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Advisor Group, Inc.

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13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $13,550,024,000 across 5,452 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-13. Its ten largest share positions make up 19.83% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001681115-19-000015

Period
2019-09-30
Reported value
$13.6B
Holdings
5,452
Top 10 weight
19.83%
New
308
Sold out
244

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVVadded+292,654$87.4M
SPYVadded+2,722,135$87M
USMVadded+1,324,830$85M
IJSadded+300,766$45.2M
AGGadded+316,401$35.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYGreduced-3,506,704-$136M
IEFreduced-772,067-$86.9M
MTUMreduced-373,030-$44.5M
ZROZreduced-191,439-$27.7M
SPTIreduced-692,421-$21.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001681115-19-000015, largest first. % of portfolio is the value over $13,549,086,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
FSVFIRSTSERVICE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,397 shares; 2019Q3: 2,962 shares 2,962$303K<0.01%+565Timeline
SUNSUNOCO LP/SUNOCO FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,047 shares; 2018Q2: 5,561 shares; 2018Q3: 8,587 shares; 2018Q4: 8,787 shares; 2019Q1: 9,079 shares; 2019Q2: 9,493 shares; 2019Q3: 9,615 shares 9,615$303K<0.01%+122Timeline
ICUIICU MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,617 shares; 2018Q2: 3,625 shares; 2018Q3: 3,883 shares; 2018Q4: 4,566 shares; 2019Q1: 2,768 shares; 2019Q2: 2,993 shares; 2019Q3: 1,895 shares 1,895$303K<0.01%-1,098Timeline
RMTROYCE MICRO-CAP TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 27,902 shares; 2018Q2: 28,284 shares; 2018Q3: 37,788 shares; 2018Q4: 32,911 shares; 2019Q1: 34,337 shares; 2019Q2: 36,503 shares; 2019Q3: 37,737 shares 37,737$303K<0.01%+1,234Timeline
VACMARRIOTT VACATIONS WORLDWIDEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,016 shares; 2018Q2: 1,958 shares; 2018Q3: 2,733 shares; 2018Q4: 2,991 shares; 2019Q1: 3,543 shares; 2019Q2: 2,968 shares; 2019Q3: 2,911 shares 2,911$302K<0.01%-57Timeline
GGTGABELLI MULTIMEDIA TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 26,736 shares; 2018Q2: 25,236 shares; 2018Q3: 23,329 shares; 2018Q4: 24,508 shares; 2019Q1: 34,209 shares; 2019Q2: 34,209 shares; 2019Q3: 37,209 shares 37,209$302K<0.01%+3,000Timeline
PAASPAN AMERN SILVER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,083 shares; 2018Q2: 19,883 shares; 2018Q3: 13,654 shares; 2018Q4: 13,763 shares; 2019Q1: 13,601 shares; 2019Q2: 10,419 shares; 2019Q3: 19,241 shares 19,241$301K<0.01%+8,822Timeline
BANCOLOMBIA S ABANCOLOMBIA S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,694 shares; 2018Q2: 4,945 shares; 2018Q3: 5,250 shares; 2018Q4: 5,567 shares; 2019Q1: 5,964 shares; 2019Q2: 5,994 shares; 2019Q3: 6,080 shares 6,080$301K<0.01%+86
TRANSAMERICA ETF TRTRANSAMERICA ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,247 shares 6,247$301K<0.01%new
BOHBANK OF HI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,254 shares; 2018Q2: 1,254 shares; 2018Q3: 1,239 shares; 2018Q4: 1,164 shares; 2019Q1: 1,920 shares; 2019Q2: 3,827 shares; 2019Q3: 3,488 shares 3,488$300K<0.01%-339Timeline
PROOFPOINT INCPROOFPOINT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 774 shares; 2018Q2: 1,148 shares; 2018Q3: 1,726 shares; 2018Q4: 1,301 shares; 2019Q1: 1,722 shares; 2019Q2: 1,671 shares; 2019Q3: 2,329 shares 2,329$300K<0.01%+658
PGHYINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 5,464 shares; 2018Q3: 6,190 shares; 2018Q4: 11,376 shares; 2019Q1: 11,247 shares; 2019Q2: 13,669 shares; 2019Q3: 13,041 shares 13,041$300K<0.01%-628Timeline
KSAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 400 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 9,734 shares; 2019Q2: 9,866 shares; 2019Q3: 9,816 shares 9,816$299K<0.01%-50Timeline
AEGION CORPAEGION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,010 shares; 2018Q2: 14,010 shares; 2018Q3: 14,010 shares; 2018Q4: 14,010 shares; 2019Q1: 14,000 shares; 2019Q2: 14,000 shares; 2019Q3: 14,000 shares 14,000$299K<0.01%0
EMEEMCOR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,234 shares; 2018Q2: 2,070 shares; 2018Q3: 2,553 shares; 2018Q4: 2,687 shares; 2019Q1: 11,746 shares; 2019Q2: 2,904 shares; 2019Q3: 3,466 shares 3,466$298K<0.01%+562Timeline
ONBOLD NATL BANCORP INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,372 shares; 2018Q2: 10,989 shares; 2018Q3: 14,458 shares; 2018Q4: 15,148 shares; 2019Q1: 15,810 shares; 2019Q2: 15,677 shares; 2019Q3: 17,289 shares 17,289$298K<0.01%+1,612Timeline
NUVEEN TAX-ADVANTAGED DIVIDNUVEEN TAX-ADVANTAGED DIVIDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,626 shares; 2018Q2: 8,626 shares; 2018Q3: 10,317 shares; 2018Q4: 9,628 shares; 2019Q1: 10,578 shares; 2019Q2: 13,334 shares; 2019Q3: 17,832 shares 17,832$298K<0.01%+4,498
VMRKVIVMARK RESIDENTIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,508 shares; 2018Q2: 2,438 shares; 2018Q3: 2,890 shares; 2018Q4: 3,069 shares; 2019Q1: 3,114 shares; 2019Q2: 3,354 shares; 2019Q3: 3,443 shares 3,443$297K<0.01%+89Timeline
FLOFLOWERS FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,020 shares; 2018Q2: 6,731 shares; 2018Q3: 8,224 shares; 2018Q4: 9,133 shares; 2019Q1: 10,882 shares; 2019Q2: 22,230 shares; 2019Q3: 12,844 shares 12,844$297K<0.01%-9,386Timeline
NTRSNORTHERN TR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,385 shares; 2018Q2: 2,710 shares; 2018Q3: 3,882 shares; 2018Q4: 4,021 shares; 2019Q1: 3,949 shares; 2019Q2: 3,567 shares; 2019Q3: 3,186 shares 3,186$297K<0.01%-381Timeline
PRKPARK NATL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,001 shares; 2018Q2: 2,751 shares; 2018Q3: 2,851 shares; 2018Q4: 2,851 shares; 2019Q1: 2,616 shares; 2019Q2: 2,566 shares; 2019Q3: 3,128 shares 3,128$297K<0.01%+562Timeline
KBWBINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 17,365 shares; 2018Q3: 9,691 shares; 2018Q4: 8,417 shares; 2019Q1: 7,765 shares; 2019Q2: 7,719 shares; 2019Q3: 5,774 shares 5,774$297K<0.01%-1,945Timeline
EXLSEXLSERVICE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,415 shares; 2018Q2: 7,019 shares; 2018Q3: 7,044 shares; 2018Q4: 7,504 shares; 2019Q1: 8,166 shares; 2019Q2: 8,040 shares; 2019Q3: 4,416 shares 4,416$296K<0.01%-3,624Timeline
STKCOLUMBIA SELIGM PREM TECH GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,303 shares; 2018Q2: 4,534 shares; 2018Q3: 8,676 shares; 2018Q4: 6,962 shares; 2019Q1: 9,924 shares; 2019Q2: 11,512 shares; 2019Q3: 14,048 shares 14,048$296K<0.01%+2,536Timeline
WEXWEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 512 shares; 2018Q2: 509 shares; 2018Q3: 1,249 shares; 2018Q4: 1,579 shares; 2019Q1: 1,541 shares; 2019Q2: 1,475 shares; 2019Q3: 1,460 shares 1,460$295K<0.01%-15Timeline
FENYFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,668 shares; 2018Q2: 3,487 shares; 2018Q3: 5,152 shares; 2018Q4: 5,211 shares; 2019Q1: 54,061 shares; 2019Q2: 52,163 shares; 2019Q3: 18,620 shares 18,620$294K<0.01%-33,543Timeline
OLLIOLLIES BARGAIN OUTLET HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,437 shares; 2018Q2: 1,438 shares; 2018Q3: 2,519 shares; 2018Q4: 3,035 shares; 2019Q1: 2,179 shares; 2019Q2: 5,863 shares; 2019Q3: 5,015 shares 5,015$294K<0.01%-848Timeline
RIGSALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,833 shares; 2018Q2: 8,283 shares; 2018Q3: 13,531 shares; 2018Q4: 4,585 shares; 2019Q1: 25,176 shares; 2019Q2: 8,097 shares; 2019Q3: 11,868 shares 11,868$294K<0.01%+3,771Timeline
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,891 shares; 2018Q2: 1,754 shares; 2018Q3: 2,436 shares; 2018Q4: 4,758 shares; 2019Q1: 4,017 shares; 2019Q2: 4,881 shares; 2019Q3: 6,143 shares 6,143$294K<0.01%+1,262
SEISOLARIS ENERGY INFRAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 418 shares; 2018Q2: 1,086 shares; 2018Q3: 5,802 shares; 2018Q4: 6,761 shares; 2019Q1: 6,920 shares; 2019Q2: 11,376 shares; 2019Q3: 21,861 shares 21,861$293K<0.01%+10,485Timeline
AVANGRID INCAVANGRID INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,535 shares; 2018Q2: 1,208 shares; 2018Q3: 1,831 shares; 2018Q4: 4,677 shares; 2019Q1: 5,082 shares; 2019Q2: 5,041 shares; 2019Q3: 5,621 shares 5,621$293K<0.01%+580
MILLER HOWARD HIGH INC EQTYMILLER HOWARD HIGH INC EQTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,200 shares; 2018Q2: 3,200 shares; 2018Q3: 10,350 shares; 2018Q4: 12,900 shares; 2019Q1: 15,900 shares; 2019Q2: 21,200 shares; 2019Q3: 26,900 shares 26,900$293K<0.01%+5,700
SMFGSUMITOMO MITSUI FIN GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 70,308 shares; 2018Q2: 66,273 shares; 2018Q3: 87,943 shares; 2018Q4: 99,702 shares; 2019Q1: 104,178 shares; 2019Q2: 98,954 shares; 2019Q3: 42,652 shares 42,652$292K<0.01%-56,302Timeline
GIISPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,152 shares; 2018Q2: 3,643 shares; 2018Q3: 3,461 shares; 2018Q4: 3,270 shares; 2019Q1: 3,315 shares; 2019Q2: 4,816 shares; 2019Q3: 5,485 shares 5,485$292K<0.01%+669Timeline
XFRAXBLACKROCK FLOATING RATE INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,396 shares; 2018Q2: 34,796 shares; 2018Q3: 42,933 shares; 2018Q4: 40,094 shares; 2019Q1: 36,307 shares; 2019Q2: 28,296 shares; 2019Q3: 23,105 shares 23,105$291K<0.01%-5,191Timeline
COSAN LTDCOSAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 286 shares; 2018Q2: 289 shares; 2018Q3: 289 shares; 2018Q4: 364 shares; 2019Q1: 11,081 shares; 2019Q2: 10,499 shares; 2019Q3: 19,548 shares 19,548$291K<0.01%+9,049
MFDXPIMCO EQUITY SERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,333 shares; 2018Q2: 15,612 shares; 2018Q3: 15,174 shares; 2018Q4: 16,282 shares; 2019Q1: 14,826 shares; 2019Q2: 14,102 shares; 2019Q3: 11,729 shares 11,729$291K<0.01%-2,373Timeline
WELBILT INCWELBILT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,311 shares; 2018Q2: 19,486 shares; 2018Q3: 28,333 shares; 2018Q4: 23,980 shares; 2019Q1: 23,154 shares; 2019Q2: 19,945 shares; 2019Q3: 17,288 shares 17,288$290K<0.01%-2,657
QCLNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,902 shares; 2018Q2: 9,152 shares; 2018Q3: 12,640 shares; 2018Q4: 13,140 shares; 2019Q1: 13,140 shares; 2019Q2: 13,288 shares; 2019Q3: 13,516 shares 13,516$290K<0.01%+228Timeline
MRGRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 4,731 shares; 2019Q1: 6,938 shares; 2019Q2: 7,706 shares; 2019Q3: 7,698 shares 7,698$290K<0.01%-8Timeline
SEASPAN CORPSEASPAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,816 shares; 2018Q2: 16,952 shares; 2018Q3: 6,209 shares; 2018Q4: 6,547 shares; 2019Q1: 5,724 shares; 2019Q2: 5,399 shares; 2019Q3: 27,183 shares 27,183$289K<0.01%+21,784
EXELEXELIXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,318 shares; 2018Q2: 4,954 shares; 2018Q3: 6,215 shares; 2018Q4: 7,791 shares; 2019Q1: 16,670 shares; 2019Q2: 17,049 shares; 2019Q3: 16,225 shares 16,225$288K<0.01%-824Timeline
CNSCOHEN & STEERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,504 shares; 2018Q2: 1,074 shares; 2018Q3: 1,985 shares; 2018Q4: 2,631 shares; 2019Q1: 3,360 shares; 2019Q2: 5,480 shares; 2019Q3: 5,256 shares 5,256$288K<0.01%-224Timeline
NAVINAVIENT CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 41,799 shares; 2018Q2: 3,855 shares; 2018Q3: 12,120 shares; 2018Q4: 4,698 shares; 2019Q1: 1,978 shares; 2019Q2: 2,029 shares; 2019Q3: 22,502 shares 22,502$288K<0.01%+20,473Timeline
FOXFFOX FACTORY HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 954 shares; 2018Q2: 977 shares; 2018Q3: 3,079 shares; 2018Q4: 3,440 shares; 2019Q1: 4,718 shares; 2019Q2: 4,807 shares; 2019Q3: 4,634 shares 4,634$288K<0.01%-173Timeline
FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,155 shares; 2018Q2: 10,834 shares; 2018Q3: 10,790 shares; 2018Q4: 8,155 shares; 2019Q1: 24,179 shares; 2019Q2: 24,305 shares; 2019Q3: 9,248 shares 9,248$288K<0.01%-15,057
PORTOLA PHARMACEUTICALS INC…PORTOLA PHARMACEUTICALS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,350 shares; 2018Q2: 4,858 shares; 2018Q3: 6,104 shares; 2018Q4: 5,316 shares; 2019Q1: 8,621 shares; 2019Q2: 9,302 shares; 2019Q3: 10,673 shares 10,673$287K<0.01%+1,371
TAILCAMBRIA ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,660 shares; 2018Q3: 4,930 shares; 2018Q4: 9,485 shares; 2019Q1: 12,250 shares; 2019Q2: 13,620 shares; 2019Q3: 14,020 shares 14,020$286K<0.01%+400Timeline
HEEMISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,460 shares; 2018Q2: 2,965 shares; 2018Q3: 1,578 shares; 2018Q4: not reported; 2019Q1: 7,964 shares; 2019Q2: 10,763 shares; 2019Q3: 11,618 shares 11,618$286K<0.01%+855Timeline
PSKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,691 shares; 2018Q2: 15,013 shares; 2018Q3: 32,784 shares; 2018Q4: 28,741 shares; 2019Q1: 11,060 shares; 2019Q2: 11,652 shares; 2019Q3: 6,443 shares 6,443$285K<0.01%-5,209Timeline
MOSMOSAIC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,766 shares; 2018Q2: 7,841 shares; 2018Q3: 10,561 shares; 2018Q4: 12,857 shares; 2019Q1: 32,949 shares; 2019Q2: 13,479 shares; 2019Q3: 13,832 shares 13,832$284K<0.01%+353Timeline
PNNTPENNANTPARK INVTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,095 shares; 2018Q2: 7,095 shares; 2018Q3: 8,381 shares; 2018Q4: 43,901 shares; 2019Q1: 45,176 shares; 2019Q2: 43,851 shares; 2019Q3: 45,351 shares 45,351$284K<0.01%+1,500Timeline
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,829 shares; 2018Q2: 33,829 shares; 2018Q3: 32,479 shares; 2018Q4: 26,518 shares; 2019Q1: 32,307 shares; 2019Q2: 31,907 shares; 2019Q3: 27,057 shares 27,057$284K<0.01%-4,850
IHGINTERCONTINENTAL HOTELS GROUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 5,385 shares; 2019Q2: 4,957 shares; 2019Q3: 4,542 shares 4,542$283K<0.01%-415Timeline
NXENEXGEN ENERGY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 217,871 shares 217,871$283K<0.01%newTimeline
LEOBNY MELLON STRATEGIC MUNS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 31,280 shares; 2019Q3: 32,921 shares 32,921$283K<0.01%+1,641Timeline
XIAEXVOYA ASIA PAC HIGH DIV EQT IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,284 shares; 2018Q2: 25,889 shares; 2018Q3: 27,894 shares; 2018Q4: 27,650 shares; 2019Q1: 27,650 shares; 2019Q2: 38,350 shares; 2019Q3: 33,250 shares 33,250$282K<0.01%-5,100Timeline
XEADXALLSPRING INCOME OPPORTUNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 52,995 shares; 2018Q2: 48,045 shares; 2018Q3: 40,313 shares; 2018Q4: 38,635 shares; 2019Q1: 39,420 shares; 2019Q2: 40,172 shares; 2019Q3: 34,298 shares 34,298$282K<0.01%-5,874Timeline
BCSBARCLAYS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 52,613 shares; 2018Q2: 24,841 shares; 2018Q3: 35,731 shares; 2018Q4: 41,032 shares; 2019Q1: 30,676 shares; 2019Q2: 33,121 shares; 2019Q3: 38,248 shares 38,248$281K<0.01%+5,127Timeline
CNMDCONMED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 630 shares; 2018Q2: 630 shares; 2018Q3: 2,250 shares; 2018Q4: 2,309 shares; 2019Q1: 1,751 shares; 2019Q2: 2,930 shares; 2019Q3: 2,915 shares 2,915$281K<0.01%-15Timeline
PBTPERMIAN BASIN RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 31,983 shares; 2018Q2: 32,885 shares; 2018Q3: 48,005 shares; 2018Q4: 44,494 shares; 2019Q1: 42,475 shares; 2019Q2: 44,543 shares; 2019Q3: 54,152 shares 54,152$281K<0.01%+9,609Timeline
PSOPEARSON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,403 shares; 2018Q2: 13,123 shares; 2018Q3: 20,348 shares; 2018Q4: 36,468 shares; 2019Q1: 36,326 shares; 2019Q2: 34,007 shares; 2019Q3: 30,911 shares 30,911$280K<0.01%-3,096Timeline
SPX FLOW INC COMSPX FLOW INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,072 shares; 2018Q2: 10,274 shares; 2018Q3: 9,543 shares; 2018Q4: 8,178 shares; 2019Q1: 7,593 shares; 2019Q2: 7,349 shares; 2019Q3: 7,091 shares 7,091$280K<0.01%-258
SANBANCO SANTANDER SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 193,177 shares; 2018Q2: 170,038 shares; 2018Q3: 155,028 shares; 2018Q4: 159,582 shares; 2019Q1: 165,399 shares; 2019Q2: 65,975 shares; 2019Q3: 69,853 shares 69,853$279K<0.01%+3,878Timeline
MUFGMITSUBISHI UFJ FINANCIAL GROQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,637 shares; 2018Q2: 21,679 shares; 2018Q3: 29,678 shares; 2018Q4: 34,299 shares; 2019Q1: 41,604 shares; 2019Q2: 49,098 shares; 2019Q3: 54,807 shares 54,807$279K<0.01%+5,709Timeline
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,068 shares; 2018Q2: 23,068 shares; 2018Q3: 22,036 shares; 2018Q4: 24,836 shares; 2019Q1: 22,866 shares; 2019Q2: 29,243 shares; 2019Q3: 31,593 shares 31,593$279K<0.01%+2,350
SQMSOCIEDAD QUIMICA Y MINERA DEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,787 shares; 2018Q2: 14,681 shares; 2018Q3: 8,155 shares; 2018Q4: 7,699 shares; 2019Q1: 7,749 shares; 2019Q2: 10,074 shares; 2019Q3: 10,053 shares 10,053$279K<0.01%-21Timeline
ALVAUTOLIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,316 shares; 2018Q2: 1,265 shares; 2018Q3: 1,622 shares; 2018Q4: 3,034 shares; 2019Q1: 3,497 shares; 2019Q2: 3,632 shares; 2019Q3: 3,547 shares 3,547$279K<0.01%-85Timeline
NETLETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 10,425 shares; 2019Q3: 10,130 shares 10,130$279K<0.01%-295Timeline
TOLTOLL BROTHERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 20,591 shares; 2018Q2: 11,905 shares; 2018Q3: 20,287 shares; 2018Q4: 21,720 shares; 2019Q1: 22,731 shares; 2019Q2: 21,905 shares; 2019Q3: 6,763 shares 6,763$278K<0.01%-15,142Timeline
KBESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,231 shares; 2018Q2: 12,056 shares; 2018Q3: 11,801 shares; 2018Q4: 8,924 shares; 2019Q1: 11,307 shares; 2019Q2: 8,759 shares; 2019Q3: 6,423 shares 6,423$278K<0.01%-2,336Timeline
J P MORGAN EXCHANGE-TRADED FJ P MORGAN EXCHANGE-TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,844 shares; 2018Q2: 5,577 shares; 2018Q3: 5,498 shares; 2018Q4: 5,002 shares; 2019Q1: 4,755 shares; 2019Q2: 4,747 shares; 2019Q3: 4,690 shares 4,690$278K<0.01%-57
OAKTREE SPECIALTY LENDING C…OAKTREE SPECIALTY LENDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 28,109 shares; 2018Q2: 28,076 shares; 2018Q3: 37,430 shares; 2018Q4: 38,914 shares; 2019Q1: 28,525 shares; 2019Q2: 31,163 shares; 2019Q3: 53,303 shares 53,303$277K<0.01%+22,140
ISHARESISHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,910 shares; 2018Q2: 2,910 shares; 2018Q3: 3,265 shares; 2018Q4: 18,600 shares; 2019Q1: 21,331 shares; 2019Q2: 22,907 shares; 2019Q3: 10,804 shares 10,804$277K<0.01%-12,103
UBS Alerian MLP/ MLPIUBS Alerian MLP/ MLPIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,574 shares; 2018Q2: 9,324 shares; 2018Q3: 9,180 shares; 2018Q4: 13,917 shares; 2019Q1: 12,106 shares; 2019Q2: 13,670 shares; 2019Q3: 13,279 shares 13,279$277K<0.01%-391
HPHELMERICH & PAYNE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,798 shares; 2018Q2: 32,097 shares; 2018Q3: 14,628 shares; 2018Q4: 40,245 shares; 2019Q1: 39,845 shares; 2019Q2: 7,738 shares; 2019Q3: 6,901 shares 6,901$276K<0.01%-837Timeline
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,655 shares; 2018Q2: 17,836 shares; 2018Q3: 18,924 shares; 2018Q4: 17,946 shares; 2019Q1: 17,018 shares; 2019Q2: 15,585 shares; 2019Q3: 16,933 shares 16,933$276K<0.01%+1,348
DBX ETF TRDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,696 shares; 2018Q2: 13,802 shares; 2018Q3: 13,184 shares; 2018Q4: 11,331 shares; 2019Q1: 10,453 shares; 2019Q2: 9,916 shares; 2019Q3: 8,276 shares 8,276$276K<0.01%-1,640
REALPAGE INCREALPAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,439 shares; 2018Q2: 2,424 shares; 2018Q3: 15,258 shares; 2018Q4: 5,019 shares; 2019Q1: 4,942 shares; 2019Q2: 4,795 shares; 2019Q3: 4,390 shares 4,390$276K<0.01%-405
LPLALPL FINL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,031 shares; 2018Q2: 620 shares; 2018Q3: 1,202 shares; 2018Q4: 999 shares; 2019Q1: 2,197 shares; 2019Q2: 1,199 shares; 2019Q3: 3,350 shares 3,350$275K<0.01%+2,151Timeline
EMDVPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 791 shares; 2018Q3: 1,003 shares; 2018Q4: 1,543 shares; 2019Q1: 1,877 shares; 2019Q2: 4,932 shares; 2019Q3: 4,932 shares 4,932$275K<0.01%0Timeline
EOLSEVOLUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,300 shares; 2018Q3: 1,300 shares; 2018Q4: 129,556 shares; 2019Q1: 60,057 shares; 2019Q2: 21,647 shares; 2019Q3: 17,511 shares 17,511$274K<0.01%-4,136Timeline
PORPORTLAND GEN ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,083 shares; 2018Q2: 3,926 shares; 2018Q3: 5,419 shares; 2018Q4: 5,354 shares; 2019Q1: 5,019 shares; 2019Q2: 5,019 shares; 2019Q3: 4,867 shares 4,867$274K<0.01%-152Timeline
APPNAPPIAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 136 shares; 2018Q2: 291 shares; 2018Q3: 2,459 shares; 2018Q4: 2,759 shares; 2019Q1: 4,560 shares; 2019Q2: 4,366 shares; 2019Q3: 5,765 shares 5,765$274K<0.01%+1,399Timeline
FIRSTCASH HOLDINGS INC.FIRSTCASH HOLDINGS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,510 shares; 2018Q2: 1,659 shares; 2018Q3: 1,983 shares; 2018Q4: 2,339 shares; 2019Q1: 2,190 shares; 2019Q2: 2,155 shares; 2019Q3: 2,991 shares 2,991$274K<0.01%+836
VKIINVESCO ADVANTAGE MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 24,300 shares 24,300$273K<0.01%newTimeline
JPSEJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,743 shares; 2018Q2: 18,182 shares; 2018Q3: 15,812 shares; 2018Q4: 16,220 shares; 2019Q1: 14,411 shares; 2019Q2: 9,543 shares; 2019Q3: 9,010 shares 9,010$273K<0.01%-533Timeline
GBCIGLACIER BANCORP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,883 shares; 2018Q2: 5,687 shares; 2018Q3: 5,911 shares; 2018Q4: 5,779 shares; 2019Q1: 6,169 shares; 2019Q2: 5,703 shares; 2019Q3: 6,737 shares 6,737$272K<0.01%+1,034Timeline
DISH NETWORK CORPORATIONDISH NETWORK CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,645 shares; 2018Q2: 13,401 shares; 2018Q3: 9,998 shares; 2018Q4: 9,341 shares; 2019Q1: 8,499 shares; 2019Q2: 7,875 shares; 2019Q3: 8,030 shares 8,030$272K<0.01%+155
XMCRXMFS CHARTER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 56,171 shares; 2018Q2: 56,171 shares; 2018Q3: 44,421 shares; 2018Q4: 35,979 shares; 2019Q1: 37,844 shares; 2019Q2: 35,844 shares; 2019Q3: 32,612 shares 32,612$271K<0.01%-3,232Timeline
PBPROSPERITY BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,524 shares; 2018Q2: 1,038 shares; 2018Q3: 2,616 shares; 2018Q4: 3,269 shares; 2019Q1: 3,314 shares; 2019Q2: 3,541 shares; 2019Q3: 3,829 shares 3,829$271K<0.01%+288Timeline
RWTREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,391 shares; 2018Q2: 2,148 shares; 2018Q3: 5,069 shares; 2018Q4: 6,000 shares; 2019Q1: 8,936 shares; 2019Q2: 10,507 shares; 2019Q3: 16,506 shares 16,506$271K<0.01%+5,999Timeline
GENESEE & WYOMING INCGENESEE & WYOMING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,150 shares; 2018Q2: 1,155 shares; 2018Q3: 3,304 shares; 2018Q4: 3,243 shares; 2019Q1: 4,432 shares; 2019Q2: 4,474 shares; 2019Q3: 2,458 shares 2,458$271K<0.01%-2,016
PFIGINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 8,564 shares; 2018Q3: 10,574 shares; 2018Q4: 10,884 shares; 2019Q1: 10,842 shares; 2019Q2: 10,357 shares; 2019Q3: 10,336 shares 10,336$271K<0.01%-21Timeline
CATCHMARK TIMBER TR INC CL ACATCHMARK TIMBER TR INC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,827 shares; 2018Q2: 14,032 shares; 2018Q3: 12,659 shares; 2018Q4: 10,737 shares; 2019Q1: 12,227 shares; 2019Q2: 21,564 shares; 2019Q3: 25,349 shares 25,349$271K<0.01%+3,785
CNKCINEMARK HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,041 shares; 2018Q2: 4,026 shares; 2018Q3: 4,761 shares; 2018Q4: 5,267 shares; 2019Q1: 8,988 shares; 2019Q2: 7,063 shares; 2019Q3: 7,014 shares 7,014$270K<0.01%-49Timeline
AHRTAH RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,373 shares; 2018Q2: 9,928 shares; 2018Q3: 12,517 shares; 2018Q4: 13,007 shares; 2019Q1: 14,772 shares; 2019Q2: 14,178 shares; 2019Q3: 14,948 shares 14,948$270K<0.01%+770Timeline
KWRQUAKER HOUGHTONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,066 shares; 2018Q2: 1,068 shares; 2018Q3: 1,157 shares; 2018Q4: 1,432 shares; 2019Q1: 1,493 shares; 2019Q2: 1,549 shares; 2019Q3: 1,703 shares 1,703$270K<0.01%+154Timeline
JPMBJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,184 shares; 2018Q2: 1,517 shares; 2018Q3: 1,517 shares; 2018Q4: 1,007 shares; 2019Q1: 1,378 shares; 2019Q2: 1,595 shares; 2019Q3: 5,328 shares 5,328$270K<0.01%+3,733Timeline
NUVEEN MICH QUALITY INCOME …NUVEEN MICH QUALITY INCOME MUN FD…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,000 shares; 2018Q2: 4,000 shares; 2018Q3: 4,500 shares; 2018Q4: 26,288 shares; 2019Q1: 18,137 shares; 2019Q2: 19,514 shares; 2019Q3: 19,315 shares 19,315$270K<0.01%-199
MTDRMATADOR RES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,538 shares; 2018Q2: 7,733 shares; 2018Q3: 9,914 shares; 2018Q4: 11,529 shares; 2019Q1: 11,720 shares; 2019Q2: 15,102 shares; 2019Q3: 16,309 shares 16,309$269K<0.01%+1,207Timeline
ATHMAUTOHOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 811 shares; 2018Q2: 9,712 shares; 2018Q3: 3,620 shares; 2018Q4: 2,210 shares; 2019Q1: 2,277 shares; 2019Q2: 3,227 shares; 2019Q3: 3,234 shares 3,234$269K<0.01%+7Timeline
BMVPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 705 shares; 2018Q3: 1,894 shares; 2018Q4: 1,848 shares; 2019Q1: 3,403 shares; 2019Q2: 3,345 shares; 2019Q3: 2,829 shares 2,829$269K<0.01%-516Timeline
FIVNFIVE9 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,149 shares; 2018Q2: 3,586 shares; 2018Q3: 7,164 shares; 2018Q4: 15,430 shares; 2019Q1: 7,855 shares; 2019Q2: 7,188 shares; 2019Q3: 4,985 shares 4,985$268K<0.01%-2,203Timeline
ONON SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,433 shares; 2018Q2: 13,979 shares; 2018Q3: 18,750 shares; 2018Q4: 17,530 shares; 2019Q1: 20,801 shares; 2019Q2: 20,206 shares; 2019Q3: 13,999 shares 13,999$268K<0.01%-6,207Timeline
ABEVAMBEV SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 81,044 shares; 2018Q2: 78,402 shares; 2018Q3: 76,866 shares; 2018Q4: 80,670 shares; 2019Q1: 64,204 shares; 2019Q2: 64,523 shares; 2019Q3: 57,918 shares 57,918$268K<0.01%-6,605Timeline
WPX ENERGY INCWPX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,323 shares; 2018Q2: 1,959 shares; 2018Q3: 7,629 shares; 2018Q4: 11,860 shares; 2019Q1: 18,027 shares; 2019Q2: 21,503 shares; 2019Q3: 25,285 shares 25,285$267K<0.01%+3,782
ZIONZIONS BANCORPORATION NATL ASQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,225 shares; 2018Q2: 3,350 shares; 2018Q3: 3,635 shares; 2018Q4: 4,213 shares; 2019Q1: 29,354 shares; 2019Q2: 26,093 shares; 2019Q3: 5,963 shares 5,963$266K<0.01%-20,130Timeline
NINISOURCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,043 shares; 2018Q2: 17,902 shares; 2018Q3: 8,768 shares; 2018Q4: 9,292 shares; 2019Q1: 8,900 shares; 2019Q2: 9,668 shares; 2019Q3: 8,915 shares 8,915$266K<0.01%-753Timeline
SL GREEN REALTY CORPSL GREEN REALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 344 shares; 2018Q2: 415 shares; 2018Q3: 777 shares; 2018Q4: 691 shares; 2019Q1: 2,747 shares; 2019Q2: 2,583 shares; 2019Q3: 3,244 shares 3,244$266K<0.01%+661
NEVRO CORPNEVRO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 378 shares; 2018Q2: 377 shares; 2018Q3: 560 shares; 2018Q4: 921 shares; 2019Q1: 1,743 shares; 2019Q2: 1,872 shares; 2019Q3: 3,105 shares 3,105$266K<0.01%+1,233
FCPTFOUR CORNERS PPTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,662 shares; 2018Q2: 7,510 shares; 2018Q3: 9,523 shares; 2018Q4: 9,705 shares; 2019Q1: 10,173 shares; 2019Q2: 9,730 shares; 2019Q3: 9,339 shares 9,339$265K<0.01%-391Timeline
SANDERSON FARMSSANDERSON FARMSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,315 shares; 2018Q2: 525 shares; 2018Q3: 657 shares; 2018Q4: 874 shares; 2019Q1: 386 shares; 2019Q2: 4,201 shares; 2019Q3: 1,748 shares 1,748$265K<0.01%-2,453
EPIWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,783 shares; 2018Q2: 28,169 shares; 2018Q3: 32,867 shares; 2018Q4: 31,667 shares; 2019Q1: 25,437 shares; 2019Q2: 18,534 shares; 2019Q3: 11,132 shares 11,132$265K<0.01%-7,402Timeline
BLACKROCK MUNIYIELD ARIZ FDBLACKROCK MUNIYIELD ARIZ FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 43,871 shares; 2018Q2: 45,229 shares; 2018Q3: 44,564 shares; 2018Q4: 29,871 shares; 2019Q1: 16,065 shares; 2019Q2: 15,865 shares; 2019Q3: 18,975 shares 18,975$265K<0.01%+3,110
ILFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,980 shares; 2018Q2: 12,104 shares; 2018Q3: 11,074 shares; 2018Q4: 4,758 shares; 2019Q1: 9,255 shares; 2019Q2: 3,762 shares; 2019Q3: 8,349 shares 8,349$264K<0.01%+4,587Timeline
BCBRUNSWICK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,973 shares; 2018Q2: 7,966 shares; 2018Q3: 8,355 shares; 2018Q4: 9,135 shares; 2019Q1: 9,529 shares; 2019Q2: 8,786 shares; 2019Q3: 5,034 shares 5,034$264K<0.01%-3,752Timeline
RSPFINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 19,055 shares; 2018Q3: 25,849 shares; 2018Q4: 10,425 shares; 2019Q1: 10,922 shares; 2019Q2: 10,653 shares; 2019Q3: 6,023 shares 6,023$264K<0.01%-4,630Timeline
MEREDITH CORPMEREDITH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,002 shares; 2018Q2: 7,727 shares; 2018Q3: 6,636 shares; 2018Q4: 7,293 shares; 2019Q1: 7,401 shares; 2019Q2: 7,022 shares; 2019Q3: 7,204 shares 7,204$263K<0.01%+182
CBOECBOE GLOBAL MKTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,865 shares; 2018Q2: 2,279 shares; 2018Q3: 2,298 shares; 2018Q4: 1,697 shares; 2019Q1: 8,311 shares; 2019Q2: 2,765 shares; 2019Q3: 2,286 shares 2,286$262K<0.01%-479Timeline
MACMACERICH COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,419 shares; 2018Q2: 1,419 shares; 2018Q3: 2,682 shares; 2018Q4: 2,706 shares; 2019Q1: 4,256 shares; 2019Q2: 4,369 shares; 2019Q3: 8,261 shares 8,261$262K<0.01%+3,892Timeline
GTLSCHART INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 244 shares; 2018Q2: 223 shares; 2018Q3: 1,755 shares; 2018Q4: 1,300 shares; 2019Q1: 1,208 shares; 2019Q2: 1,015 shares; 2019Q3: 4,176 shares 4,176$261K<0.01%+3,161Timeline
MACQUARIE FT TR GB INF UT DIMACQUARIE FT TR GB INF UT DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,708 shares; 2018Q2: 8,508 shares; 2018Q3: 6,786 shares; 2018Q4: 5,368 shares; 2019Q1: 5,308 shares; 2019Q2: 9,427 shares; 2019Q3: 26,348 shares 26,348$261K<0.01%+16,921
QUREUNIQURE NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,725 shares; 2018Q2: 7,480 shares; 2018Q3: 9,464 shares; 2018Q4: 9,966 shares; 2019Q1: 8,939 shares; 2019Q2: 8,296 shares; 2019Q3: 6,583 shares 6,583$260K<0.01%-1,713Timeline
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,639 shares; 2018Q2: 1,949 shares; 2018Q3: 11,819 shares; 2018Q4: 12,159 shares; 2019Q1: 11,699 shares; 2019Q2: 12,834 shares; 2019Q3: 11,706 shares 11,706$260K<0.01%-1,128
QIAGEN NVQIAGEN NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,658 shares; 2018Q2: 1,556 shares; 2018Q3: 2,099 shares; 2018Q4: 1,822 shares; 2019Q1: 1,441 shares; 2019Q2: 7,979 shares; 2019Q3: 7,864 shares 7,864$260K<0.01%-115
ETF MANAGERS TRETF MANAGERS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,100 shares; 2018Q2: 21,350 shares; 2018Q3: 28,350 shares; 2018Q4: 21,950 shares; 2019Q1: 21,950 shares; 2019Q2: 24,200 shares; 2019Q3: 27,400 shares 27,400$260K<0.01%+3,200
RPDRAPID7 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,882 shares; 2018Q2: 1,789 shares; 2018Q3: 1,889 shares; 2018Q4: 1,919 shares; 2019Q1: 14,684 shares; 2019Q2: 17,472 shares; 2019Q3: 5,754 shares 5,754$259K<0.01%-11,718Timeline
ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,470 shares; 2018Q2: 1,281 shares; 2018Q3: 436 shares; 2018Q4: 5,326 shares; 2019Q1: 4,881 shares; 2019Q2: 4,802 shares; 2019Q3: 3,958 shares 3,958$259K<0.01%-844
NVTNVENT ELEC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 11,068 shares; 2018Q3: 10,088 shares; 2018Q4: 6,967 shares; 2019Q1: 6,292 shares; 2019Q2: 11,699 shares; 2019Q3: 11,674 shares 11,674$258K<0.01%-25Timeline
MGEEMGE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,668 shares; 2018Q2: 2,725 shares; 2018Q3: 3,348 shares; 2018Q4: 3,180 shares; 2019Q1: 3,056 shares; 2019Q2: 3,227 shares; 2019Q3: 3,233 shares 3,233$258K<0.01%+6Timeline
UITBVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,951 shares 4,951$258K<0.01%newTimeline
UAPRINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9,845 shares; 2019Q3: 9,845 shares 9,845$256K<0.01%0Timeline
SECTNORTHERN LTS FD TR IVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 8,781 shares 8,781$256K<0.01%newTimeline
ANTARES PHARMA INCANTARES PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 94,837 shares; 2018Q2: 86,337 shares; 2018Q3: 91,487 shares; 2018Q4: 44,987 shares; 2019Q1: 48,498 shares; 2019Q2: 68,498 shares; 2019Q3: 76,248 shares 76,248$256K<0.01%+7,750
DXJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,981 shares; 2018Q2: 8,787 shares; 2018Q3: 6,509 shares; 2018Q4: 7,027 shares; 2019Q1: 6,631 shares; 2019Q2: 5,334 shares; 2019Q3: 5,029 shares 5,029$255K<0.01%-305Timeline
HESS CORPHESS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,920 shares; 2018Q2: 4,316 shares; 2018Q3: 4,203 shares; 2018Q4: 4,818 shares; 2019Q1: 4,276 shares; 2019Q2: 4,138 shares; 2019Q3: 4,201 shares 4,201$255K<0.01%+63
FPXIFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,558 shares; 2018Q4: 2,859 shares; 2019Q1: 2,859 shares; 2019Q2: 3,140 shares; 2019Q3: 7,052 shares 7,052$255K<0.01%+3,912Timeline
MDBMONGODB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 395 shares; 2018Q3: 850 shares; 2018Q4: 4,668 shares; 2019Q1: 3,890 shares; 2019Q2: 2,439 shares; 2019Q3: 2,120 shares 2,120$254K<0.01%-319Timeline
JEFJEFFERIES FINANCIAL GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 4,874 shares; 2018Q3: 4,942 shares; 2018Q4: 8,059 shares; 2019Q1: 7,912 shares; 2019Q2: 8,425 shares; 2019Q3: 13,835 shares 13,835$254K<0.01%+5,410Timeline
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,273 shares; 2018Q2: 4,525 shares; 2018Q3: 5,063 shares; 2018Q4: 5,065 shares; 2019Q1: 5,065 shares; 2019Q2: 5,022 shares; 2019Q3: 5,513 shares 5,513$254K<0.01%+491
RCIROGERS COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,702 shares; 2018Q2: 2,163 shares; 2018Q3: 3,617 shares; 2018Q4: 7,366 shares; 2019Q1: 6,194 shares; 2019Q2: 6,138 shares; 2019Q3: 5,183 shares 5,183$253K<0.01%-955Timeline
MSMMSC INDL DIRECT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,483 shares; 2018Q2: 1,122 shares; 2018Q3: 1,544 shares; 2018Q4: 1,432 shares; 2019Q1: 2,343 shares; 2019Q2: 3,201 shares; 2019Q3: 3,492 shares 3,492$253K<0.01%+291Timeline
CABOCABLE ONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 35 shares; 2018Q2: 85 shares; 2018Q3: 139 shares; 2018Q4: 176 shares; 2019Q1: 192 shares; 2019Q2: 228 shares; 2019Q3: 201 shares 201$253K<0.01%-27Timeline
RVTYREVVITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,539 shares; 2018Q2: 2,468 shares; 2018Q3: 2,624 shares; 2018Q4: 3,943 shares; 2019Q1: 2,940 shares; 2019Q2: 2,977 shares; 2019Q3: 2,970 shares 2,970$253K<0.01%-7Timeline
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9,024 shares; 2019Q3: 9,296 shares 9,296$253K<0.01%+272
VSTVISTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,361 shares; 2018Q2: 8,722 shares; 2018Q3: 3,958 shares; 2018Q4: 4,130 shares; 2019Q1: 4,292 shares; 2019Q2: 5,845 shares; 2019Q3: 9,389 shares 9,389$252K<0.01%+3,544Timeline
FPIFARMLAND PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 336 shares; 2018Q2: 336 shares; 2018Q3: 222 shares; 2018Q4: 781 shares; 2019Q1: 23,183 shares; 2019Q2: 24,300 shares; 2019Q3: 37,822 shares 37,822$252K<0.01%+13,522Timeline
LINE CORPLINE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,222 shares; 2018Q2: 5,360 shares; 2018Q3: 7,603 shares; 2018Q4: 7,979 shares; 2019Q1: 7,846 shares; 2019Q2: 7,411 shares; 2019Q3: 7,007 shares 7,007$252K<0.01%-404
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,610 shares; 2018Q2: 1,770 shares; 2018Q3: 2,020 shares; 2018Q4: 1,823 shares; 2019Q1: 6,075 shares; 2019Q2: 6,183 shares; 2019Q3: 5,009 shares 5,009$251K<0.01%-1,174
CALCALERES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,579 shares; 2018Q2: 13,897 shares; 2018Q3: 11,133 shares; 2018Q4: 11,303 shares; 2019Q1: 11,318 shares; 2019Q2: 10,570 shares; 2019Q3: 10,678 shares 10,678$250K<0.01%+108Timeline
BLACKROCK STRATEGIC MUN TRBLACKROCK STRATEGIC MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares; 2019Q1: 6,603 shares; 2019Q2: 9,903 shares; 2019Q3: 17,312 shares 17,312$249K<0.01%+7,409
PMLPIMCO MUN INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 2,501 shares; 2018Q3: 2,608 shares; 2018Q4: 4,650 shares; 2019Q1: 16,262 shares; 2019Q2: 16,472 shares; 2019Q3: 15,789 shares 15,789$249K<0.01%-683Timeline
TIPXSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,993 shares; 2018Q2: 5,993 shares; 2018Q3: 9,488 shares; 2018Q4: 10,356 shares; 2019Q1: 11,647 shares; 2019Q2: 12,195 shares; 2019Q3: 12,697 shares 12,697$249K<0.01%+502Timeline
PFGCPERFORMANCE FOOD GROUP COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 644 shares; 2018Q2: 620 shares; 2018Q3: 1,531 shares; 2018Q4: 1,834 shares; 2019Q1: 4,851 shares; 2019Q2: 4,704 shares; 2019Q3: 5,397 shares 5,397$248K<0.01%+693Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 211,021 shares; 2018Q2: 213,700 shares; 2018Q3: 211,391 shares; 2018Q4: 222,695 shares; 2019Q1: 227,420 shares; 2019Q2: 215,243 shares; 2019Q3: 44,008 shares 44,008$248K<0.01%-171,235
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,311 shares; 2018Q2: 6,216 shares; 2018Q3: 6,483 shares; 2018Q4: 6,670 shares; 2019Q1: 6,764 shares; 2019Q2: 3,612 shares; 2019Q3: 3,543 shares 3,543$248K<0.01%-69
SMLVSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 251 shares; 2018Q2: 252 shares; 2018Q3: 1,536 shares; 2018Q4: 3,810 shares; 2019Q1: 2,870 shares; 2019Q2: 3,045 shares; 2019Q3: 2,584 shares 2,584$247K<0.01%-461Timeline
NUAGNUSHARES ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,029 shares; 2018Q4: 10,476 shares; 2019Q1: 18,851 shares; 2019Q2: 7,279 shares; 2019Q3: 9,915 shares 9,915$247K<0.01%+2,636Timeline
ZSZSCALER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 21,765 shares; 2019Q1: 27,156 shares; 2019Q2: 33,276 shares; 2019Q3: 5,210 shares 5,210$246K<0.01%-28,066Timeline
WPPWPP PLC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,917 shares; 2018Q2: 4,884 shares; 2018Q3: 5,725 shares; 2018Q4: 3,335 shares; 2019Q1: 3,402 shares; 2019Q2: 4,089 shares; 2019Q3: 3,924 shares 3,924$245K<0.01%-165Timeline
UDRUDR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,524 shares; 2018Q2: 4,469 shares; 2018Q3: 3,402 shares; 2018Q4: 4,099 shares; 2019Q1: 3,947 shares; 2019Q2: 3,992 shares; 2019Q3: 5,035 shares 5,035$245K<0.01%+1,043Timeline
CCKCROWN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,579 shares; 2018Q2: 1,540 shares; 2018Q3: 2,102 shares; 2018Q4: 3,037 shares; 2019Q1: 3,502 shares; 2019Q2: 3,759 shares; 2019Q3: 3,712 shares 3,712$245K<0.01%-47Timeline
AINALBANY INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,581 shares; 2018Q2: 1,290 shares; 2018Q3: 1,671 shares; 2018Q4: 1,590 shares; 2019Q1: 1,580 shares; 2019Q2: 2,774 shares; 2019Q3: 2,719 shares 2,719$245K<0.01%-55Timeline
KAIKADANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 52 shares; 2018Q2: 52 shares; 2018Q3: 2,794 shares; 2018Q4: 2,839 shares; 2019Q1: 2,799 shares; 2019Q2: 2,799 shares; 2019Q3: 2,799 shares 2,799$245K<0.01%0Timeline
GLNGGOLAR LNG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,946 shares; 2018Q2: 2,580 shares; 2018Q3: 2,939 shares; 2018Q4: 3,099 shares; 2019Q1: 2,979 shares; 2019Q2: 5,547 shares; 2019Q3: 19,016 shares 19,016$245K<0.01%+13,469Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 26,862 shares; 2018Q2: 26,250 shares; 2018Q3: 20,611 shares; 2018Q4: 20,905 shares; 2019Q1: 18,047 shares; 2019Q2: 16,298 shares; 2019Q3: 16,492 shares 16,492$245K<0.01%+194
FDTSFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,135 shares; 2018Q2: 3,295 shares; 2018Q3: 4,967 shares; 2018Q4: 7,710 shares; 2019Q1: 8,519 shares; 2019Q2: 8,316 shares; 2019Q3: 6,933 shares 6,933$245K<0.01%-1,383Timeline
RFCIALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,303 shares; 2018Q2: 16,351 shares; 2018Q3: 16,351 shares; 2018Q4: 10,440 shares; 2019Q1: 10,440 shares; 2019Q2: 9,704 shares; 2019Q3: 9,704 shares 9,704$245K<0.01%0Timeline
FRMEFIRST MERCHANTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,170 shares; 2018Q2: 2,106 shares; 2018Q3: 3,239 shares; 2018Q4: 3,079 shares; 2019Q1: 2,969 shares; 2019Q2: 1,908 shares; 2019Q3: 6,450 shares 6,450$244K<0.01%+4,542Timeline
XSCDXLMP CAP & INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,774 shares; 2018Q2: 17,174 shares; 2018Q3: 18,674 shares; 2018Q4: 17,288 shares; 2019Q1: 17,288 shares; 2019Q2: 15,488 shares; 2019Q3: 17,288 shares 17,288$244K<0.01%+1,800Timeline
CROSSFIRST BANKSHARES INCCROSSFIRST BANKSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 17,120 shares 17,120$244K<0.01%new
CXCEMEX SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 26,560 shares; 2018Q2: 24,749 shares; 2018Q3: 25,929 shares; 2018Q4: 34,463 shares; 2019Q1: 46,435 shares; 2019Q2: 48,016 shares; 2019Q3: 61,847 shares 61,847$242K<0.01%+13,831Timeline
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,115 shares; 2018Q2: 9,551 shares; 2018Q3: 11,039 shares; 2018Q4: 11,106 shares; 2019Q1: 10,776 shares; 2019Q2: 11,868 shares; 2019Q3: 11,624 shares 11,624$242K<0.01%-244Timeline
NIMNUVEEN SELECT MAT MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,765 shares; 2018Q2: 16,765 shares; 2018Q3: 18,265 shares; 2018Q4: 23,265 shares; 2019Q1: 23,265 shares; 2019Q2: 23,265 shares; 2019Q3: 23,265 shares 23,265$242K<0.01%0Timeline
PVIINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 10,113 shares; 2019Q2: 9,733 shares; 2019Q3: 9,733 shares 9,733$242K<0.01%0Timeline
POWIPOWER INTEGRATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,142 shares; 2018Q2: 2,017 shares; 2018Q3: 2,671 shares; 2018Q4: 3,097 shares; 2019Q1: 3,174 shares; 2019Q2: 2,956 shares; 2019Q3: 2,664 shares 2,664$241K<0.01%-292Timeline
IRDMIRIDIUM COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,662 shares; 2018Q2: 7,546 shares; 2018Q3: 6,725 shares; 2018Q4: 9,296 shares; 2019Q1: 7,675 shares; 2019Q2: 21,596 shares; 2019Q3: 11,294 shares 11,294$241K<0.01%-10,302Timeline
FORWARD AIR CORPFORWARD AIR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,542 shares; 2018Q2: 2,414 shares; 2018Q3: 2,898 shares; 2018Q4: 3,036 shares; 2019Q1: 3,248 shares; 2019Q2: 3,412 shares; 2019Q3: 3,776 shares 3,776$241K<0.01%+364
SMPSTANDARD MTR PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 877 shares; 2018Q2: 2,118 shares; 2018Q3: 2,696 shares; 2018Q4: 3,274 shares; 2019Q1: 3,915 shares; 2019Q2: 4,013 shares; 2019Q3: 4,941 shares 4,941$241K<0.01%+928Timeline
JOHN HANCOCK MULTIFACTOR IN…JOHN HANCOCK MULTIFACTOR INDUSTRI…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,400 shares; 2018Q2: 6,400 shares; 2018Q3: 7,837 shares; 2018Q4: 6,400 shares; 2019Q1: 8,346 shares; 2019Q2: 6,400 shares; 2019Q3: 6,400 shares 6,400$241K<0.01%0
TFLOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,242 shares; 2018Q4: 12,004 shares; 2019Q1: 19,302 shares; 2019Q2: 18,737 shares; 2019Q3: 4,778 shares 4,778$240K<0.01%-13,959Timeline
ZENDESK INCZENDESK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,742 shares; 2018Q2: 1,026 shares; 2018Q3: 7,838 shares; 2018Q4: 1,849 shares; 2019Q1: 19,386 shares; 2019Q2: 2,315 shares; 2019Q3: 3,284 shares 3,284$240K<0.01%+969
PETSPETMED EXPRESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,402 shares; 2018Q2: 29,908 shares; 2018Q3: 34,233 shares; 2018Q4: 24,415 shares; 2019Q1: 25,640 shares; 2019Q2: 24,559 shares; 2019Q3: 13,321 shares 13,321$240K<0.01%-11,238Timeline
SouthState CorpSouthState CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 435 shares; 2018Q2: 424 shares; 2018Q3: 603 shares; 2018Q4: 2,592 shares; 2019Q1: 3,241 shares; 2019Q2: 3,209 shares; 2019Q3: 3,180 shares 3,180$240K<0.01%-29
LADLITHIA MTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,480 shares; 2018Q2: 2,558 shares; 2018Q3: 1,757 shares; 2018Q4: 1,170 shares; 2019Q1: 1,273 shares; 2019Q2: 2,280 shares; 2019Q3: 1,803 shares 1,803$239K<0.01%-477Timeline
VALEVALE S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,902 shares; 2018Q2: 25,050 shares; 2018Q3: 25,447 shares; 2018Q4: 27,027 shares; 2019Q1: 28,887 shares; 2019Q2: 20,166 shares; 2019Q3: 20,607 shares 20,607$238K<0.01%+441Timeline
DSGXDESCARTES SYS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 5,308 shares; 2018Q3: 4,453 shares; 2018Q4: 4,990 shares; 2019Q1: 5,324 shares; 2019Q2: 5,766 shares; 2019Q3: 5,898 shares 5,898$238K<0.01%+132Timeline
PSLVSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33,455 shares; 2018Q2: 32,355 shares; 2018Q3: 32,495 shares; 2018Q4: 38,151 shares; 2019Q1: 29,336 shares; 2019Q2: 26,336 shares; 2019Q3: 38,133 shares 38,133$238K<0.01%+11,797Timeline
NEUNEWMARKET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 252 shares; 2018Q2: 257 shares; 2018Q3: 537 shares; 2018Q4: 433 shares; 2019Q1: 1,021 shares; 2019Q2: 458 shares; 2019Q3: 500 shares 500$237K<0.01%+42Timeline
ASHASHLAND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,243 shares; 2018Q2: 1,243 shares; 2018Q3: 1,247 shares; 2018Q4: 1,299 shares; 2019Q1: 1,526 shares; 2019Q2: 2,102 shares; 2019Q3: 3,094 shares 3,094$237K<0.01%+992Timeline
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,030 shares; 2019Q2: 4,970 shares; 2019Q3: 4,567 shares 4,567$237K<0.01%-403
HAWXISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2,613 shares; 2019Q1: 4,880 shares; 2019Q2: 8,405 shares; 2019Q3: 8,794 shares 8,794$237K<0.01%+389Timeline
IBDRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 530 shares; 2018Q2: 530 shares; 2018Q3: 891 shares; 2018Q4: 16,739 shares; 2019Q1: 20,800 shares; 2019Q2: 17,379 shares; 2019Q3: 9,278 shares 9,278$236K<0.01%-8,101Timeline
VANECK VECTORS ETF TRVANECK VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 32,448 shares; 2018Q2: 33,324 shares; 2018Q3: 32,666 shares; 2018Q4: 32,595 shares; 2019Q1: 40,490 shares; 2019Q2: 37,370 shares; 2019Q3: 20,160 shares 20,160$236K<0.01%-17,210
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 9,175 shares 9,175$236K<0.01%new
FANGDIAMONDBACK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,531 shares; 2018Q2: 1,862 shares; 2018Q3: 2,157 shares; 2018Q4: 2,733 shares; 2019Q1: 2,606 shares; 2019Q2: 2,908 shares; 2019Q3: 2,614 shares 2,614$235K<0.01%-294Timeline
DBOINVESCO DB MULTI-SECTOR COMMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 40,677 shares; 2018Q3: 41,760 shares; 2018Q4: 31,607 shares; 2019Q1: 23,982 shares; 2019Q2: 23,482 shares; 2019Q3: 24,757 shares 24,757$235K<0.01%+1,275Timeline
BCPCBALCHEM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,024 shares; 2018Q2: 1,998 shares; 2018Q3: 2,342 shares; 2018Q4: 2,470 shares; 2019Q1: 2,574 shares; 2019Q2: 2,406 shares; 2019Q3: 2,372 shares 2,372$235K<0.01%-34Timeline
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,674 shares; 2018Q2: 11,674 shares; 2018Q3: 17,988 shares; 2018Q4: 27,168 shares; 2019Q1: 26,977 shares; 2019Q2: 10,373 shares; 2019Q3: 7,511 shares 7,511$235K<0.01%-2,862
AMERICAN CAMPUS COMMUNITIESAMERICAN CAMPUS COMMUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,975 shares; 2018Q2: 4,755 shares; 2018Q3: 5,638 shares; 2018Q4: 5,555 shares; 2019Q1: 5,210 shares; 2019Q2: 5,095 shares; 2019Q3: 4,847 shares 4,847$234K<0.01%-248
XNTKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,998 shares; 2018Q2: 4,079 shares; 2018Q3: 5,594 shares; 2018Q4: 2,271 shares; 2019Q1: 2,895 shares; 2019Q2: 3,173 shares; 2019Q3: 3,223 shares 3,223$234K<0.01%+50Timeline
COHEN & STEERS MLP INC & ENRCOHEN & STEERS MLP INC & ENRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,619 shares; 2018Q2: 26,973 shares; 2018Q3: 29,523 shares; 2018Q4: 28,923 shares; 2019Q1: 30,123 shares; 2019Q2: 31,423 shares; 2019Q3: 26,000 shares 26,000$234K<0.01%-5,423
WBSWEBSTER FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,319 shares; 2018Q2: 3,644 shares; 2018Q3: 4,071 shares; 2018Q4: 4,398 shares; 2019Q1: 4,124 shares; 2019Q2: 4,014 shares; 2019Q3: 4,955 shares 4,955$233K<0.01%+941Timeline
AIRRFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,358 shares; 2018Q2: 15,989 shares; 2018Q3: 20,223 shares; 2018Q4: 20,157 shares; 2019Q1: 17,671 shares; 2019Q2: 15,325 shares; 2019Q3: 8,564 shares 8,564$230K<0.01%-6,761Timeline
XIFRXPLR INFRASTRUCTURE LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,038 shares; 2018Q2: 1,971 shares; 2018Q3: 2,501 shares; 2018Q4: 2,909 shares; 2019Q1: 3,568 shares; 2019Q2: 3,982 shares; 2019Q3: 4,353 shares 4,353$230K<0.01%+371Timeline
TPICQTPI COMPOSITES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,183 shares; 2018Q2: 12,367 shares; 2018Q3: 13,148 shares; 2018Q4: 13,761 shares; 2019Q1: 13,411 shares; 2019Q2: 12,901 shares; 2019Q3: 12,267 shares 12,267$230K<0.01%-634Timeline
SPBOSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,100 shares; 2018Q2: 5,350 shares; 2018Q3: 5,350 shares; 2018Q4: 5,350 shares; 2019Q1: 6,752 shares; 2019Q2: 6,761 shares; 2019Q3: 6,769 shares 6,769$229K<0.01%+8Timeline
GLPIGAMING & LEISURE PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,400 shares; 2018Q2: 2,786 shares; 2018Q3: 3,786 shares; 2018Q4: 3,338 shares; 2019Q1: 4,411 shares; 2019Q2: 4,781 shares; 2019Q3: 5,981 shares 5,981$229K<0.01%+1,200Timeline
PSEPINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 9,206 shares 9,206$229K<0.01%newTimeline
PAGPPLAINS GP HLDGS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,878 shares; 2018Q2: 2,068 shares; 2018Q3: 3,480 shares; 2018Q4: 3,414 shares; 2019Q1: 2,288 shares; 2019Q2: 4,738 shares; 2019Q3: 10,807 shares 10,807$229K<0.01%+6,069Timeline
GHYPGIM GLOBAL HIGH YIELD FD FOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 4,489 shares; 2018Q3: 4,227 shares; 2018Q4: 3,889 shares; 2019Q1: 4,718 shares; 2019Q2: 4,879 shares; 2019Q3: 16,003 shares 16,003$229K<0.01%+11,124Timeline
JHMLJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,390 shares; 2018Q2: 2,415 shares; 2018Q3: 3,172 shares; 2018Q4: 2,934 shares; 2019Q1: 3,134 shares; 2019Q2: 3,602 shares; 2019Q3: 5,926 shares 5,926$229K<0.01%+2,324Timeline
FANFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,327 shares; 2018Q2: 6,327 shares; 2018Q3: 13,627 shares; 2018Q4: 10,892 shares; 2019Q1: 10,892 shares; 2019Q2: 16,292 shares; 2019Q3: 17,350 shares 17,350$229K<0.01%+1,058Timeline
FVALFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 525 shares; 2018Q2: 525 shares; 2018Q3: 525 shares; 2018Q4: 4,087 shares; 2019Q1: 4,898 shares; 2019Q2: 6,424 shares; 2019Q3: 6,640 shares 6,640$228K<0.01%+216Timeline
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 43,340 shares; 2018Q2: 42,203 shares; 2018Q3: 45,503 shares; 2018Q4: 49,828 shares; 2019Q1: 49,447 shares; 2019Q2: 39,471 shares; 2019Q3: 39,471 shares 39,471$228K<0.01%0
PERFICIENT INCPERFICIENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 186 shares; 2018Q2: 186 shares; 2018Q3: 1,494 shares; 2018Q4: 1,469 shares; 2019Q1: 872 shares; 2019Q2: 4,339 shares; 2019Q3: 5,904 shares 5,904$228K<0.01%+1,565
JGHNUVEEN GLOBAL HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,154 shares; 2018Q2: 17,632 shares; 2018Q3: 21,632 shares; 2018Q4: 22,914 shares; 2019Q1: 22,268 shares; 2019Q2: 22,268 shares; 2019Q3: 14,622 shares 14,622$228K<0.01%-7,646Timeline
KBWPINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,911 shares; 2018Q3: 1,889 shares; 2018Q4: 1,118 shares; 2019Q1: 1,286 shares; 2019Q2: 3,127 shares; 2019Q3: 3,100 shares 3,100$228K<0.01%-27Timeline
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,560 shares; 2018Q2: 3,560 shares; 2018Q3: 5,565 shares; 2018Q4: 5,643 shares; 2019Q1: 7,493 shares; 2019Q2: 8,832 shares; 2019Q3: 5,919 shares 5,919$228K<0.01%-2,913
ITUBITAU UNIBANCO HLDG S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,880 shares; 2018Q2: 22,066 shares; 2018Q3: 26,323 shares; 2018Q4: 35,612 shares; 2019Q1: 29,099 shares; 2019Q2: 27,095 shares; 2019Q3: 26,865 shares 26,865$227K<0.01%-230Timeline
IQIINVESCO QUALITY MUN INCOME TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,577 shares; 2018Q2: 15,357 shares; 2018Q3: 15,357 shares; 2018Q4: 16,766 shares; 2019Q1: 17,736 shares; 2019Q2: 12,736 shares; 2019Q3: 17,736 shares 17,736$227K<0.01%+5,000Timeline
BARNES GROUP INCBARNES GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,278 shares; 2018Q2: 4,464 shares; 2018Q3: 7,264 shares; 2018Q4: 3,199 shares; 2019Q1: 3,268 shares; 2019Q2: 3,042 shares; 2019Q3: 4,407 shares 4,407$227K<0.01%+1,365
ADNTADIENT PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,376 shares; 2018Q2: 9,196 shares; 2018Q3: 11,364 shares; 2018Q4: 11,765 shares; 2019Q1: 12,441 shares; 2019Q2: 12,481 shares; 2019Q3: 9,804 shares 9,804$226K<0.01%-2,677Timeline
UPLDUPLAND SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 2,310 shares; 2018Q3: 3,495 shares; 2018Q4: 3,434 shares; 2019Q1: 3,071 shares; 2019Q2: 44,034 shares; 2019Q3: 6,488 shares 6,488$226K<0.01%-37,546Timeline
MLKNMILLERKNOLL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 775 shares; 2018Q2: 745 shares; 2018Q3: 815 shares; 2018Q4: 1,314 shares; 2019Q1: 1,205 shares; 2019Q2: 1,596 shares; 2019Q3: 4,877 shares 4,877$225K<0.01%+3,281Timeline
CGOCALAMOS GLOBAL TOTAL RETURNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,043 shares; 2018Q2: 18,742 shares; 2018Q3: 19,155 shares; 2018Q4: 13,955 shares; 2019Q1: 18,388 shares; 2019Q2: 18,484 shares; 2019Q3: 18,584 shares 18,584$225K<0.01%+100Timeline
ABSOLUTE SHS TR WBI BBR QTY…ABSOLUTE SHS TR WBI BBR QTY 2000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100,819 shares; 2018Q2: 101,760 shares; 2018Q3: 109,728 shares; 2018Q4: 90,511 shares; 2019Q1: 44,797 shares; 2019Q2: 20,751 shares; 2019Q3: 11,541 shares 11,541$225K<0.01%-9,210
NGVTINGEVITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 777 shares; 2018Q3: 1,919 shares; 2018Q4: 1,898 shares; 2019Q1: 2,025 shares; 2019Q2: 2,864 shares; 2019Q3: 2,645 shares 2,645$224K<0.01%-219Timeline
NBIXNEUROCRINE BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,514 shares; 2018Q2: 1,279 shares; 2018Q3: 14,342 shares; 2018Q4: 2,620 shares; 2019Q1: 2,578 shares; 2019Q2: 3,037 shares; 2019Q3: 2,477 shares 2,477$224K<0.01%-560Timeline
CPKCHESAPEAKE UTILS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,696 shares; 2018Q2: 1,633 shares; 2018Q3: 2,140 shares; 2018Q4: 2,067 shares; 2019Q1: 2,234 shares; 2019Q2: 2,316 shares; 2019Q3: 2,352 shares 2,352$224K<0.01%+36Timeline
WOODISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,892 shares; 2018Q2: 4,011 shares; 2018Q3: 4,617 shares; 2018Q4: 5,087 shares; 2019Q1: 5,427 shares; 2019Q2: 4,818 shares; 2019Q3: 3,806 shares 3,806$224K<0.01%-1,012Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,764 shares; 2018Q2: 6,640 shares; 2018Q3: 8,547 shares; 2018Q4: 6,262 shares; 2019Q1: 6,365 shares; 2019Q2: 5,427 shares; 2019Q3: 5,366 shares 5,366$224K<0.01%-61
ABSOLUTE SHS TR WBI BBR RNG…ABSOLUTE SHS TR WBI BBR RNG 2000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 123,142 shares; 2018Q2: 117,442 shares; 2018Q3: 126,018 shares; 2018Q4: 105,659 shares; 2019Q1: 49,512 shares; 2019Q2: 31,206 shares; 2019Q3: 10,387 shares 10,387$224K<0.01%-20,819
JHSCJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,700 shares; 2018Q2: 7,700 shares; 2018Q3: 7,700 shares; 2018Q4: 7,700 shares; 2019Q1: 7,700 shares; 2019Q2: 8,046 shares; 2019Q3: 8,530 shares 8,530$223K<0.01%+484Timeline
EMQQEXCHANGE TRADED CONCEPTS TRUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,299 shares; 2018Q2: 7,379 shares; 2018Q3: 5,852 shares; 2018Q4: 5,635 shares; 2019Q1: 5,238 shares; 2019Q2: 4,774 shares; 2019Q3: 7,146 shares 7,146$223K<0.01%+2,372Timeline
PCMPCM FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 40,337 shares; 2018Q2: 13,011 shares; 2018Q3: 17,285 shares; 2018Q4: 25,260 shares; 2019Q1: 40,758 shares; 2019Q2: 96,998 shares; 2019Q3: 20,091 shares 20,091$223K<0.01%-76,907Timeline
FHIFEDERATED HERMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,060 shares; 2018Q2: 5,463 shares; 2018Q3: 6,370 shares; 2018Q4: 6,211 shares; 2019Q1: 5,836 shares; 2019Q2: 5,275 shares; 2019Q3: 6,865 shares 6,865$222K<0.01%+1,590Timeline
WYNNWYNN RESORTS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,524 shares; 2018Q2: 11,399 shares; 2018Q3: 2,767 shares; 2018Q4: 2,411 shares; 2019Q1: 2,408 shares; 2019Q2: 1,894 shares; 2019Q3: 2,023 shares 2,023$222K<0.01%+129Timeline
WHFWHITEHORSE FIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,312 shares; 2018Q2: 1,312 shares; 2018Q3: 1,912 shares; 2018Q4: 13,164 shares; 2019Q1: 10,504 shares; 2019Q2: 14,134 shares; 2019Q3: 15,929 shares 15,929$222K<0.01%+1,795Timeline
ARENA PHARMACEUTICALS INCARENA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,335 shares; 2018Q2: 5,012 shares; 2018Q3: 4,700 shares; 2018Q4: 4,995 shares; 2019Q1: 4,175 shares; 2019Q2: 19,144 shares; 2019Q3: 4,842 shares 4,842$222K<0.01%-14,302
FTSDFRANKLIN ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 133 shares; 2018Q2: 133 shares; 2018Q3: 133 shares; 2018Q4: 534 shares; 2019Q1: 2,045 shares; 2019Q2: 1,780 shares; 2019Q3: 2,341 shares 2,341$222K<0.01%+561Timeline
CTRECARETRUST REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,645 shares; 2018Q2: 2,650 shares; 2018Q3: 2,598 shares; 2018Q4: 4,168 shares; 2019Q1: 9,646 shares; 2019Q2: 9,841 shares; 2019Q3: 9,391 shares 9,391$221K<0.01%-450Timeline
ITGRINTEGER HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,290 shares; 2018Q2: 3,703 shares; 2018Q3: 3,725 shares; 2018Q4: 3,589 shares; 2019Q1: 3,844 shares; 2019Q2: 3,101 shares; 2019Q3: 2,914 shares 2,914$221K<0.01%-187Timeline
DYAIDYADIC INTL INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 35,458 shares; 2019Q3: 36,008 shares 36,008$221K<0.01%+550Timeline
FIXCOMFORT SYS USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,344 shares; 2018Q2: 3,153 shares; 2018Q3: 4,789 shares; 2018Q4: 4,525 shares; 2019Q1: 4,551 shares; 2019Q2: 4,672 shares; 2019Q3: 4,962 shares 4,962$220K<0.01%+290Timeline
HIXWESTERN ASSET HIGH INCOM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,747 shares; 2018Q2: 18,150 shares; 2018Q3: 30,932 shares; 2018Q4: 36,913 shares; 2019Q1: 39,123 shares; 2019Q2: 42,137 shares; 2019Q3: 32,351 shares 32,351$220K<0.01%-9,786Timeline
PVHPVH CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,207 shares; 2018Q2: 7,549 shares; 2018Q3: 9,650 shares; 2018Q4: 8,617 shares; 2019Q1: 10,126 shares; 2019Q2: 5,161 shares; 2019Q3: 2,474 shares 2,474$219K<0.01%-2,687Timeline
PBWINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 280 shares; 2018Q3: 280 shares; 2018Q4: 480 shares; 2019Q1: 3,790 shares; 2019Q2: 9,817 shares; 2019Q3: 7,498 shares 7,498$219K<0.01%-2,319Timeline
BMABANCO MACRO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,315 shares; 2018Q2: 63 shares; 2018Q3: 115 shares; 2018Q4: 101 shares; 2019Q1: 116 shares; 2019Q2: 9,150 shares; 2019Q3: 8,422 shares 8,422$219K<0.01%-728Timeline
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,082 shares; 2018Q2: 5,429 shares; 2018Q3: 6,923 shares; 2018Q4: 2,977 shares; 2019Q1: 1,829 shares; 2019Q2: 1,858 shares; 2019Q3: 1,991 shares 1,991$219K<0.01%+133
IBKRINTERACTIVE BROKERS GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,695 shares; 2018Q2: 6,818 shares; 2018Q3: 2,040 shares; 2018Q4: 2,359 shares; 2019Q1: 3,078 shares; 2019Q2: 4,096 shares; 2019Q3: 4,049 shares 4,049$218K<0.01%-47Timeline
SIMOSILICON MOTION TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,903 shares; 2018Q2: 5,461 shares; 2018Q3: 9,068 shares; 2018Q4: 6,637 shares; 2019Q1: 6,446 shares; 2019Q2: 5,871 shares; 2019Q3: 6,193 shares 6,193$218K<0.01%+322Timeline
RRRRED ROCK RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,009 shares; 2018Q2: 13,003 shares; 2018Q3: 13,643 shares; 2018Q4: 13,803 shares; 2019Q1: 14,385 shares; 2019Q2: 10,887 shares; 2019Q3: 10,739 shares 10,739$218K<0.01%-148Timeline
ELTKELTEK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 66,942 shares; 2019Q3: 66,942 shares 66,942$218K<0.01%0Timeline
JBLJABIL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,864 shares; 2018Q2: 5,315 shares; 2018Q3: 6,844 shares; 2018Q4: 7,998 shares; 2019Q1: 7,585 shares; 2019Q2: 6,578 shares; 2019Q3: 6,063 shares 6,063$217K<0.01%-515Timeline
CSWCCAPITAL SOUTHWEST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 12,008 shares; 2018Q4: 3,895 shares; 2019Q1: 86,003 shares; 2019Q2: 77,963 shares; 2019Q3: 9,953 shares 9,953$217K<0.01%-68,010Timeline
LGNDLIGAND PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,879 shares; 2018Q2: 6,711 shares; 2018Q3: 6,637 shares; 2018Q4: 3,757 shares; 2019Q1: 3,608 shares; 2019Q2: 3,691 shares; 2019Q3: 2,172 shares 2,172$217K<0.01%-1,519Timeline
FBNCFIRST BANCORP N CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,689 shares; 2018Q2: 4,468 shares; 2018Q3: 6,267 shares; 2018Q4: 5,590 shares; 2019Q1: 5,844 shares; 2019Q2: 6,394 shares; 2019Q3: 6,076 shares 6,076$217K<0.01%-318Timeline
EWIISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,499 shares; 2018Q2: 12,663 shares; 2018Q3: 11,954 shares; 2018Q4: 6,819 shares; 2019Q1: 2,897 shares; 2019Q2: 2,029 shares; 2019Q3: 7,841 shares 7,841$217K<0.01%+5,812Timeline
VERSUM MATLS INCVERSUM MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,590 shares; 2018Q2: 3,228 shares; 2018Q3: 5,617 shares; 2018Q4: 5,905 shares; 2019Q1: 4,597 shares; 2019Q2: 4,189 shares; 2019Q3: 4,113 shares 4,113$217K<0.01%-76
IBERIABANK CORPIBERIABANK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,521 shares; 2018Q2: 1,059 shares; 2018Q3: 1,121 shares; 2018Q4: 677 shares; 2019Q1: 2,574 shares; 2019Q2: 2,754 shares; 2019Q3: 2,871 shares 2,871$217K<0.01%+117
ARWARROW ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,267 shares; 2018Q2: 1,902 shares; 2018Q3: 2,719 shares; 2018Q4: 1,721 shares; 2019Q1: 2,249 shares; 2019Q2: 2,506 shares; 2019Q3: 2,892 shares 2,892$216K<0.01%+386Timeline
INTELSAT S AINTELSAT S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 16,513 shares; 2018Q3: 25,725 shares; 2018Q4: 18,906 shares; 2019Q1: 11,983 shares; 2019Q2: 1,550 shares; 2019Q3: 9,496 shares 9,496$216K<0.01%+7,946
CNNECANNAE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,949 shares; 2018Q2: 6,949 shares; 2018Q3: 6,665 shares; 2018Q4: 6,807 shares; 2019Q1: 8,067 shares; 2019Q2: 7,974 shares; 2019Q3: 7,780 shares 7,780$215K<0.01%-194Timeline
GOOSCANADA GOOSE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,240 shares; 2018Q2: 1,003 shares; 2018Q3: 1,567 shares; 2018Q4: 18,179 shares; 2019Q1: 3,412 shares; 2019Q2: 3,759 shares; 2019Q3: 4,871 shares 4,871$215K<0.01%+1,112Timeline
DUSADAVIS FUNDAMENTAL ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,000 shares; 2018Q2: 9,000 shares; 2018Q3: 9,000 shares; 2018Q4: 9,000 shares; 2019Q1: 9,000 shares; 2019Q2: 9,000 shares; 2019Q3: 9,000 shares 9,000$215K<0.01%0Timeline
DBAINVESCO DB MULTI-SECTOR COMMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 11,321 shares; 2018Q3: 12,721 shares; 2018Q4: 19,621 shares; 2019Q1: 17,302 shares; 2019Q2: 15,133 shares; 2019Q3: 13,587 shares 13,587$215K<0.01%-1,546Timeline
QEFASPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 600 shares; 2018Q3: 1,750 shares; 2018Q4: 3,738 shares; 2019Q1: 3,794 shares; 2019Q2: 2,185 shares; 2019Q3: 3,410 shares 3,410$215K<0.01%+1,225Timeline
BIOTELEMETRY INCBIOTELEMETRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,873 shares; 2018Q2: 2,694 shares; 2018Q3: 7,049 shares; 2018Q4: 25,102 shares; 2019Q1: 8,817 shares; 2019Q2: 7,628 shares; 2019Q3: 5,295 shares 5,295$215K<0.01%-2,333
WSRWHITESTONE REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 20,859 shares; 2018Q2: 7,466 shares; 2018Q3: 11,100 shares; 2018Q4: 13,600 shares; 2019Q1: 15,600 shares; 2019Q2: 15,600 shares; 2019Q3: 15,600 shares 15,600$215K<0.01%0Timeline
TRMBTRIMBLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,763 shares; 2018Q2: 4,229 shares; 2018Q3: 4,309 shares; 2018Q4: 4,512 shares; 2019Q1: 3,755 shares; 2019Q2: 5,373 shares; 2019Q3: 5,536 shares 5,536$214K<0.01%+163Timeline
ROMPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,388 shares; 2018Q2: 1,378 shares; 2018Q3: 1,940 shares; 2018Q4: 1,755 shares; 2019Q1: 1,855 shares; 2019Q2: 1,845 shares; 2019Q3: 1,745 shares 1,745$214K<0.01%-100Timeline
FTFFRANKLIN LTD DURATION INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 131,117 shares; 2018Q2: 135,496 shares; 2018Q3: 144,594 shares; 2018Q4: 142,868 shares; 2019Q1: 154,535 shares; 2019Q2: 165,071 shares; 2019Q3: 22,983 shares 22,983$214K<0.01%-142,088Timeline
SBRASABRA HEALTH CARE REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,792 shares; 2018Q2: 4,982 shares; 2018Q3: 7,208 shares; 2018Q4: 6,085 shares; 2019Q1: 4,210 shares; 2019Q2: 7,003 shares; 2019Q3: 9,320 shares 9,320$213K<0.01%+2,317Timeline
APHRIA INCAPHRIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 14,276 shares; 2019Q1: 16,758 shares; 2019Q2: 16,894 shares; 2019Q3: 40,688 shares 40,688$213K<0.01%+23,794
ESGEISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,743 shares; 2018Q2: 2,432 shares; 2018Q3: 1,417 shares; 2018Q4: 1,574 shares; 2019Q1: 1,657 shares; 2019Q2: 1,546 shares; 2019Q3: 6,514 shares 6,514$212K<0.01%+4,968Timeline
WWWWOLVERINE WORLD WIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,092 shares; 2018Q2: 3,035 shares; 2018Q3: 3,784 shares; 2018Q4: 7,762 shares; 2019Q1: 7,450 shares; 2019Q2: 7,582 shares; 2019Q3: 7,523 shares 7,523$212K<0.01%-59Timeline
XBMEXBLACKROCK HEALTH SCIENCES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,178 shares; 2018Q2: 11,975 shares; 2018Q3: 14,072 shares; 2018Q4: 14,473 shares; 2019Q1: 9,742 shares; 2019Q2: 7,678 shares; 2019Q3: 5,529 shares 5,529$212K<0.01%-2,149Timeline
MPABLACKROCK MUNIYIELD PA QUALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,960 shares; 2018Q2: 5,960 shares; 2018Q3: 5,960 shares; 2018Q4: 15,191 shares; 2019Q1: 15,197 shares; 2019Q2: 14,570 shares; 2019Q3: 14,889 shares 14,889$212K<0.01%+319Timeline
JOHN HANCOCK MULTIFACTOR HE…JOHN HANCOCK MULTIFACTOR HEALTHCA…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,230 shares; 2018Q2: 1,230 shares; 2018Q3: 1,231 shares; 2018Q4: 1,036 shares; 2019Q1: 7,971 shares; 2019Q2: 5,952 shares; 2019Q3: 6,430 shares 6,430$212K<0.01%+478
MKSIMKS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,182 shares; 2018Q2: 3,628 shares; 2018Q3: 3,976 shares; 2018Q4: 2,717 shares; 2019Q1: 956 shares; 2019Q2: 2,264 shares; 2019Q3: 2,276 shares 2,276$211K<0.01%+12Timeline
GMEDGLOBUS MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,394 shares; 2018Q2: 2,581 shares; 2018Q3: 2,657 shares; 2018Q4: 4,313 shares; 2019Q1: 3,643 shares; 2019Q2: 2,952 shares; 2019Q3: 4,127 shares 4,127$211K<0.01%+1,175Timeline
FMXFOMENTO ECONOMICO MEXICANO SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 491 shares; 2018Q2: 400 shares; 2018Q3: 525 shares; 2018Q4: 1,743 shares; 2019Q1: 1,717 shares; 2019Q2: 2,207 shares; 2019Q3: 2,314 shares 2,314$211K<0.01%+107Timeline
BSLBLACKSTONE SENI FLTN RAT 202Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,931 shares; 2018Q2: 12,023 shares; 2018Q3: 11,893 shares; 2018Q4: 11,042 shares; 2019Q1: 11,665 shares; 2019Q2: 11,842 shares; 2019Q3: 12,455 shares 12,455$211K<0.01%+613Timeline
HEQJOHN HANCOCK DIVERSIFIED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,500 shares; 2018Q2: 12,682 shares; 2018Q3: 11,932 shares; 2018Q4: 10,977 shares; 2019Q1: 14,242 shares; 2019Q2: 15,866 shares; 2019Q3: 15,266 shares 15,266$211K<0.01%-600Timeline
APERGY CORPAPERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 4,014 shares; 2018Q3: 4,980 shares; 2018Q4: 5,173 shares; 2019Q1: 5,805 shares; 2019Q2: 5,898 shares; 2019Q3: 7,813 shares 7,813$211K<0.01%+1,915
EBIX INCEBIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,187 shares; 2018Q2: 3,894 shares; 2018Q3: 890 shares; 2018Q4: 617 shares; 2019Q1: 1,304 shares; 2019Q2: 2,227 shares; 2019Q3: 4,993 shares 4,993$211K<0.01%+2,766
COUNTY BANCORP INCCOUNTY BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 16,660 shares; 2019Q3: 10,760 shares 10,760$211K<0.01%-5,900
DPZDOMINOS PIZZA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,404 shares; 2018Q2: 3,922 shares; 2018Q3: 2,378 shares; 2018Q4: 2,200 shares; 2019Q1: 2,280 shares; 2019Q2: 2,148 shares; 2019Q3: 861 shares 861$210K<0.01%-1,287Timeline
CALYCALLAWAY GOLF COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 884 shares; 2018Q2: 3,425 shares; 2018Q3: 3,564 shares; 2018Q4: 9,112 shares; 2019Q1: 11,126 shares; 2019Q2: 11,601 shares; 2019Q3: 10,862 shares 10,862$210K<0.01%-739Timeline
FCNFTI CONSULTING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 237 shares; 2018Q2: 169 shares; 2018Q3: 954 shares; 2018Q4: 204 shares; 2019Q1: 146 shares; 2019Q2: 221 shares; 2019Q3: 1,982 shares 1,982$210K<0.01%+1,761Timeline
ENVESTNET INCENVESTNET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 840 shares; 2018Q2: 664 shares; 2018Q3: 1,395 shares; 2018Q4: 1,937 shares; 2019Q1: 2,337 shares; 2019Q2: 3,830 shares; 2019Q3: 3,687 shares 3,687$210K<0.01%-143
TRNTRINITY INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,468 shares; 2018Q2: 12,680 shares; 2018Q3: 45,990 shares; 2018Q4: 26,979 shares; 2019Q1: 28,978 shares; 2019Q2: 12,652 shares; 2019Q3: 10,639 shares 10,639$209K<0.01%-2,013Timeline
WTWWILLIS TOWERS WATSON PLC LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 674 shares; 2018Q2: 660 shares; 2018Q3: 764 shares; 2018Q4: 931 shares; 2019Q1: 1,251 shares; 2019Q2: 1,028 shares; 2019Q3: 1,085 shares 1,085$209K<0.01%+57Timeline
JJSFJ & J SNACK FOODS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,220 shares; 2018Q2: 749 shares; 2018Q3: 912 shares; 2018Q4: 1,050 shares; 2019Q1: 1,069 shares; 2019Q2: 1,010 shares; 2019Q3: 1,088 shares 1,088$209K<0.01%+78Timeline
WIWWESTERN AST INFL LKD OPP & IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,457 shares; 2018Q2: 8,407 shares; 2018Q3: 10,257 shares; 2018Q4: 10,157 shares; 2019Q1: 14,671 shares; 2019Q2: 15,210 shares; 2019Q3: 18,912 shares 18,912$209K<0.01%+3,702Timeline
ELDWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 222 shares; 2018Q2: 6,943 shares; 2018Q3: 268 shares; 2018Q4: 378 shares; 2019Q1: 40,224 shares; 2019Q2: 39,680 shares; 2019Q3: 6,093 shares 6,093$209K<0.01%-33,587Timeline
NMIHNMI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,991 shares; 2018Q2: 2,586 shares; 2018Q3: 5,911 shares; 2018Q4: 6,205 shares; 2019Q1: 6,217 shares; 2019Q2: 8,811 shares; 2019Q3: 7,941 shares 7,941$208K<0.01%-870Timeline
FOXAFOX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,685 shares; 2019Q2: 7,567 shares; 2019Q3: 6,538 shares 6,538$207K<0.01%-1,029Timeline
TLKTELEKOMUNIKASI INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,087 shares; 2018Q2: 1,248 shares; 2018Q3: 1,048 shares; 2018Q4: 1,931 shares; 2019Q1: 2,006 shares; 2019Q2: 2,282 shares; 2019Q3: 6,921 shares 6,921$207K<0.01%+4,639Timeline
CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,164 shares; 2018Q2: 19,794 shares; 2018Q3: 29,261 shares; 2018Q4: 25,375 shares; 2019Q1: 20,186 shares; 2019Q2: 18,066 shares; 2019Q3: 16,909 shares 16,909$207K<0.01%-1,157
ATHENE HOLDING LTDATHENE HOLDING LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 233 shares; 2018Q2: 973 shares; 2018Q3: 5,413 shares; 2018Q4: 5,204 shares; 2019Q1: 5,595 shares; 2019Q2: 4,283 shares; 2019Q3: 4,927 shares 4,927$207K<0.01%+644
STPZPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 860 shares; 2018Q2: 860 shares; 2018Q3: 3,760 shares; 2018Q4: 3,972 shares; 2019Q1: 3,946 shares; 2019Q2: 3,946 shares; 2019Q3: 3,946 shares 3,946$207K<0.01%0Timeline
DBPINVESCO DB MULTI-SECTOR COMMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,066 shares; 2018Q3: 1,513 shares; 2018Q4: 2,017 shares; 2019Q1: 1,971 shares; 2019Q2: 1,329 shares; 2019Q3: 5,051 shares 5,051$207K<0.01%+3,722Timeline
BRCBRADY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 809 shares; 2018Q2: 809 shares; 2018Q3: 1,872 shares; 2018Q4: 2,717 shares; 2019Q1: 4,236 shares; 2019Q2: 4,137 shares; 2019Q3: 3,893 shares 3,893$206K<0.01%-244Timeline
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,998 shares; 2018Q2: 12,017 shares; 2018Q3: 13,312 shares; 2018Q4: 13,312 shares; 2019Q1: 16,388 shares; 2019Q2: 16,159 shares; 2019Q3: 16,860 shares 16,860$206K<0.01%+701
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,741 shares; 2018Q2: 4,774 shares; 2018Q3: 6,658 shares; 2018Q4: 8,787 shares; 2019Q1: 8,847 shares; 2019Q2: 8,745 shares; 2019Q3: 8,538 shares 8,538$206K<0.01%-207
DVADAVITA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,435 shares; 2018Q2: 10,070 shares; 2018Q3: 12,213 shares; 2018Q4: 4,178 shares; 2019Q1: 3,926 shares; 2019Q2: 3,690 shares; 2019Q3: 3,598 shares 3,598$205K<0.01%-92Timeline
TALTAL ED GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 35,280 shares; 2018Q2: 37,018 shares; 2018Q3: 5,736 shares; 2018Q4: 3,794 shares; 2019Q1: 2,833 shares; 2019Q2: 5,619 shares; 2019Q3: 5,991 shares 5,991$205K<0.01%+372Timeline
BOXBOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,100 shares; 2018Q2: 24,686 shares; 2018Q3: 28,254 shares; 2018Q4: 20,097 shares; 2019Q1: 28,482 shares; 2019Q2: 17,248 shares; 2019Q3: 12,316 shares 12,316$205K<0.01%-4,932Timeline
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares; 2018Q3: 900 shares; 2018Q4: 900 shares; 2019Q1: 4,259 shares; 2019Q2: 7,844 shares; 2019Q3: 7,844 shares 7,844$205K<0.01%0
FEZSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 48,834 shares; 2018Q2: 49,910 shares; 2018Q3: 19,485 shares; 2018Q4: 15,978 shares; 2019Q1: 12,619 shares; 2019Q2: 9,067 shares; 2019Q3: 5,407 shares 5,407$204K<0.01%-3,660Timeline
XPHSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,722 shares; 2018Q2: 3,723 shares; 2018Q3: 4,030 shares; 2018Q4: 4,031 shares; 2019Q1: 22,017 shares; 2019Q2: 6,146 shares; 2019Q3: 5,757 shares 5,757$204K<0.01%-389Timeline
WWAYFAIR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,638 shares; 2018Q2: 672 shares; 2018Q3: 1,124 shares; 2018Q4: 1,185 shares; 2019Q1: 987 shares; 2019Q2: 1,076 shares; 2019Q3: 1,826 shares 1,826$204K<0.01%+750Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,491 shares; 2018Q2: 1,491 shares; 2018Q3: 1,491 shares; 2018Q4: 5,606 shares; 2019Q1: 17,728 shares; 2019Q2: 18,663 shares; 2019Q3: 18,663 shares 18,663$204K<0.01%0
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 19,739 shares; 2018Q2: 19,739 shares; 2018Q3: 18,817 shares; 2018Q4: 18,824 shares; 2019Q1: 17,645 shares; 2019Q2: 14,450 shares; 2019Q3: 16,355 shares 16,355$204K<0.01%+1,905
CNOOC LIMITEDCNOOC LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,403 shares; 2018Q2: 4,776 shares; 2018Q3: 4,113 shares; 2018Q4: 3,411 shares; 2019Q1: 2,514 shares; 2019Q2: 2,427 shares; 2019Q3: 1,344 shares 1,344$204K<0.01%-1,083
BMIBADGER METER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,757 shares; 2018Q2: 1,967 shares; 2018Q3: 2,837 shares; 2018Q4: 3,026 shares; 2019Q1: 3,867 shares; 2019Q2: 3,640 shares; 2019Q3: 3,787 shares 3,787$203K<0.01%+147Timeline
WTFCWINTRUST FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,880 shares; 2018Q2: 1,791 shares; 2018Q3: 3,153 shares; 2018Q4: 4,358 shares; 2019Q1: 4,786 shares; 2019Q2: 3,959 shares; 2019Q3: 3,136 shares 3,136$203K<0.01%-823Timeline
TNDMTANDEM DIABETES CARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 475 shares; 2018Q3: 1,701 shares; 2018Q4: 2,351 shares; 2019Q1: 17,709 shares; 2019Q2: 3,233 shares; 2019Q3: 3,449 shares 3,449$203K<0.01%+216Timeline
AMERICAN OUTDOOR BRANDS CORPAMERICAN OUTDOOR BRANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 42,746 shares; 2018Q2: 38,639 shares; 2018Q3: 36,328 shares; 2018Q4: 34,970 shares; 2019Q1: 35,323 shares; 2019Q2: 36,850 shares; 2019Q3: 34,588 shares 34,588$203K<0.01%-2,262
BHFBRIGHTHOUSE FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,296 shares; 2018Q2: 1,815 shares; 2018Q3: 2,351 shares; 2018Q4: 2,287 shares; 2019Q1: 2,983 shares; 2019Q2: 2,158 shares; 2019Q3: 4,966 shares 4,966$202K<0.01%+2,808Timeline
AIRCASTLE LTDAIRCASTLE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,557 shares; 2018Q2: 4,802 shares; 2018Q3: 4,310 shares; 2018Q4: 7,848 shares; 2019Q1: 7,523 shares; 2019Q2: 10,539 shares; 2019Q3: 8,968 shares 8,968$202K<0.01%-1,571
PFDFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,140 shares; 2018Q2: 4,762 shares; 2018Q3: 6,869 shares; 2018Q4: 10,705 shares; 2019Q1: 8,450 shares; 2019Q2: 9,326 shares; 2019Q3: 13,495 shares 13,495$202K<0.01%+4,169Timeline
JP Morgan Exchange Traded F…JP Morgan Exchange Traded FundQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 143 shares; 2018Q4: 3,718 shares; 2019Q1: 4,014 shares; 2019Q2: 7,691 shares; 2019Q3: 8,486 shares 8,486$202K<0.01%+795
CHEFCHEFS WHSE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,864 shares; 2018Q2: 3,491 shares; 2018Q3: 18,930 shares; 2018Q4: 6,719 shares; 2019Q1: 5,094 shares; 2019Q2: 5,236 shares; 2019Q3: 4,967 shares 4,967$201K<0.01%-269Timeline
AZTAAZENTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 676 shares; 2018Q2: 1,624 shares; 2018Q3: 13,779 shares; 2018Q4: 6,264 shares; 2019Q1: 4,870 shares; 2019Q2: 5,679 shares; 2019Q3: 5,405 shares 5,405$200K<0.01%-274Timeline
QTS RLTY TR INCQTS RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,305 shares; 2018Q2: 1,177 shares; 2018Q3: 5,749 shares; 2018Q4: 9,205 shares; 2019Q1: 9,611 shares; 2019Q2: 3,863 shares; 2019Q3: 3,890 shares 3,890$200K<0.01%+27
MMIMARCUS & MILLICHAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,456 shares; 2018Q2: 3,329 shares; 2018Q3: 4,231 shares; 2018Q4: 4,590 shares; 2019Q1: 5,441 shares; 2019Q2: 5,601 shares; 2019Q3: 5,658 shares 5,658$200K<0.01%+57Timeline
DKDELEK US HLDGS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,007 shares; 2018Q2: 11,463 shares; 2018Q3: 4,597 shares; 2018Q4: 4,983 shares; 2019Q1: 5,605 shares; 2019Q2: 5,261 shares; 2019Q3: 5,452 shares 5,452$199K<0.01%+191Timeline
DBLDOUBLELINE OPPORTUNISTIC CRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,345 shares; 2018Q2: 19,760 shares; 2018Q3: 18,884 shares; 2018Q4: 18,144 shares; 2019Q1: 17,826 shares; 2019Q2: 9,789 shares; 2019Q3: 9,639 shares 9,639$199K<0.01%-150Timeline
TANINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 815 shares; 2018Q3: 737 shares; 2018Q4: 1,137 shares; 2019Q1: 4,329 shares; 2019Q2: 4,868 shares; 2019Q3: 6,794 shares 6,794$199K<0.01%+1,926Timeline
ICAD INCICAD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23 shares; 2018Q2: 23 shares; 2018Q3: 23 shares; 2018Q4: 22,123 shares; 2019Q1: 31,023 shares; 2019Q2: 29,023 shares; 2019Q3: 29,023 shares 29,023$199K<0.01%0
FJPFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,523 shares; 2018Q2: 12,472 shares; 2018Q3: 13,791 shares; 2018Q4: 7,919 shares; 2019Q1: 6,697 shares; 2019Q2: 5,568 shares; 2019Q3: 4,132 shares 4,132$198K<0.01%-1,436Timeline
IBDSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 17,813 shares; 2019Q1: 19,639 shares; 2019Q2: 15,988 shares; 2019Q3: 7,584 shares 7,584$197K<0.01%-8,404Timeline
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 554 shares; 2018Q2: 569 shares; 2018Q3: 2,855 shares; 2018Q4: 8,090 shares; 2019Q1: 9,179 shares; 2019Q2: 9,457 shares; 2019Q3: 9,393 shares 9,393$197K<0.01%-64
MTS SYSTEMS CORPMTS SYSTEMS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,969 shares; 2018Q2: 2,912 shares; 2018Q3: 3,041 shares; 2018Q4: 2,838 shares; 2019Q1: 3,333 shares; 2019Q2: 3,592 shares; 2019Q3: 3,546 shares 3,546$197K<0.01%-46
DARDARLING INGREDIENTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,016 shares; 2018Q2: 12,738 shares; 2018Q3: 15,353 shares; 2018Q4: 14,235 shares; 2019Q1: 11,365 shares; 2019Q2: 11,301 shares; 2019Q3: 10,243 shares 10,243$196K<0.01%-1,058Timeline
ROGROGERS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,821 shares; 2018Q2: 1,229 shares; 2018Q3: 1,264 shares; 2018Q4: 1,385 shares; 2019Q1: 1,404 shares; 2019Q2: 1,434 shares; 2019Q3: 1,434 shares 1,434$196K<0.01%0Timeline
CACCCREDIT ACCEP CORP MICHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 31 shares; 2018Q2: 70 shares; 2018Q3: 100 shares; 2018Q4: 213 shares; 2019Q1: 228 shares; 2019Q2: 620 shares; 2019Q3: 426 shares 426$196K<0.01%-194Timeline
UMBFUMB FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,863 shares; 2018Q2: 2,776 shares; 2018Q3: 3,240 shares; 2018Q4: 3,432 shares; 2019Q1: 3,412 shares; 2019Q2: 2,923 shares; 2019Q3: 3,049 shares 3,049$196K<0.01%+126Timeline
KRNTKORNIT DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 714 shares; 2018Q2: 714 shares; 2018Q3: 1,026 shares; 2018Q4: 933 shares; 2019Q1: 1,434 shares; 2019Q2: 1,506 shares; 2019Q3: 6,327 shares 6,327$195K<0.01%+4,821Timeline
AQNALGONQUIN POWER & UTILITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,540 shares; 2018Q2: 4,596 shares; 2018Q3: 6,007 shares; 2018Q4: 8,906 shares; 2019Q1: 11,656 shares; 2019Q2: 13,517 shares; 2019Q3: 14,203 shares 14,203$195K<0.01%+686Timeline
UNFUNIFIRST CORP MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 56 shares; 2018Q2: 196 shares; 2018Q3: 418 shares; 2018Q4: 333 shares; 2019Q1: 423 shares; 2019Q2: 682 shares; 2019Q3: 998 shares 998$195K<0.01%+316Timeline
BGXBLACKSTONE LONG SHORT CR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,221 shares; 2018Q2: 11,888 shares; 2018Q3: 9,409 shares; 2018Q4: 14,728 shares; 2019Q1: 15,202 shares; 2019Q2: 14,350 shares; 2019Q3: 12,350 shares 12,350$195K<0.01%-2,000Timeline
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,377 shares; 2018Q2: 2,316 shares; 2018Q3: 11,690 shares; 2018Q4: 2,743 shares; 2019Q1: 13,170 shares; 2019Q2: 3,014 shares; 2019Q3: 2,737 shares 2,737$195K<0.01%-277
FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,450 shares; 2018Q2: 2,450 shares; 2018Q3: 2,450 shares; 2018Q4: 21,803 shares; 2019Q1: 23,028 shares; 2019Q2: 12,327 shares; 2019Q3: 12,322 shares 12,322$195K<0.01%-5
RSPGINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 4,189 shares; 2018Q3: 4,089 shares; 2018Q4: 3,222 shares; 2019Q1: 5,143 shares; 2019Q2: 4,716 shares; 2019Q3: 4,379 shares 4,379$194K<0.01%-337Timeline
RHPRYMAN HOSPITALITY PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,237 shares; 2018Q2: 1,326 shares; 2018Q3: 1,450 shares; 2018Q4: 1,723 shares; 2019Q1: 2,503 shares; 2019Q2: 2,320 shares; 2019Q3: 2,366 shares 2,366$193K<0.01%+46Timeline
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,350 shares; 2018Q2: 1,526 shares; 2018Q3: 5,470 shares; 2018Q4: 6,638 shares; 2019Q1: 8,116 shares; 2019Q2: 11,810 shares; 2019Q3: 10,599 shares 10,599$193K<0.01%-1,211
BROOKFIELD PPTY REIT INCBROOKFIELD PPTY REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 30 shares; 2018Q4: 2,793 shares; 2019Q1: 3,764 shares; 2019Q2: 4,450 shares; 2019Q3: 9,468 shares 9,468$193K<0.01%+5,018
PINSPINTEREST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 13,602 shares; 2019Q3: 7,249 shares 7,249$192K<0.01%-6,353Timeline
FLRFLUOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,700 shares; 2018Q2: 13,576 shares; 2018Q3: 15,417 shares; 2018Q4: 12,376 shares; 2019Q1: 11,531 shares; 2019Q2: 10,221 shares; 2019Q3: 10,032 shares 10,032$192K<0.01%-189Timeline
NEWTNEWTEKONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 760 shares; 2018Q2: 3,260 shares; 2018Q3: 4,370 shares; 2018Q4: 4,624 shares; 2019Q1: 2,735 shares; 2019Q2: 4,494 shares; 2019Q3: 8,511 shares 8,511$192K<0.01%+4,017Timeline
FINXGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,157 shares; 2018Q2: 2,737 shares; 2018Q3: 4,187 shares; 2018Q4: 10,952 shares; 2019Q1: 11,659 shares; 2019Q2: 6,409 shares; 2019Q3: 6,649 shares 6,649$192K<0.01%+240Timeline
INKMSSGA ACTIVE ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,600 shares; 2018Q2: 5,000 shares; 2018Q3: 5,353 shares; 2018Q4: 5,666 shares; 2019Q1: 5,676 shares; 2019Q2: 5,681 shares; 2019Q3: 5,685 shares 5,685$192K<0.01%+4Timeline
ZTRVIRTUS TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,351 shares; 2018Q2: 6,351 shares; 2018Q3: 11,665 shares; 2018Q4: 8,849 shares; 2019Q1: 17,182 shares; 2019Q2: 18,757 shares; 2019Q3: 17,315 shares 17,315$191K<0.01%-1,442Timeline
GEMGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,852 shares; 2018Q2: 2,852 shares; 2018Q3: 5,278 shares; 2018Q4: 5,001 shares; 2019Q1: 6,379 shares; 2019Q2: 5,781 shares; 2019Q3: 6,100 shares 6,100$191K<0.01%+319Timeline
PRINCIPAL CONTRARIAN VALUE …PRINCIPAL CONTRARIAN VALUE INDEX …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,205 shares; 2019Q3: 7,130 shares 7,130$191K<0.01%+4,925
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 72,185 shares; 2018Q2: 64,435 shares; 2018Q3: 65,608 shares; 2018Q4: 60,642 shares; 2019Q1: 59,006 shares; 2019Q2: 49,275 shares; 2019Q3: 45,141 shares 45,141$190K<0.01%-4,134Timeline
KEMET CORPKEMET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,120 shares; 2018Q2: 16,816 shares; 2018Q3: 2,008 shares; 2018Q4: 1,894 shares; 2019Q1: 2,311 shares; 2019Q2: 1,461 shares; 2019Q3: 10,418 shares 10,418$190K<0.01%+8,957
QURATE RETAIL INCQURATE RETAIL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 15,469 shares; 2018Q3: 20,872 shares; 2018Q4: 17,058 shares; 2019Q1: 16,085 shares; 2019Q2: 17,272 shares; 2019Q3: 18,220 shares 18,220$189K<0.01%+948
QDIVGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,833 shares; 2019Q3: 7,484 shares 7,484$189K<0.01%+5,651Timeline
AAALCOA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 20,488 shares; 2018Q2: 13,290 shares; 2018Q3: 13,865 shares; 2018Q4: 16,546 shares; 2019Q1: 17,921 shares; 2019Q2: 10,284 shares; 2019Q3: 9,462 shares 9,462$188K<0.01%-822Timeline
SBSCOMPANHIA DE SANEAMENTO BASIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,032 shares; 2018Q2: 3,904 shares; 2018Q3: 4,455 shares; 2018Q4: 9,054 shares; 2019Q1: 6,794 shares; 2019Q2: 9,592 shares; 2019Q3: 15,887 shares 15,887$188K<0.01%+6,295Timeline
SYLDCAMBRIA ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,630 shares; 2018Q2: 7,330 shares; 2018Q3: 8,185 shares; 2018Q4: 7,985 shares; 2019Q1: 5,300 shares; 2019Q2: 5,620 shares; 2019Q3: 5,150 shares 5,150$188K<0.01%-470Timeline
INVESCO DB MLTI SECTR CMMTYINVESCO DB MLTI SECTR CMMTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 60 shares; 2018Q3: 860 shares; 2018Q4: 860 shares; 2019Q1: 860 shares; 2019Q2: 860 shares; 2019Q3: 4,186 shares 4,186$188K<0.01%+3,326
CETCENTRAL SECS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,985 shares; 2018Q2: 1,069 shares; 2018Q3: 1,069 shares; 2018Q4: 6,405 shares; 2019Q1: 6,405 shares; 2019Q2: 6,363 shares; 2019Q3: 5,952 shares 5,952$187K<0.01%-411Timeline
Whiting Petroleum CorporaWhiting Petroleum CorporaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,327 shares; 2018Q2: 3,389 shares; 2018Q3: 4,861 shares; 2018Q4: 5,526 shares; 2019Q1: 6,293 shares; 2019Q2: 6,095 shares; 2019Q3: 23,319 shares 23,319$187K<0.01%+17,224
WABCO HLDGS INCWABCO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,601 shares; 2018Q2: 2,321 shares; 2018Q3: 2,343 shares; 2018Q4: 3,472 shares; 2019Q1: 3,472 shares; 2019Q2: 1,806 shares; 2019Q3: 1,406 shares 1,406$187K<0.01%-400
HSCZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 428 shares; 2018Q3: 5,331 shares; 2018Q4: 718 shares; 2019Q1: 4,863 shares; 2019Q2: 7,566 shares; 2019Q3: 6,424 shares 6,424$187K<0.01%-1,142Timeline
PRETIUM RESOURCES INCPRETIUM RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 790 shares; 2018Q2: 9,932 shares; 2018Q3: 4,725 shares; 2018Q4: 6,665 shares; 2019Q1: 12,412 shares; 2019Q2: 13,995 shares; 2019Q3: 16,225 shares 16,225$187K<0.01%+2,230
MNANYLIM ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,759 shares; 2018Q2: 10,729 shares; 2018Q3: 15,668 shares; 2018Q4: 20,943 shares; 2019Q1: 5,046 shares; 2019Q2: 5,173 shares; 2019Q3: 5,804 shares 5,804$186K<0.01%+631Timeline
VLYVALLEY NATL BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,111 shares; 2018Q2: 13,021 shares; 2018Q3: 13,001 shares; 2018Q4: 12,658 shares; 2019Q1: 28,074 shares; 2019Q2: 27,422 shares; 2019Q3: 17,055 shares 17,055$186K<0.01%-10,367Timeline
XBNYXBLACKROCK NEW YORK MUNI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,820 shares; 2018Q2: 5,820 shares; 2018Q3: 9,488 shares; 2018Q4: 12,832 shares; 2019Q1: 20,482 shares; 2019Q2: 13,170 shares; 2019Q3: 13,170 shares 13,170$186K<0.01%0Timeline
FDNIFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,570 shares; 2019Q2: 8,831 shares; 2019Q3: 8,831 shares 8,831$186K<0.01%0Timeline
BOKFBOK FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 891 shares; 2018Q2: 862 shares; 2018Q3: 1,954 shares; 2018Q4: 1,958 shares; 2019Q1: 1,894 shares; 2019Q2: 2,278 shares; 2019Q3: 2,327 shares 2,327$185K<0.01%+49Timeline
CRSCARPENTER TECHNOLOGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,964 shares; 2018Q2: 1,822 shares; 2018Q3: 3,135 shares; 2018Q4: 3,189 shares; 2019Q1: 7,341 shares; 2019Q2: 3,486 shares; 2019Q3: 3,560 shares 3,560$185K<0.01%+74Timeline
TKRTIMKEN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,582 shares; 2018Q2: 6,819 shares; 2018Q3: 8,734 shares; 2018Q4: 6,972 shares; 2019Q1: 7,657 shares; 2019Q2: 7,449 shares; 2019Q3: 4,239 shares 4,239$185K<0.01%-3,210Timeline
AMCXAMC GLOBAL MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,094 shares; 2018Q2: 6,321 shares; 2018Q3: 6,925 shares; 2018Q4: 4,189 shares; 2019Q1: 3,939 shares; 2019Q2: 3,767 shares; 2019Q3: 3,757 shares 3,757$184K<0.01%-10Timeline
LIVNLIVANOVA PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,207 shares; 2018Q2: 913 shares; 2018Q3: 2,382 shares; 2018Q4: 2,432 shares; 2019Q1: 2,524 shares; 2019Q2: 2,582 shares; 2019Q3: 2,483 shares 2,483$183K<0.01%-99Timeline
UEURBAN EDGE PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,700 shares; 2018Q2: 4,637 shares; 2018Q3: 7,829 shares; 2018Q4: 8,344 shares; 2019Q1: 8,524 shares; 2019Q2: 8,591 shares; 2019Q3: 9,280 shares 9,280$183K<0.01%+689Timeline
GLOBAL X FTSE GREECE 20 ETFGLOBAL X FTSE GREECE 20 ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares; 2018Q4: 6,404 shares; 2019Q1: 6,018 shares; 2019Q2: 18,905 shares; 2019Q3: 19,479 shares 19,479$183K<0.01%+574
WISDOMTREE TRWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 5,630 shares; 2018Q3: 20,648 shares; 2018Q4: 23,860 shares; 2019Q1: 15,127 shares; 2019Q2: 12,115 shares; 2019Q3: 9,327 shares 9,327$183K<0.01%-2,788
MUTUALFIRST FINANCIAL INCMUTUALFIRST FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 316 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 492 shares; 2019Q1: 1,240 shares; 2019Q2: 5,796 shares; 2019Q3: 5,796 shares 5,796$183K<0.01%0
EMGFISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,917 shares; 2018Q4: 2,841 shares; 2019Q1: 2,370 shares; 2019Q2: 7,588 shares; 2019Q3: 4,454 shares 4,454$182K<0.01%-3,134Timeline
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,341 shares; 2018Q2: 8,982 shares; 2018Q3: 11,073 shares; 2018Q4: 12,346 shares; 2019Q1: 14,746 shares; 2019Q2: 13,771 shares; 2019Q3: 10,823 shares 10,823$182K<0.01%-2,948
IDOGALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,712 shares; 2018Q2: 12,823 shares; 2018Q3: 12,621 shares; 2018Q4: 12,491 shares; 2019Q1: 11,154 shares; 2019Q2: 7,717 shares; 2019Q3: 7,019 shares 7,019$182K<0.01%-698Timeline
RSXVANECK VECTORS RUSSIA ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,782 shares; 2018Q2: 10,066 shares; 2018Q3: 11,526 shares; 2018Q4: 10,420 shares; 2019Q1: 8,887 shares; 2019Q2: 9,877 shares; 2019Q3: 7,960 shares 7,960$182K<0.01%-1,917Timeline
XPGPXPIMCO GLOBAL STOCKPLUS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,254 shares; 2018Q2: 4,754 shares; 2018Q3: 5,700 shares; 2018Q4: 5,700 shares; 2019Q1: 9,319 shares; 2019Q2: 10,620 shares; 2019Q3: 15,853 shares 15,853$182K<0.01%+5,233Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2,091 shares; 2019Q2: 4,993 shares; 2019Q3: 7,419 shares 7,419$182K<0.01%+2,426
CPRICAPRI HOLDINGS LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 5,445 shares; 2019Q2: 3,087 shares; 2019Q3: 5,476 shares 5,476$181K<0.01%+2,389Timeline
BITBLACKROCK MULTI SECTOR INC TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 19,387 shares; 2018Q2: 22,450 shares; 2018Q3: 26,564 shares; 2018Q4: 26,596 shares; 2019Q1: 15,201 shares; 2019Q2: 14,880 shares; 2019Q3: 10,545 shares 10,545$181K<0.01%-4,335Timeline
ANIXTER INTL INCANIXTER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,614 shares; 2018Q2: 2,510 shares; 2018Q3: 3,732 shares; 2018Q4: 2,774 shares; 2019Q1: 2,707 shares; 2019Q2: 2,383 shares; 2019Q3: 2,615 shares 2,615$181K<0.01%+232
ISHARES TR IBONDS DEC2023ISHARES TR IBONDS DEC2023Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,827 shares; 2018Q3: 1,827 shares; 2018Q4: 1,365 shares; 2019Q1: 5,701 shares; 2019Q2: 7,075 shares; 2019Q3: 6,992 shares 6,992$181K<0.01%-83
KTBKONTOOR BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,485 shares; 2019Q3: 5,113 shares 5,113$180K<0.01%+2,628Timeline
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 35,222 shares; 2018Q2: 13,376 shares; 2018Q3: 18,588 shares; 2018Q4: 18,789 shares; 2019Q1: 58,910 shares; 2019Q2: 22,226 shares; 2019Q3: 19,364 shares 19,364$180K<0.01%-2,862
CARA THERAPEUTICS INCCARA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,976 shares; 2018Q2: 14,519 shares; 2018Q3: 17,467 shares; 2018Q4: 16,297 shares; 2019Q1: 15,602 shares; 2019Q2: 8,945 shares; 2019Q3: 9,845 shares 9,845$180K<0.01%+900
ENSENERSYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,114 shares; 2018Q2: 1,027 shares; 2018Q3: 1,952 shares; 2018Q4: 2,362 shares; 2019Q1: 2,678 shares; 2019Q2: 2,795 shares; 2019Q3: 2,707 shares 2,707$179K<0.01%-88Timeline
IAIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,413 shares; 2018Q2: 12,026 shares; 2018Q3: 10,669 shares; 2018Q4: 9,722 shares; 2019Q1: 2,247 shares; 2019Q2: 2,061 shares; 2019Q3: 2,779 shares 2,779$179K<0.01%+718Timeline
STERLING BANCORP DELSTERLING BANCORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,319 shares; 2018Q2: 13,324 shares; 2018Q3: 13,597 shares; 2018Q4: 12,169 shares; 2019Q1: 9,301 shares; 2019Q2: 9,069 shares; 2019Q3: 8,925 shares 8,925$179K<0.01%-144
PIMCO MUN INCOME FDPIMCO MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,129 shares; 2018Q2: 8,067 shares; 2018Q3: 13,067 shares; 2018Q4: 20,834 shares; 2019Q1: 15,294 shares; 2019Q2: 11,984 shares; 2019Q3: 11,772 shares 11,772$178K<0.01%-212
TRIPTRIPADVISOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,028 shares; 2018Q2: 2,080 shares; 2018Q3: 10,056 shares; 2018Q4: 3,401 shares; 2019Q1: 8,021 shares; 2019Q2: 4,449 shares; 2019Q3: 4,593 shares 4,593$178K<0.01%+144Timeline
AFBALLIANCEBERNSTEIN NATL MUN IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,570 shares; 2018Q2: 13,570 shares; 2018Q3: 13,120 shares; 2018Q4: 13,120 shares; 2019Q1: 11,170 shares; 2019Q2: 11,420 shares; 2019Q3: 12,925 shares 12,925$178K<0.01%+1,505Timeline
CDECOEUR MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 116,466 shares; 2018Q2: 76,010 shares; 2018Q3: 78,457 shares; 2018Q4: 70,086 shares; 2019Q1: 26,258 shares; 2019Q2: 33,541 shares; 2019Q3: 37,008 shares 37,008$177K<0.01%+3,467Timeline
STBAS & T BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,108 shares; 2018Q2: 5,086 shares; 2018Q3: 5,123 shares; 2018Q4: 5,080 shares; 2019Q1: 5,116 shares; 2019Q2: 4,818 shares; 2019Q3: 4,848 shares 4,848$177K<0.01%+30Timeline
FLEXFLEX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,981 shares; 2018Q2: 10,985 shares; 2018Q3: 15,156 shares; 2018Q4: 14,058 shares; 2019Q1: 12,714 shares; 2019Q2: 15,425 shares; 2019Q3: 16,760 shares 16,760$177K<0.01%+1,335Timeline
TLTDFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,811 shares; 2018Q2: 3,027 shares; 2018Q3: 3,262 shares; 2018Q4: 3,582 shares; 2019Q1: 3,681 shares; 2019Q2: 3,735 shares; 2019Q3: 2,938 shares 2,938$177K<0.01%-797Timeline
INSIGHT SELECT INCOME FDINSIGHT SELECT INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 710 shares; 2018Q4: 710 shares; 2019Q1: 710 shares; 2019Q2: 8,858 shares; 2019Q3: 8,648 shares 8,648$177K<0.01%-210
AVTAVNET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,431 shares; 2018Q2: 8,257 shares; 2018Q3: 8,979 shares; 2018Q4: 7,440 shares; 2019Q1: 3,718 shares; 2019Q2: 3,424 shares; 2019Q3: 3,955 shares 3,955$176K<0.01%+531Timeline
EDOWFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,179 shares; 2018Q4: 3,258 shares; 2019Q1: 4,191 shares; 2019Q2: 4,191 shares; 2019Q3: 7,181 shares 7,181$176K<0.01%+2,990Timeline
FMNBFARMERS NATIONAL BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,750 shares; 2018Q2: 2,750 shares; 2018Q3: 10,126 shares; 2018Q4: 9,676 shares; 2019Q1: 9,676 shares; 2019Q2: 9,676 shares; 2019Q3: 12,176 shares 12,176$176K<0.01%+2,500Timeline
XNQPXNUVEEN PA INVT QUALITY MUN FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,689 shares; 2018Q2: 11,239 shares; 2018Q3: 13,639 shares; 2018Q4: 12,589 shares; 2019Q1: 12,589 shares; 2019Q2: 12,589 shares; 2019Q3: 12,589 shares 12,589$176K<0.01%0Timeline
VOYAVOYA FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,397 shares; 2018Q2: 5,353 shares; 2018Q3: 5,688 shares; 2018Q4: 4,965 shares; 2019Q1: 4,960 shares; 2019Q2: 3,930 shares; 2019Q3: 3,237 shares 3,237$175K<0.01%-693Timeline
BRKRBRUKER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 753 shares; 2018Q2: 636 shares; 2018Q3: 2,099 shares; 2018Q4: 2,334 shares; 2019Q1: 2,603 shares; 2019Q2: 4,491 shares; 2019Q3: 3,993 shares 3,993$175K<0.01%-498Timeline
NGNOVAGOLD RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,343 shares; 2018Q2: 30,343 shares; 2018Q3: 30,381 shares; 2018Q4: 30,430 shares; 2019Q1: 30,180 shares; 2019Q2: 28,930 shares; 2019Q3: 28,860 shares 28,860$175K<0.01%-70Timeline
GAINGLADSTONE INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,840 shares; 2018Q2: 5,340 shares; 2018Q3: 8,215 shares; 2018Q4: 11,521 shares; 2019Q1: 11,482 shares; 2019Q2: 17,006 shares; 2019Q3: 14,147 shares 14,147$175K<0.01%-2,859Timeline
FULTFULTON FINL CORP PAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,518 shares; 2018Q2: 7,518 shares; 2018Q3: 9,339 shares; 2018Q4: 10,827 shares; 2019Q1: 10,636 shares; 2019Q2: 10,713 shares; 2019Q3: 10,871 shares 10,871$175K<0.01%+158Timeline
EWZSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,595 shares; 2019Q2: 10,358 shares; 2019Q3: 10,169 shares 10,169$175K<0.01%-189Timeline
CLOUDERA INCCLOUDERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 700 shares; 2018Q3: 776 shares; 2018Q4: 400 shares; 2019Q1: 37,183 shares; 2019Q2: 14,696 shares; 2019Q3: 19,781 shares 19,781$175K<0.01%+5,085
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,186 shares; 2018Q2: 9,926 shares; 2018Q3: 10,568 shares; 2018Q4: 28,339 shares; 2019Q1: 34,680 shares; 2019Q2: 35,518 shares; 2019Q3: 31,813 shares 31,813$175K<0.01%-3,705
BUSEFIRST BUSEY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,960 shares; 2018Q2: 4,960 shares; 2018Q3: 4,960 shares; 2018Q4: 4,725 shares; 2019Q1: 7,089 shares; 2019Q2: 7,153 shares; 2019Q3: 6,880 shares 6,880$174K<0.01%-273Timeline
DBEZDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,419 shares; 2018Q2: 1,419 shares; 2018Q3: 1,424 shares; 2018Q4: 1,510 shares; 2019Q1: 1,516 shares; 2019Q2: 1,516 shares; 2019Q3: 5,539 shares 5,539$174K<0.01%+4,023Timeline
TEXAS PACIFIC LAND TRUSTTEXAS PACIFIC LAND TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 132 shares; 2018Q3: 176 shares; 2018Q4: 236 shares; 2019Q1: 74 shares; 2019Q2: 273 shares; 2019Q3: 268 shares 268$174K<0.01%-5
MCEWEN MNG INCMCEWEN MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 98,332 shares; 2018Q2: 97,332 shares; 2018Q3: 89,128 shares; 2018Q4: 102,033 shares; 2019Q1: 107,127 shares; 2019Q2: 104,778 shares; 2019Q3: 110,977 shares 110,977$174K<0.01%+6,199
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,519 shares; 2018Q2: 39,605 shares; 2018Q3: 40,505 shares; 2018Q4: 34,105 shares; 2019Q1: 34,628 shares; 2019Q2: 42,965 shares; 2019Q3: 40,765 shares 40,765$174K<0.01%-2,200
AGILE THERAPEUTICS INCAGILE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 18,000 shares; 2018Q4: 18,000 shares; 2019Q1: 147,000 shares; 2019Q2: 147,000 shares; 2019Q3: 147,000 shares 147,000$174K<0.01%0
XLGIXLAZARD GLOBAL TOTAL RETURN &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,300 shares; 2018Q2: 4,550 shares; 2018Q3: 4,550 shares; 2018Q4: 9,150 shares; 2019Q1: 7,850 shares; 2019Q2: 8,150 shares; 2019Q3: 11,100 shares 11,100$173K<0.01%+2,950Timeline
ALLIANZGI DIVERSIFIED INCOMEALLIANZGI DIVERSIFIED INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,977 shares; 2018Q2: 6,860 shares; 2018Q3: 6,860 shares; 2018Q4: 6,393 shares; 2019Q1: 2,800 shares; 2019Q2: 7,425 shares; 2019Q3: 7,625 shares 7,625$173K<0.01%+200
NOBLE ENERGY INCNOBLE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,986 shares; 2018Q2: 3,773 shares; 2018Q3: 3,934 shares; 2018Q4: 5,869 shares; 2019Q1: 5,692 shares; 2019Q2: 9,250 shares; 2019Q3: 7,682 shares 7,682$173K<0.01%-1,568
ALTABA INCALTABA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,291 shares; 2018Q2: 6,264 shares; 2018Q3: 7,903 shares; 2018Q4: 9,339 shares; 2019Q1: 10,340 shares; 2019Q2: 10,494 shares; 2019Q3: 8,842 shares 8,842$173K<0.01%-1,652
ALPS ETF TRALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,196 shares; 2018Q2: 3,222 shares; 2018Q3: 3,397 shares; 2018Q4: 3,100 shares; 2019Q1: 3,100 shares; 2019Q2: 6,618 shares; 2019Q3: 6,814 shares 6,814$173K<0.01%+196
CBTCABOT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,420 shares; 2018Q2: 1,349 shares; 2018Q3: 2,349 shares; 2018Q4: 2,250 shares; 2019Q1: 2,460 shares; 2019Q2: 3,279 shares; 2019Q3: 3,786 shares 3,786$172K<0.01%+507Timeline
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,151 shares; 2018Q2: 10,411 shares; 2018Q3: 6,590 shares; 2018Q4: 12,566 shares; 2019Q1: 6,763 shares; 2019Q2: 8,535 shares; 2019Q3: 8,384 shares 8,384$172K<0.01%-151Timeline
CANTEL MEDICAL CORPCANTEL MEDICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,923 shares; 2018Q2: 1,838 shares; 2018Q3: 2,735 shares; 2018Q4: 2,802 shares; 2019Q1: 2,284 shares; 2019Q2: 2,056 shares; 2019Q3: 2,287 shares 2,287$172K<0.01%+231
Anglogold Ashanti PlcAnglogold Ashanti PlcQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,866 shares; 2018Q2: 2,343 shares; 2018Q3: 3,183 shares; 2018Q4: 3,540 shares; 2019Q1: 34,402 shares; 2019Q2: 11,808 shares; 2019Q3: 9,463 shares 9,463$172K<0.01%-2,345
TUTELUS CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,947 shares; 2018Q2: 2,782 shares; 2018Q3: 3,298 shares; 2018Q4: 3,997 shares; 2019Q1: 3,255 shares; 2019Q2: 4,451 shares; 2019Q3: 4,778 shares 4,778$171K<0.01%+327Timeline
TFXTELEFLEX INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 537 shares; 2018Q2: 623 shares; 2018Q3: 507 shares; 2018Q4: 479 shares; 2019Q1: 509 shares; 2019Q2: 511 shares; 2019Q3: 507 shares 507$171K<0.01%-4Timeline
GNRSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,073 shares; 2018Q2: 2,357 shares; 2018Q3: 3,055 shares; 2018Q4: 4,600 shares; 2019Q1: 3,681 shares; 2019Q2: 3,676 shares; 2019Q3: 3,987 shares 3,987$171K<0.01%+311Timeline
WLYWILEY JOHN & SONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,831 shares; 2018Q2: 1,818 shares; 2018Q3: 2,030 shares; 2018Q4: 4,163 shares; 2019Q1: 4,516 shares; 2019Q2: 3,871 shares; 2019Q3: 3,898 shares 3,898$171K<0.01%+27Timeline
CSOP ETF TRCSOP ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,206 shares 10,206$171K<0.01%new
DLXDELUXE CORP MEDIUM TERM NTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,010 shares; 2018Q2: 6,421 shares; 2018Q3: 6,611 shares; 2018Q4: 1,263 shares; 2019Q1: 3,563 shares; 2019Q2: 4,140 shares; 2019Q3: 3,450 shares 3,450$169K<0.01%-690Timeline
TXRHTEXAS ROADHOUSE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,103 shares; 2018Q2: 3,874 shares; 2018Q3: 7,335 shares; 2018Q4: 7,781 shares; 2019Q1: 7,287 shares; 2019Q2: 2,835 shares; 2019Q3: 3,245 shares 3,245$169K<0.01%+410Timeline
CTSCTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,570 shares; 2018Q4: 3,832 shares; 2019Q1: 5,005 shares; 2019Q2: 4,763 shares; 2019Q3: 5,223 shares 5,223$169K<0.01%+460Timeline
IAKISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,294 shares; 2018Q2: 2,289 shares; 2018Q3: 1,750 shares; 2018Q4: 1,145 shares; 2019Q1: 1,766 shares; 2019Q2: 1,982 shares; 2019Q3: 2,336 shares 2,336$169K<0.01%+354Timeline
TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 1,870 shares; 2018Q3: 1,938 shares; 2018Q4: 12,557 shares; 2019Q1: 4,115 shares; 2019Q2: 3,362 shares; 2019Q3: 3,097 shares 3,097$169K<0.01%-265
HUBBHUBBELL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 710 shares; 2018Q2: 649 shares; 2018Q3: 728 shares; 2018Q4: 1,090 shares; 2019Q1: 1,776 shares; 2019Q2: 1,499 shares; 2019Q3: 1,275 shares 1,275$168K<0.01%-224Timeline
MSAMSA SAFETY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,623 shares; 2018Q2: 4,169 shares; 2018Q3: 4,149 shares; 2018Q4: 4,707 shares; 2019Q1: 4,217 shares; 2019Q2: 4,003 shares; 2019Q3: 1,547 shares 1,547$168K<0.01%-2,456Timeline
CRH PLC ADSCRH PLC ADSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,444 shares; 2018Q2: 3,737 shares; 2018Q3: 4,488 shares; 2018Q4: 5,584 shares; 2019Q1: 5,606 shares; 2019Q2: 7,060 shares; 2019Q3: 4,916 shares 4,916$168K<0.01%-2,144
STONE HBR EMERG MKTS TL INCSTONE HBR EMERG MKTS TL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,192 shares; 2018Q2: 16,262 shares; 2018Q3: 18,345 shares; 2018Q4: 14,975 shares; 2019Q1: 14,000 shares; 2019Q2: 14,000 shares; 2019Q3: 14,445 shares 14,445$168K<0.01%+445
EQLALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 649 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 315 shares; 2019Q2: 1,151 shares; 2019Q3: 2,201 shares 2,201$167K<0.01%+1,050Timeline
WW INTL INCWW INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,397 shares 4,397$167K<0.01%new
JLSNUVEEN MORTGAGE AND INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,479 shares; 2018Q2: 1,460 shares; 2018Q3: 2,313 shares; 2018Q4: 2,927 shares; 2019Q1: 3,634 shares; 2019Q2: 4,119 shares; 2019Q3: 7,246 shares 7,246$167K<0.01%+3,127Timeline
ENRENERGIZER HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,821 shares; 2018Q2: 6,652 shares; 2018Q3: 8,245 shares; 2018Q4: 5,069 shares; 2019Q1: 5,357 shares; 2019Q2: 4,753 shares; 2019Q3: 3,818 shares 3,818$166K<0.01%-935Timeline
WAFDWAFD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,398 shares; 2018Q2: 5,116 shares; 2018Q3: 4,610 shares; 2018Q4: 5,598 shares; 2019Q1: 4,287 shares; 2019Q2: 4,211 shares; 2019Q3: 4,473 shares 4,473$166K<0.01%+262Timeline
CRICARTERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,096 shares; 2018Q2: 3,342 shares; 2018Q3: 2,328 shares; 2018Q4: 2,046 shares; 2019Q1: 2,080 shares; 2019Q2: 1,873 shares; 2019Q3: 1,816 shares 1,816$166K<0.01%-57Timeline
VKTXVIKING THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 4,310 shares; 2018Q3: 9,919 shares; 2018Q4: 15,956 shares; 2019Q1: 19,564 shares; 2019Q2: 22,117 shares; 2019Q3: 24,088 shares 24,088$166K<0.01%+1,971Timeline
CENTERSTATE BK CORPCENTERSTATE BK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,884 shares; 2018Q2: 4,816 shares; 2018Q3: 7,546 shares; 2018Q4: 8,239 shares; 2019Q1: 7,621 shares; 2019Q2: 7,367 shares; 2019Q3: 6,924 shares 6,924$166K<0.01%-443
GPKGRAPHIC PACKAGING HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,747 shares; 2018Q2: 2,619 shares; 2018Q3: 9,339 shares; 2018Q4: 14,672 shares; 2019Q1: 15,442 shares; 2019Q2: 15,115 shares; 2019Q3: 11,202 shares 11,202$165K<0.01%-3,913Timeline
JBLUJETBLUE AIRWAYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,169 shares; 2018Q2: 12,740 shares; 2018Q3: 14,435 shares; 2018Q4: 17,539 shares; 2019Q1: 22,847 shares; 2019Q2: 10,109 shares; 2019Q3: 9,851 shares 9,851$165K<0.01%-258Timeline
FTHIFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,953 shares; 2018Q2: 3,953 shares; 2018Q3: 3,953 shares; 2018Q4: 4,620 shares; 2019Q1: 4,053 shares; 2019Q2: 6,819 shares; 2019Q3: 7,303 shares 7,303$165K<0.01%+484Timeline
RYLDGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,671 shares 6,671$165K<0.01%newTimeline
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,508 shares; 2018Q2: 938 shares; 2018Q3: 1,464 shares; 2018Q4: 1,039 shares; 2019Q1: 2,948 shares; 2019Q2: 3,967 shares; 2019Q3: 3,626 shares 3,626$165K<0.01%-341
PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,898 shares; 2018Q2: 3,919 shares; 2018Q3: 13,128 shares; 2018Q4: 16,485 shares; 2019Q1: 8,985 shares; 2019Q2: 9,083 shares; 2019Q3: 6,119 shares 6,119$165K<0.01%-2,964
CTSOCYTOSORBENTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,548 shares; 2018Q2: 21,650 shares; 2018Q3: 24,001 shares; 2018Q4: 27,161 shares; 2019Q1: 28,640 shares; 2019Q2: 33,170 shares; 2019Q3: 32,870 shares 32,870$165K<0.01%-300Timeline
SNBRQSLEEP NUMBER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares; 2018Q4: 3,722 shares; 2019Q1: 3,962 shares; 2019Q2: 8,784 shares; 2019Q3: 3,989 shares 3,989$165K<0.01%-4,795Timeline
FIRST LONG IS CORPFIRST LONG IS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 928 shares; 2018Q2: 923 shares; 2018Q3: 927 shares; 2018Q4: 7,038 shares; 2019Q1: 7,192 shares; 2019Q2: 7,235 shares; 2019Q3: 7,235 shares 7,235$165K<0.01%0
PIMCO NEW YORK MUN INCMPIMCO NEW YORK MUN INCMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 26,790 shares; 2018Q4: 26,790 shares; 2019Q1: 25,000 shares; 2019Q2: 17,000 shares; 2019Q3: 17,000 shares 17,000$165K<0.01%0
SMMDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 56 shares; 2019Q2: 165 shares; 2019Q3: 3,689 shares 3,689$164K<0.01%+3,524Timeline
FTSFORTIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,066 shares; 2018Q2: 4,940 shares; 2018Q3: 12,707 shares; 2018Q4: 12,623 shares; 2019Q1: 12,757 shares; 2019Q2: 3,723 shares; 2019Q3: 3,850 shares 3,850$164K<0.01%+127Timeline
STNESTONECO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 10,658 shares; 2019Q2: 4,357 shares; 2019Q3: 4,730 shares 4,730$164K<0.01%+373Timeline
IMMUNOMEDICS INCIMMUNOMEDICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,290 shares; 2018Q2: 8,850 shares; 2018Q3: 10,355 shares; 2018Q4: 10,659 shares; 2019Q1: 12,228 shares; 2019Q2: 12,188 shares; 2019Q3: 12,437 shares 12,437$164K<0.01%+249
NRCNRC HEALTHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 612 shares; 2018Q2: 612 shares; 2018Q3: 1,578 shares; 2018Q4: 1,860 shares; 2019Q1: 1,921 shares; 2019Q2: 2,263 shares; 2019Q3: 2,835 shares 2,835$164K<0.01%+572Timeline
LANDGLADSTONE LD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,277 shares; 2018Q2: 6,012 shares; 2018Q3: 9,210 shares; 2018Q4: 10,407 shares; 2019Q1: 12,653 shares; 2019Q2: 11,198 shares; 2019Q3: 13,857 shares 13,857$164K<0.01%+2,659Timeline
INVSC RAFI US 1500 SML MID …INVSC RAFI US 1500 SML MID ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 50 shares; 2018Q3: 10,705 shares; 2018Q4: 4,188 shares; 2019Q1: 4,578 shares; 2019Q2: 4,578 shares; 2019Q3: 4,680 shares 4,680$164K<0.01%+102
NVRNVR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 127 shares; 2018Q2: 121 shares; 2018Q3: 76 shares; 2018Q4: 74 shares; 2019Q1: 260 shares; 2019Q2: 68 shares; 2019Q3: 44 shares 44$163K<0.01%-24Timeline
AXSAXIS CAP HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 495 shares; 2018Q2: 494 shares; 2018Q3: 559 shares; 2018Q4: 461 shares; 2019Q1: 2,486 shares; 2019Q2: 2,438 shares; 2019Q3: 2,433 shares 2,433$163K<0.01%-5Timeline
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,062 shares; 2018Q2: 9,764 shares; 2018Q3: 7,174 shares; 2018Q4: 10,869 shares; 2019Q1: 10,883 shares; 2019Q2: 9,905 shares; 2019Q3: 9,925 shares 9,925$163K<0.01%+20Timeline
PBPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 5,423 shares; 2018Q3: 15,128 shares; 2018Q4: 12,194 shares; 2019Q1: 7,770 shares; 2019Q2: 7,554 shares; 2019Q3: 7,516 shares 7,516$163K<0.01%-38Timeline
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 109 shares; 2018Q2: 119 shares; 2018Q3: 664 shares; 2018Q4: 2,501 shares; 2019Q1: 6,208 shares; 2019Q2: 9,214 shares; 2019Q3: 9,221 shares 9,221$163K<0.01%+7
BRSLBRIGHTSTAR LOTTERY PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,385 shares; 2018Q2: 1,906 shares; 2018Q3: 2,608 shares; 2018Q4: 1,350 shares; 2019Q1: 2,824 shares; 2019Q2: 26,638 shares; 2019Q3: 11,471 shares 11,471$163K<0.01%-15,167Timeline
SLABSILICON LABORATORIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,119 shares; 2018Q2: 1,052 shares; 2018Q3: 1,181 shares; 2018Q4: 1,345 shares; 2019Q1: 1,335 shares; 2019Q2: 1,377 shares; 2019Q3: 1,455 shares 1,455$162K<0.01%+78Timeline
ITTITT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,576 shares; 2018Q2: 2,882 shares; 2018Q3: 2,787 shares; 2018Q4: 3,065 shares; 2019Q1: 3,032 shares; 2019Q2: 2,592 shares; 2019Q3: 2,663 shares 2,663$162K<0.01%+71Timeline
KFRCKFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,641 shares; 2018Q2: 3,913 shares; 2018Q3: 3,624 shares; 2018Q4: 3,876 shares; 2019Q1: 4,441 shares; 2019Q2: 4,152 shares; 2019Q3: 4,262 shares 4,262$162K<0.01%+110Timeline
LECOLINCOLN ELEC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,286 shares; 2018Q2: 34,240 shares; 2018Q3: 2,354 shares; 2018Q4: 2,569 shares; 2019Q1: 2,661 shares; 2019Q2: 2,636 shares; 2019Q3: 1,873 shares 1,873$162K<0.01%-763Timeline
XEVGXEATON VANCE SHORT DURATION DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,677 shares; 2018Q2: 12,677 shares; 2018Q3: 14,216 shares; 2018Q4: 11,877 shares; 2019Q1: 10,672 shares; 2019Q2: 10,672 shares; 2019Q3: 12,372 shares 12,372$162K<0.01%+1,700Timeline
XTNSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,682 shares; 2018Q2: 1,952 shares; 2018Q3: 1,852 shares; 2018Q4: 2,078 shares; 2019Q1: 2,902 shares; 2019Q2: 3,092 shares; 2019Q3: 2,639 shares 2,639$162K<0.01%-453Timeline
FSZFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,604 shares; 2018Q2: 2,568 shares; 2018Q3: 3,147 shares; 2018Q4: 250 shares; 2019Q1: 3,333 shares; 2019Q2: 3,333 shares; 2019Q3: 3,333 shares 3,333$162K<0.01%0Timeline
PS BUSINESS PKS INC CALIFPS BUSINESS PKS INC CALIFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 201 shares; 2018Q2: 311 shares; 2018Q3: 374 shares; 2018Q4: 3,940 shares; 2019Q1: 5,362 shares; 2019Q2: 887 shares; 2019Q3: 895 shares 895$162K<0.01%+8
BJBJS WHSL CLUB HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15,055 shares; 2018Q4: 2,192 shares; 2019Q1: 2,286 shares; 2019Q2: 2,213 shares; 2019Q3: 6,261 shares 6,261$161K<0.01%+4,048Timeline
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,356 shares; 2018Q2: 10,000 shares; 2018Q3: 10,000 shares; 2018Q4: 10,000 shares; 2019Q1: 10,000 shares; 2019Q2: 10,000 shares; 2019Q3: 10,000 shares 10,000$161K<0.01%0
DISCOVERY INCDISCOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,084 shares; 2018Q2: 6,400 shares; 2018Q3: 22,409 shares; 2018Q4: 8,936 shares; 2019Q1: 8,928 shares; 2019Q2: 6,982 shares; 2019Q3: 6,506 shares 6,506$161K<0.01%-476
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 27,072 shares; 2018Q2: 12,070 shares; 2018Q3: 24,269 shares; 2018Q4: 22,330 shares; 2019Q1: 14,011 shares; 2019Q2: 13,248 shares; 2019Q3: 12,458 shares 12,458$161K<0.01%-790
FDMOFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,351 shares; 2018Q2: 3,620 shares; 2018Q3: 3,620 shares; 2018Q4: 3,620 shares; 2019Q1: 4,452 shares; 2019Q2: 4,648 shares; 2019Q3: 4,583 shares 4,583$161K<0.01%-65Timeline
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 881 shares; 2018Q2: 3,855 shares; 2018Q3: 14,334 shares; 2018Q4: 5,086 shares; 2019Q1: 5,198 shares; 2019Q2: 6,128 shares; 2019Q3: 6,085 shares 6,085$161K<0.01%-43
TDSTELEPHONE & DATA SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,847 shares; 2018Q2: 2,875 shares; 2018Q3: 3,456 shares; 2018Q4: 2,740 shares; 2019Q1: 4,258 shares; 2019Q2: 2,918 shares; 2019Q3: 6,202 shares 6,202$160K<0.01%+3,284Timeline
CHHCHOICE HOTELS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 265 shares; 2018Q2: 265 shares; 2018Q3: 274 shares; 2018Q4: 303 shares; 2019Q1: 157 shares; 2019Q2: 331 shares; 2019Q3: 1,792 shares 1,792$160K<0.01%+1,461Timeline
HSICSCHEIN HENRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,482 shares; 2018Q2: 5,886 shares; 2018Q3: 9,088 shares; 2018Q4: 11,000 shares; 2019Q1: 5,365 shares; 2019Q2: 5,569 shares; 2019Q3: 2,520 shares 2,520$160K<0.01%-3,049Timeline
EXPEAGLE MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,223 shares; 2018Q2: 3,043 shares; 2018Q3: 3,266 shares; 2018Q4: 3,903 shares; 2019Q1: 4,054 shares; 2019Q2: 2,101 shares; 2019Q3: 1,756 shares 1,756$159K<0.01%-345Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
APPLE INCAPPLE INC CALLcall27$252K+4
BOEING COBOEING CO CALLcall68$156K+63
META PLATFORMS INCMETA PLATFORMS INC CALLcall56$139K+14
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALLcall68$64K+40
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUTput128$50K-25
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC CALLcall70$50Knew
MICROSOFT CORPMICROSOFT CORP CALLcall8$34K0
QUALCOMM INCQUALCOMM INC CALLcall30$27K0
ROKU INCROKU INC PUTput19$25Knew
GENERAL ELECTRIC COGENERAL ELECTRIC CO COMcall120$18K-20
MORGAN STANLEYMORGAN STANLEY Optioncall40$14K0
SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR CALLcall100$11K0
CVS HEALTH CORPCVS HEALTH CORP PUTput94$11Knew
AMAZON COM INCAMAZON COM INC CALLcall1$8Knew
COSTCO WHOLESALE CORPORATIONCOSTCO WHOLESALE CORPORATION CALLput3$6Knew
AMAZON COM INCAMAZON COM INC PUTput1$4Knew
BANK OF AMER CORPBANK OF AMER CORP PUTput88$4Knew
DISNEY WALT CODISNEY WALT CO COMcall1$4Knew
BLACKSTONE INCBLACKSTONE INC PUTput10$4Knew
MARATHON PETE CORPMARATHON PETE CORP PUTput23$4Knew
DROPBOX INCDROPBOX INC CL Acall20$4K0
CHART INDS INCCHART INDS INC PUTput31$4Knew
CERNER CORPCERNER CORP COMput21$4Knew
NEXTERA ENERGY INCNEXTERA ENERGY INC PUTput6$3Knew
NETFLIX INC.NETFLIX INC. CALLcall2$3K+1
INTERNATIONAL BUSINESS MACHSINTERNATIONAL BUSINESS MACHS CHS PUTput15$3Knew
XILINX INCXILINX INC COMcall15$3K0
ISHARES TRISHARES TR PUTput3$2Knew
MACYS INCMACYS INC COMput70$2Knew
CARGURUS INCCARGURUS INC COM CL Acall20$2Knew
VANGUARD INDEX FDSVANGUARD INDEX FDS SMALL CP ETFput2$2Knew
KNOWLES CORPKNOWLES CORP COMcall20$2Knew
CITIGROUP INCCITIGROUP INC PUTput5$1Knew
APPLE INCAPPLE INC PUTput2$1Knew
PHILIP MORRIS INTL INCPHILIP MORRIS INTL INC PUTput3$1Knew
WELLS FARGO & COWELLS FARGO & CO CALLput26$1Knew
EXXON MOBIL CORPEXXON MOBIL CORP CALLput6$1Knew
ROKU INCROKU INC CALLcall11$1Knew
OCCIDENTAL PETE CORPOCCIDENTAL PETE CORP PUTput14$1Knew
ALTRIA GROUP INCALTRIA GROUP INC PUTput3$1Knew
HOME DEPOT INCHOME DEPOT INC PUTput1$1Knew
PHILLIPS 66PHILLIPS 66 PUTput2$1Knew
MERCK & CO INCMERCK & CO INC PUTput2$1Knew
CVS HEALTH CORPCVS HEALTH CORP CALLcall1$1K0
VANGUARD WHITEHALL FDSVANGUARD WHITEHALL FDS HIGH DIV YLDput2$1Knew
BRIGHTHOUSE FINL INCBRIGHTHOUSE FINL INC COMcall5$1Knew
XCEL ENERGY INCXCEL ENERGY INC COMput4$1Knew
B2GOLD CORPB2GOLD CORP COMcall100$1Knew
ABBVIE INCABBVIE INC COMput6$1Knew
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTDput100$1Knew
WHITING PETE CORP NEWWHITING PETE CORP NEW COM NEWput30$1Knew
TESLA INCTESLA INC PUTput1$0-1
PFIZER INCPFIZER INC PUTput1$0new
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC PUTput3$0new
HALLIBURTON COHALLIBURTON CO CALLcall2$00
BLOCK INCBLOCK INC CALLcall10$0new
HAWAIIAN ELEC INDS INC MTN BHAWAIIAN ELEC INDS INC MTN B PUTput4$0new
VANGUARD INDEX FDSVANGUARD INDEX FDS PUTput1$0new
MONDELEZ INTL INCMONDELEZ INTL INC CL Aput3$0new
DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW COM NEWput3$0new
TORONTO DOMINION BK ONTTORONTO DOMINION BK ONT COM NEWput10$0new
PRUDENTIAL FINL INCPRUDENTIAL FINL INC COMput2$0new
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO COMput7$0new
DUPONT DE NEMOURS INCDUPONT DE NEMOURS INC CALLcall1$00
CIMAREX ENERGY COCIMAREX ENERGY CO COMput8$0new
UNIVERSAL INS HLDGS INCUNIVERSAL INS HLDGS INC COMput8$0new
VALARIS PLCVALARIS PLC CALLcall5$0new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1principal100$72K0
NEMNEM 0.00% 10/30/2023principal62$69K+18
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0principal62$65K+14
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0principal64$64K+16
FINISAR CORPFINISAR CORP NOTE 0.500%12/1principal57$57K0
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1principal58$55K+17
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1principal56$53K+17
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2principal52$53K0
BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023 Corp Bondprincipal45$50K0
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BONDprincipal53$49K0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0principal55$46K+2
TWITTER INCTWITTER INC NOTE 0.250% 6/1principal42$44K+5
II VI INCII VI INC NOTE 0.250% 9/0principal43$44K0
SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BONDprincipal44$41K+11
PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0principal41$40K-5
GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0principal37$38K+7
MFA FINL INCMFA FINL INC BONDprincipal35$36K0
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1principal29$34K0
SIXTH STREET SPECIALTY LEND…SIXTH STREET SPECIALTY LENDING NOTE 4.500% 8/0principal23$24K0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1principal32$23K0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0principal19$23K0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1principal17$20K0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1principal14$18K0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BONDprincipal16$18K-2
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1principal15$15K0
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0principal13$14Knew
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0principal11$14K0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3principal11$14K0
TESLA INCTESLA INC NOTE 1.250% 3/0principal14$14K0
SPLUNK INCSPLUNK INC BONDprincipal13$14Knew
INPHI CORPINPHI CORP NOTE 0.750% 9/0principal11$14K0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0principal11$13K+5
WORKDAY INCWORKDAY INC NOTE 0.250%10/0principal10$13K0
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1principal10$13K-1
RHRH BONDprincipal12$13Knew
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1principal13$12K0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COMprincipal3$11K-1
ARES CAPITAL CORPARES CAPITAL CORP NOTE 4.625% 3/0principal10$11K0
BLOCK INCBLOCK INC NOTE 0.500% 5/1principal10$11K0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1principal9$11K0
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1principal10$11K0
REDWOOD TRUST INCREDWOOD TRUST INC BONDprincipal11$11K0
COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1principal8$11K0
ENVESTNET INCENVESTNET INC NOTE 1.75012/1principal11$11K0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0principal10$10K0
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debtprincipal10$10K-2
GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0principal10$10K0
NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0principal10$9K0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTEprincipal5$9K-2
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1principal6$8K0
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0principal8$8K0
PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0principal8$8K0
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0principal7$7K0
OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0principal6$7K0
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0principal7$7K0
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNVprincipal7$7K0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1principal6$6K0
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0principal5$6Knew
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1principal3$6K-3
HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0principal6$6K0
TESLA INCTESLA INC NOTE 2.000% 5/1principal6$6K0
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1principal6$6K0
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1principal6$6K0
VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0principal6$6K0
PURE STORAGE INCPURE STORAGE INC NOTE 0.125% 4/1principal5$5K0
ZENDESK INCZENDESK INC NOTE 0.250% 3/1principal4$5K0
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1principal4$5K0
REPLIGEN CORPREPLIGEN CORP BONDprincipal5$5Knew
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0principal5$5K0
INPHI CORPINPHI CORP NOTE 1.125%12/0principal3$5K0
THERAVANCE INCTHERAVANCE INC CORPORATE OBLIGprincipal4$4K-2
TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3principal5$4K0
Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1principal3$4K0
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1principal3$3K0
DEXCOM INCDEXCOM INC NOTE 0.750% 5/1principal2$3K0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTEprincipal3$3K0
INSULET CORPINSULET CORP NOTE 1.250% 9/1principal1$3K0
SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0principal3$3K0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0principal3$3K0
ALZA CORP 7/2ALZA CORP 7/2 SDCVprincipal1$2K0
TERADYNE INCTERADYNE INC NOTEprincipal1$2K0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1principal2$2K0
OASIS PETE INC NEWOASIS PETE INC NEW NOTEprincipal2$1K0
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3principal1$1K0

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 244. All 244

SecurityShares beforeValue beforeType
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE233,185$10.4Mshares
HARRIS CORP INCHARRIS CORP INC13,162$2.5Mshares
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC15,713$2.07Mshares
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP54,201$1.89Mshares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP21,227$1.5Mshares
TOTAL SYS SVCS INCTOTAL SYS SVCS INC11,114$1.43Mshares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC5,327$1.31Mshares
WLDNWILLDAN GROUP INC32,404$1.21Mshares
Apollo Global ManagementApollo Global Management33,856$1.16Mshares
LKORFLEXSHARES TR20,267$1.12Mshares
WORLDPAY INCWORLDPAY INC8,837$1.08Mshares
XEROX CORPXEROX CORP24,901$883Kshares
RED HAT INCRED HAT INC3,313$622Kshares
BT GROUP-ADRBT GROUP-ADR43,334$553Kshares
TRIBUNE COMPANYTRIBUNE COMPANY10,889$504Kshares
TORCHMARK CORPTORCHMARK CORP5,528$494Kshares
CHEMICAL FINANCIAL CORPCHEMICAL FINANCIAL CORP11,932$491Kshares
IQ HEDGE MARKET NEUT TRACKIQ HEDGE MARKET NEUT TRACK18,034$476Kshares
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A17,170$465Kshares
BENEFITFOCUS INCBENEFITFOCUS INC15,110$410Kshares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC2,227$369Kshares
SPFISOUTH PLAINS FINANCIAL INC20,000$330Kshares
AIX INCAIX INC9,011$302Kshares
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST11,226$281Kshares
ISHARES TRISHARES TR9,998$265Kshares
UNITS-GRANITE REIT-STAPLUNITS-GRANITE REIT-STAPL5,607$256Kshares
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC5,124$254Kshares
DEL FRISCOS RESTAURANT GROUPDEL FRISCOS RESTAURANT GROUP30,450$242Kshares
ISHARES TRISHARES TR9,442$241Kshares
BSCSINVESCO EXCH TRD SLF IDX FD11,000$237Kshares
BSCRINVESCO EXCH TRD SLF IDX FD11,000$226Kshares
NENNEW ENGLAND RLTY ASSOC LTD P3,120$184Kshares
USAA ETF TRUSAA ETF TR3,466$178Kshares
USA TECHNOLOGIES INCUSA TECHNOLOGIES INC21,568$160Kshares
HFF INCHFF INC3,374$154Kshares
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM3,229$150Kshares
PEAK RESORTS INCPEAK RESORTS INC27,000$128Kshares
PCM INCPCM INC3,624$127Kshares
GSV CAPITAL CORPGSV CAPITAL CORP17,590$113Kshares
TCF FINL CORPTCF FINL CORP5,070$105Kshares
ONEVSPDR SERIES TRUST1,162$93Kshares
ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV2,417$88Kshares
CARBON BLACK INCCARBON BLACK INC5,250$88Kshares
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION80$81Kprincipal
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH4,000$75Kshares
M B T FINANCIAL CORPM B T FINANCIAL CORP6,559$66Kshares
MERCMERCER INTL INC4,126$64Kshares
CHINA EASTN AIRLS LTDCHINA EASTN AIRLS LTD2,171$64Kshares
GVIPGOLDMAN SACHS ETF TR1,078$63Kshares
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC3,060$58Kshares
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN59$58Kprincipal
JVALJ P MORGAN EXCHANGE TRADED F2,000$53Kshares
NEXTERA ENERGY INC CORPORATENEXTERA ENERGY INC CORPORATE800$52Kshares
CHESAPEAKE LODGING TRCHESAPEAKE LODGING TR1,729$49Kshares
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC99$47Kcall
ENSCO ROWAN PLCENSCO ROWAN PLC5,436$46Kshares
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP2,822$46Kshares
DOMINION ENERGY INCDOMINION ENERGY INC910$46Kshares
AGNGGLOBAL X FDS2,009$43Kshares
SOYBTEUCRIUM COMMODITY TR2,650$42Kshares
WAGEWORKS INCWAGEWORKS INC809$41Kshares
TIAIYTELECOM ITALIA S P A NEW7,442$39Kshares
PROSHARES TRPROSHARES TR1,000$37Kshares
NWFLNORWOOD FINANCIAL CORP993$35Kshares
VSECVSE CORP1,168$34Kshares
SBLKSTAR BULK CARRIERS CORP.3,570$34Kshares
MBUUMALIBU BOATS INC859$33Kshares
SPRAGUE RES LPSPRAGUE RES LP1,845$33Kshares
ALPS ETF TRALPS ETF TR1,100$33Kshares
HBNCHORIZON BANCORP IND1,864$30Kshares
JETSETF SER SOLUTIONS1,003$30Kshares
QEMMSPDR INDEX SHS FDS500$30Kshares
FINISAR CORPFINISAR CORP1,350$30Kshares
ADVISORSHARES TRADVISORSHARES TR300$30Kshares
SKORFLEXSHARES TR550$29Kshares
ALPS ETF TRALPS ETF TR1,320$29Kshares
CCSCENTURY COMMUNITIES INC1,050$28Kshares
USAA ETF TRUSAA ETF TR529$27Kshares
LMBLIMBACH HLDGS INC2,886$26Kshares
FLEX PHARMA INCFLEX PHARMA INC47,500$26Kshares
NANRSPDR INDEX SHS FDS766$25Kshares
TIIAYTELECOM ITALIA S P A SPONSORED4,437$25Kshares
GOEXGLOBAL X FDS1,000$24Kshares
CONTROL4 CORPCONTROL4 CORP985$24Kshares
USAA ETF TRUSAA ETF TR459$24Kshares
TWITTER INCTWITTER INC30$22Kcall
BJUNINNOVATOR ETFS TRUST785$21Kshares
BLACKROCK MD MUNICIPAL BONDBLACKROCK MD MUNICIPAL BOND1,404$21Kshares
PROSHARES TRPROSHARES TR275$21Kshares
CIM COML TR CORPCIM COML TR CORP951$20Kshares
LBRTLIBERTY ENERGY INC1,149$19Kshares
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.00124,560$19Kshares
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC379$19Kshares
USAA ETF TRUSAA ETF TR429$19Kshares
ADMEETF SER SOLUTIONS550$17Kshares
HARBORONE BANCORP INCHARBORONE BANCORP INC900$17Kshares
NEW YORK MTG TR INCNEW YORK MTG TR INC700$17Kshares
HUCKHUCKLEBERRY AI INC600$16Kshares
HTBHOMETRUST BANCSHARES INC596$15Kshares
BARNES &amp; NOBLE INCBARNES &amp; NOBLE INC2,467$15Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001681115-19-000015 base2019-11-13acceptance time not in the bulk data set