Advisor Group, Inc.
Follow13F filer, CIK 1681115, PHOENIX, AZ
Advisor Group, Inc. reported $13,550,024,000 across 5,452 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-13. Its ten largest share positions make up 19.83% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001681115-19-000015
- Period
- 2019-09-30
- Reported value
- $13.6B
- Holdings
- 5,452
- Top 10 weight
- 19.83%
- New
- 308
- Sold out
- 244
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IVVadded | +292,654 | $87.4M |
| SPYVadded | +2,722,135 | $87M |
| USMVadded | +1,324,830 | $85M |
| IJSadded | +300,766 | $45.2M |
| AGGadded | +316,401 | $35.8M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYGreduced | -3,506,704 | -$136M |
| IEFreduced | -772,067 | -$86.9M |
| MTUMreduced | -373,030 | -$44.5M |
| ZROZreduced | -191,439 | -$27.7M |
| SPTIreduced | -692,421 | -$21.7M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 5,301 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| APPLE INCAPPLE INC CALL | call | 27 | $252K | +4 |
| BOEING COBOEING CO CALL | call | 68 | $156K | +63 |
| META PLATFORMS INCMETA PLATFORMS INC CALL | call | 56 | $139K | +14 |
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL | call | 68 | $64K | +40 |
| STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT | put | 128 | $50K | -25 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC CALL | call | 70 | $50K | new |
| MICROSOFT CORPMICROSOFT CORP CALL | call | 8 | $34K | 0 |
| QUALCOMM INCQUALCOMM INC CALL | call | 30 | $27K | 0 |
| ROKU INCROKU INC PUT | put | 19 | $25K | new |
| GENERAL ELECTRIC COGENERAL ELECTRIC CO COM | call | 120 | $18K | -20 |
| MORGAN STANLEYMORGAN STANLEY Option | call | 40 | $14K | 0 |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR CALL | call | 100 | $11K | 0 |
| CVS HEALTH CORPCVS HEALTH CORP PUT | put | 94 | $11K | new |
| AMAZON COM INCAMAZON COM INC CALL | call | 1 | $8K | new |
| COSTCO WHOLESALE CORPORATIONCOSTCO WHOLESALE CORPORATION CALL | put | 3 | $6K | new |
| AMAZON COM INCAMAZON COM INC PUT | put | 1 | $4K | new |
| BANK OF AMER CORPBANK OF AMER CORP PUT | put | 88 | $4K | new |
| DISNEY WALT CODISNEY WALT CO COM | call | 1 | $4K | new |
| BLACKSTONE INCBLACKSTONE INC PUT | put | 10 | $4K | new |
| MARATHON PETE CORPMARATHON PETE CORP PUT | put | 23 | $4K | new |
| DROPBOX INCDROPBOX INC CL A | call | 20 | $4K | 0 |
| CHART INDS INCCHART INDS INC PUT | put | 31 | $4K | new |
| CERNER CORPCERNER CORP COM | put | 21 | $4K | new |
| NEXTERA ENERGY INCNEXTERA ENERGY INC PUT | put | 6 | $3K | new |
| NETFLIX INC.NETFLIX INC. CALL | call | 2 | $3K | +1 |
| INTERNATIONAL BUSINESS MACHSINTERNATIONAL BUSINESS MACHS CHS PUT | put | 15 | $3K | new |
| XILINX INCXILINX INC COM | call | 15 | $3K | 0 |
| ISHARES TRISHARES TR PUT | put | 3 | $2K | new |
| MACYS INCMACYS INC COM | put | 70 | $2K | new |
| CARGURUS INCCARGURUS INC COM CL A | call | 20 | $2K | new |
| VANGUARD INDEX FDSVANGUARD INDEX FDS SMALL CP ETF | put | 2 | $2K | new |
| KNOWLES CORPKNOWLES CORP COM | call | 20 | $2K | new |
| CITIGROUP INCCITIGROUP INC PUT | put | 5 | $1K | new |
| APPLE INCAPPLE INC PUT | put | 2 | $1K | new |
| PHILIP MORRIS INTL INCPHILIP MORRIS INTL INC PUT | put | 3 | $1K | new |
| WELLS FARGO & COWELLS FARGO & CO CALL | put | 26 | $1K | new |
| EXXON MOBIL CORPEXXON MOBIL CORP CALL | put | 6 | $1K | new |
| ROKU INCROKU INC CALL | call | 11 | $1K | new |
| OCCIDENTAL PETE CORPOCCIDENTAL PETE CORP PUT | put | 14 | $1K | new |
| ALTRIA GROUP INCALTRIA GROUP INC PUT | put | 3 | $1K | new |
| HOME DEPOT INCHOME DEPOT INC PUT | put | 1 | $1K | new |
| PHILLIPS 66PHILLIPS 66 PUT | put | 2 | $1K | new |
| MERCK & CO INCMERCK & CO INC PUT | put | 2 | $1K | new |
| CVS HEALTH CORPCVS HEALTH CORP CALL | call | 1 | $1K | 0 |
| VANGUARD WHITEHALL FDSVANGUARD WHITEHALL FDS HIGH DIV YLD | put | 2 | $1K | new |
| BRIGHTHOUSE FINL INCBRIGHTHOUSE FINL INC COM | call | 5 | $1K | new |
| XCEL ENERGY INCXCEL ENERGY INC COM | put | 4 | $1K | new |
| B2GOLD CORPB2GOLD CORP COM | call | 100 | $1K | new |
| ABBVIE INCABBVIE INC COM | put | 6 | $1K | new |
| HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD | put | 100 | $1K | new |
| WHITING PETE CORP NEWWHITING PETE CORP NEW COM NEW | put | 30 | $1K | new |
| TESLA INCTESLA INC PUT | put | 1 | $0 | -1 |
| PFIZER INCPFIZER INC PUT | put | 1 | $0 | new |
| VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC PUT | put | 3 | $0 | new |
| HALLIBURTON COHALLIBURTON CO CALL | call | 2 | $0 | 0 |
| BLOCK INCBLOCK INC CALL | call | 10 | $0 | new |
| HAWAIIAN ELEC INDS INC MTN BHAWAIIAN ELEC INDS INC MTN B PUT | put | 4 | $0 | new |
| VANGUARD INDEX FDSVANGUARD INDEX FDS PUT | put | 1 | $0 | new |
| MONDELEZ INTL INCMONDELEZ INTL INC CL A | put | 3 | $0 | new |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW COM NEW | put | 3 | $0 | new |
| TORONTO DOMINION BK ONTTORONTO DOMINION BK ONT COM NEW | put | 10 | $0 | new |
| PRUDENTIAL FINL INCPRUDENTIAL FINL INC COM | put | 2 | $0 | new |
| BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO COM | put | 7 | $0 | new |
| DUPONT DE NEMOURS INCDUPONT DE NEMOURS INC CALL | call | 1 | $0 | 0 |
| CIMAREX ENERGY COCIMAREX ENERGY CO COM | put | 8 | $0 | new |
| UNIVERSAL INS HLDGS INCUNIVERSAL INS HLDGS INC COM | put | 8 | $0 | new |
| VALARIS PLCVALARIS PLC CALL | call | 5 | $0 | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1 | principal | 100 | $72K | 0 |
| NEMNEM 0.00% 10/30/2023 | principal | 62 | $69K | +18 |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0 | principal | 62 | $65K | +14 |
| HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0 | principal | 64 | $64K | +16 |
| FINISAR CORPFINISAR CORP NOTE 0.500%12/1 | principal | 57 | $57K | 0 |
| TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1 | principal | 58 | $55K | +17 |
| DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1 | principal | 56 | $53K | +17 |
| APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 | principal | 52 | $53K | 0 |
| BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023 Corp Bond | principal | 45 | $50K | 0 |
| AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND | principal | 53 | $49K | 0 |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 | principal | 55 | $46K | +2 |
| TWITTER INCTWITTER INC NOTE 0.250% 6/1 | principal | 42 | $44K | +5 |
| II VI INCII VI INC NOTE 0.250% 9/0 | principal | 43 | $44K | 0 |
| SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND | principal | 44 | $41K | +11 |
| PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0 | principal | 41 | $40K | -5 |
| GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0 | principal | 37 | $38K | +7 |
| MFA FINL INCMFA FINL INC BOND | principal | 35 | $36K | 0 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1 | principal | 29 | $34K | 0 |
| SIXTH STREET SPECIALTY LEND…SIXTH STREET SPECIALTY LENDING NOTE 4.500% 8/0 | principal | 23 | $24K | 0 |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1 | principal | 32 | $23K | 0 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0 | principal | 19 | $23K | 0 |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1 | principal | 17 | $20K | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 14 | $18K | 0 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 16 | $18K | -2 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1 | principal | 15 | $15K | 0 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0 | principal | 13 | $14K | new |
| VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0 | principal | 11 | $14K | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 | principal | 11 | $14K | 0 |
| TESLA INCTESLA INC NOTE 1.250% 3/0 | principal | 14 | $14K | 0 |
| SPLUNK INCSPLUNK INC BOND | principal | 13 | $14K | new |
| INPHI CORPINPHI CORP NOTE 0.750% 9/0 | principal | 11 | $14K | 0 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 11 | $13K | +5 |
| WORKDAY INCWORKDAY INC NOTE 0.250%10/0 | principal | 10 | $13K | 0 |
| ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1 | principal | 10 | $13K | -1 |
| RHRH BOND | principal | 12 | $13K | new |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 13 | $12K | 0 |
| ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM | principal | 3 | $11K | -1 |
| ARES CAPITAL CORPARES CAPITAL CORP NOTE 4.625% 3/0 | principal | 10 | $11K | 0 |
| BLOCK INCBLOCK INC NOTE 0.500% 5/1 | principal | 10 | $11K | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1 | principal | 9 | $11K | 0 |
| ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 | principal | 10 | $11K | 0 |
| REDWOOD TRUST INCREDWOOD TRUST INC BOND | principal | 11 | $11K | 0 |
| COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1 | principal | 8 | $11K | 0 |
| ENVESTNET INCENVESTNET INC NOTE 1.75012/1 | principal | 11 | $11K | 0 |
| ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0 | principal | 10 | $10K | 0 |
| STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt | principal | 10 | $10K | -2 |
| GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0 | principal | 10 | $10K | 0 |
| NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0 | principal | 10 | $9K | 0 |
| CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE | principal | 5 | $9K | -2 |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1 | principal | 6 | $8K | 0 |
| STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0 | principal | 8 | $8K | 0 |
| PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0 | principal | 8 | $8K | 0 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0 | principal | 7 | $7K | 0 |
| OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0 | principal | 6 | $7K | 0 |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0 | principal | 7 | $7K | 0 |
| GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNV | principal | 7 | $7K | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 6 | $6K | 0 |
| NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0 | principal | 5 | $6K | new |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 3 | $6K | -3 |
| HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0 | principal | 6 | $6K | 0 |
| TESLA INCTESLA INC NOTE 2.000% 5/1 | principal | 6 | $6K | 0 |
| COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1 | principal | 6 | $6K | 0 |
| SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1 | principal | 6 | $6K | 0 |
| VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0 | principal | 6 | $6K | 0 |
| PURE STORAGE INCPURE STORAGE INC NOTE 0.125% 4/1 | principal | 5 | $5K | 0 |
| ZENDESK INCZENDESK INC NOTE 0.250% 3/1 | principal | 4 | $5K | 0 |
| NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1 | principal | 4 | $5K | 0 |
| REPLIGEN CORPREPLIGEN CORP BOND | principal | 5 | $5K | new |
| FIREEYE INCFIREEYE INC NOTE 1.000% 6/0 | principal | 5 | $5K | 0 |
| INPHI CORPINPHI CORP NOTE 1.125%12/0 | principal | 3 | $5K | 0 |
| THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG | principal | 4 | $4K | -2 |
| TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3 | principal | 5 | $4K | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1 | principal | 3 | $4K | 0 |
| PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1 | principal | 3 | $3K | 0 |
| DEXCOM INCDEXCOM INC NOTE 0.750% 5/1 | principal | 2 | $3K | 0 |
| ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE | principal | 3 | $3K | 0 |
| INSULET CORPINSULET CORP NOTE 1.250% 9/1 | principal | 1 | $3K | 0 |
| SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0 | principal | 3 | $3K | 0 |
| SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0 | principal | 3 | $3K | 0 |
| ALZA CORP 7/2ALZA CORP 7/2 SDCV | principal | 1 | $2K | 0 |
| TERADYNE INCTERADYNE INC NOTE | principal | 1 | $2K | 0 |
| CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1 | principal | 2 | $2K | 0 |
| OASIS PETE INC NEWOASIS PETE INC NEW NOTE | principal | 2 | $1K | 0 |
| ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3 | principal | 1 | $1K | 0 |
Sold out in Q3 2019
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE | 233,185 | $10.4M | shares |
| HARRIS CORP INCHARRIS CORP INC | 13,162 | $2.5M | shares |
| UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC | 15,713 | $2.07M | shares |
| AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP | 54,201 | $1.89M | shares |
| ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP | 21,227 | $1.5M | shares |
| TOTAL SYS SVCS INCTOTAL SYS SVCS INC | 11,114 | $1.43M | shares |
| L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC | 5,327 | $1.31M | shares |
| WLDNWILLDAN GROUP INC | 32,404 | $1.21M | shares |
| Apollo Global ManagementApollo Global Management | 33,856 | $1.16M | shares |
| LKORFLEXSHARES TR | 20,267 | $1.12M | shares |
| WORLDPAY INCWORLDPAY INC | 8,837 | $1.08M | shares |
| XEROX CORPXEROX CORP | 24,901 | $883K | shares |
| RED HAT INCRED HAT INC | 3,313 | $622K | shares |
| BT GROUP-ADRBT GROUP-ADR | 43,334 | $553K | shares |
| TRIBUNE COMPANYTRIBUNE COMPANY | 10,889 | $504K | shares |
| TORCHMARK CORPTORCHMARK CORP | 5,528 | $494K | shares |
| CHEMICAL FINANCIAL CORPCHEMICAL FINANCIAL CORP | 11,932 | $491K | shares |
| IQ HEDGE MARKET NEUT TRACKIQ HEDGE MARKET NEUT TRACK | 18,034 | $476K | shares |
| FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A | 17,170 | $465K | shares |
| BENEFITFOCUS INCBENEFITFOCUS INC | 15,110 | $410K | shares |
| TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC | 2,227 | $369K | shares |
| SPFISOUTH PLAINS FINANCIAL INC | 20,000 | $330K | shares |
| AIX INCAIX INC | 9,011 | $302K | shares |
| HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST | 11,226 | $281K | shares |
| ISHARES TRISHARES TR | 9,998 | $265K | shares |
| UNITS-GRANITE REIT-STAPLUNITS-GRANITE REIT-STAPL | 5,607 | $256K | shares |
| OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC | 5,124 | $254K | shares |
| DEL FRISCOS RESTAURANT GROUPDEL FRISCOS RESTAURANT GROUP | 30,450 | $242K | shares |
| ISHARES TRISHARES TR | 9,442 | $241K | shares |
| BSCSINVESCO EXCH TRD SLF IDX FD | 11,000 | $237K | shares |
| BSCRINVESCO EXCH TRD SLF IDX FD | 11,000 | $226K | shares |
| NENNEW ENGLAND RLTY ASSOC LTD P | 3,120 | $184K | shares |
| USAA ETF TRUSAA ETF TR | 3,466 | $178K | shares |
| USA TECHNOLOGIES INCUSA TECHNOLOGIES INC | 21,568 | $160K | shares |
| HFF INCHFF INC | 3,374 | $154K | shares |
| ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM | 3,229 | $150K | shares |
| PEAK RESORTS INCPEAK RESORTS INC | 27,000 | $128K | shares |
| PCM INCPCM INC | 3,624 | $127K | shares |
| GSV CAPITAL CORPGSV CAPITAL CORP | 17,590 | $113K | shares |
| TCF FINL CORPTCF FINL CORP | 5,070 | $105K | shares |
| ONEVSPDR SERIES TRUST | 1,162 | $93K | shares |
| ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV | 2,417 | $88K | shares |
| CARBON BLACK INCCARBON BLACK INC | 5,250 | $88K | shares |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION | 80 | $81K | principal |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 4,000 | $75K | shares |
| M B T FINANCIAL CORPM B T FINANCIAL CORP | 6,559 | $66K | shares |
| MERCMERCER INTL INC | 4,126 | $64K | shares |
| CHINA EASTN AIRLS LTDCHINA EASTN AIRLS LTD | 2,171 | $64K | shares |
| GVIPGOLDMAN SACHS ETF TR | 1,078 | $63K | shares |
| WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC | 3,060 | $58K | shares |
| PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN | 59 | $58K | principal |
| JVALJ P MORGAN EXCHANGE TRADED F | 2,000 | $53K | shares |
| NEXTERA ENERGY INC CORPORATENEXTERA ENERGY INC CORPORATE | 800 | $52K | shares |
| CHESAPEAKE LODGING TRCHESAPEAKE LODGING TR | 1,729 | $49K | shares |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC | 99 | $47K | call |
| ENSCO ROWAN PLCENSCO ROWAN PLC | 5,436 | $46K | shares |
| NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP | 2,822 | $46K | shares |
| DOMINION ENERGY INCDOMINION ENERGY INC | 910 | $46K | shares |
| AGNGGLOBAL X FDS | 2,009 | $43K | shares |
| SOYBTEUCRIUM COMMODITY TR | 2,650 | $42K | shares |
| WAGEWORKS INCWAGEWORKS INC | 809 | $41K | shares |
| TIAIYTELECOM ITALIA S P A NEW | 7,442 | $39K | shares |
| PROSHARES TRPROSHARES TR | 1,000 | $37K | shares |
| NWFLNORWOOD FINANCIAL CORP | 993 | $35K | shares |
| VSECVSE CORP | 1,168 | $34K | shares |
| SBLKSTAR BULK CARRIERS CORP. | 3,570 | $34K | shares |
| MBUUMALIBU BOATS INC | 859 | $33K | shares |
| SPRAGUE RES LPSPRAGUE RES LP | 1,845 | $33K | shares |
| ALPS ETF TRALPS ETF TR | 1,100 | $33K | shares |
| HBNCHORIZON BANCORP IND | 1,864 | $30K | shares |
| JETSETF SER SOLUTIONS | 1,003 | $30K | shares |
| QEMMSPDR INDEX SHS FDS | 500 | $30K | shares |
| FINISAR CORPFINISAR CORP | 1,350 | $30K | shares |
| ADVISORSHARES TRADVISORSHARES TR | 300 | $30K | shares |
| SKORFLEXSHARES TR | 550 | $29K | shares |
| ALPS ETF TRALPS ETF TR | 1,320 | $29K | shares |
| CCSCENTURY COMMUNITIES INC | 1,050 | $28K | shares |
| USAA ETF TRUSAA ETF TR | 529 | $27K | shares |
| LMBLIMBACH HLDGS INC | 2,886 | $26K | shares |
| FLEX PHARMA INCFLEX PHARMA INC | 47,500 | $26K | shares |
| NANRSPDR INDEX SHS FDS | 766 | $25K | shares |
| TIIAYTELECOM ITALIA S P A SPONSORED | 4,437 | $25K | shares |
| GOEXGLOBAL X FDS | 1,000 | $24K | shares |
| CONTROL4 CORPCONTROL4 CORP | 985 | $24K | shares |
| USAA ETF TRUSAA ETF TR | 459 | $24K | shares |
| TWITTER INCTWITTER INC | 30 | $22K | call |
| BJUNINNOVATOR ETFS TRUST | 785 | $21K | shares |
| BLACKROCK MD MUNICIPAL BONDBLACKROCK MD MUNICIPAL BOND | 1,404 | $21K | shares |
| PROSHARES TRPROSHARES TR | 275 | $21K | shares |
| CIM COML TR CORPCIM COML TR CORP | 951 | $20K | shares |
| LBRTLIBERTY ENERGY INC | 1,149 | $19K | shares |
| PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.001 | 24,560 | $19K | shares |
| LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC | 379 | $19K | shares |
| USAA ETF TRUSAA ETF TR | 429 | $19K | shares |
| ADMEETF SER SOLUTIONS | 550 | $17K | shares |
| HARBORONE BANCORP INCHARBORONE BANCORP INC | 900 | $17K | shares |
| NEW YORK MTG TR INCNEW YORK MTG TR INC | 700 | $17K | shares |
| HUCKHUCKLEBERRY AI INC | 600 | $16K | shares |
| HTBHOMETRUST BANCSHARES INC | 596 | $15K | shares |
| BARNES & NOBLE INCBARNES & NOBLE INC | 2,467 | $15K | shares |
| INNOPHOS HOLDINGS INCINNOPHOS HOLDINGS INC | 500 | $15K | shares |
| LIONSGATE STUDIOS CORP FLIONSGATE STUDIOS CORP F | 500 | $15K | shares |
| LENDINGCLUB CORPLENDINGCLUB CORP | 4,171 | $14K | shares |
| DPW HLDGS INCDPW HLDGS INC | 47,081 | $14K | shares |
| SSTISOUNDTHINKING INC | 277 | $13K | shares |
| IGBHISHARES U S ETF TR | 530 | $13K | shares |
| TESLA INCTESLA INC | 24 | $13K | call |
| GENERAL MTRS COGENERAL MTRS CO | 615 | $12K | shares |
| ETRACS CMCI TOTAL RETURN ETNETRACS CMCI TOTAL RETURN ETN | 821 | $12K | shares |
| CENTRIC BRANDS INCCENTRIC BRANDS INC | 3,000 | $12K | shares |
| LIBERTY EXPEDIA HOLDINGSLIBERTY EXPEDIA HOLDINGS | 252 | $12K | shares |
| VYGRVOYAGER THERAPEUTICS INC | 400 | $11K | shares |
| GOROGOLD RESOURCE CORP | 3,209 | $11K | shares |
| SHUTTERFLY INCSHUTTERFLY INC | 211 | $11K | shares |
| JUPAI HLDGS LTDJUPAI HLDGS LTD | 5,025 | $11K | shares |
| WRIGHT MED GROUP INCWRIGHT MED GROUP INC | 10 | $11K | principal |
| VSHYVIRTUS ETF TR II | 432 | $10K | shares |
| MILACRON HLDGS CORPMILACRON HLDGS CORP | 662 | $10K | shares |
| REVLON INCREVLON INC | 500 | $10K | shares |
| RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I | 9 | $10K | principal |
| CAPITOL INVT CORP IVCAPITOL INVT CORP IV | 945 | $10K | shares |
| MGICMAGIC SOFTWARE ENTERPRISES | 1,000 | $9K | shares |
| IFRAISHARES TR | 290 | $8K | shares |
| BLACKROCK MUN BD TRBLACKROCK MUN BD TR | 530 | $8K | shares |
| ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INC | 1,600 | $8K | shares |
| UGLPROSHARES TR II | 165 | $7K | shares |
| DIXIE GROUP INCDIXIE GROUP INC | 12,100 | $7K | shares |
| Jason Industries IncJason Industries Inc | 10,000 | $7K | shares |
| ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INC | 201 | $7K | shares |
| HOPFED BANCORP INCHOPFED BANCORP INC | 350 | $7K | shares |
| OMEROMEROS CORP | 410 | $6K | shares |
| ASYSAMTECH SYS INC | 1,000 | $6K | shares |
| DEWWISDOMTREE TR | 124 | $6K | shares |
| PLURISTEM THERAPEUTICS INCPLURISTEM THERAPEUTICS INC | 10,500 | $6K | shares |
| DYNASIL CORP AMERDYNASIL CORP AMER | 6,000 | $6K | shares |
| SM ENERGY COSM ENERGY CO | 6 | $6K | principal |
| MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR | 6 | $6K | principal |
| LOVELOVESAC CO | 150 | $5K | shares |
| NUMVNUSHARES ETF TR | 192 | $5K | shares |
| INTTINTEST CORP | 1,000 | $5K | shares |
| CRAY INCCRAY INC | 150 | $5K | shares |
| BITAUTO HLDGS LTDBITAUTO HLDGS LTD | 450 | $5K | shares |
| GLOBAL X FDSGLOBAL X FDS | 475 | $5K | shares |
| AVIANCA HLDGS SAAVIANCA HLDGS SA | 1,424 | $5K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 229 | $5K | shares |
| SGRYSURGERY PARTNERS INC | 463 | $4K | shares |
| AGROADECOAGRO S A | 500 | $4K | shares |
| USDPROSHARES TR | 100 | $4K | shares |
| PFFRETFIS SER TR I | 142 | $4K | shares |
| DBEINVESCO DB MULTI-SECTOR COMM | 267 | $4K | shares |
| JVACOFFEE HLDG CO INC | 1,000 | $4K | shares |
| BRIGHTSPHERE INVESTMENT GRO…BRIGHTSPHERE INVESTMENT GROUP | 398 | $4K | shares |
| SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INC | 3,251 | $4K | shares |
| MORGAN STANLEYMORGAN STANLEY | 100 | $4K | shares |
| BIO-PATH HLDGS INCBIO-PATH HLDGS INC | 300 | $4K | shares |
| WISDOMTREE TRWISDOMTREE TR | 150 | $4K | shares |
| FANG HOLDING-ADRFANG HOLDING-ADR | 5,194 | $4K | shares |
| IPIC ENTMT INCIPIC ENTMT INC | 1,000 | $4K | shares |
| MODERN MEDIA ACQUISITIONMODERN MEDIA ACQUISITION | 300 | $4K | shares |
| USDUWISDOMTREE TR | 100 | $3K | shares |
| CONSTELLIUM SECONSTELLIUM SE | 286 | $3K | shares |
| USMFWISDOMTREE TR | 85 | $3K | shares |
| MEDTRONIC PLCMEDTRONIC PLC | 20 | $3K | put |
| Bowater IncBowater Inc | 2,886 | $3K | shares |
| TOWER INTL INCTOWER INTL INC | 152 | $3K | shares |
| INTERNATIONAL FLAVORS&FRAGRAINTERNATIONAL FLAVORS&FRAGRA | 63 | $3K | shares |
| EYEGATE PHARMACEUTICALS INCEYEGATE PHARMACEUTICALS INC | 14,500 | $3K | shares |
| IVLUISHARES TR | 89 | $2K | shares |
| HBMHUDBAY MINERALS INC | 325 | $2K | shares |
| CPERUNITED STS COMMODITY INDEX F | 100 | $2K | shares |
| DSGRDISTRIBUTION SOLUTIONS GRP I | 44 | $2K | shares |
| TUSKMAMMOTH ENERGY SVCS INC | 346 | $2K | shares |
| MULTI-COLORMULTI-COLOR | 32 | $2K | shares |
| MANULIFE FINL CORPMANULIFE FINL CORP | 15 | $2K | call |
| HHRHEADHUNTER GROUP PLC ADR | 115 | $2K | shares |
| AKTSQAkoustis Technologies Inc | 265 | $2K | shares |
| SURFACE ONCOLOGY INCSURFACE ONCOLOGY INC | 700 | $2K | shares |
| CHICKEN SOUP FOR THE SOUL ENCHICKEN SOUP FOR THE SOUL EN | 200 | $2K | shares |
| TESSCO TECHNOLOGIES INCTESSCO TECHNOLOGIES INC | 100 | $2K | shares |
| Castle Brands IncCastle Brands Inc | 5,000 | $2K | shares |
| USA TRUCK INCUSA TRUCK INC | 200 | $2K | shares |
| GAIN CAPITAL HOLDINGS INCGAIN CAPITAL HOLDINGS INC | 464 | $2K | shares |
| REEDS INC COMREEDS INC COM | 500 | $2K | shares |
| MESOBLAST LTD F SP…MESOBLAST LTD F SPONSORE… | 453 | $2K | shares |
| BBX CAP CORP NEWBBX CAP CORP NEW | 500 | $2K | shares |
| HERBALIFE LTDHERBALIFE LTD | 2 | $2K | principal |
| AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC | 1 | $2K | principal |
| HC2 HLDGS INCHC2 HLDGS INC | 1,000 | $2K | shares |
| VFQYVANGUARD WELLINGTON FD | 10 | $1K | shares |
| MPBMID PENN BANCORP INC | 47 | $1K | shares |
| MCHXMARCHEX INC | 300 | $1K | shares |
| SUPVGRUPO SUPERVIELLE S.A. | 91 | $1K | shares |
| DLNGDYNAGAS LNG PARTNERS LP | 1,000 | $1K | shares |
| RBLDFIRST TR EXCHANGE-TRADED FD | 30 | $1K | shares |
| BALLARD PWR SYS INC NEWBALLARD PWR SYS INC NEW | 25 | $1K | call |
| Veru IncVeru Inc | 522 | $1K | shares |
| TETRAPHASE PHARMACEUTICALS …TETRAPHASE PHARMACEUTICALS INC | 1,150 | $1K | shares |
| GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC | 584 | $1K | shares |
| BABCOCK & WILCOX ENTERPRISE…BABCOCK & WILCOX ENTERPRISES INC | 2,229 | $1K | shares |
| CATALYST BIOSCIENCES INCCATALYST BIOSCIENCES INC | 188 | $1K | shares |
| Seadrill Partners, LLCSeadrill Partners, LLC | 2,477 | $1K | shares |
| PICO HLDGS INCPICO HLDGS INC | 100 | $1K | shares |
| U.S. AUTO PARTS NETWORK INCU.S. AUTO PARTS NETWORK INC | 875 | $1K | shares |
| YAMANA GOLD INCYAMANA GOLD INC | 20 | $1K | call |
| AMERICAS SILVER CORPAMERICAS SILVER CORP | 396 | $1K | shares |
| ALTA MESA RES INCALTA MESA RES INC | 10,000 | $1K | shares |
| SPROSPERO THERAPEUTICS INC | 5 | $0 | shares |
| VXRTVAXART INC COM NEW (DE) | 9 | $0 | shares |
| CUSHING RENAISSANCE FD RTCUSHING RENAISSANCE FD RT | 304 | $0 | shares |
| IHTINNSUITES HOSPITALITY TR | 307 | $0 | shares |
| TPHSTRINITY PLACE HLDGS INC COM ST | 48 | $0 | shares |
| CHINA INDEX HLDGS LTDCHINA INDEX HLDGS LTD | 95 | $0 | shares |
| BANKFINANCIAL CORPBANKFINANCIAL CORP | 8 | $0 | shares |
| ORBCOMM INCORBCOMM INC | 19 | $0 | shares |
| O2MICRO INTERNATIONAL LTDO2MICRO INTERNATIONAL LTD | 200 | $0 | shares |
| INTERMOLECULAR INCINTERMOLECULAR INC | 200 | $0 | shares |
| FRED S INC CLASS AFRED S INC CLASS A | 203 | $0 | shares |
| ASCENT CAPITAL GROUP INC-AASCENT CAPITAL GROUP INC-A | 3 | $0 | shares |
| TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLC | 67 | $0 | shares |
| GP STRATEGIES CORPGP STRATEGIES CORP | 29 | $0 | shares |
| BIOLINERX LTD-SPONS ADRBIOLINERX LTD-SPONS ADR | 100 | $0 | shares |
| HUTTIG BUILDING PRODUCTSHUTTIG BUILDING PRODUCTS | 21 | $0 | shares |
| ATLAS AIR WORLDWIDE HOLDING…ATLAS AIR WORLDWIDE HOLDINGS INC | 10 | $0 | call |
| CHEETAH MOBILE INC SPONSORE…CHEETAH MOBILE INC SPONSORED ADS | 90 | $0 | shares |
| CAN FITE BIOPHARMA LTDCAN FITE BIOPHARMA LTD | 7 | $0 | shares |
| SONOMA PHARMACEUTICALS INCSONOMA PHARMACEUTICALS INC | 22 | $0 | shares |
| HALCON RES CORPHALCON RES CORP | 1,147 | $0 | shares |
| ULTRA PETROLEUM CORPULTRA PETROLEUM CORP | 4,261 | $0 | shares |
| NOBILIS HEALTH CORPNOBILIS HEALTH CORP | 500 | $0 | shares |
| NOVELION THERAPEUTICS INCNOVELION THERAPEUTICS INC | 100 | $0 | shares |
| CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INC | 10 | $0 | shares |
| HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC | 228 | $0 | shares |
| CHIASMA INCCHIASMA INC | 50 | $0 | shares |
| CYCLERION THERAPEUTICS INCCYCLERION THERAPEUTICS INC | 20 | $0 | shares |
| NEURALSTEM INCNEURALSTEM INC | 85 | $0 | shares |
| KINDRED BIOSCIENCES INC COMKINDRED BIOSCIENCES INC COM | 14 | $0 | shares |
| AMERISOURCEBERGEN CORAMERISOURCEBERGEN COR | 500 | $0 | shares |
| ENDRA LIFE SCIENCES INC COM…ENDRA LIFE SCIENCES INC COM NEW | 250 | $0 | shares |
| HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INC | 6 | $0 | shares |
| PIER 1 IMPORTS INCPIER 1 IMPORTS INC | 46 | $0 | shares |
| OcugenOcugen | 100 | $0 | shares |
| CONTRAVIR PHARMACEUTICALCONTRAVIR PHARMACEUTICAL | 1 | $0 | shares |
| TARONIS TECHNOLOGIES INCTARONIS TECHNOLOGIES INC | 807 | $0 | shares |
| ENSCO ROWAN PLCENSCO ROWAN PLC | 5 | $0 | call |
How Q3 2019 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001681115-19-000015 | base | 2019-11-13 | acceptance time not in the bulk data set |