13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 3,932 holding rows worth $21,429,018,000.
- Accession
- 0001739439-22-000011
- Filer
- CIK 1739439
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 5,477 entries on the cover page, a total value of $21,429,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,429,018,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 1,000 | $10,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 10,000 | $10,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 5,000 | $10,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 367 | $9,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 549 | $9,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 189 | $9,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 309 | $9,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 196 | $9,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 130 | $9,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 200 | $9,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 214 | $9,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 261 | $9,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 135 | $9,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 126 | $9,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 215 | $9,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 241 | $9,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 608 | $9,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 1,500 | $9,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U828 | FT VEST INT EQ M | 500 | $9,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 1,540 | $9,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 15 | $9,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 117 | $9,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 228 | $9,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 600 | $9,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 818 | $9,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 275 | $9,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 275 | $9,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 106 | $9,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 212 | $9,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 633 | $9,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 197 | $9,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 331 | $9,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 54 | $9,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 663 | $9,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 200 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 148 | $9,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 500 | $9,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 579 | $9,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 466 | $9,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 654 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 208 | $9,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 400 | $9,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 408 | $9,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 152 | $9,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 5,800 | $9,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 505 | $9,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,254 | $9,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 114 | $9,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 133 | $9,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 440 | $9,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 3,000 | $9,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 516 | $9,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 5,000 | $9,000 | thousands by filing date | |
| SLAM CORP | G8210L113 | UNIT 99/99/9999 | 1,000 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 10,000 | $9,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 9,135 | $9,000 | thousands by filing date | |
| FOUNDER SPAC | G3661E106 | CLASS A ORD SHS | 1,000 | $9,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 223 | $8,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 190 | $8,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 74 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 73 | $8,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 136 | $8,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 116 | $8,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 159 | $8,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 149 | $8,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 598 | $8,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 25 | $8,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 185 | $8,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 191 | $8,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 392 | $8,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 292 | $8,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 177 | $8,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 1,000 | $8,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 374 | $8,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 492 | $8,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,693 | $8,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 213 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 150 | $8,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 442 | $8,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 53 | $8,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 96 | $8,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 327 | $8,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,000 | $8,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 377 | $8,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 121 | $8,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 159 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 126 | $8,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 8 | $8,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 34 | $8,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 46 | $8,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 650 | $8,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 126 | $8,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 376 | $8,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 143 | $8,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 276 | $8,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 263 | $8,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 262 | $8,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 93 | $8,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 351 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 253 | $8,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 140 | $8,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 400 | $8,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 607 | $8,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 167 | $8,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 340 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 196 | $8,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,165 | $8,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 5,333 | $8,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 1,000 | $8,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 222 | $8,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 363 | $8,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 426 | $8,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 298 | $8,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 1,250 | $8,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 1,000 | $8,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 2,950 | $8,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 700 | $8,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 11,960 | $8,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 900 | $8,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 935 | $8,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 12,512 | $8,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 728 | $7,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 55 | $7,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 50 | $7,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 100 | $7,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 61 | $7,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 736 | $7,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 124 | $7,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 91 | $7,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 500 | $7,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,858 | $7,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 62 | $7,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 65 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 211 | $7,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 47 | $7,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 103 | $7,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 1,666 | $7,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 299 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 216 | $7,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 255 | $7,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 459 | $7,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 175 | $7,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 49 | $7,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 266 | $7,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 165 | $7,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 301 | $7,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 90 | $7,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 161 | $7,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 447 | $7,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 262 | $7,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 162 | $7,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 95 | $7,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,765 | $7,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 365 | $7,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 100 | $7,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 172 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 69 | $7,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 500 | $7,000 | thousands by filing date | |
| GLIMPSE GROUP INC | 37892C106 | COM | 800 | $7,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 104 | $7,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 572 | $7,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 811 | $7,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 5,540 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 500 | $7,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,000 | $7,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 712 | $7,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 3,000 | $7,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 4,000 | $7,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 150 | $7,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 1,500 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 555 | $7,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 818 | $7,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 7,000 | $7,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 331 | $7,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 3,500 | $7,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 219 | $6,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 209 | $6,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 493 | $6,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 51 | $6,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 105 | $6,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 39 | $6,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 10 | $6,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 116 | $6,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 317 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 127 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 300 | $6,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 476 | $6,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 845 | $6,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 895 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 300 | $6,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 225 | $6,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 177 | $6,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 407 | $6,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 134 | $6,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 500 | $6,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 254 | $6,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 357 | $6,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 168 | $6,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 108 | $6,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 143 | $6,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,000 | $6,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 376 | $6,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 53 | $6,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 112 | $6,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 93 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 85 | $6,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 494 | $6,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 72 | $6,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,034 | $6,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 267 | $6,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 923 | $6,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 625 | $6,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 91 | $6,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 1,000 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 200 | $6,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 39 | $6,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 142 | $6,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 267 | $6,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K202 | GROWT INNOV ETF | 230 | $6,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 286 | $6,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 112 | $6,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 614 | $6,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 625 | $6,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 245 | $6,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 950 | $6,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 6,000 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 6,000 | $6,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 315 | $6,000 | thousands by filing date | |
| APTIV PLC | G6095L117 | CONV | 37 | $6,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 1,500 | $6,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 4,000 | $6,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 350 | $6,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 312 | $6,000 | thousands by filing date | |
| MAWSON INFRASTRUCTURE GROUP | 57778N208 | COM | 1,000 | $6,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 10,020 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 188 | $6,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 240 | $6,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 570 | $6,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 167 | $5,000 | thousands by filing date | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 150 | $5,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 437 | $5,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 511 | $5,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,000 | $5,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 75 | $5,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 81 | $5,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 314 | $5,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 159 | $5,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 700 | $5,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,151 | $5,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 45 | $5,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 479 | $5,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 50 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 65 | $5,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 114 | $5,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 160 | $5,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 599 | $5,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 750 | $5,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 767 | $5,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 85 | $5,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 37 | $5,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 354 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 133 | $5,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 335 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 229 | $5,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 403 | $5,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 610 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 75 | $5,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 50 | $5,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 396 | $5,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 280 | $5,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 293 | $5,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 30 | $5,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 253 | $5,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 128 | $5,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 51 | $5,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 100 | $5,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 123 | $5,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 22 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 159 | $5,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 174 | $5,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 799 | $5,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 750 | $5,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,000 | $5,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 214 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 50 | $5,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 302 | $5,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,000 | $5,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 246 | $5,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 200 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 101 | $5,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 206 | $5,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 171 | $5,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 288 | $5,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 281 | $5,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,052 | $5,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 300 | $5,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 338 | $5,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 83 | $5,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 287 | $5,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,430 | $5,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 600 | $5,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 100 | $5,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,050 | $5,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 4,000 | $5,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 1,700 | $5,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 319 | $5,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,000 | $5,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 500 | $5,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851409 | CONV | 3 | $5,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 700 | $5,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 2,000 | $5,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 130 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 851 | $5,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V111 | *W EXP 99/99/999 | 9,280 | $5,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 2,777 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 168 | $5,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $5,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,000 | $5,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 7,100 | $5,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 544 | $4,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 500 | $4,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 48 | $4,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 85 | $4,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 147 | $4,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 81 | $4,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 25 | $4,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 77 | $4,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 102 | $4,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 300 | $4,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 138 | $4,000 | thousands by filing date | |
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| NATERA INC COM | 632307104 | Stock | 52 | $4,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 60 | $4,000 | thousands by filing date | |
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| CVB FINL CORP COM | 126600105 | Stock | 221 | $4,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 184 | $4,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 138 | $4,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 100 | $4,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 122 | $4,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 699 | $4,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 159 | $4,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 223 | $4,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 54 | $4,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 206 | $4,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 88 | $4,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 84 | $4,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 89 | $4,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 256 | $4,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 38 | $4,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 56 | $4,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 350 | $4,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,750 | $4,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 334 | $4,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 207 | $4,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 600 | $4,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 511 | $4,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 182 | $4,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 49 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 97 | $4,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 990 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 284 | $4,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,871 | $4,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 276 | $4,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 504 | $4,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 108 | $4,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 120 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 207 | $4,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 2,000 | $4,000 | thousands by filing date | |
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| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 200 | $4,000 | thousands by filing date | |
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| ISHARES TR | 464288596 | GOV/CRED BD ETF | 37 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 250 | $4,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $4,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 178 | $4,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 182 | $4,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 72 | $4,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 266 | $4,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 489 | $4,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 2,029 | $4,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 173 | $4,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 51 | $4,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,059 | $4,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 1,000 | $4,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 500 | $4,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 600 | $4,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 187 | $4,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 500 | $4,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $4,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 41 | $4,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,000 | $4,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 239 | $4,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 2,000 | $4,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 147 | $4,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 3,000 | $4,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 4,000 | $4,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 4,000 | $4,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 133 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 200 | $4,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 6,000 | $4,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 33 | $3,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 132 | $3,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 178 | $3,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 138 | $3,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 12 | $3,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 556 | $3,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 331 | $3,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 12 | $3,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 100 | $3,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 500 | $3,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 97 | $3,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 18 | $3,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 136 | $3,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 236 | $3,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 173 | $3,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 18 | $3,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 607 | $3,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 209 | $3,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 35 | $3,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 44 | $3,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 166 | $3,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 68 | $3,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 250 | $3,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 74 | $3,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 50 | $3,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 38 | $3,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 65 | $3,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 200 | $3,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 17 | $3,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 57 | $3,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 120 | $3,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 109 | $3,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 200 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 219 | $3,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 112 | $3,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 154 | $3,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 241 | $3,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 225 | $3,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 119 | $3,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 29 | $3,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 70 | $3,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 30 | $3,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 75 | $3,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 200 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 139 | $3,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 315 | $3,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 239 | $3,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 105 | $3,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 166 | $3,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 77 | $3,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 57 | $3,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 185 | $3,000 | thousands by filing date | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 58 | $3,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 610 | $3,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 395 | $3,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 872 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 150 | $3,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 200 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 169 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 71 | $3,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 219 | $3,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 1,250 | $3,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 81 | $3,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 100 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 50 | $3,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 13 | $3,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 154 | $3,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 100 | $3,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 3,000 | $3,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 72 | $3,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100 | $3,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 303 | $3,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 2,234 | $3,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 154 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 75 | $3,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 698 | $3,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 151 | $3,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 3,000 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 303 | $3,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 4,000 | $3,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 400 | $3,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,000 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,000 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,000 | $3,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 4,000 | $3,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 3,000 | $3,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 300 | $3,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 500 | $3,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 231 | $3,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 6,000 | $3,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 5,625 | $3,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 1,625 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-22-000011 | this filing | 2022-02-14 | acceptance time not in the bulk data set |