13F-HR/A filed by ALPINE ASSOCIATES ADVISORS
ALPINE ASSOCIATES ADVISORS filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-12-18, with 79 holding rows worth $157,799,516.
- Accession
- 0001317329-14-000013
- Filer
- CIK 1317329
- Filed
- 2014-12-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 80 entries on the cover page, a total value of $157,799,516 stated on the cover page (in dollars after the unit check, H1), rows summing to $157,799,516 with VALUE read as dollars, detected, 13F file number 028-11149. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerALPINE ASSOCIATES MANAGEMENT INC.028-12478
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 39,047 | $25,000,000 | dollars, detected | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 30,909 | $21,000,000 | dollars, detected | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 41,738 | $15,000,000 | dollars, detected | principal |
| HUDSON CITY BANCORP | 443683107 | COM | 89,075 | $9,164,101 | dollars, detected | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 33,292 | $5,090,470 | dollars, detected | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 49,570 | $4,730,000 | dollars, detected | |
| COMPUWARE CORP | 205638109 | COM | 45,712 | $4,308,400 | dollars, detected | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 513 | $4,273,460 | dollars, detected | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 57,208 | $4,225,100 | dollars, detected | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 146 | $4,158,900 | dollars, detected | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 59,637 | $3,535,100 | dollars, detected | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 6,657 | $3,328,535 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 25,252 | $2,515,173 | dollars, detected | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 24,432 | $2,511,000 | dollars, detected | |
| COVIDIEN PLC | G2554F113 | SHS | 206,638 | $2,388,600 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 197,127 | $2,278,400 | dollars, detected | |
| LinnCo, LLC | 535782106 | LTD | 64,574 | $2,230,526 | dollars, detected | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,143 | $2,048,484 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 34,462 | $1,807,130 | dollars, detected | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 134,399 | $1,758,000 | dollars, detected | |
| SAFEWAY INC | 786514208 | COM NEW | 57,185 | $1,667,200 | dollars, detected | |
| ATHLON ENERGY INC | 047477104 | COM | 94,595 | $1,624,500 | dollars, detected | |
| CONVERSANT INC | 21249J105 | COM | 55,238 | $1,612,800 | dollars, detected | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 158,112 | $1,561,600 | dollars, detected | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 59,170 | $1,507,900 | dollars, detected | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 18,994 | $1,399,700 | dollars, detected | |
| TRULIA INC | 897888103 | COM | 68,348 | $1,397,712 | dollars, detected | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 90,608 | $1,305,400 | dollars, detected | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 8,496 | $1,299,149 | dollars, detected | |
| MOVE INC | 62458M207 | COM NEW | 24,963 | $1,191,000 | dollars, detected | |
| TW TELECOM INC | 87311L104 | COM | 48,466 | $1,164,769 | dollars, detected | |
| PEPCO HOLDINGS INC | 713291102 | COM | 30,694 | $1,147,000 | dollars, detected | |
| LORILLARD INC | 544147101 | COM | 66,302 | $1,106,700 | dollars, detected | |
| LINDE PLC F | 532771102 | COM | 24,096 | $1,085,402 | dollars, detected | |
| URS CORP NEW | 903236107 | COM | 59,780 | $1,037,663 | dollars, detected | |
| Concur Technologies, Inc. | 206708109 | COM | 123,130 | $970,900 | dollars, detected | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 76,890 | $952,787 | dollars, detected | |
| TIM HORTONS INC | 88706M103 | COM | 73,359 | $937,700 | dollars, detected | |
| ALCOA INC | 013817101 | COM | 14,980 | $931,000 | dollars, detected | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 24,996 | $898,150 | dollars, detected | |
| AT&T INC | 00206R902 | CALL | 30,680 | $870,600 | dollars, detected | put |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 18,158 | $869,200 | dollars, detected | |
| GFI GROUP INC | 361652209 | COM | 4,102 | $758,200 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 12,692 | $744,400 | dollars, detected | |
| FAMILY DLR STORES INC | 307000109 | COM | 49,664 | $642,978 | dollars, detected | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 48,887 | $594,300 | dollars, detected | |
| SIGMA ALDRICH CORP | 826552101 | COM | 73,527 | $540,600 | dollars, detected | |
| TIME WARNER CABLE INC | 88732J207 | COM | 72,018 | $501,900 | dollars, detected | |
| APPLIED MATLS INC | 038222905 | CALL | 10,805 | $500,000 | dollars, detected | call |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 8,276 | $493,200 | dollars, detected | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 10,239 | $433,300 | dollars, detected | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 13,529 | $375,700 | dollars, detected | |
| QUANTA SVCS INC | 74762E102 | COM | 13,529 | $372,800 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 15,293 | $357,637 | dollars, detected | |
| ANNIES INC | 03600T104 | COM | 14,789 | $322,200 | dollars, detected | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 6,048 | $300,000 | dollars, detected | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 16,762 | $258,600 | dollars, detected | |
| Apple Inc | 037833100 | COM | 23,445 | $232,700 | dollars, detected | |
| ALLERGAN INC | 018490102 | COM | 34,729 | $194,900 | dollars, detected | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,731 | $186,200 | dollars, detected | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 20,232 | $186,200 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8,615 | $186,200 | dollars, detected | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 3,441 | $164,700 | dollars, detected | |
| BURGER KING WORLDWIDE INC | 121220957 | Cmn | 4,811 | $162,200 | dollars, detected | put |
| FAMILY DOLLAR STORES | 307000909 | COM | 11,586 | $150,000 | dollars, detected | call |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 10,830 | $126,499 | dollars, detected | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 5,913 | $125,000 | dollars, detected | |
| ALLERGAN INC | 018490902 | COM | 19,957 | $112,000 | dollars, detected | call |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 3,453 | $105,000 | dollars, detected | call |
| PETSMART INC | 716768906 | COM | 7,009 | $100,000 | dollars, detected | call |
| DIRECTV | 25490A909 | COM | 8,652 | $100,000 | dollars, detected | call |
| LORILLARD INC | 544147951 | COM | 5,991 | $100,000 | dollars, detected | put |
| MALLINCKRODT PUB LTD CO | G5785G957 | PUT | 9,015 | $100,000 | dollars, detected | put |
| CELGENE CORP | 151020104 | COM | 8,796 | $92,800 | dollars, detected | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 6,115 | $85,600 | dollars, detected | call |
| TIME WARNER CABLE | 88732J907 | COM | 10,762 | $75,000 | dollars, detected | call |
| Mallinckrodt Plc | G5785G107 | SHS | 6,070 | $67,329 | dollars, detected | |
| COVIDIEN PLC | G2554F903 | COM | 3,348 | $38,700 | dollars, detected | call |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 666 | $22,462 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317329-14-000012 | superseded | 2014-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001317329-14-000013 | this filing | 2014-12-18 | acceptance time not in the bulk data set |