13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-07, with 215 holding rows worth $3,626,502,111.
- Accession
- 0001140361-26-019477
- Filer
- CIK 1097278
- Filed
- 2026-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A holdings report, 215 entries on the cover page, a total value of $3,626,502,111 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,626,502,111 with VALUE read as dollars as filed, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 300,000 | $195,102,000 | dollars as filed | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 149,172 | $177,989,331 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 118,720,000 | $143,314,832 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F663 | CMN | 1,937,116 | $109,524,538 | dollars as filed | |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 61,850,000 | $92,892,518 | dollars as filed | principal |
| GLOBAL PMTS INC | 37940XAU6 | NOTE 1.500% 3/0 | 100,272,000 | $88,670,576 | dollars as filed | principal |
| CMS ENERGY CORP | 125896BX7 | NOTE 3.375% 5/0 | 74,231,000 | $85,017,697 | dollars as filed | principal |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 70,442,000 | $82,700,864 | dollars as filed | principal |
| KKR & CO INC | 48251W500 | CMN | 2,045,065 | $82,538,827 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 1,303,436 | $76,705,902 | dollars as filed | |
| DATADOG INC | 23804LAD5 | NOTE 12/0 | 78,717,000 | $76,375,213 | dollars as filed | principal |
| AFFIRM HLDGS INC | 00827BAD8 | NOTE 0.750%12/1 | 66,318,000 | $62,371,876 | dollars as filed | principal |
| SOUTHERN CO | 842587842 | CMN | 1,121,375 | $58,065,192 | dollars as filed | |
| BOEING CO | 097023204 | DEP CONV PFD A | 867,181 | $56,353,756 | dollars as filed | |
| AEROVIRONMENT INC | 008073AA6 | NOTE 7/1 | 57,262,000 | $56,174,022 | dollars as filed | principal |
| MERITAGE HOMES CORP | 59001ABF8 | NOTE 1.750% 5/1 | 52,841,000 | $51,499,435 | dollars as filed | principal |
| CENTERPOINT ENERGY INC | 15189TBD8 | NOTE 4.250% 8/1 | 41,168,000 | $49,141,439 | dollars as filed | principal |
| NEXTERA ENERGY CAP HLDGS INC | 65339KCY4 | NOTE 3.000% 3/0 | 35,117,000 | $48,856,528 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 39,934,000 | $48,339,245 | dollars as filed | principal |
| SOUTHERN CO | 842587DZ7 | NOTE 4.500% 6/1 | 42,825,000 | $48,190,545 | dollars as filed | principal |
| PG&E CORP | 69331CAL2 | NOTE 4.250%12/0 | 44,628,000 | $46,877,120 | dollars as filed | principal |
| SUPER MICRO COMPUTER INC | 86800UAB0 | NOTE 3.500% 3/0 | 54,492,000 | $43,744,891 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017302 | DEP SHS REPSTG | 760,734 | $43,453,129 | dollars as filed | |
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 39,825,000 | $41,896,895 | dollars as filed | principal |
| Wec Energy Group Inc Note 4.375 percent 6/0 | 92939UAR7 | Convertible | 33,029,000 | $41,379,835 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAN1 | NOTE 1.125% 2/1 | 35,844,000 | $41,076,807 | dollars as filed | principal |
| WESTERN DIGITAL CORP | 958102AT2 | NOTE 3.000%11/1 | 5,501,000 | $39,460,233 | dollars as filed | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAC4 | NOTE 1.250%11/0 | 38,433,000 | $38,560,935 | dollars as filed | principal |
| SNOWFLAKE INC | 833445AD1 | NOTE 10/0 | 31,182,000 | $38,216,659 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 39,178,000 | $38,083,711 | dollars as filed | principal |
| ARES MANAGEMENT CORPORATION | 03990B309 | CMN | 933,089 | $34,720,246 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAD5 | NOTE 3.625%10/1 | 34,659,000 | $33,858,882 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAD4 | NOTE 2.625% 3/0 | 32,542,000 | $32,173,877 | dollars as filed | principal |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 28,645,000 | $32,154,610 | dollars as filed | principal |
| TRIP COM GROUP LTD | 89677QAB3 | NOTE 0.750% 6/1 | 30,199,000 | $31,390,906 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 32,652,000 | $29,452,104 | dollars as filed | principal |
| SUNRUN INC | 86771WAD7 | NOTE 4.000% 3/0 | 24,367,000 | $29,214,649 | dollars as filed | principal |
| RBB FUND TRUST | 75526L845 | ADVENT CONV BD | 1,083,500 | $28,189,203 | dollars as filed | |
| STRATEGY INC | 594972AL5 | NOTE 0.875% 3/1 | 28,936,000 | $27,883,873 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 42,500 | $27,639,450 | dollars as filed | put |
| Live Nation Entertainment In Note 2.875 percent 1/1 | 538034BC2 | Convertible | 24,865,000 | $27,005,065 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 27,480,000 | $24,560,300 | dollars as filed | principal |
| HEWLETT PACKARD ENTERPRISE C | 42824C208 | CMN | 375,591 | $24,368,348 | dollars as filed | |
| RIOT PLATFORMS INC | 767292AB1 | NOTE 0.750% 1/1 | 20,554,000 | $23,721,029 | dollars as filed | principal |
| CLEANSPARK INC | 18452BAC4 | NOTE 6/1 | 23,547,000 | $22,793,496 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 22,686,000 | $22,241,743 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AD2 | NOTE 2.500% 6/0 | 23,015,000 | $22,212,552 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 17,392,000 | $22,025,649 | dollars as filed | principal |
| ITRON INC | 465741AQ9 | NOTE 1.375% 7/1 | 21,671,000 | $21,896,429 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 23,121,000 | $21,574,316 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 18,870,000 | $21,240,652 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 22,037,000 | $21,221,631 | dollars as filed | principal |
| BRUKER CORP | 116794207 | 6.375 PREF SER A | 71,120 | $20,556,526 | dollars as filed | |
| QXO INC | 82846H504 | 5.50 DEP PFD | 367,465 | $20,519,244 | dollars as filed | |
| REPLIGEN CORP | 759916AD1 | NOTE 1.000%12/1 | 20,783,000 | $20,366,245 | dollars as filed | principal |
| PG&E CORP | 69331C306 | CMN | 470,385 | $20,332,860 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 21,977,000 | $20,028,363 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AF7 | NOTE 4/0 | 22,260,000 | $19,850,406 | dollars as filed | principal |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 21,095,000 | $19,484,733 | dollars as filed | principal |
| Jazz Investments I Ltd Note 3.125 percent 9/1 | 472145AH4 | Convertible | 13,597,000 | $19,306,230 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AR2 | NOTE 2.500% 9/0 | 19,404,000 | $18,779,906 | dollars as filed | principal |
| PennyMac Corp | 70932AAH6 | Convertible Bond | 17,143,000 | $18,410,267 | dollars as filed | principal |
| Snap Inc Note 0.500 percent 5/0 | 83304AAK2 | Convertible | 22,518,000 | $18,190,823 | dollars as filed | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 148,222 | $17,210,799 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AD2 | NOTE 3.500% 3/0 | 17,784,000 | $15,895,640 | dollars as filed | principal |
| MKS INC. | 55306NAB0 | NOTE 1.250% 6/0 | 9,458,000 | $15,687,666 | dollars as filed | principal |
| SOLARIS ENERGY INFRAS INC | 83419XAB4 | NOTE 0.250%10/0 | 12,492,000 | $15,661,848 | dollars as filed | principal |
| WINNEBAGO INDS INC | 974637AF7 | NOTE 3.250% 1/1 | 16,953,000 | $15,492,670 | dollars as filed | principal |
| NOVANTA INC | 67000B203 | CONV PR | 287,611 | $15,402,211 | dollars as filed | |
| STRATEGY INC | 594972AN1 | NOTE 2.250% 6/1 | 14,597,000 | $15,051,334 | dollars as filed | principal |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 13,396,000 | $14,964,024 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAD9 | NOTE 2.000%10/0 | 14,822,000 | $14,519,630 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 14,539,000 | $14,003,501 | dollars as filed | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 14,174,000 | $13,912,766 | dollars as filed | principal |
| ENOVIS CORPORATION | 194014AB2 | NOTE 3.875%10/1 | 13,929,000 | $13,721,696 | dollars as filed | principal |
| Shift4 Payments Inc. | 82452J307 | PFD | 247,214 | $13,180,211 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 8,495,000 | $12,981,186 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAF4 | NOTE 0.250% 4/0 | 13,923,000 | $12,951,908 | dollars as filed | principal |
| NUTANIX INC | 67059NAK4 | NOTE 0.500%12/1 | 14,172,000 | $12,839,548 | dollars as filed | principal |
| FIVE9 INC | 338307AF8 | CNV | 14,439,000 | $12,604,492 | dollars as filed | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 12,009,000 | $12,402,150 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 13,479,000 | $12,340,444 | dollars as filed | principal |
| UGI CORP NEW | 902681AB1 | NOTE 5.000% 6/0 | 8,403,000 | $11,948,367 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 1,099,000 | $11,131,274 | dollars as filed | principal |
| MARA HOLDINGS INC | 565788AD8 | NOTE 2.125% 9/0 | 12,689,000 | $10,831,988 | dollars as filed | principal |
| ALIBABA GROUP HLDG LTD | 01609WBG6 | NOTE 0.500% 6/0 | 7,389,000 | $10,273,788 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 7,867,000 | $10,095,548 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 9,534,000 | $9,323,705 | dollars as filed | principal |
| FLUOR CORP | 343412AJ1 | NOTE 1.125% 8/1 | 7,447,000 | $9,209,615 | dollars as filed | principal |
| SoFi Technologies, Inc. | 83406FAA0 | NOTE 10/1 | 8,948,000 | $9,185,124 | dollars as filed | principal |
| APPLIED OPTOELECTRONICS INC | 03823UAE2 | NOTE 2.750% 1/1 | 3,956,000 | $8,853,431 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AD8 | NOTE 1.250%12/1 | 5,000,000 | $8,293,404 | dollars as filed | principal |
| BOFA FIN LLC | 09709UV70 | MTNF 0.600% 5/2 | 6,800,000 | $8,172,580 | dollars as filed | principal |
| IONIS PHARMACEUTICALS INC | 462222AF7 | NOTE 1.750% 6/1 | 5,132,000 | $7,769,350 | dollars as filed | principal |
| Capital Southwest Corp | 140501AE7 | Convertible Bond | 7,206,000 | $7,444,148 | dollars as filed | principal |
| Microsoft Corp | 594918104 | COM | 20,000 | $7,403,400 | dollars as filed | call |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 7,160,000 | $7,309,643 | dollars as filed | principal |
| STRATEGY INC | 594972887 | SERIES A PERP PF | 97,805 | $6,958,338 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 7,272,000 | $6,903,900 | dollars as filed | principal |
| EVERGY INC | 30034WAD8 | NOTE 4.500%12/1 | 5,025,000 | $6,851,588 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 7,000,000 | $6,844,600 | dollars as filed | principal |
| SEAGATE HDD CAYMAN | 81180WBL4 | NOTE 3.500% 6/0 | 1,427,000 | $6,783,767 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 5,778,000 | $6,775,050 | dollars as filed | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 6,398,000 | $6,381,649 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 6,413,000 | $6,239,849 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 5,476,000 | $5,887,660 | dollars as filed | principal |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 81,297 | $5,824,850 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 4,900,000 | $5,741,119 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 5,900,000 | $5,733,404 | dollars as filed | principal |
| CERENCE INC | 156727AD1 | NOTE 1.500% 7/0 | 6,200,000 | $5,514,590 | dollars as filed | principal |
| COGENT BIOSCIENCES INC | 19240QAA0 | NOTE 1.625%11/1 | 4,470,000 | $5,509,292 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 5,147,000 | $5,370,106 | dollars as filed | principal |
| JD.COM INC | 47215PAJ5 | NOTE 0.250% 6/0 | 5,250,000 | $5,238,625 | dollars as filed | principal |
| IMMUNOCORE HLDGS PLC | 45258DAB1 | NOTE 2.500% 2/0 | 5,600,000 | $5,073,861 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAF4 | NOTE 1.000%11/1 | 6,806,000 | $4,874,155 | dollars as filed | principal |
| FRESHPET INC | 358039AB1 | NOTE 3.000% 4/0 | 4,006,000 | $4,610,506 | dollars as filed | principal |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 4,850,000 | $4,427,100 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017BG8 | NOTE 0.750% 6/0 | 4,377,000 | $4,347,226 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 3,343,000 | $4,319,156 | dollars as filed | principal |
| MIRUM PHARMACEUTICALS INC | 604749AB7 | NOTE 4.000% 5/0 | 1,399,000 | $4,209,123 | dollars as filed | principal |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 3,048,000 | $4,130,206 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAJ0 | DEBT 4.500% 8/1 | 8,037,000 | $4,079,822 | dollars as filed | principal |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 4,104,000 | $4,068,125 | dollars as filed | principal |
| Wayfair Inc | 94419LAR2 | Convertible bond | 2,183,000 | $3,845,841 | dollars as filed | principal |
| BrightSpring Health Services Inc | 10950A205 | Preferred Shares | 26,314 | $3,753,429 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 3,981,000 | $3,734,344 | dollars as filed | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 50,000 | $3,725,000 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 40,000 | $3,682,800 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 4,055,000 | $3,677,447 | dollars as filed | principal |
| ServiceNow,Inc. | 81762P102 | COM | 35,000 | $3,659,250 | dollars as filed | |
| HERBALIFE LTD | 42703MAF0 | NOTE 4.250% 6/1 | 3,000,000 | $3,637,543 | dollars as filed | principal |
| Eaton Corp. Plc | G29183103 | COM | 10,000 | $3,576,700 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 2,030,000 | $3,498,579 | dollars as filed | principal |
| PORCH GROUP INC | 733245AD6 | DEBT 9.000% 5/1 | 3,150,000 | $3,466,575 | dollars as filed | principal |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 7,000 | $3,394,370 | dollars as filed | |
| THE REALREAL INC | 88339PAJ0 | DEBT 4.000% 2/1 | 2,800,000 | $3,365,911 | dollars as filed | principal |
| Amazon.com, Inc | 023135106 | COM | 16,000 | $3,332,320 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 3,337,000 | $3,331,661 | dollars as filed | principal |
| T1 ENERGY INC | 35834FAB0 | NOTE 5.250%12/0 | 3,100,000 | $3,301,414 | dollars as filed | principal |
| AbbVie,Inc. | 00287Y109 | COM | 15,000 | $3,262,350 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 125,000 | $3,235,000 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 27,500 | $3,219,425 | dollars as filed | call |
| PACIRA BIOSCIENCES INC | 695127AJ9 | NOTE 2.125% 5/1 | 3,285,000 | $3,198,692 | dollars as filed | principal |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 8,000 | $3,123,280 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 3,000,000 | $3,103,500 | dollars as filed | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 2,996,000 | $2,980,880 | dollars as filed | principal |
| Morgan Stanley | 617446448 | COM | 18,000 | $2,962,260 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 2,832,000 | $2,951,158 | dollars as filed | principal |
| Lyft Inc Note 0.625 percent 3/0 | 55087PAD6 | Convertible | 2,906,000 | $2,950,764 | dollars as filed | principal |
| International Business Machines Corporation | 459200101 | COM | 12,000 | $2,908,680 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 2,500,000 | $2,897,188 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,000 | $2,868,600 | dollars as filed | |
| General Electric Company | 369604301 | COM | 10,000 | $2,837,700 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 25,000 | $2,835,250 | dollars as filed | |
| OMNICELL COM | 68213NAF6 | NOTE 1.000%12/0 | 2,875,000 | $2,814,556 | dollars as filed | principal |
| CORNING INC | 219350105 | COM | 20,000 | $2,719,400 | dollars as filed | |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 2,261,000 | $2,687,663 | dollars as filed | principal |
| COMPASS INC | 20464U100 | CL A | 341,700 | $2,497,827 | dollars as filed | |
| MARA HOLDINGS INC | 565788AF3 | NOTE3/0 | 2,800,000 | $2,483,600 | dollars as filed | principal |
| M & T BK CORP COM | 55261F104 | Stock | 12,000 | $2,480,640 | dollars as filed | |
| CELCUITY INC | 15102KAA8 | NOTE 2.750% 8/0 | 980,000 | $2,393,732 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 2,670,000 | $2,389,650 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 2,498,000 | $2,353,324 | dollars as filed | principal |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 6,000 | $2,350,560 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U302 | COM NEW | 100,000 | $2,277,000 | dollars as filed | put |
| COPA HOLDINGS SA | P31076105 | CL A | 19,000 | $2,158,590 | dollars as filed | |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 2,107,000 | $2,057,720 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 1,762,000 | $2,046,233 | dollars as filed | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 15,000 | $2,032,350 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 150,000 | $1,930,500 | dollars as filed | |
| BLACKLINE INC | 09239BAF6 | NOTE 1.000% 6/0 | 2,030,000 | $1,919,534 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 1,980,000 | $1,884,836 | dollars as filed | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100,000 | $1,870,000 | dollars as filed | call |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 1,800,000 | $1,868,075 | dollars as filed | principal |
| NABORS INDS INC | 62957HAL9 | NOTE 1.750% 6/1 | 1,962,000 | $1,797,491 | dollars as filed | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,000 | $1,691,980 | dollars as filed | call |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 1,140,000 | $1,679,220 | dollars as filed | principal |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 200,000 | $1,652,000 | dollars as filed | put |
| PAGAYA U S HLDG CO LLC | 69549FAB5 | NOTE 6.125%10/0 | 1,422,000 | $1,638,855 | dollars as filed | principal |
| RAMACO RES INC | 75134PAB1 | NOTE 11/0 | 2,000,000 | $1,531,000 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 1,549,000 | $1,514,535 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAH4 | NOTE 3.500%12/0 | 2,555,000 | $1,388,762 | dollars as filed | principal |
| ADVANCED ENERGY INDS | 007973AE0 | NOTE 2.500% 9/1 | 565,000 | $1,360,187 | dollars as filed | principal |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 1,200,000 | $1,211,068 | dollars as filed | principal |
| STRATEGY INC | 594972AJ0 | NOTE 0.625% 3/1 | 965,000 | $1,112,575 | dollars as filed | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 1,058,000 | $1,039,052 | dollars as filed | principal |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 2,250,000 | $960,900 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 1,244,000 | $939,220 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 1,000,000 | $922,056 | dollars as filed | principal |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 809,000 | $778,820 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 775,000 | $767,089 | dollars as filed | principal |
| Apple Inc | 037833100 | COM | 3,000 | $761,370 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,000 | $689,100 | dollars as filed | call |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 200,000 | $644,000 | dollars as filed | call |
| PLUG PWR INC | 72919P202 | COM NEW | 250,000 | $565,000 | dollars as filed | call |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 300,000 | $540,859 | dollars as filed | principal |
| AMC GLOBAL MEDIA INC | 00164VAJ2 | NOTE 4.250% 2/1 | 476,000 | $426,820 | dollars as filed | principal |
| CENTRUS ENERGY CORP | 15643UAE4 | NOTE 2.250%11/0 | 200,000 | $408,474 | dollars as filed | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 376,000 | $380,000 | dollars as filed | principal |
| CIPHER DIGITAL INC | 17253JAA4 | NOTE 1.750% 5/1 | 95,000 | $294,551 | dollars as filed | principal |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 22,500 | $289,575 | dollars as filed | call |
| APPLIED DIGITAL CORP | 038169AB4 | NOTE 2.750% 6/0 | 105,000 | $279,948 | dollars as filed | principal |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 940 | $230,300 | dollars as filed | |
| QIAGEN NV ORD SHARES | N72482156 | Stock | 3,894 | $155,916 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 2,073 | $155,910 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 50,000 | $137,000 | dollars as filed | |
| BOX INC | 10316TAD6 | NOTE 1.500% 9/1 | 111,000 | $102,083 | dollars as filed | principal |
| BLOOM ENERGY CORP | 093712AM9 | NOTE 3.000% 6/0 | 15,000 | $98,447 | dollars as filed | principal |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 20,000 | $70,400 | dollars as filed | |
| GAMESTOP CORP NEW | 36467W117 | *W EXP 10/30/202 | 6,778 | $26,164 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 61,500 | $12,238 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 18,260 | $8,223 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 K | 683712129 | Stock | 1,199 | $725 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 A | 683712137 | Stock | 1,199 | $295 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 Z | 683712145 | Stock | 1,199 | $282 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-26-019477 | this filing | 2026-05-07 | acceptance time not in the bulk data set |