZENECA PLC-SPONS ADRASTRAZENECA PLC-SPONS ADR COMcall6,115$85.6K-193,885
TIME WARNER CABLETIME WARNER CABLE COMcall10,762$75K-64,238
COVIDIEN PLCCOVIDIEN PLC COMcall3,348$38.7K-35,352

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
OMNICARE INCOMNICARE INC NOTE 3.750% 4/0principal39,047$25M-24,960,953
CEMEX SAB DE CVCEMEX SAB DE CV NOTE 3.750% 3/1principal30,909$21Mnew
WESCO INTERNATIONAL INCWESCO INTERNATIONAL INC CNVprincipal41,738$15M-14,958,262

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
FOREST LABS INCFOREST LABS INC1,690,315$169Mshares
SUSSER HOLDINGS CORPSUSSER HOLDINGS CORP995,183$80.3Mshares
HILLSHIRE BRANDS COHILLSHIRE BRANDS CO1,245,600$77.6Mshares
HITTITE MICROWAVE CORPHITTITE MICROWAVE CORP796,000$62Mshares
ALLERGAN INCALLERGAN INC257,500$43.6Mput
MICROS SYS INCMICROS SYS INC618,900$42Mshares
AT&T INCAT&T INC1,066,600$37.7Mput
QUESTCOR PHARMACEUTICALS CO…QUESTCOR PHARMACEUTICALS COMMON S…363,800$33.6Mput
EMERITUS CORPEMERITUS CORP939,270$29.7Mshares
QUESTCOR PHARMACEUTICALS INCQUESTCOR PHARMACEUTICALS INC299,400$27.7Mshares
NORDION INCNORDION INC2,101,337$26.4Mshares
MSFTMICROSOFT CORP557,700$23.3Mshares
ACTAVIS PLCACTAVIS PLC97,500$21.7Mput
OPENTABLE INCOPENTABLE INC206,300$21.4Mshares
FUSION-IO INCFUSION-IO INC1,850,500$20.9Mshares
TEXAS INDUSTRIES INCTEXAS INDUSTRIES INC218,423$20.2Mshares
GENERAL ELEC COGENERAL ELEC CO743,600$19.5Mshares
XEROX CORPXEROX CORP1,490,400$18.5Mshares
UNS ENERGY CORPUNS ENERGY CORP296,284$17.9Mshares
AUTONAVI HLDGS LTDAUTONAVI HLDGS LTD734,300$15.3Mshares
IDENIX PHARMACEUTICALS INCIDENIX PHARMACEUTICALS INC618,900$14.9Mshares
CSCOCISCO SYS INC556,500$13.8Mshares
PLX TECHNOLOGY INCPLX TECHNOLOGY INC2,061,823$13.3Mshares
SNNSMITH & NEPHEW PLC147,039$13.1Mshares
GIANT INTERACTIVE GROUP INCGIANT INTERACTIVE GROUP INC981,708$11.6Mshares
ALKALASKA AIR GROUP INC119,700$11.4Mshares
LUVSOUTHWEST AIRLS CO384,600$10.3Mshares
FURIEX PHARMACEUTICALSFURIEX PHARMACEUTICALS96,421$10.2Mshares
YAMANA GOLD INCYAMANA GOLD INC1,168,178$9.41Mshares
ENERGY XXI (BERMUDA) LTDENERGY XXI (BERMUDA) LTD374,223$8.84Mshares
WALGREEN COWALGREEN CO93,700$6.95Mcall
FCXFREEPORT MCMORAN INC187,400$6.84Mshares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC1,949,500$6.75Mshares
AUGUSTA RES CORPAUGUSTA RES CORP2,160,900$6.68Mshares
MEDTRONIC INCMEDTRONIC INC97,500$6.22Mcall
ISOFTSTONE HLDGS LTDISOFTSTONE HLDGS LTD1,049,000$5.73Mshares
YONGYE INTL INCYONGYE INTL INC729,000$5.11Mshares
FDXFEDEX CORP30,814$4.67Mshares
QUESTCOR PHARMACEUTICALS CO…QUESTCOR PHARMACEUTICALS COMMON S…50,000$4.62Mcall
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC N154,800$4.34Mshares
RITEAID CORPRITEAID CORP557,745$4Mshares
RDA MICROELECTRONICS INCRDA MICROELECTRONICS INC123,908$2.12Mshares
XPOXPO INC63,573$1.82Mshares
FOREST LABORATORIES INCFOREST LABORATORIES INC10,600$1.05Mcall
BLACKHAWK NET BBLACKHAWK NET B19,243$517Kshares
IWMISHARES TR2,700$321Kshares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001317329-14-000012 superseded2014-11-12acceptance time not in the bulk data set
13F-HR/A 0001317329-14-000013 baserestatement2014-12-18acceptance time not in the bulk data set