13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 3,932 holding rows worth $21,429,018,000.
- Accession
- 0001739439-22-000011
- Filer
- CIK 1739439
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 5,477 entries on the cover page, a total value of $21,429,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,429,018,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARSONS CORP DEL COM | 70202L102 | Stock | 2,582 | $86,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 5,000 | $86,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 2,006 | $86,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 573 | $86,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 232 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 6,114 | $85,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,494 | $85,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 726 | $85,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 5,400 | $85,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 4,353 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 960 | $84,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 11,971 | $84,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 8,500 | $84,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,407 | $83,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 3,250 | $83,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 3,800 | $83,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 444 | $82,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 6,840 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 461 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 903 | $82,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 5,428 | $82,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,811 | $81,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,152 | $81,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 449 | $81,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 1,637 | $81,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 958 | $81,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 4,913 | $81,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 18,200 | $81,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 8,132 | $81,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,859 | $80,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 755 | $80,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 1,180 | $80,000 | thousands by filing date | |
| HAWKS ACQUISITION CORP | 42032P207 | UNIT 99/99/9999 | 8,173 | $80,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,545 | $79,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,033 | $79,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 2,000 | $79,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 21,155 | $79,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,581 | $78,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,591 | $78,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 500 | $78,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,459 | $77,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,274 | $77,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 650 | $77,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 780 | $77,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 10,000 | $77,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,004 | $77,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 13,000 | $77,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 2,967 | $76,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 5,646 | $76,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 5,000 | $76,000 | thousands by filing date | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 1,502 | $75,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 4,005 | $75,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,250 | $75,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,500 | $75,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,205 | $74,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 745 | $74,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,379 | $74,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 5,300 | $74,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 2,318 | $74,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 776 | $73,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,134 | $73,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 3,500 | $73,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 1,426 | $73,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 268 | $72,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 4,061 | $72,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 1,291 | $72,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,287 | $72,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,027 | $72,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,786 | $72,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 532 | $71,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,173 | $71,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 1,168 | $71,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 10,800 | $71,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 332 | $70,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 3,500 | $70,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 1,007 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 1,459 | $69,000 | thousands by filing date | |
| LARGO INC | 517097101 | COM | 7,525 | $69,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 572 | $68,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 599 | $68,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,186 | $68,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 518 | $68,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 4,883 | $68,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,260 | $67,000 | thousands by filing date | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 2,621 | $67,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,055 | $67,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,248 | $67,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 7,722 | $67,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 5,627 | $67,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 3,511 | $67,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 5,750 | $67,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 2,133 | $66,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,033 | $66,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,452 | $66,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,354 | $65,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 1,298 | $65,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,801 | $65,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 2,131 | $65,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 2,502 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 3,225 | $65,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 800 | $64,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 1,335 | $64,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 10,000 | $64,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,834 | $64,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,307 | $64,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,105 | $63,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 739 | $63,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 5,714 | $63,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,925 | $63,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 861 | $62,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 329 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 2,357 | $62,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 537 | $62,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 3,019 | $62,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 613 | $61,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,821 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,226 | $61,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 4,006 | $61,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,291 | $61,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 1,897 | $61,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 3,208 | $61,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 6,250 | $61,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 593 | $60,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 543 | $60,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 560 | $60,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 175 | $60,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 5,485 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 430 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 855 | $60,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 448 | $60,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 3,198 | $60,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094111 | UNIT 04/11/2026 | 5,873 | $60,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 204 | $59,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 568 | $59,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 760 | $59,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 5,685 | $59,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 511 | $59,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 4,515 | $59,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 6,000 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 604 | $59,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 3,704 | $59,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 1,300 | $59,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 2,760 | $59,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 430 | $58,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,000 | $58,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 719 | $58,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 2,383 | $58,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 976 | $58,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 557 | $58,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 650 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 554 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,878 | $58,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 2,200 | $58,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 380 | $58,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 4,850 | $58,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 730 | $58,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 7,500 | $58,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 368 | $57,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 850 | $57,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,598 | $57,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,350 | $57,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 4,000 | $57,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1,028 | $56,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 748 | $56,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 805 | $56,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,699 | $56,000 | thousands by filing date | |
| PORTILLOS INC | 73642K106 | COM CL A | 1,500 | $56,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 3,131 | $56,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 1,312 | $56,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 490 | $55,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 1,750 | $55,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,536 | $55,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 386 | $55,000 | thousands by filing date | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 850 | $55,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 8,069 | $55,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 1,650 | $55,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 922 | $55,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 14,937 | $55,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 4,320 | $55,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 545 | $54,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 2,257 | $54,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 254 | $54,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 1,793 | $54,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 1,798 | $54,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 1,000 | $54,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 4,244 | $54,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 15,000 | $54,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 2,056 | $54,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 6,685 | $54,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 2,168 | $54,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 72,094 | $54,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,764 | $53,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 436 | $53,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 254 | $53,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 744 | $53,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,857 | $52,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 577 | $52,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 3,030 | $52,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,143 | $52,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 509 | $52,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,240 | $52,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,800 | $52,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 707 | $52,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 8,000 | $52,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,350 | $52,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 392 | $51,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 321 | $51,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 412 | $51,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 914 | $51,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 843 | $51,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,197 | $51,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 3,793 | $51,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,085 | $51,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 50,000 | $51,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,435 | $50,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 647 | $50,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,051 | $50,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1,167 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 806 | $50,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,673 | $50,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 6,655 | $50,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 8,381 | $50,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,800 | $50,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,597 | $50,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 743 | $50,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 358 | $49,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 3,500 | $49,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 6,381 | $49,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 846 | $49,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 1,300 | $49,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,222 | $49,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,672 | $49,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 308 | $49,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,004 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 621 | $49,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 4,346 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 1,992 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,974 | $49,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED ORDINARY SHARES | 242794105 | Stock | 4,998 | $49,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 5,000 | $49,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,324 | $48,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,275 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 694 | $48,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 5,000 | $48,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,725 | $47,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,422 | $47,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 272 | $47,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,491 | $47,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 5,526 | $47,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 1,282 | $47,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 5,150 | $47,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 1,850 | $47,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 1,000 | $47,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 20,000 | $47,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 7,973 | $46,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 516 | $46,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 2,155 | $46,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 158 | $46,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,034 | $46,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,615 | $46,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 1,000 | $46,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 4,011 | $46,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 298 | $46,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,229 | $46,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 6,345 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 238 | $45,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 3,000 | $45,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,100 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 500 | $45,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1,539 | $45,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 374 | $44,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 741 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,500 | $44,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 2,820 | $44,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 685 | $44,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,598 | $44,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 552 | $43,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,037 | $43,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,657 | $43,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 289 | $43,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,795 | $43,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,633 | $43,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,661 | $43,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 975 | $43,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 781 | $43,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 1,782 | $43,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 285 | $43,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,000 | $43,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 4,455 | $43,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,500 | $43,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 85,150 | $43,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 451 | $42,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,678 | $42,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 3,715 | $42,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,000 | $42,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 3,500 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 1,000 | $42,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 716 | $42,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,630 | $42,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 300 | $41,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 175 | $41,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 249 | $41,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 461 | $41,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 912 | $41,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 1,971 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 608 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,622 | $41,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,010 | $41,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,972 | $41,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 766 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 851 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 397 | $41,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 418 | $41,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQ CORP I | 808212203 | UNIT 03/25/2028 | 4,058 | $41,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 633 | $40,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 2,386 | $40,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 1,074 | $40,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 5,100 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 398 | $40,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,000 | $40,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 40,000 | $40,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,000 | $40,000 | thousands by filing date | |
| NABORS ENERGY TRANSITION COR | 629567207 | UNIT 99/99/9999 | 4,000 | $40,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 3,500 | $39,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 686 | $39,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 644 | $39,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 379 | $39,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 2,927 | $39,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 810 | $39,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 4,560 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 316 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 882 | $39,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,595 | $39,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 6,000 | $39,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 4,000 | $39,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 600 | $38,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 1,031 | $38,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 2,500 | $38,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 1,875 | $38,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 69 | $37,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 659 | $37,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,462 | $37,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 6,105 | $37,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 380 | $37,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 778 | $37,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,500 | $37,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 1,508 | $37,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,700 | $37,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 187 | $36,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 122 | $36,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 7,731 | $36,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,138 | $36,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 6,000 | $36,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,567 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 546 | $36,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,082 | $36,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 344 | $36,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,973 | $36,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,300 | $36,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 5,990 | $36,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 10,059 | $36,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 40,000 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y733 | INDIA EX STATE | 1,020 | $36,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 607 | $35,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 206 | $35,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 1,194 | $35,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,250 | $35,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 3,278 | $35,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 1,055 | $35,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 539 | $35,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 699 | $35,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,688 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 810 | $35,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 430 | $35,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 523 | $35,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 1,000 | $34,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 261 | $34,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 435 | $34,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 315 | $34,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 715 | $34,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 3,120 | $34,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 884 | $34,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,100 | $34,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 612 | $34,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,900 | $34,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 3,833 | $34,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,631 | $34,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,218 | $34,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 8,082 | $34,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,374 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 1,275 | $34,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,567 | $33,000 | thousands by filing date | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 2,616 | $33,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 962 | $33,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 144 | $33,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 1,267 | $33,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 206 | $33,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 333 | $33,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 195 | $33,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 282 | $33,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 1,224 | $33,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 520 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 377 | $33,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 324 | $33,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 3,373 | $33,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 643 | $33,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 49,700 | $33,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 691 | $32,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 398 | $32,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 496 | $32,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,553 | $32,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 1,000 | $32,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 9,491 | $32,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 7,154 | $32,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,169 | $32,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 3,500 | $32,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 1,250 | $32,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 4,075 | $32,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 412 | $31,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 372 | $31,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 768 | $31,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,403 | $31,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 1,000 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,350 | $31,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 101 | $31,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 1,687 | $31,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 153 | $31,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 8,850 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 620 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 549 | $31,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 549 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 1,000 | $31,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 3,379 | $31,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 9,208 | $31,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 925 | $30,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,024 | $30,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 396 | $30,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 363 | $30,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 1,500 | $30,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 500 | $30,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 180 | $30,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 500 | $30,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 598 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,000 | $30,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 545 | $30,000 | thousands by filing date | |
| KKR & CO INC | 48251W401 | CONV | 327 | $30,000 | thousands by filing date | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 6,125 | $30,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 821 | $30,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 14 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 1,094 | $30,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 3,011 | $30,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 260 | $29,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 799 | $29,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 607 | $29,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 227 | $29,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,856 | $29,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 22,000 | $29,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 231 | $29,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 875 | $29,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 712 | $29,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 93 | $29,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 1,200 | $29,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 166 | $29,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 834 | $29,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 1,700 | $29,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 4,000 | $29,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 50,050 | $29,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 3,000 | $29,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 21,809 | $29,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,518 | $28,000 | thousands by filing date | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 706 | $28,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 620 | $28,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 170 | $28,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 136 | $28,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 850 | $28,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 441 | $28,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 199 | $28,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 350 | $28,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 456 | $28,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 3,065 | $28,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 192 | $28,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 800 | $28,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 565 | $28,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 4,000 | $28,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 666 | $28,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 508 | $28,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,335 | $28,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 3,775 | $28,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 28,000 | $28,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 1,280 | $28,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 355 | $27,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 576 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 225 | $27,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,239 | $27,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 978 | $27,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 266 | $27,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 2,612 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 320 | $27,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 973 | $27,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,250 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-22-000011 | this filing | 2022-02-14 | acceptance time not in the bulk data set |