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Disclosery

ALPINE ASSOCIATES ADVISORS

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13F filer, CIK 1317329, ENGLEWOOD CLIFFS, NJ

ALPINE ASSOCIATES ADVISORS reported $1,977,827,000 across 71 holdings for the quarter ended 2013-12-31, in a 13F-HR filed 2014-02-11. Its ten largest share positions make up 52.23% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001317329-14-000004

Period
2013-12-31
Reported value
$1.98B
Holdings
71
Top 10 weight
52.23%
New
42
Sold out
44

Largest buys vs the previous quarter

SecurityShares changeApprox. value
OMCnew+2,296,355$171M
LinnCo, LLCnew+3,333,981$103M
LSI CORPORATIONnew+6,573,900$72.5M
ICEnew+270,384$60.8M
VIROPHARMA INCnew+920,800$45.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
NYSE EURONEXTexited-4,263,230-$179M
NV ENERGY INCexited-6,873,000-$162M
ELAN PLCexited-8,510,270-$133M
DVYexited-1,504,000-$99.8M
HUDSON CITY BANCORPreduced-8,770,700-$82.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2013

Share positions as resolved from 13F-HR 0001317329-14-000004, largest first. % of portfolio is the value over $1,947,492,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
LIFE TECHNOLOGIES CORPLIFE TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,866,379 shares 2,866,379$217M11.16%+201,000
OMCOMNICOM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,296,355 shares 2,296,355$171M8.77%newTimeline
LENDER PROCESSING SVCS INCLENDER PROCESSING SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 3,163,257 shares 3,163,257$118M6.07%+491,097
LinnCo, LLCLinnCo, LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 3,333,981 shares 3,333,981$103M5.27%new
HUDSON CITY BANCORPHUDSON CITY BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 10,162,300 shares 10,162,300$95.8M4.92%-8,770,700
LSI CORPORATIONLSI CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 6,573,900 shares 6,573,900$72.5M3.72%new
CAPITALSOURCE INCCAPITALSOURCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 4,377,900 shares 4,377,900$62.9M3.23%+398,400
LEAP WIRELESS INTL INCLEAP WIRELESS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 3,542,600 shares 3,542,600$61.6M3.17%-265,800
ICEINTERCONTINENTAL EXCHANGE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 270,384 shares 270,384$60.8M3.12%newTimeline
HEALTH MGMT ASSOC INC NEWHEALTH MGMT ASSOC INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 4,158,900 shares 4,158,900$54.5M2.8%-262,900
BROOKFIELD OFFICE PPTYS INCBROOKFIELD OFFICE PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,629,100 shares 2,629,100$50.6M2.6%+1,646,500
VIROPHARMA INCVIROPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 920,800 shares 920,800$45.9M2.36%new
OFFICE DEPOT INCOFFICE DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 7,208,353 shares 7,208,353$38.1M1.96%new
STERLING FINL CORP WASHSTERLING FINL CORP WASHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,091,333 shares 1,091,333$37.2M1.91%new
ACTAVIS PLCACTAVIS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 218,621 shares 218,621$36.7M1.89%new
HARRIS TEETER SUPERMARKETS IHARRIS TEETER SUPERMARKETS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 725,172 shares 725,172$35.8M1.84%+110,872
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,175,700 shares 1,175,700$33M1.69%-191,500
MTBM & T BK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 257,600 shares 257,600$30M1.54%newTimeline
HEALTH CARE REIT INC CONV 6…HEALTH CARE REIT INC CONV 6.50Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 524,047 shares 524,047$27M1.38%+105,617
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 881,700 shares 881,700$24.2M1.24%+530,136Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 6,827,234 shares 6,827,234$23.8M1.22%new
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 293,900 shares 293,900$23.6M1.21%newTimeline
RESPONSYS INCRESPONSYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 789,000 shares 789,000$21.6M1.11%new
NVGSNAVIGATOR HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 798,150 shares 798,150$21.5M1.1%newTimeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 35,347 shares 35,347$19.8M1.02%newTimeline
PERRIGO CO PLC FPERRIGO CO PLC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 125,008 shares 125,008$19.2M0.99%new
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 458,100 shares 458,100$17.3M0.89%newTimeline
ZOLTEK COS INCZOLTEK COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 942,030 shares 942,030$15.8M0.81%+126,023
HBANHUNTINGTON BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,616,500 shares 1,616,500$15.6M0.8%newTimeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 293,900 shares 293,900$15.4M0.79%-253,000Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 881,700 shares 881,700$13.7M0.7%newTimeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 80,400 shares 80,400$13.6M0.7%+25,700
FMCFMC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 176,300 shares 176,300$13.3M0.68%+67,100Timeline
ALCOA INCALCOA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,175,600 shares 1,175,600$12.5M0.64%new
RDA MICROELECTRONICS INCRDA MICROELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 657,500 shares 657,500$11.8M0.6%new
RFREGIONS FINANCIAL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,175,600 shares 1,175,600$11.6M0.6%newTimeline
CUBIST PHARMACEUTICALS INCCUBIST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 7,182,329 shares 7,182,329$9.7M0.5%new
CDNSCADENCE DESIGN SYSTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 615,223 shares 615,223$8.62M0.44%newTimeline
SANTARUS INCSANTARUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 263,200 shares 263,200$8.41M0.43%new
GIVEN IMAGING LTDGIVEN IMAGING LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 263,000 shares 263,000$7.91M0.41%new
KEYKEYCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 587,800 shares 587,800$7.89M0.41%newTimeline
MCHPMICROCHIP TECHNOLOGY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 174,235 shares 174,235$7.8M0.4%newTimeline
BELLATRIX EXPLORATION LTDBELLATRIX EXPLORATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,106,851 shares 1,106,851$7.76M0.4%new
PACTERA TECHNOLOGY INTERNAT…PACTERA TECHNOLOGY INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,052,200 shares 1,052,200$7.52M0.39%new
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 276,540 shares 276,540$7.5M0.39%new
COLEMAN CABLE INCCOLEMAN CABLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 255,412 shares 255,412$6.7M0.34%new
SOLTA MED INCSOLTA MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,685,078 shares 1,685,078$4.97M0.26%new
MAAMID-AMER APT CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 76,300 shares 76,300$4.63M0.24%newTimeline
TIME WARNER CABLE INCTIME WARNER CABLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 30,047 shares 30,047$4.07M0.21%new
COOPER TIRE & RUBR COCOOPER TIRE & RUBR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 164,200 shares 164,200$3.95M0.2%-572,800
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 15,300 shares 15,300$1.76M0.09%+1,100Timeline
RHPRYMAN HOSPITALITY PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 18,343 shares 18,343$767K0.04%newTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 3,100 shares 3,100$573K0.03%newTimeline
BBBLACKBERRY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 60,500 shares 60,500$450K0.02%newTimeline
FLOW INTL CORPFLOW INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 14,853 shares 14,853$60K<0.01%-100
COEUR MNG INCCOEUR MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 27,144 shares 27,144$35K<0.01%-6,802

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
HESS CORPHESS CORP COMcall115,300$9.57M-700
MEN'S WEARHOUSE INC/THEMEN'S WEARHOUSE INC/THE COMcall149,200$7.62Mnew
VODAFONE GROUP PLC-SP ADRVODAFONE GROUP PLC-SP ADR COMcall149,700$5.88M-64,200
MICROSOFT CORPMICROSOFT CORP CALLcall99,400$3.72M-600
JOS A BANK CLOTHIERS INCJOS A BANK CLOTHIERS INC COMcall39,800$2.18Mnew
AEROPOSTALE INCAEROPOSTALE INC COMcall149,200$1.36M-800

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
WESCO INTERNATIONAL INCWESCO INTERNATIONAL INC CNVprincipal15,000,000$48.6M-6,890,000
OMNICARE INCOMNICARE INC NOTE 3.750% 4/0principal30,669,000$46.3M+3,259,000
COVANTA HLDG CORPCOVANTA HLDG CORP NOTE 3.250% 6/0principal19,973,000$23.4M-10,174,000
L-3 COMMUNICATIONS CORPL-3 COMMUNICATIONS CORP DEBT 3.000% 8/0principal14,378,000$17.3Mnew
EXTERRAN HLDGS INC 4.250EXTERRAN HLDGS INC 4.250 NOTE 4.250% 6/1principal11,400,000$17Mnew
XILINX INCXILINX INC SDCV 3.125% 3/1principal10,000,000$15.8M-8,150,000
AFFYMETRIX INCAFFYMETRIX INC NOTE 4.000% 7/0principal7,931,000$12.9M+1,931,000
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.125% 5/0principal4,957,000$11.3M-43,000
CIENA CORPCIENA CORP DEBT 4.000%12/1principal5,400,000$7.95Mnew

Sold out in Q4 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
NYSE EURONEXTNYSE EURONEXT4,263,230$179Mshares
NV ENERGY INCNV ENERGY INC6,873,000$162Mshares
ELAN PLCELAN PLC8,510,270$133Mshares
DVYISHARES TR1,504,000$99.8Mshares
WMS INDUSTRIES INCWMS INDUSTRIES INC2,737,900$71Mshares
DELL INCDELL INC4,810,800$66.2Mshares
OFFICEMAX INC DELOFFICEMAX INC DEL4,267,800$54.6Mshares
ONYX PHARMACEUTICALS INCONYX PHARMACEUTICALS INC343,100$42.8Mshares
Berry PetroleumBerry Petroleum887,821$38.3Mshares
STEWART ENTERPRISES INCSTEWART ENTERPRISES INC2,843,400$37.4Mshares
MAKO SURGICAL CORPMAKO SURGICAL CORP1,258,726$37.1Mshares
SOURCEFIRE INCSOURCEFIRE INC479,837$36.4Mshares
HDVISHARES TR546,900$36.2Mshares
SPREADTRUM COMMUNICATIONS INSPREADTRUM COMMUNICATIONS IN1,155,900$35.2Mshares
VANGUARD HEALTH SYS INCVANGUARD HEALTH SYS INC1,440,671$30.3Mshares
COLONIAL PROPERTIES TRUSTCOLONIAL PROPERTIES TRUST1,305,381$29.4Mshares
OPTIMER PHARMACEUTICALS INCOPTIMER PHARMACEUTICALS INC2,213,127$27.9Mshares
MOLEX INCMOLEX INC710,000$27.2Mshares
MOLEX INCMOLEX INC659,151$25.4Mshares
BELO CORPBELO CORP1,651,800$22.6Mshares
CADENCE DESIGN SYSTEM INCCADENCE DESIGN SYSTEM INC12,000,000$21.8Mprincipal
KAYDON CORPKAYDON CORP614,300$21.8Mshares
MICROCHIP TECHNOLOGY INCMICROCHIP TECHNOLOGY INC13,500,000$21.2Mprincipal
CAPLEASE INCCAPLEASE INC2,370,100$20.1Mshares
VOLTERRA SEMICONDUCTOR CORPVOLTERRA SEMICONDUCTOR CORP860,200$19.8Mshares
WHRWHIRLPOOL CORP109,600$16.1Mshares
SAKS INCSAKS INC955,206$15.2Mshares
LINN ENERGY LLC-UNITSLINN ENERGY LLC-UNITS573,000$14.9Mcall
ASTEX PHARMACEUTICALS INCASTEX PHARMACEUTICALS INC1,719,600$14.6Mshares
ONYX PHARMACEUTICALS INCONYX PHARMACEUTICALS INC115,000$14.3Mcall
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO60,000$11.3Mshares
SANOFISANOFI5,421,000$10.9Mshares
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC218,700$10.7Mshares
DOLE PLC ORD SHSDOLE PLC ORD SHS641,405$8.74Mshares
AIGAMERICAN INTL GROUP INC164,100$7.98Mshares
MPG OFFICE TR INCMPG OFFICE TR INC2,126,164$6.66Mshares
GREENWAY MED TECHNOLOGIES INGREENWAY MED TECHNOLOGIES IN303,441$6.27Mshares
BOISE INCBOISE INC493,277$6.21Mshares
BLACKBERRY LTDBLACKBERRY LTD750,000$5.9Mput
CYHCOMMUNITY HEALTH SYS INC NEW111,478$4.63Mshares
ACTIVE NETWORK INCACTIVE NETWORK INC245,900$3.52Mshares
ONYX PHARMACEUTICALS INCONYX PHARMACEUTICALS INC23,500$2.93Mput
SAKS INCSAKS INC178,300$2.84Mcall
MAKO SURGICAL CORPMAKO SURGICAL CORP50,000$1.48Mcall

How Q4 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001317329-14-000004 base2014-02-11acceptance time not in the bulk data set