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Disclosery

Advisor Group, Inc.

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13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $13,550,024,000 across 5,452 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-13. Its ten largest share positions make up 19.83% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001681115-19-000015

Period
2019-09-30
Reported value
$13.6B
Holdings
5,452
Top 10 weight
19.83%
New
308
Sold out
244

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVVadded+292,654$87.4M
SPYVadded+2,722,135$87M
USMVadded+1,324,830$85M
IJSadded+300,766$45.2M
AGGadded+316,401$35.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYGreduced-3,506,704-$136M
IEFreduced-772,067-$86.9M
MTUMreduced-373,030-$44.5M
ZROZreduced-191,439-$27.7M
SPTIreduced-692,421-$21.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001681115-19-000015, largest first. % of portfolio is the value over $13,549,086,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
INSEINSPIRED ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 100 shares 100$1K<0.01%newTimeline
LWAYLIFEWAY FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 300 shares; 2019Q3: 300 shares 300$1K<0.01%0Timeline
GWRSGLOBAL WTR RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 100 shares 100$1K<0.01%-100Timeline
IRWDIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 171 shares; 2018Q2: 171 shares; 2018Q3: 617 shares; 2018Q4: 212 shares; 2019Q1: 263 shares; 2019Q2: 263 shares; 2019Q3: 141 shares 141$1K<0.01%-122Timeline
CYHCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,204 shares; 2018Q2: 1,156 shares; 2018Q3: 306 shares; 2018Q4: 50,557 shares; 2019Q1: 50,337 shares; 2019Q2: 50,337 shares; 2019Q3: 337 shares 337$1K<0.01%-50,000Timeline
PSNLPERSONALIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 100 shares; 2019Q3: 100 shares 100$1K<0.01%0Timeline
SBSAFE BULKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 700 shares; 2019Q3: 700 shares 700$1K<0.01%0Timeline
SPWHSPORTSMANS WHSE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 203 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 154 shares; 2019Q1: 154 shares; 2019Q2: 154 shares; 2019Q3: 200 shares 200$1K<0.01%+46Timeline
BRFVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 59 shares; 2018Q2: 59 shares; 2018Q3: 25 shares; 2018Q4: 37 shares; 2019Q1: 37 shares; 2019Q2: 37 shares; 2019Q3: 37 shares 37$1K<0.01%0Timeline
INMBINMUNE BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 200 shares; 2019Q3: 200 shares 200$1K<0.01%0Timeline
XDHYXCREDIT SUISSE HIGH YIELD CREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,800 shares; 2019Q2: 1,800 shares; 2019Q3: 300 shares 300$1K<0.01%-1,500Timeline
IFGLISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 541 shares; 2018Q2: 493 shares; 2018Q3: 493 shares; 2018Q4: 233 shares; 2019Q1: 234 shares; 2019Q2: 237 shares; 2019Q3: 50 shares 50$1K<0.01%-187Timeline
EDENISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9 shares; 2019Q3: 9 shares 9$1K<0.01%0Timeline
VEGNETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 40 shares 40$1K<0.01%newTimeline
CPACCEMENTOS PACASMAYO S A AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 65 shares 65$1K<0.01%newTimeline
LANNETT COMPANY INCORPORATEDLANNETT COMPANY INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 56 shares; 2018Q2: not reported; 2018Q3: 2,000 shares; 2018Q4: 2,100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$1K<0.01%0
SPARK ENERGY INCSPARK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 62 shares; 2019Q2: 62 shares; 2019Q3: 62 shares 62$1K<0.01%0
ALUMINUM CORP CHINA LTDALUMINUM CORP CHINA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2,292 shares; 2019Q1: 3,061 shares; 2019Q2: 3,399 shares; 2019Q3: 131 shares 131$1K<0.01%-3,268
EIRLISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,109 shares; 2018Q2: 1,105 shares; 2018Q3: 1,368 shares; 2018Q4: 53 shares; 2019Q1: 62 shares; 2019Q2: 22 shares; 2019Q3: 22 shares 22$1K<0.01%0Timeline
SILCSILICOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 50 shares; 2019Q3: 46 shares 46$1K<0.01%-4Timeline
RDCMRADCOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 4,474 shares; 2018Q3: 800 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 223 shares; 2019Q3: 152 shares 152$1K<0.01%-71Timeline
LIVELIVE VENTURES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 167 shares; 2018Q2: 167 shares; 2018Q3: 167 shares; 2018Q4: 167 shares; 2019Q1: 167 shares; 2019Q2: 167 shares; 2019Q3: 167 shares 167$1K<0.01%0Timeline
EDNEMPRESA DIST Y COMERCIAL NORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,482 shares; 2018Q2: 9,379 shares; 2018Q3: 134 shares; 2018Q4: 72 shares; 2019Q1: 72 shares; 2019Q2: 72 shares; 2019Q3: 76 shares 76$1K<0.01%+4Timeline
HEWJISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 269 shares; 2018Q2: 269 shares; 2018Q3: 150 shares; 2018Q4: 150 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 24 shares 24$1K<0.01%newTimeline
UNBUNION BANKSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 25 shares; 2019Q3: 25 shares 25$1K<0.01%0Timeline
EFNLISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 30 shares; 2019Q3: 30 shares 30$1K<0.01%0Timeline
SSBISUMMIT ST BK SANTA ROSA CALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 125 shares; 2019Q3: 125 shares 125$1K<0.01%0Timeline
BBDOBANCO BRADESCO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 800 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 80 shares 80$1K<0.01%newTimeline
MVOMV OIL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 300 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$1K<0.01%0Timeline
INTGINTERGROUP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 49 shares; 2018Q2: 49 shares; 2018Q3: 49 shares; 2018Q4: 49 shares; 2019Q1: 49 shares; 2019Q2: 49 shares; 2019Q3: 49 shares 49$1K<0.01%0Timeline
SEEDORIGIN AGRITECH LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 100 shares 100$1K<0.01%newTimeline
MHHMASTECH HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 164 shares; 2018Q2: 164 shares; 2018Q3: 114 shares; 2018Q4: 114 shares; 2019Q1: 114 shares; 2019Q2: 114 shares; 2019Q3: 128 shares 128$1K<0.01%+14Timeline
HDGPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 153 shares; 2018Q2: 52 shares; 2018Q3: 22 shares; 2018Q4: 16 shares; 2019Q1: 16 shares; 2019Q2: 16 shares; 2019Q3: 16 shares 16$1K<0.01%0Timeline
NOODLES & CONOODLES & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 385 shares; 2018Q2: 385 shares; 2018Q3: 385 shares; 2018Q4: 385 shares; 2019Q1: 320 shares; 2019Q2: 250 shares; 2019Q3: 250 shares 250$1K<0.01%0
ANGI INC CLASS AANGI INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,065 shares; 2018Q2: 1,130 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 80 shares; 2019Q3: 80 shares 80$1K<0.01%0
AMAG PHARMACEUTICALS INCAMAG PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares; 2019Q2: 50 shares; 2019Q3: 50 shares 50$1K<0.01%0
AQUABOUNTY TECHNOLOGIES INCAQUABOUNTY TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 505 shares; 2018Q2: 503 shares; 2018Q3: 505 shares; 2018Q4: 445 shares; 2019Q1: 516 shares; 2019Q2: 516 shares; 2019Q3: 528 shares 528$1K<0.01%+12
AKORN INCAKORN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 335 shares; 2018Q2: 928 shares; 2018Q3: 1,973 shares; 2018Q4: 2,080 shares; 2019Q1: 1,980 shares; 2019Q2: 13,003 shares; 2019Q3: 378 shares 378$1K<0.01%-12,625
SANDRIDGE MISSISSIPPIAN TRU…SANDRIDGE MISSISSIPPIAN TRUST IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,128 shares; 2018Q2: 5,403 shares; 2018Q3: 5,541 shares; 2018Q4: 1,100 shares; 2019Q1: 1,100 shares; 2019Q2: 1,100 shares; 2019Q3: 1,161 shares 1,161$1K<0.01%+61
UNIVAR INCUNIVAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 409 shares; 2018Q2: 3,353 shares; 2018Q3: 11,766 shares; 2018Q4: 9,077 shares; 2019Q1: 496 shares; 2019Q2: 421 shares; 2019Q3: 72 shares 72$1K<0.01%-349
AMERICAN NATL INSAMERICAN NATL INSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 109 shares; 2018Q2: 21 shares; 2018Q3: 199 shares; 2018Q4: 199 shares; 2019Q1: 182 shares; 2019Q2: not reported; 2019Q3: 8 shares 8$1K<0.01%new
AVADEL PHARMACEUTICALS, PLCAVADEL PHARMACEUTICALS, PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,176 shares; 2018Q2: 3,269 shares; 2018Q3: 2,477 shares; 2018Q4: 902 shares; 2019Q1: 747 shares; 2019Q2: 780 shares; 2019Q3: 236 shares 236$1K<0.01%-544
CONTAINER STORE GROUP INCCONTAINER STORE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 150 shares; 2018Q3: 150 shares; 2018Q4: 150 shares; 2019Q1: 150 shares; 2019Q2: 150 shares; 2019Q3: 150 shares 150$1K<0.01%0
AGENUS INCAGENUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,452 shares; 2018Q2: 3,900 shares; 2018Q3: 3,900 shares; 2018Q4: 700 shares; 2019Q1: 700 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$1K<0.01%0
GLOBAL CORD BLOOD CORPGLOBAL CORD BLOOD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 130 shares; 2018Q4: 130 shares; 2019Q1: 130 shares; 2019Q2: 130 shares; 2019Q3: 130 shares 130$1K<0.01%0
FLUENT INCFLUENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 500 shares 500$1K<0.01%-500
HERSHA HOSPITALITY TRHERSHA HOSPITALITY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,053 shares; 2018Q2: 944 shares; 2018Q3: 2,199 shares; 2018Q4: 1,444 shares; 2019Q1: 561 shares; 2019Q2: 70 shares; 2019Q3: 70 shares 70$1K<0.01%0
ITERIS INC NEWITERIS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,162 shares; 2018Q2: 1,162 shares; 2018Q3: 1,162 shares; 2018Q4: 1,162 shares; 2019Q1: 162 shares; 2019Q2: 162 shares; 2019Q3: 162 shares 162$1K<0.01%0
LUNALUNA INNOVATIONS INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 200 shares 200$1K<0.01%newTimeline
MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares; 2018Q3: 1,500 shares; 2018Q4: 1,500 shares; 2019Q1: 1,100 shares; 2019Q2: 1,600 shares; 2019Q3: 1,100 shares 1,100$1K<0.01%-500
WIDEOPENWEST INCWIDEOPENWEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 20 shares; 2018Q3: 20 shares; 2018Q4: 20 shares; 2019Q1: 120 shares; 2019Q2: 120 shares; 2019Q3: 240 shares 240$1K<0.01%+120
TRUETRUECAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 215 shares; 2019Q1: 215 shares; 2019Q2: 215 shares; 2019Q3: 215 shares 215$1K<0.01%0Timeline
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 170 shares; 2018Q2: 170 shares; 2018Q3: 160 shares; 2018Q4: 137 shares; 2019Q1: 111 shares; 2019Q2: 126 shares; 2019Q3: 109 shares 109$1K<0.01%-17
ZEUSOLYMPIC STEEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 472 shares; 2018Q4: 472 shares; 2019Q1: 65 shares; 2019Q2: 65 shares; 2019Q3: 65 shares 65$1K<0.01%0Timeline
CINCINNATI BELL INC NEW COM…CINCINNATI BELL INC NEW COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 580 shares; 2018Q2: 513 shares; 2018Q3: 243 shares; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$1K<0.01%0
GAMIGAMCO INVESTORS, INC. (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15 shares; 2018Q2: 15 shares; 2018Q3: 79 shares; 2018Q4: 60 shares; 2019Q1: 60 shares; 2019Q2: 60 shares; 2019Q3: 60 shares 60$1K<0.01%0Timeline
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,132 shares; 2018Q3: 1,026 shares; 2018Q4: 285 shares; 2019Q1: 115 shares; 2019Q2: 115 shares; 2019Q3: 115 shares 115$1K<0.01%0
ADAPYADAPTIMMUNE THERAPEUTICS PLC SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 800 shares; 2018Q2: 15,742 shares; 2018Q3: 16,609 shares; 2018Q4: 400 shares; 2019Q1: 400 shares; 2019Q2: 400 shares; 2019Q3: 400 shares 400$1K<0.01%0Timeline
POTBELLY CORPPOTBELLY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 654 shares; 2018Q2: 654 shares; 2018Q3: not reported; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$1K<0.01%0
AFFIMED N VAFFIMED N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 425 shares; 2018Q4: 425 shares; 2019Q1: 425 shares; 2019Q2: 425 shares; 2019Q3: 425 shares 425$1K<0.01%0
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 28 shares; 2018Q4: 2,752 shares; 2019Q1: 36 shares; 2019Q2: 28 shares; 2019Q3: 28 shares 28$1K<0.01%0
GREENSKY INCGREENSKY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 292 shares; 2018Q3: 1,435 shares; 2018Q4: 3,446 shares; 2019Q1: 2,699 shares; 2019Q2: 250 shares; 2019Q3: 250 shares 250$1K<0.01%0
CASA SYS INCCASA SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,902 shares; 2018Q2: 1,195 shares; 2018Q3: 1,583 shares; 2018Q4: 1,819 shares; 2019Q1: 690 shares; 2019Q2: 690 shares; 2019Q3: 189 shares 189$1K<0.01%-501
UNIT CORPUNIT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 386 shares; 2018Q2: 289 shares; 2018Q3: 1,386 shares; 2018Q4: 1,645 shares; 2019Q1: 2,023 shares; 2019Q2: 764 shares; 2019Q3: 364 shares 364$1K<0.01%-400
PROVIDENCE SVC CORPPROVIDENCE SVC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 13 shares; 2019Q2: 13 shares; 2019Q3: 25 shares 25$1K<0.01%+12
AMIRA NATURE FOODS LTDAMIRA NATURE FOODS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,014 shares; 2018Q2: 3,337 shares; 2018Q3: 1,101 shares; 2018Q4: 3,064 shares; 2019Q1: 2,778 shares; 2019Q2: 2,567 shares; 2019Q3: 2,433 shares 2,433$1K<0.01%-134
ACTUANT CORPACTUANT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 368 shares; 2018Q2: 225 shares; 2018Q3: 2,030 shares; 2018Q4: 59 shares; 2019Q1: 59 shares; 2019Q2: 59 shares; 2019Q3: 59 shares 59$1K<0.01%0
ROSETTA STONE INCROSETTA STONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 37 shares; 2019Q1: 37 shares; 2019Q2: 27 shares; 2019Q3: 57 shares 57$1K<0.01%+30
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 575 shares; 2019Q2: 575 shares; 2019Q3: 575 shares 575$1K<0.01%0
SEARS HOMETOWN & OUTLET STORSEARS HOMETOWN & OUTLET STORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 714 shares; 2018Q2: 817 shares; 2018Q3: 817 shares; 2018Q4: 398 shares; 2019Q1: 398 shares; 2019Q2: 981 shares; 2019Q3: 336 shares 336$1K<0.01%-645
QUICKLOGIC CORPQUICKLOGIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,154 shares; 2019Q3: 3,154 shares 3,154$1K<0.01%0
CHINA SOUTHN AIRLS LTDCHINA SOUTHN AIRLS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,247 shares; 2018Q2: 27 shares; 2018Q3: 34 shares; 2018Q4: 23 shares; 2019Q1: 23 shares; 2019Q2: 23 shares; 2019Q3: 23 shares 23$1K<0.01%0
GOLDFIELD CORPGOLDFIELD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 500 shares; 2019Q3: 500 shares 500$1K<0.01%0
EMCORE CORPEMCORE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 250 shares 250$1K<0.01%new
CHINA XD PLASTICS CO LTDCHINA XD PLASTICS CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 500 shares; 2019Q2: 500 shares; 2019Q3: 500 shares 500$1K<0.01%0
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 250 shares; 2018Q4: 250 shares; 2019Q1: 250 shares; 2019Q2: 250 shares; 2019Q3: 250 shares 250$1K<0.01%0
STREAMLINE HEALTH SOLUTIONSSTREAMLINE HEALTH SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$1K<0.01%0
OTELCO INCOTELCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 150 shares; 2018Q2: 150 shares; 2018Q3: 4,621 shares; 2018Q4: 4,164 shares; 2019Q1: 148 shares; 2019Q2: 98 shares; 2019Q3: 79 shares 79$1K<0.01%-19
VERB TECHNOLOGY CO INCVERB TECHNOLOGY CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,387 shares; 2019Q3: 1,387 shares 1,387$1K<0.01%0
AETERNA ZENTARIS INCAETERNA ZENTARIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares; 2018Q3: 13 shares; 2018Q4: 1,463 shares; 2019Q1: 1,463 shares; 2019Q2: 2,050 shares; 2019Q3: 1,450 shares 1,450$1K<0.01%-600
CORINDUS VASCULAR ROBOTICS ICORINDUS VASCULAR ROBOTICS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 500 shares; 2019Q3: 200 shares 200$1K<0.01%-300
PIVOTAL SOFTWARE INCPIVOTAL SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 735 shares; 2018Q4: 2,704 shares; 2019Q1: 1,928 shares; 2019Q2: 1,802 shares; 2019Q3: 75 shares 75$1K<0.01%-1,727
THE MEET GROUP INC.THE MEET GROUP INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,700 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$1K<0.01%0
CAPSTONE GREEN ENERGY CORP.CAPSTONE GREEN ENERGY CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,375 shares; 2018Q2: 4,375 shares; 2018Q3: 2,378 shares; 2018Q4: 2,375 shares; 2019Q1: 2,375 shares; 2019Q2: 2,375 shares; 2019Q3: 2,375 shares 2,375$1K<0.01%0
CHINOOK THERAPEUTICS INC.CHINOOK THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 41 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 678 shares 678$1K<0.01%new
VIVINT SOLAR INC.VIVINT SOLAR INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 3,800 shares; 2018Q3: not reported; 2018Q4: 391 shares; 2019Q1: 2,602 shares; 2019Q2: 352 shares; 2019Q3: 162 shares 162$1K<0.01%-190
GREAT ELM CAP GROUP INCGREAT ELM CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 210 shares; 2018Q2: 210 shares; 2018Q3: 210 shares; 2018Q4: 210 shares; 2019Q1: 210 shares; 2019Q2: 210 shares; 2019Q3: 210 shares 210$1K<0.01%0
DASAN ZHONE SOLUTIONS INCDASAN ZHONE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 97 shares; 2018Q2: 97 shares; 2018Q3: 105 shares; 2018Q4: 105 shares; 2019Q1: 97 shares; 2019Q2: 85 shares; 2019Q3: 85 shares 85$1K<0.01%0
EXTERRAN CORPEXTERRAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 172 shares; 2018Q2: 172 shares; 2018Q3: 172 shares; 2018Q4: 182 shares; 2019Q1: 169 shares; 2019Q2: 245 shares; 2019Q3: 54 shares 54$1K<0.01%-191
VOXELJET AGVOXELJET AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 600 shares 600$1K<0.01%new
DOVA PHARMACEUTICALS INCDOVA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares; 2019Q2: 50 shares; 2019Q3: 50 shares 50$1K<0.01%0
VIVUS INCVIVUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 250 shares; 2018Q4: 250 shares; 2019Q1: 250 shares; 2019Q2: 250 shares; 2019Q3: 250 shares 250$1K<0.01%0
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12 shares 12$1K<0.01%new
NAVIOS MARITIME ACQUIS CORPNAVIOS MARITIME ACQUIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 111 shares; 2019Q1: 116 shares; 2019Q2: 121 shares; 2019Q3: 121 shares 121$1K<0.01%0
EDESA BIOTECH INCEDESA BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 61 shares; 2019Q3: 166 shares 166$1K<0.01%+105
NANO DIMENSION LTDNANO DIMENSION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,000 shares 3,000$1K<0.01%new
ODONATE THERAPEUTICS INCODONATE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 500 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 53 shares 53$1K<0.01%new
NANTKWEST INCNANTKWEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 256 shares; 2018Q2: 417 shares; 2018Q3: 417 shares; 2018Q4: 615 shares; 2019Q1: 615 shares; 2019Q2: 615 shares; 2019Q3: 615 shares 615$1K<0.01%0
CELLULAR BIOMEDICINE GROUP ICELLULAR BIOMEDICINE GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$1K<0.01%0
WAITR HLDGS INCWAITR HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 149 shares; 2019Q1: 832 shares; 2019Q2: 149 shares; 2019Q3: 600 shares 600$1K<0.01%+451
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,100 shares; 2018Q3: 2,150 shares; 2018Q4: 1,100 shares; 2019Q1: 866 shares; 2019Q2: 866 shares; 2019Q3: 866 shares 866$1K<0.01%0
DARIOHEALTH CORPDARIOHEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,568 shares; 2018Q2: 3,568 shares; 2018Q3: 3,568 shares; 2018Q4: 3,568 shares; 2019Q1: 3,568 shares; 2019Q2: 3,568 shares; 2019Q3: 3,534 shares 3,534$1K<0.01%-34
TELIGENT INC NEWTELIGENT INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 890 shares; 2018Q2: 890 shares; 2018Q3: 1,578 shares; 2018Q4: 1,047 shares; 2019Q1: 1,489 shares; 2019Q2: not reported; 2019Q3: 608 shares 608$1K<0.01%new
C&J ENERGY SVCS INC NEWC&J ENERGY SVCS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 47 shares; 2018Q2: 463 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 34 shares; 2019Q2: 34 shares; 2019Q3: 62 shares 62$1K<0.01%+28
SELLAS LIFE SCIENCES GROUP ISELLAS LIFE SCIENCES GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6 shares; 2018Q2: 1 shares; 2018Q3: 1 shares; 2018Q4: 2 shares; 2019Q1: 2 shares; 2019Q2: 4,002 shares; 2019Q3: 8,002 shares 8,002$1K<0.01%+4,000
KEMPHARM INC COM NEWKEMPHARM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 2,000 shares; 2019Q1: 2,000 shares; 2019Q2: 2,000 shares; 2019Q3: 2,000 shares 2,000$1K<0.01%0
National Holdings Corporati…National Holdings CorporationQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 196 shares; 2019Q2: 196 shares; 2019Q3: 196 shares 196$1K<0.01%0
FORWARD PHARMA A/SFORWARD PHARMA A/SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,654 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 182 shares; 2019Q2: 493 shares; 2019Q3: 955 shares 955$1K<0.01%+462
SENESTECH INCSENESTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$1K<0.01%0
ABUSARBUTUS BIOPHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 217 shares; 2018Q4: 217 shares; 2019Q1: 217 shares; 2019Q2: 217 shares; 2019Q3: 217 shares 217$00%0Value filed as zero, left out of ratios.Timeline
PRTAPROTHENA CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25 shares; 2018Q2: 2 shares; 2018Q3: 2 shares; 2018Q4: 2 shares; 2019Q1: 2 shares; 2019Q2: 18 shares; 2019Q3: 6 shares 6$00%-12Value filed as zero, left out of ratios.Timeline
MMYTMAKEMYTRIP LIMITED MAURITIUSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 19 shares; 2018Q2: 19 shares; 2018Q3: 19 shares; 2018Q4: 19 shares; 2019Q1: 19 shares; 2019Q2: 19 shares; 2019Q3: 19 shares 19$00%0Value filed as zero, left out of ratios.Timeline
DTDYNATRACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 19 shares 19$00%newValue filed as zero, left out of ratios.Timeline
BLFSBIOLIFE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5 shares; 2018Q2: 5 shares; 2018Q3: 105 shares; 2018Q4: 105 shares; 2019Q1: 105 shares; 2019Q2: 5 shares; 2019Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
BCRXBIOCRYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares; 2019Q2: 50 shares; 2019Q3: 50 shares 50$00%0Value filed as zero, left out of ratios.Timeline
AXSMAXSOME THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 18 shares 18$00%newValue filed as zero, left out of ratios.Timeline
HCMHUTCHMED CHINA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 352 shares; 2018Q2: 293 shares; 2018Q3: 237 shares; 2018Q4: 243 shares; 2019Q1: 243 shares; 2019Q2: 258 shares; 2019Q3: 21 shares 21$00%-237Value filed as zero, left out of ratios.Timeline
JPMEJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 954 shares; 2018Q2: 705 shares; 2018Q3: 705 shares; 2018Q4: 301 shares; 2019Q1: 301 shares; 2019Q2: 304 shares; 2019Q3: 3 shares 3$00%-301Value filed as zero, left out of ratios.Timeline
CBATCBAK ENERGY TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 250 shares 250$00%newValue filed as zero, left out of ratios.Timeline
TGSTRANSPORTADORA DE GAS DEL SUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,856 shares; 2018Q2: 7 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 301 shares; 2019Q2: 301 shares; 2019Q3: 16 shares 16$00%-285Value filed as zero, left out of ratios.Timeline
WRNWESTERN COPPER & GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 600 shares; 2018Q3: 800 shares; 2018Q4: 600 shares; 2019Q1: 600 shares; 2019Q2: 600 shares; 2019Q3: 600 shares 600$00%0Value filed as zero, left out of ratios.Timeline
THMINTERNATIONAL TOWER HILL MINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 10 shares; 2018Q3: 10 shares; 2018Q4: 10 shares; 2019Q1: 10 shares; 2019Q2: 10 shares; 2019Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
SHOESHOE STA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5 shares; 2018Q2: 5 shares; 2018Q3: 183 shares; 2018Q4: 2,134 shares; 2019Q1: 433 shares; 2019Q2: 72 shares; 2019Q3: 5 shares 5$00%-67Value filed as zero, left out of ratios.Timeline
BANDBANDWIDTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 5 shares; 2019Q2: 5 shares; 2019Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
ECPGENCORE CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15 shares 15$00%newValue filed as zero, left out of ratios.Timeline
KODKEASTMAN KODAK COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,196 shares; 2018Q2: 196 shares; 2018Q3: 2,100 shares; 2018Q4: 2,100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.Timeline
GSMFERROGLOBE PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,193 shares; 2018Q2: 2,671 shares; 2018Q3: 14,169 shares; 2018Q4: 6,818 shares; 2019Q1: 628 shares; 2019Q2: 628 shares; 2019Q3: 628 shares 628$00%0Value filed as zero, left out of ratios.Timeline
ATENA10 NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: not reported; 2018Q3: 17 shares; 2018Q4: 17 shares; 2019Q1: 17 shares; 2019Q2: 17 shares; 2019Q3: 17 shares 17$00%0Value filed as zero, left out of ratios.Timeline
DVAXDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,173 shares; 2018Q2: 734 shares; 2018Q3: 727 shares; 2018Q4: 4,473 shares; 2019Q1: 242 shares; 2019Q2: 232 shares; 2019Q3: 11 shares 11$00%-221Value filed as zero, left out of ratios.Timeline
MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4 shares; 2019Q2: 4 shares; 2019Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.
HAPVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 237 shares; 2019Q2: 245 shares; 2019Q3: 8 shares 8$00%-237Value filed as zero, left out of ratios.Timeline
MRC GLOBAL INCMRC GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 35 shares; 2018Q2: 35 shares; 2018Q3: 35 shares; 2018Q4: 35 shares; 2019Q1: 35 shares; 2019Q2: 35 shares; 2019Q3: 35 shares 35$00%0Value filed as zero, left out of ratios.
CENTRAIS ELETRICAS BRASILEIRCENTRAIS ELETRICAS BRASILEIRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14 shares; 2018Q2: 14 shares; 2018Q3: 14 shares; 2018Q4: 14 shares; 2019Q1: 14 shares; 2019Q2: 14 shares; 2019Q3: 40 shares 40$00%+26Value filed as zero, left out of ratios.
CENXCENTURY ALUM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,118 shares; 2018Q2: 5,918 shares; 2018Q3: 5,778 shares; 2018Q4: 5,943 shares; 2019Q1: 5,662 shares; 2019Q2: 65 shares; 2019Q3: 76 shares 76$00%+11Value filed as zero, left out of ratios.Timeline
TBPHTHERAVANCE BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10 shares; 2018Q4: 10 shares; 2019Q1: 10 shares; 2019Q2: 10 shares; 2019Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
ARDXARDELYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 376 shares; 2019Q1: 270 shares; 2019Q2: 270 shares; 2019Q3: 84 shares 84$00%-186Value filed as zero, left out of ratios.Timeline
BKDBROOKDALE SR LIVING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 850 shares; 2018Q2: 350 shares; 2018Q3: 350 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 21 shares; 2019Q3: 21 shares 21$00%0Value filed as zero, left out of ratios.Timeline
HLITHARMONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares; 2019Q2: 50 shares; 2019Q3: 50 shares 50$00%0Value filed as zero, left out of ratios.Timeline
BBWBUILD-A-BEAR WORKSHOP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 170 shares; 2018Q2: 20 shares; 2018Q3: 20 shares; 2018Q4: 20 shares; 2019Q1: 20 shares; 2019Q2: 20 shares; 2019Q3: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
RDNTRADNET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 22 shares; 2019Q1: 22 shares; 2019Q2: 22 shares; 2019Q3: 22 shares 22$00%0Value filed as zero, left out of ratios.Timeline
OPBKOP BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 12 shares; 2019Q1: 12 shares; 2019Q2: 171 shares; 2019Q3: 12 shares 12$00%-159Value filed as zero, left out of ratios.Timeline
LXRXLEXICON PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 213 shares; 2018Q2: 213 shares; 2018Q3: 494 shares; 2018Q4: 322 shares; 2019Q1: 322 shares; 2019Q2: 307 shares; 2019Q3: 307 shares 307$00%0Value filed as zero, left out of ratios.Timeline
CMCLCALEDONIA MNG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 40 shares; 2018Q2: 40 shares; 2018Q3: 40 shares; 2018Q4: 40 shares; 2019Q1: 40 shares; 2019Q2: 40 shares; 2019Q3: 40 shares 40$00%0Value filed as zero, left out of ratios.Timeline
AVNWAVIAT NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares; 2018Q3: 2 shares; 2018Q4: 2 shares; 2019Q1: 2 shares; 2019Q2: 2 shares; 2019Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
PMTSCPI CARD GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23 shares; 2018Q2: 23 shares; 2018Q3: 23 shares; 2018Q4: 23 shares; 2019Q1: 23 shares; 2019Q2: 23 shares; 2019Q3: 23 shares 23$00%0Value filed as zero, left out of ratios.Timeline
TMQTRILOGY METALS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 839 shares; 2018Q2: 839 shares; 2018Q3: 90 shares; 2018Q4: 107 shares; 2019Q1: 25 shares; 2019Q2: 17 shares; 2019Q3: 17 shares 17$00%0Value filed as zero, left out of ratios.Timeline
NLNLI HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 13 shares; 2018Q4: 13 shares; 2019Q1: 13 shares; 2019Q2: 13 shares; 2019Q3: 13 shares 13$00%0Value filed as zero, left out of ratios.Timeline
FOSLFOSSIL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 30 shares; 2019Q1: 30 shares; 2019Q2: 30 shares; 2019Q3: 14 shares 14$00%-16Value filed as zero, left out of ratios.Timeline
ATEXANTERIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3 shares 3$00%newValue filed as zero, left out of ratios.Timeline
CIACITIZENS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29 shares; 2018Q2: 29 shares; 2018Q3: 29 shares; 2018Q4: 29 shares; 2019Q1: 29 shares; 2019Q2: 29 shares; 2019Q3: 29 shares 29$00%0Value filed as zero, left out of ratios.Timeline
ATNIATN INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 528 shares; 2018Q2: 528 shares; 2018Q3: 528 shares; 2018Q4: not reported; 2019Q1: 8 shares; 2019Q2: 8 shares; 2019Q3: 8 shares 8$00%0Value filed as zero, left out of ratios.Timeline
CPSCOOPER-STANDARD HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 35 shares; 2018Q2: 396 shares; 2018Q3: 306 shares; 2018Q4: 230 shares; 2019Q1: not reported; 2019Q2: 10 shares; 2019Q3: 7 shares 7$00%-3Value filed as zero, left out of ratios.Timeline
RBBNRIBBON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares; 2018Q3: 20 shares; 2018Q4: 20 shares; 2019Q1: 20 shares; 2019Q2: 20 shares; 2019Q3: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
OCGNOCUGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1 shares 1$00%newValue filed as zero, left out of ratios.Timeline
UFIUNIFI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6 shares 6$00%newValue filed as zero, left out of ratios.Timeline
NEXANEXA RES S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 155 shares; 2018Q2: 155 shares; 2018Q3: 155 shares; 2018Q4: 288 shares; 2019Q1: 288 shares; 2019Q2: 293 shares; 2019Q3: 33 shares 33$00%-260Value filed as zero, left out of ratios.Timeline
OBEOBSIDIAN ENERGY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,000 shares; 2019Q3: 1,086 shares 1,086$00%-914Value filed as zero, left out of ratios.Timeline
OPTTOCEAN PWR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 144 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.Timeline
IGCIGC PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5,232 shares; 2018Q4: not reported; 2019Q1: 1,332 shares; 2019Q2: 332 shares; 2019Q3: 232 shares 232$00%-100Value filed as zero, left out of ratios.Timeline
PERIPERION NETWORK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47 shares; 2018Q4: 47 shares; 2019Q1: 47 shares; 2019Q2: 47 shares; 2019Q3: 47 shares 47$00%0Value filed as zero, left out of ratios.Timeline
AMPYAMPLIFY ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15 shares 15$00%newValue filed as zero, left out of ratios.Timeline
JOBGEE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares; 2018Q3: 12 shares; 2018Q4: 12 shares; 2019Q1: 12 shares; 2019Q2: 12 shares; 2019Q3: 12 shares 12$00%0Value filed as zero, left out of ratios.Timeline
SVASINOVAC BIOTECH LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,362 shares; 2019Q2: 1,362 shares; 2019Q3: 1,362 shares 1,362$00%0Value filed as zero, left out of ratios.Timeline
CATOCATO CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,520 shares; 2018Q2: 1,520 shares; 2018Q3: 8 shares; 2018Q4: 8 shares; 2019Q1: 8 shares; 2019Q2: 8 shares; 2019Q3: 8 shares 8$00%0Value filed as zero, left out of ratios.Timeline
LOMALOMA NEGRA C I A S A MTN 14Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 513 shares; 2018Q2: not reported; 2018Q3: 36 shares; 2018Q4: 36 shares; 2019Q1: 73 shares; 2019Q2: 73 shares; 2019Q3: 19 shares 19$00%-54Value filed as zero, left out of ratios.Timeline
FLNAFILANA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 37 shares; 2019Q2: 324 shares; 2019Q3: 324 shares 324$00%0Value filed as zero, left out of ratios.Timeline
TBHCTHE BRAND HOUSE COLLECTIVE IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 117 shares; 2018Q2: 117 shares; 2018Q3: 117 shares; 2018Q4: 117 shares; 2019Q1: 117 shares; 2019Q2: 117 shares; 2019Q3: 117 shares 117$00%0Value filed as zero, left out of ratios.Timeline
FXBINVESCO CURRENCYSHARES BRITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3 shares 3$00%newValue filed as zero, left out of ratios.Timeline
YCSPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3 shares; 2018Q4: 3 shares; 2019Q1: 3 shares; 2019Q2: 3 shares; 2019Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.Timeline
MBOTMICROBOT MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 469 shares; 2018Q4: 469 shares; 2019Q1: 2 shares; 2019Q2: 2 shares; 2019Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
USLUNITED STS 12 MONTH OIL FD LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24 shares; 2018Q2: 24 shares; 2018Q3: 24 shares; 2018Q4: 24 shares; 2019Q1: 24 shares; 2019Q2: 24 shares; 2019Q3: 24 shares 24$00%0Value filed as zero, left out of ratios.Timeline
SCJISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,610 shares; 2018Q3: 39 shares; 2018Q4: 4,711 shares; 2019Q1: 29 shares; 2019Q2: 3 shares; 2019Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.Timeline
KELLY SVCS INCKELLY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares; 2018Q3: 7 shares; 2018Q4: 7 shares; 2019Q1: 7 shares; 2019Q2: 7 shares; 2019Q3: 7 shares 7$00%0Value filed as zero, left out of ratios.
BIO-BBIO RAD LABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1 shares; 2018Q4: 1 shares; 2019Q1: 1 shares; 2019Q2: 1 shares; 2019Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
GIGMGIGAMEDIA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares; 2018Q3: 20 shares; 2018Q4: 20 shares; 2019Q1: 20 shares; 2019Q2: 20 shares; 2019Q3: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
Rithm Property Trust IncRithm Property Trust IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 9 shares; 2019Q1: 9 shares; 2019Q2: 9 shares; 2019Q3: 9 shares 9$00%0Value filed as zero, left out of ratios.
FRONTLINE PLC FFRONTLINE PLC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 359 shares; 2018Q2: 359 shares; 2018Q3: 359 shares; 2018Q4: 94 shares; 2019Q1: 60 shares; 2019Q2: 60 shares; 2019Q3: 60 shares 60$00%0Value filed as zero, left out of ratios.
LSC COMMUNICATIONS INCLSC COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30 shares; 2018Q2: 30 shares; 2018Q3: 255 shares; 2018Q4: 630 shares; 2019Q1: 255 shares; 2019Q2: 255 shares; 2019Q3: 255 shares 255$00%0Value filed as zero, left out of ratios.
FORUM ENERGY TECHNOLOGIESFORUM ENERGY TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 255 shares; 2018Q2: 255 shares; 2018Q3: 437 shares; 2018Q4: 395 shares; 2019Q1: 438 shares; 2019Q2: 438 shares; 2019Q3: 438 shares 438$00%0Value filed as zero, left out of ratios.
INTERNAP CORPORATIONINTERNAP CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 178 shares; 2018Q2: 178 shares; 2018Q3: 178 shares; 2018Q4: 178 shares; 2019Q1: 178 shares; 2019Q2: 178 shares; 2019Q3: 153 shares 153$00%-25Value filed as zero, left out of ratios.
SRNESORRENTO THERAPEUTICS, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: not reported; 2018Q4: 31 shares; 2019Q1: 85 shares; 2019Q2: 85 shares; 2019Q3: 85 shares 85$00%0Value filed as zero, left out of ratios.Timeline
TRAVELCENTERS OF AMERICA INCTRAVELCENTERS OF AMERICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13 shares 13$00%newValue filed as zero, left out of ratios.
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
BARNES & NOBLE ED INCBARNES & NOBLE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 183 shares; 2018Q2: 183 shares; 2018Q3: 57 shares; 2018Q4: 57 shares; 2019Q1: 57 shares; 2019Q2: 57 shares; 2019Q3: 57 shares 57$00%0Value filed as zero, left out of ratios.
PLAYA HOTELS & RESORTS NVPLAYA HOTELS & RESORTS NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 117 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 240 shares; 2019Q3: 63 shares 63$00%-177Value filed as zero, left out of ratios.
DECIPHERA PHARMACEUTICALS INDECIPHERA PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12 shares 12$00%newValue filed as zero, left out of ratios.
ORUKA THERAPEUTICS INC COMORUKA THERAPEUTICS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 55 shares; 2019Q3: 55 shares 55$00%0Value filed as zero, left out of ratios.
RANGER OIL CORPORATION CLAS…RANGER OIL CORPORATION CLASS A COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 680 shares; 2018Q4: 4 shares; 2019Q1: 4 shares; 2019Q2: 4 shares; 2019Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.
PCSB FINL CORP COMPCSB FINL CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5 shares; 2018Q4: 5 shares; 2019Q1: 5 shares; 2019Q2: 5 shares; 2019Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
TECTONIC THERAPEUTIC INC COMTECTONIC THERAPEUTIC INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 16 shares 16$00%newValue filed as zero, left out of ratios.
IRSA INVERSIONES Y REP S A …IRSA INVERSIONES Y REP S A SPON G…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 686 shares; 2018Q2: 51 shares; 2018Q3: 51 shares; 2018Q4: 5 shares; 2019Q1: 5 shares; 2019Q2: 5 shares; 2019Q3: 16 shares 16$00%+11Value filed as zero, left out of ratios.
REGIS CORPREGIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15 shares; 2018Q4: 15 shares; 2019Q1: 15 shares; 2019Q2: 15 shares; 2019Q3: 15 shares 15$00%0Value filed as zero, left out of ratios.
GIFIGULF ISLAND FABRICATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 25 shares 25$00%newValue filed as zero, left out of ratios.Timeline
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,629 shares; 2018Q2: 2,710 shares; 2018Q3: 1,640 shares; 2018Q4: 2,946 shares; 2019Q1: 4,157 shares; 2019Q2: 20 shares; 2019Q3: 20 shares 20$00%0Value filed as zero, left out of ratios.
ADVAXIS INCADVAXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 880 shares; 2019Q2: 14 shares; 2019Q3: 13 shares 13$00%-1Value filed as zero, left out of ratios.
IMPMQIMPAC MTG HLDGS INC COM STK NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 14 shares; 2018Q4: not reported; 2019Q1: 13 shares; 2019Q2: 13 shares; 2019Q3: 45 shares 45$00%+32Value filed as zero, left out of ratios.Timeline
EKSO BIONICS HLDGS INCEKSO BIONICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 49,739 shares; 2018Q2: 1,386 shares; 2018Q3: 25,421 shares; 2018Q4: 716 shares; 2019Q1: 716 shares; 2019Q2: 716 shares; 2019Q3: 386 shares 386$00%-330Value filed as zero, left out of ratios.
MMA Capital Management LLCMMA Capital Management LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares; 2018Q3: 12 shares; 2018Q4: 12 shares; 2019Q1: not reported; 2019Q2: 12 shares; 2019Q3: 12 shares 12$00%0Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 108 shares; 2018Q2: 108 shares; 2018Q3: 108 shares; 2018Q4: 108 shares; 2019Q1: 118 shares; 2019Q2: 118 shares; 2019Q3: 118 shares 118$00%0Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 119 shares; 2018Q2: 119 shares; 2018Q3: 119 shares; 2018Q4: 119 shares; 2019Q1: 130 shares; 2019Q2: 130 shares; 2019Q3: 130 shares 130$00%0Value filed as zero, left out of ratios.
PLUS THERAPEUTICS INCPLUS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1 shares 1$00%newValue filed as zero, left out of ratios.
VISTRA CORPVISTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,060 shares; 2018Q3: 244 shares; 2018Q4: 244 shares; 2019Q1: 122 shares; 2019Q2: 122 shares; 2019Q3: 122 shares 122$00%0Value filed as zero, left out of ratios.
HEPION PHARMACEUTICALS INCHEPION PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1 shares 1$00%newValue filed as zero, left out of ratios.
CTI BIOPHARMA CORPCTI BIOPHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 550 shares; 2018Q2: 550 shares; 2018Q3: 83 shares; 2018Q4: 83 shares; 2019Q1: 83 shares; 2019Q2: 33 shares; 2019Q3: 33 shares 33$00%0Value filed as zero, left out of ratios.
ALTISOURCE ASSET MGMT CORPALTISOURCE ASSET MGMT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5 shares; 2018Q2: 5 shares; 2018Q3: 5 shares; 2018Q4: 5 shares; 2019Q1: 5 shares; 2019Q2: 5 shares; 2019Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
EMAGIN CORPEMAGIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
MECHEL PAOMECHEL PAOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 173 shares; 2018Q2: 173 shares; 2018Q3: 150 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 116 shares 116$00%newValue filed as zero, left out of ratios.
SOGOU INC ADR REPSTG ASOGOU INC ADR REPSTG AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 915 shares; 2018Q3: 1,290 shares; 2018Q4: 790 shares; 2019Q1: 50 shares; 2019Q2: 50 shares; 2019Q3: 50 shares 50$00%0Value filed as zero, left out of ratios.
GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
MEDALLIA INCMEDALLIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13 shares 13$00%newValue filed as zero, left out of ratios.
LORAL SPACE & COM INCLORAL SPACE & COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 32 shares; 2018Q4: 32 shares; 2019Q1: 32 shares; 2019Q2: 5 shares; 2019Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
APPROACH RESOURCES INCAPPROACH RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 100 shares 100$00%newValue filed as zero, left out of ratios.
CAPITAL SENIOR LIVING CORPCAPITAL SENIOR LIVING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 34 shares; 2019Q3: 34 shares 34$00%0Value filed as zero, left out of ratios.
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 634 shares; 2018Q2: 634 shares; 2018Q3: 365 shares; 2018Q4: 365 shares; 2019Q1: 365 shares; 2019Q2: 365 shares; 2019Q3: 365 shares 365$00%0Value filed as zero, left out of ratios.
CHINA FIN ONLINE CO LTDCHINA FIN ONLINE CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
OCWEN FINL CORPOCWEN FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 619 shares; 2018Q2: 619 shares; 2018Q3: 619 shares; 2018Q4: 619 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$00%0Value filed as zero, left out of ratios.
ASCENA RETAIL GROUP INCASCENA RETAIL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 746 shares; 2019Q1: 2,278 shares; 2019Q2: 1,532 shares; 2019Q3: 421 shares 421$00%-1,111Value filed as zero, left out of ratios.
DURECT CORPDURECT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,800 shares; 2018Q2: 1,800 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 15 shares; 2019Q3: 15 shares 15$00%0Value filed as zero, left out of ratios.
ACHILLION PHARMACEUTICALS INACHILLION PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 87 shares; 2018Q2: 87 shares; 2018Q3: 87 shares; 2018Q4: 87 shares; 2019Q1: 87 shares; 2019Q2: 87 shares; 2019Q3: 87 shares 87$00%0Value filed as zero, left out of ratios.
Cbs Corporation Cl A NewCbs Corporation Cl A NewQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 4 shares; 2019Q1: 4 shares; 2019Q2: 4 shares; 2019Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 800 shares; 2018Q4: 700 shares; 2019Q1: 700 shares; 2019Q2: 700 shares; 2019Q3: 500 shares 500$00%-200Value filed as zero, left out of ratios.
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 78 shares; 2018Q2: 78 shares; 2018Q3: 24 shares; 2018Q4: 24 shares; 2019Q1: 24 shares; 2019Q2: 24 shares; 2019Q3: 24 shares 24$00%0Value filed as zero, left out of ratios.
BSQUARE CORPBSQUARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 31 shares; 2018Q2: 31 shares; 2018Q3: 31 shares; 2018Q4: 31 shares; 2019Q1: 31 shares; 2019Q2: 31 shares; 2019Q3: 31 shares 31$00%0Value filed as zero, left out of ratios.
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 1 shares; 2018Q4: 1 shares; 2019Q1: 1 shares; 2019Q2: 1 shares; 2019Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
BLUEKNIGHT ENERGY PARTNERS …BLUEKNIGHT ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
XINYUAN REAL ESTATE CO LTDXINYUAN REAL ESTATE CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,764 shares; 2018Q2: 3,764 shares; 2018Q3: 3,764 shares; 2018Q4: 19 shares; 2019Q1: 19 shares; 2019Q2: 19 shares; 2019Q3: 19 shares 19$00%0Value filed as zero, left out of ratios.
ON TRACK INNOVATION LTDON TRACK INNOVATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 1,100 shares 1,100$00%+1,000Value filed as zero, left out of ratios.
BIOANALYTICAL SYS INCBIOANALYTICAL SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
BROADVISION INCBROADVISION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8 shares; 2018Q2: 8 shares; 2018Q3: 8 shares; 2018Q4: 8 shares; 2019Q1: 8 shares; 2019Q2: 8 shares; 2019Q3: 8 shares 8$00%0Value filed as zero, left out of ratios.
DIGITAL ALLY INCDIGITAL ALLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 200 shares 200$00%newValue filed as zero, left out of ratios.
NII HLDGS INC COM PAR $0.001NII HLDGS INC COM PAR $0.001Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 468 shares; 2018Q4: 813 shares; 2019Q1: 345 shares; 2019Q2: not reported; 2019Q3: 125 shares 125$00%newValue filed as zero, left out of ratios.
AIM IMMUNOTECH INCAIM IMMUNOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6 shares 6$00%newValue filed as zero, left out of ratios.
Taronis Technologies Inc Co…Taronis Technologies Inc Com NewQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 159 shares 159$00%newValue filed as zero, left out of ratios.
NULLNULLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6 shares 6$00%newValue filed as zero, left out of ratios.
SEELOS THERAPEUTICS INCSEELOS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 518 shares; 2019Q2: 18 shares; 2019Q3: 18 shares 18$00%0Value filed as zero, left out of ratios.
CSI COMPRESSCO LPCSI COMPRESSCO LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 150 shares 150$00%newValue filed as zero, left out of ratios.
GALMED PHARMACEUTICALS LTDGALMED PHARMACEUTICALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,200 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15 shares 15$00%newValue filed as zero, left out of ratios.
SIENTRA INCSIENTRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 595 shares; 2018Q2: 595 shares; 2018Q3: 626 shares; 2018Q4: 626 shares; 2019Q1: 31 shares; 2019Q2: 31 shares; 2019Q3: 31 shares 31$00%0Value filed as zero, left out of ratios.
CALYXT INCCALYXT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 128 shares; 2018Q4: 128 shares; 2019Q1: 128 shares; 2019Q2: 28 shares; 2019Q3: 28 shares 28$00%0Value filed as zero, left out of ratios.
RICEBRAN TECHNOLOGIESRICEBRAN TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30 shares; 2018Q2: 30 shares; 2018Q3: 30 shares; 2018Q4: 30 shares; 2019Q1: 30 shares; 2019Q2: 30 shares; 2019Q3: 30 shares 30$00%0Value filed as zero, left out of ratios.
MARKER THERAPEUTICS INCMARKER THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 18 shares; 2019Q1: 18 shares; 2019Q2: 18 shares; 2019Q3: 18 shares 18$00%0Value filed as zero, left out of ratios.
ION GEOPHYSICAL CORPION GEOPHYSICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 410 shares; 2018Q2: 16 shares; 2018Q3: 16 shares; 2018Q4: 16 shares; 2019Q1: 16 shares; 2019Q2: 16 shares; 2019Q3: 16 shares 16$00%0Value filed as zero, left out of ratios.
AGEX THERAPEUTICS INCAGEX THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 325 shares; 2019Q1: 375 shares; 2019Q2: 275 shares; 2019Q3: 275 shares 275$00%0Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 52 shares; 2019Q1: 50 shares; 2019Q2: 41 shares; 2019Q3: 41 shares 41$00%0Value filed as zero, left out of ratios.
THERIVA BIOLOGICS INC COM N…THERIVA BIOLOGICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 421 shares; 2019Q2: 421 shares; 2019Q3: 421 shares 421$00%0Value filed as zero, left out of ratios.
MARINUS PHARMACEUTICALS INCMARINUS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 50 shares; 2019Q3: 150 shares 150$00%+100Value filed as zero, left out of ratios.
LILIS ENERGY INCLILIS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 300 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 800 shares; 2019Q3: 800 shares 800$00%0Value filed as zero, left out of ratios.
AUDENTES THERAPEUTICS INC.AUDENTES THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 14 shares; 2019Q3: 14 shares 14$00%0Value filed as zero, left out of ratios.
ECOVYST INC.ECOVYST INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 8 shares; 2019Q3: 8 shares 8$00%0Value filed as zero, left out of ratios.
AILERON THERAPEUTICS INC CO…AILERON THERAPEUTICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 150 shares; 2018Q2: 150 shares; 2018Q3: 150 shares; 2018Q4: 150 shares; 2019Q1: 150 shares; 2019Q2: 150 shares; 2019Q3: 150 shares 150$00%0Value filed as zero, left out of ratios.
CONATUS PHARMACEUTICALS INCCONATUS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
GRANA Y MONTERO S A AGRANA Y MONTERO S A AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 26 shares; 2018Q2: not reported; 2018Q3: 18 shares; 2018Q4: 18 shares; 2019Q1: 18 shares; 2019Q2: 18 shares; 2019Q3: 18 shares 18$00%0Value filed as zero, left out of ratios.
HELIUS MED TECHNOLOGIES INCHELIUS MED TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 20 shares; 2019Q2: 20 shares; 2019Q3: 20 shares 20$00%0Value filed as zero, left out of ratios.
ACHIEVE LIFE SCIENCE INCACHIEVE LIFE SCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3 shares 3$00%newValue filed as zero, left out of ratios.
HUDSON LTDHUDSON LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 85 shares; 2019Q1: 85 shares; 2019Q2: 85 shares; 2019Q3: 21 shares 21$00%-64Value filed as zero, left out of ratios.
NEPTUNE WELLNESS SOLUTIONS INEPTUNE WELLNESS SOLUTIONS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,000 shares; 2018Q4: 3,000 shares; 2019Q1: 3,000 shares; 2019Q2: 3,100 shares; 2019Q3: 100 shares 100$00%-3,000Value filed as zero, left out of ratios.
SEADRILL LTDSEADRILL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47 shares; 2018Q4: 55 shares; 2019Q1: 41 shares; 2019Q2: 11 shares; 2019Q3: 16 shares 16$00%+5Value filed as zero, left out of ratios.
CLEVELAND BIOLABS INCCLEVELAND BIOLABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25 shares; 2018Q2: 25 shares; 2018Q3: 25 shares; 2018Q4: 25 shares; 2019Q1: 25 shares; 2019Q2: 25 shares; 2019Q3: 25 shares 25$00%0Value filed as zero, left out of ratios.
ONCOSEC MED INCONCOSEC MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 65 shares; 2019Q3: 65 shares 65$00%0Value filed as zero, left out of ratios.
AXOVANT SCIENCES LTDAXOVANT SCIENCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 80 shares; 2019Q3: 80 shares 80$00%0Value filed as zero, left out of ratios.
MARATHON PATENT GROUP INCMARATHON PATENT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 14 shares; 2019Q3: 14 shares 14$00%0Value filed as zero, left out of ratios.
GREAT ELM CAP CORPGREAT ELM CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 196 shares; 2018Q2: 201 shares; 2018Q3: 205 shares; 2018Q4: 11 shares; 2019Q1: 11 shares; 2019Q2: 11 shares; 2019Q3: 11 shares 11$00%0Value filed as zero, left out of ratios.
CELSION CORPCELSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 35 shares; 2019Q1: 35 shares; 2019Q2: 35 shares; 2019Q3: 35 shares 35$00%0Value filed as zero, left out of ratios.
MILLENDO THERAPEUTICS INCMILLENDO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3 shares; 2019Q1: 3 shares; 2019Q2: 3 shares; 2019Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.
CALADRIUS BIOSCIENCES INCCALADRIUS BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 10 shares; 2018Q3: 10 shares; 2018Q4: 10 shares; 2019Q1: 10 shares; 2019Q2: 10 shares; 2019Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.
AYTU BIOSCIENCE INCAYTU BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2 shares; 2018Q4: 2 shares; 2019Q1: 2 shares; 2019Q2: 2 shares; 2019Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.
PHIO PHARMACEUTICALS CORPPHIO PHARMACEUTICALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 19 shares; 2019Q1: 19 shares; 2019Q2: 3 shares; 2019Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.
CELLECTAR BIOSCIENCES INCCELLECTAR BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 5 shares; 2019Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
LIQTECH INTL INCLIQTECH INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 100 shares; 2019Q3: 62 shares 62$00%-38Value filed as zero, left out of ratios.
PRECIPIO INCPRECIPIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2 shares; 2019Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.
INTEC PHARMA LTD JERUSALEMINTEC PHARMA LTD JERUSALEMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 237 shares 237$00%newValue filed as zero, left out of ratios.
AKERS BIOSCIENCES INCAKERS BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 250 shares; 2019Q1: 13 shares; 2019Q2: 13 shares; 2019Q3: 13 shares 13$00%0Value filed as zero, left out of ratios.
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,058 shares; 2018Q2: 2,058 shares; 2018Q3: 2,058 shares; 2018Q4: 2,058 shares; 2019Q1: 2,058 shares; 2019Q2: 2,058 shares; 2019Q3: 2,058 shares 2,058$00%0Value filed as zero, left out of ratios.
ICONIX BRAND GROUP INC COM …ICONIX BRAND GROUP INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 60 shares; 2019Q2: 60 shares; 2019Q3: 60 shares 60$00%0Value filed as zero, left out of ratios.
INSTRUCTURE INCINSTRUCTURE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 28 shares; 2018Q2: 88 shares; 2018Q3: 192 shares; 2018Q4: 197 shares; 2019Q1: 192 shares; 2019Q2: 87 shares; 2019Q3: 6 shares 6$00%-81Value filed as zero, left out of ratios.
NUVECTRA CORPNUVECTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,314 shares; 2018Q2: 3,314 shares; 2018Q3: 3,314 shares; 2018Q4: 3,314 shares; 2019Q1: 314 shares; 2019Q2: 314 shares; 2019Q3: 521 shares 521$00%+207Value filed as zero, left out of ratios.
FIRST CHOICE BANCORPFIRST CHOICE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5 shares; 2019Q1: 5 shares; 2019Q2: 5 shares; 2019Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
CONTURA ENERGY INCCONTURA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2 shares; 2019Q1: 2 shares; 2019Q2: 2 shares; 2019Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.
ALTUS MIDSTREAM COALTUS MIDSTREAM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2,245 shares; 2019Q1: 711 shares; 2019Q2: 247 shares; 2019Q3: 247 shares 247$00%0Value filed as zero, left out of ratios.
TITAN PHARMACEUTICALS INC DETITAN PHARMACEUTICALS INC DEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 350 shares; 2019Q2: 350 shares; 2019Q3: 350 shares 350$00%0Value filed as zero, left out of ratios.
REXAHN PHARMACEUTICALS INCREXAHN PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 23 shares; 2019Q3: 23 shares 23$00%0Value filed as zero, left out of ratios.
BASIC ENERGY SVCS INC NEWBASIC ENERGY SVCS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares; 2018Q3: 2 shares; 2018Q4: 2 shares; 2019Q1: 2 shares; 2019Q2: 2 shares; 2019Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.
ROAN RES INCROAN RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 117 shares; 2019Q1: 100 shares; 2019Q2: 100 shares; 2019Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
CHECK CAP LTDCHECK CAP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 167 shares; 2018Q3: 167 shares; 2018Q4: 167 shares; 2019Q1: 167 shares; 2019Q2: 167 shares; 2019Q3: 167 shares 167$00%0Value filed as zero, left out of ratios.
CHARAH SOLUTIONS INCCHARAH SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares; 2019Q3: 200 shares 200$00%0Value filed as zero, left out of ratios.
IRSA PROPIEDADES COMERCIALESIRSA PROPIEDADES COMERCIALESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3 shares; 2018Q2: 3 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5 shares 5$00%newValue filed as zero, left out of ratios.
PROTECTIVE INSURANCE CORP- BPROTECTIVE INSURANCE CORP- BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 8 shares; 2019Q3: 8 shares 8$00%0Value filed as zero, left out of ratios.
MTBC INCMTBC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 100 shares; 2019Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3 shares; 2018Q2: 3 shares; 2018Q3: 3 shares; 2018Q4: 3 shares; 2019Q1: 3 shares; 2019Q2: 3 shares; 2019Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.
OBALON THERAPEUTICS INC COM…OBALON THERAPEUTICS INC COM NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 14 shares 14$00%newValue filed as zero, left out of ratios.
NAVIOS MARITIME CHG CONTAIN…NAVIOS MARITIME CHG CONTAINERS LP…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 43 shares; 2019Q1: 33 shares; 2019Q2: 48 shares; 2019Q3: 33 shares 33$00%-15Value filed as zero, left out of ratios.
TETRAPHASE PHARMACEUTICALS ITETRAPHASE PHARMACEUTICALS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 57 shares 57$00%newValue filed as zero, left out of ratios.
INVIVO THERAPEUTICS HLDGS C…INVIVO THERAPEUTICS HLDGS CO COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 863 shares; 2018Q3: 963 shares; 2018Q4: 963 shares; 2019Q1: 923 shares; 2019Q2: 923 shares; 2019Q3: 923 shares 923$00%0Value filed as zero, left out of ratios.
SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 196 shares; 2018Q2: 196 shares; 2018Q3: 296 shares; 2018Q4: 296 shares; 2019Q1: 296 shares; 2019Q2: 246 shares; 2019Q3: 172 shares 172$00%-74Value filed as zero, left out of ratios.
TALOS ENERGY INCTALOS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 237 shares; 2018Q3: 206 shares; 2018Q4: 153 shares; 2019Q1: 153 shares; 2019Q2: 153 shares; 2019Q3: 153 shares 153$00%0Value filed as zero, left out of ratios.
SUNESIS PHARMACEUTICALS INCSUNESIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 183 shares; 2019Q3: 183 shares 183$00%0Value filed as zero, left out of ratios.
RA MED SYS INCRA MED SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 145 shares; 2019Q1: 145 shares; 2019Q2: 145 shares; 2019Q3: 96 shares 96$00%-49Value filed as zero, left out of ratios.
Melinta Therapeutics IncMelinta Therapeutics IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 14 shares; 2019Q2: 14 shares; 2019Q3: 14 shares 14$00%0Value filed as zero, left out of ratios.
U S ENERGY CORP WYOU S ENERGY CORP WYOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 83 shares; 2018Q2: 83 shares; 2018Q3: 83 shares; 2018Q4: 83 shares; 2019Q1: 83 shares; 2019Q2: 83 shares; 2019Q3: 83 shares 83$00%0Value filed as zero, left out of ratios.
NEURALSTEM INCNEURALSTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5 shares 5$00%newValue filed as zero, left out of ratios.
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 366 shares; 2019Q2: 366 shares; 2019Q3: 366 shares 366$00%0Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
APPLE INCAPPLE INC CALLcall27$252K+4
BOEING COBOEING CO CALLcall68$156K+63
META PLATFORMS INCMETA PLATFORMS INC CALLcall56$139K+14
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALLcall68$64K+40
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUTput128$50K-25
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC CALLcall70$50Knew
MICROSOFT CORPMICROSOFT CORP CALLcall8$34K0
QUALCOMM INCQUALCOMM INC CALLcall30$27K0
ROKU INCROKU INC PUTput19$25Knew
GENERAL ELECTRIC COGENERAL ELECTRIC CO COMcall120$18K-20
MORGAN STANLEYMORGAN STANLEY Optioncall40$14K0
SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR CALLcall100$11K0
CVS HEALTH CORPCVS HEALTH CORP PUTput94$11Knew
AMAZON COM INCAMAZON COM INC CALLcall1$8Knew
COSTCO WHOLESALE CORPORATIONCOSTCO WHOLESALE CORPORATION CALLput3$6Knew
AMAZON COM INCAMAZON COM INC PUTput1$4Knew
BANK OF AMER CORPBANK OF AMER CORP PUTput88$4Knew
DISNEY WALT CODISNEY WALT CO COMcall1$4Knew
BLACKSTONE INCBLACKSTONE INC PUTput10$4Knew
MARATHON PETE CORPMARATHON PETE CORP PUTput23$4Knew
DROPBOX INCDROPBOX INC CL Acall20$4K0
CHART INDS INCCHART INDS INC PUTput31$4Knew
CERNER CORPCERNER CORP COMput21$4Knew
NEXTERA ENERGY INCNEXTERA ENERGY INC PUTput6$3Knew
NETFLIX INC.NETFLIX INC. CALLcall2$3K+1
INTERNATIONAL BUSINESS MACHSINTERNATIONAL BUSINESS MACHS CHS PUTput15$3Knew
XILINX INCXILINX INC COMcall15$3K0
ISHARES TRISHARES TR PUTput3$2Knew
MACYS INCMACYS INC COMput70$2Knew
CARGURUS INCCARGURUS INC COM CL Acall20$2Knew
VANGUARD INDEX FDSVANGUARD INDEX FDS SMALL CP ETFput2$2Knew
KNOWLES CORPKNOWLES CORP COMcall20$2Knew
CITIGROUP INCCITIGROUP INC PUTput5$1Knew
APPLE INCAPPLE INC PUTput2$1Knew
PHILIP MORRIS INTL INCPHILIP MORRIS INTL INC PUTput3$1Knew
WELLS FARGO & COWELLS FARGO & CO CALLput26$1Knew
EXXON MOBIL CORPEXXON MOBIL CORP CALLput6$1Knew
ROKU INCROKU INC CALLcall11$1Knew
OCCIDENTAL PETE CORPOCCIDENTAL PETE CORP PUTput14$1Knew
ALTRIA GROUP INCALTRIA GROUP INC PUTput3$1Knew
HOME DEPOT INCHOME DEPOT INC PUTput1$1Knew
PHILLIPS 66PHILLIPS 66 PUTput2$1Knew
MERCK & CO INCMERCK & CO INC PUTput2$1Knew
CVS HEALTH CORPCVS HEALTH CORP CALLcall1$1K0
VANGUARD WHITEHALL FDSVANGUARD WHITEHALL FDS HIGH DIV YLDput2$1Knew
BRIGHTHOUSE FINL INCBRIGHTHOUSE FINL INC COMcall5$1Knew
XCEL ENERGY INCXCEL ENERGY INC COMput4$1Knew
B2GOLD CORPB2GOLD CORP COMcall100$1Knew
ABBVIE INCABBVIE INC COMput6$1Knew
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTDput100$1Knew
WHITING PETE CORP NEWWHITING PETE CORP NEW COM NEWput30$1Knew
TESLA INCTESLA INC PUTput1$0-1
PFIZER INCPFIZER INC PUTput1$0new
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC PUTput3$0new
HALLIBURTON COHALLIBURTON CO CALLcall2$00
BLOCK INCBLOCK INC CALLcall10$0new
HAWAIIAN ELEC INDS INC MTN BHAWAIIAN ELEC INDS INC MTN B PUTput4$0new
VANGUARD INDEX FDSVANGUARD INDEX FDS PUTput1$0new
MONDELEZ INTL INCMONDELEZ INTL INC CL Aput3$0new
DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW COM NEWput3$0new
TORONTO DOMINION BK ONTTORONTO DOMINION BK ONT COM NEWput10$0new
PRUDENTIAL FINL INCPRUDENTIAL FINL INC COMput2$0new
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO COMput7$0new
DUPONT DE NEMOURS INCDUPONT DE NEMOURS INC CALLcall1$00
CIMAREX ENERGY COCIMAREX ENERGY CO COMput8$0new
UNIVERSAL INS HLDGS INCUNIVERSAL INS HLDGS INC COMput8$0new
VALARIS PLCVALARIS PLC CALLcall5$0new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1principal100$72K0
NEMNEM 0.00% 10/30/2023principal62$69K+18
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0principal62$65K+14
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0principal64$64K+16
FINISAR CORPFINISAR CORP NOTE 0.500%12/1principal57$57K0
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1principal58$55K+17
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1principal56$53K+17
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2principal52$53K0
BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023 Corp Bondprincipal45$50K0
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BONDprincipal53$49K0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0principal55$46K+2
TWITTER INCTWITTER INC NOTE 0.250% 6/1principal42$44K+5
II VI INCII VI INC NOTE 0.250% 9/0principal43$44K0
SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BONDprincipal44$41K+11
PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0principal41$40K-5
GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0principal37$38K+7
MFA FINL INCMFA FINL INC BONDprincipal35$36K0
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1principal29$34K0
SIXTH STREET SPECIALTY LEND…SIXTH STREET SPECIALTY LENDING NOTE 4.500% 8/0principal23$24K0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1principal32$23K0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0principal19$23K0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1principal17$20K0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1principal14$18K0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BONDprincipal16$18K-2
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1principal15$15K0
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0principal13$14Knew
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0principal11$14K0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3principal11$14K0
TESLA INCTESLA INC NOTE 1.250% 3/0principal14$14K0
SPLUNK INCSPLUNK INC BONDprincipal13$14Knew
INPHI CORPINPHI CORP NOTE 0.750% 9/0principal11$14K0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0principal11$13K+5
WORKDAY INCWORKDAY INC NOTE 0.250%10/0principal10$13K0
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1principal10$13K-1
RHRH BONDprincipal12$13Knew
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1principal13$12K0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COMprincipal3$11K-1
ARES CAPITAL CORPARES CAPITAL CORP NOTE 4.625% 3/0principal10$11K0
BLOCK INCBLOCK INC NOTE 0.500% 5/1principal10$11K0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1principal9$11K0
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1principal10$11K0
REDWOOD TRUST INCREDWOOD TRUST INC BONDprincipal11$11K0
COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1principal8$11K0
ENVESTNET INCENVESTNET INC NOTE 1.75012/1principal11$11K0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0principal10$10K0
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debtprincipal10$10K-2
GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0principal10$10K0
NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0principal10$9K0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTEprincipal5$9K-2
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1principal6$8K0
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0principal8$8K0
PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0principal8$8K0
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0principal7$7K0
OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0principal6$7K0
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0principal7$7K0
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNVprincipal7$7K0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1principal6$6K0
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0principal5$6Knew
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1principal3$6K-3
HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0principal6$6K0
TESLA INCTESLA INC NOTE 2.000% 5/1principal6$6K0
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1principal6$6K0
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1principal6$6K0
VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0principal6$6K0
PURE STORAGE INCPURE STORAGE INC NOTE 0.125% 4/1principal5$5K0
ZENDESK INCZENDESK INC NOTE 0.250% 3/1principal4$5K0
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1principal4$5K0
REPLIGEN CORPREPLIGEN CORP BONDprincipal5$5Knew
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0principal5$5K0
INPHI CORPINPHI CORP NOTE 1.125%12/0principal3$5K0
THERAVANCE INCTHERAVANCE INC CORPORATE OBLIGprincipal4$4K-2
TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3principal5$4K0
Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1principal3$4K0
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1principal3$3K0
DEXCOM INCDEXCOM INC NOTE 0.750% 5/1principal2$3K0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTEprincipal3$3K0
INSULET CORPINSULET CORP NOTE 1.250% 9/1principal1$3K0
SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0principal3$3K0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0principal3$3K0
ALZA CORP 7/2ALZA CORP 7/2 SDCVprincipal1$2K0
TERADYNE INCTERADYNE INC NOTEprincipal1$2K0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1principal2$2K0
OASIS PETE INC NEWOASIS PETE INC NEW NOTEprincipal2$1K0
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3principal1$1K0

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 244. All 244

SecurityShares beforeValue beforeType
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE233,185$10.4Mshares
HARRIS CORP INCHARRIS CORP INC13,162$2.5Mshares
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC15,713$2.07Mshares
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP54,201$1.89Mshares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP21,227$1.5Mshares
TOTAL SYS SVCS INCTOTAL SYS SVCS INC11,114$1.43Mshares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC5,327$1.31Mshares
WLDNWILLDAN GROUP INC32,404$1.21Mshares
Apollo Global ManagementApollo Global Management33,856$1.16Mshares
LKORFLEXSHARES TR20,267$1.12Mshares
WORLDPAY INCWORLDPAY INC8,837$1.08Mshares
XEROX CORPXEROX CORP24,901$883Kshares
RED HAT INCRED HAT INC3,313$622Kshares
BT GROUP-ADRBT GROUP-ADR43,334$553Kshares
TRIBUNE COMPANYTRIBUNE COMPANY10,889$504Kshares
TORCHMARK CORPTORCHMARK CORP5,528$494Kshares
CHEMICAL FINANCIAL CORPCHEMICAL FINANCIAL CORP11,932$491Kshares
IQ HEDGE MARKET NEUT TRACKIQ HEDGE MARKET NEUT TRACK18,034$476Kshares
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A17,170$465Kshares
BENEFITFOCUS INCBENEFITFOCUS INC15,110$410Kshares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC2,227$369Kshares
SPFISOUTH PLAINS FINANCIAL INC20,000$330Kshares
AIX INCAIX INC9,011$302Kshares
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST11,226$281Kshares
ISHARES TRISHARES TR9,998$265Kshares
UNITS-GRANITE REIT-STAPLUNITS-GRANITE REIT-STAPL5,607$256Kshares
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC5,124$254Kshares
DEL FRISCOS RESTAURANT GROUPDEL FRISCOS RESTAURANT GROUP30,450$242Kshares
ISHARES TRISHARES TR9,442$241Kshares
BSCSINVESCO EXCH TRD SLF IDX FD11,000$237Kshares
BSCRINVESCO EXCH TRD SLF IDX FD11,000$226Kshares
NENNEW ENGLAND RLTY ASSOC LTD P3,120$184Kshares
USAA ETF TRUSAA ETF TR3,466$178Kshares
USA TECHNOLOGIES INCUSA TECHNOLOGIES INC21,568$160Kshares
HFF INCHFF INC3,374$154Kshares
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM3,229$150Kshares
PEAK RESORTS INCPEAK RESORTS INC27,000$128Kshares
PCM INCPCM INC3,624$127Kshares
GSV CAPITAL CORPGSV CAPITAL CORP17,590$113Kshares
TCF FINL CORPTCF FINL CORP5,070$105Kshares
ONEVSPDR SERIES TRUST1,162$93Kshares
ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV2,417$88Kshares
CARBON BLACK INCCARBON BLACK INC5,250$88Kshares
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION80$81Kprincipal
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH4,000$75Kshares
M B T FINANCIAL CORPM B T FINANCIAL CORP6,559$66Kshares
MERCMERCER INTL INC4,126$64Kshares
CHINA EASTN AIRLS LTDCHINA EASTN AIRLS LTD2,171$64Kshares
GVIPGOLDMAN SACHS ETF TR1,078$63Kshares
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC3,060$58Kshares
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN59$58Kprincipal
JVALJ P MORGAN EXCHANGE TRADED F2,000$53Kshares
NEXTERA ENERGY INC CORPORATENEXTERA ENERGY INC CORPORATE800$52Kshares
CHESAPEAKE LODGING TRCHESAPEAKE LODGING TR1,729$49Kshares
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC99$47Kcall
ENSCO ROWAN PLCENSCO ROWAN PLC5,436$46Kshares
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP2,822$46Kshares
DOMINION ENERGY INCDOMINION ENERGY INC910$46Kshares
AGNGGLOBAL X FDS2,009$43Kshares
SOYBTEUCRIUM COMMODITY TR2,650$42Kshares
WAGEWORKS INCWAGEWORKS INC809$41Kshares
TIAIYTELECOM ITALIA S P A NEW7,442$39Kshares
PROSHARES TRPROSHARES TR1,000$37Kshares
NWFLNORWOOD FINANCIAL CORP993$35Kshares
VSECVSE CORP1,168$34Kshares
SBLKSTAR BULK CARRIERS CORP.3,570$34Kshares
MBUUMALIBU BOATS INC859$33Kshares
SPRAGUE RES LPSPRAGUE RES LP1,845$33Kshares
ALPS ETF TRALPS ETF TR1,100$33Kshares
HBNCHORIZON BANCORP IND1,864$30Kshares
JETSETF SER SOLUTIONS1,003$30Kshares
QEMMSPDR INDEX SHS FDS500$30Kshares
FINISAR CORPFINISAR CORP1,350$30Kshares
ADVISORSHARES TRADVISORSHARES TR300$30Kshares
SKORFLEXSHARES TR550$29Kshares
ALPS ETF TRALPS ETF TR1,320$29Kshares
CCSCENTURY COMMUNITIES INC1,050$28Kshares
USAA ETF TRUSAA ETF TR529$27Kshares
LMBLIMBACH HLDGS INC2,886$26Kshares
FLEX PHARMA INCFLEX PHARMA INC47,500$26Kshares
NANRSPDR INDEX SHS FDS766$25Kshares
TIIAYTELECOM ITALIA S P A SPONSORED4,437$25Kshares
GOEXGLOBAL X FDS1,000$24Kshares
CONTROL4 CORPCONTROL4 CORP985$24Kshares
USAA ETF TRUSAA ETF TR459$24Kshares
TWITTER INCTWITTER INC30$22Kcall
BJUNINNOVATOR ETFS TRUST785$21Kshares
BLACKROCK MD MUNICIPAL BONDBLACKROCK MD MUNICIPAL BOND1,404$21Kshares
PROSHARES TRPROSHARES TR275$21Kshares
CIM COML TR CORPCIM COML TR CORP951$20Kshares
LBRTLIBERTY ENERGY INC1,149$19Kshares
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.00124,560$19Kshares
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC379$19Kshares
USAA ETF TRUSAA ETF TR429$19Kshares
ADMEETF SER SOLUTIONS550$17Kshares
HARBORONE BANCORP INCHARBORONE BANCORP INC900$17Kshares
NEW YORK MTG TR INCNEW YORK MTG TR INC700$17Kshares
HUCKHUCKLEBERRY AI INC600$16Kshares
HTBHOMETRUST BANCSHARES INC596$15Kshares
BARNES &amp; NOBLE INCBARNES &amp; NOBLE INC2,467$15Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001681115-19-000015 base2019-11-13acceptance time not in the bulk data set