13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 3,932 holding rows worth $21,429,018,000.
- Accession
- 0001739439-22-000011
- Filer
- CIK 1739439
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 5,477 entries on the cover page, a total value of $21,429,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,429,018,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 570 | $27,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,300 | $27,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 618 | $27,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 150 | $27,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 308 | $26,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6,375 | $26,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,084 | $26,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 369 | $26,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,943 | $26,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 397 | $26,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 642 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 324 | $26,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 210 | $26,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 191 | $26,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 280 | $26,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 110 | $26,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,886 | $26,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 1,264 | $26,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 4,100 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 484 | $26,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 8,734 | $26,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 15,000 | $26,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 23,000 | $26,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 511 | $26,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 250 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 492 | $25,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 500 | $25,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 248 | $25,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 279 | $25,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 554 | $25,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 920 | $25,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,940 | $25,000 | thousands by filing date | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 983 | $25,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 705 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,004 | $25,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 306 | $25,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 797 | $25,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 1,000 | $25,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 742 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 380 | $25,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,126 | $25,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 464 | $25,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 2,530 | $25,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 237 | $25,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,014 | $25,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 412 | $25,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 750 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 678 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 406 | $25,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,500 | $25,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 9,500 | $25,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 2,578 | $25,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 40,160 | $25,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 437 | $24,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 667 | $24,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 150 | $24,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 195 | $24,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 88 | $24,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 328 | $24,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 333 | $24,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 235 | $24,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 847 | $24,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 941 | $24,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 735 | $24,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,149 | $24,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 37 | $24,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,455 | $24,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 1,500 | $24,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,220 | $24,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 1,430 | $23,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 135 | $23,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 7,338 | $23,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 374 | $23,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 601 | $23,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 705 | $23,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 329 | $23,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,012 | $23,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 877 | $23,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 927 | $23,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 270 | $23,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 215 | $23,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 2,764 | $23,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 878 | $23,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,372 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 500 | $23,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,620 | $23,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 695 | $23,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 4,000 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 523 | $23,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 400 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 512 | $23,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 1,336 | $23,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,140 | $23,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 6,732 | $23,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 904 | $23,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 126 | $22,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 476 | $22,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 777 | $22,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 320 | $22,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,100 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 183 | $22,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 225 | $22,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 525 | $22,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 551 | $22,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 436 | $22,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,300 | $22,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 800 | $22,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 877 | $22,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 221 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 441 | $22,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 615 | $22,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 21,000 | $22,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 561 | $22,000 | thousands by filing date | |
| Trinseo PLC | G9059U107 | Common Stock | 420 | $22,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 1,800 | $22,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,387 | $22,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 427 | $22,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 1,762 | $21,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 26 | $21,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 160 | $21,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 601 | $21,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 182 | $21,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 3,450 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,500 | $21,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 363 | $21,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,700 | $21,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 450 | $21,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 17,400 | $21,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 387 | $21,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 9,474 | $21,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 20,000 | $21,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 1,000 | $21,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,654 | $21,000 | thousands by filing date | |
| Global X Blockchain ETF | 37954Y160 | ETF | 1,000 | $21,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 431 | $21,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 385 | $20,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,200 | $20,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,100 | $20,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 456 | $20,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,621 | $20,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 214 | $20,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 862 | $20,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 416 | $20,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 438 | $20,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 185 | $20,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 149 | $20,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 302 | $20,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 252 | $20,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 168 | $20,000 | thousands by filing date | |
| ENFUSION INC | 292812104 | CL A | 1,000 | $20,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 3,900 | $20,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 3,750 | $20,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 800 | $20,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 802 | $20,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 2,500 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 280 | $20,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 4,953 | $20,000 | thousands by filing date | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 1,000 | $20,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,000 | $20,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 13,000 | $20,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 150 | $19,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 262 | $19,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 2,500 | $19,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 690 | $19,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 643 | $19,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 787 | $19,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,424 | $19,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 795 | $19,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 160 | $19,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 83 | $19,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,380 | $19,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 928 | $19,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 414 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 705 | $19,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,000 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 437 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 351 | $19,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 777 | $19,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 9,327 | $19,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 2,243 | $19,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 2,000 | $19,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 11,666 | $19,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 348 | $18,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 235 | $18,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 500 | $18,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 211 | $18,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 360 | $18,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 428 | $18,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,840 | $18,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 223 | $18,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 450 | $18,000 | thousands by filing date | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 1,000 | $18,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 685 | $18,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 865 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 516 | $18,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 1,273 | $18,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,000 | $18,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 1,350 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B816 | DEFIANCE DIGITAL | 1,000 | $18,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 1,850 | $18,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 9 | $18,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 16,566 | $18,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3 | $17,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,407 | $17,000 | thousands by filing date | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 475 | $17,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 51 | $17,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 445 | $17,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 250 | $17,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 197 | $17,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 50 | $17,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 75 | $17,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 1,000 | $17,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 1,046 | $17,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 413 | $17,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 340 | $17,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,000 | $17,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,878 | $17,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 3,500 | $17,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 1,020 | $17,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 290 | $17,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 179 | $17,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 427 | $17,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 1,000 | $17,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,358 | $17,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 3,028 | $17,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 808 | $17,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 624 | $17,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 500 | $17,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 327 | $17,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 2,900 | $17,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000 | $17,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 370 | $17,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 4,525 | $17,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 29,200 | $17,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,067 | $17,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 445 | $16,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 1,003 | $16,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 435 | $16,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 172 | $16,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 178 | $16,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 365 | $16,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 487 | $16,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 484 | $16,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 288 | $16,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 125 | $16,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 112 | $16,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 200 | $16,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 195 | $16,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 177 | $16,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 408 | $16,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 192 | $16,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 3,198 | $16,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 125 | $16,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 1,006 | $16,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 278 | $16,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,500 | $16,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 2,499 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 259 | $16,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 6,000 | $16,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 435 | $16,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 4,300 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 400 | $16,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 1,126 | $16,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 5,000 | $16,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,250 | $16,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 3,000 | $16,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 788 | $16,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 12,300 | $16,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 4,000 | $16,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 5,304 | $16,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 430 | $15,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 964 | $15,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 550 | $15,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 536 | $15,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 99 | $15,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 424 | $15,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 92 | $15,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 583 | $15,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 517 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,017 | $15,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 1,000 | $15,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 121 | $15,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 179 | $15,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 104 | $15,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,001 | $15,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,002 | $15,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 1,200 | $15,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,035 | $15,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 138 | $15,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 4,053 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 300 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 93 | $15,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,040 | $15,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 922 | $15,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 414 | $15,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 3,600 | $15,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 12,000 | $15,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 3,550 | $15,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,000 | $15,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 303 | $15,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 158 | $15,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 1,506 | $15,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 473 | $14,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 431 | $14,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 264 | $14,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 307 | $14,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 187 | $14,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 366 | $14,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 349 | $14,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 481 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 364 | $14,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 183 | $14,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 313 | $14,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 515 | $14,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,637 | $14,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 288 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 197 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 197 | $14,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 327 | $14,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 600 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 380 | $14,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1,834 | $14,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 281 | $14,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 2,700 | $14,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 1,075 | $14,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 11,597 | $14,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 315 | $13,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 490 | $13,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 375 | $13,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 621 | $13,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 3,357 | $13,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 102 | $13,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 350 | $13,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 246 | $13,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 3,000 | $13,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 500 | $13,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 724 | $13,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 956 | $13,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 199 | $13,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 90 | $13,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 122 | $13,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,200 | $13,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,562 | $13,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 150 | $13,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 142 | $13,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 2,564 | $13,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 807 | $13,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 230 | $13,000 | thousands by filing date | |
| WALLBOX NV | N94209108 | SHS CL A | 815 | $13,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,297 | $13,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 600 | $13,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 314 | $13,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 199 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 205 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $13,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 1,800 | $13,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,500 | $13,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 719 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,000 | $13,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 14,000 | $13,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 4,000 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 1,547 | $13,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 2,000 | $13,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 29,750 | $13,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,817 | $13,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 307 | $12,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 819 | $12,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 271 | $12,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 326 | $12,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 125 | $12,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 387 | $12,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 47 | $12,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 283 | $12,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 108 | $12,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 46 | $12,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 3,166 | $12,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 76 | $12,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 160 | $12,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 159 | $12,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 400 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 360 | $12,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 147 | $12,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 51 | $12,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 326 | $12,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 638 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 400 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 181 | $12,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 235 | $12,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 103 | $12,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,182 | $12,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 1,050 | $12,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 415 | $12,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 239 | $12,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 362 | $12,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 343 | $12,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 349 | $12,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 588 | $12,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 272 | $12,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,000 | $12,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,700 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 256 | $12,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 515 | $12,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 305 | $12,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 601 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 442 | $12,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 258 | $12,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 1,132 | $12,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 2,035 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 500 | $12,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 6,000 | $12,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 1,376 | $12,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 15,960 | $12,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 152 | $11,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 708 | $11,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,314 | $11,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 184 | $11,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 310 | $11,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 349 | $11,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 419 | $11,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 238 | $11,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 287 | $11,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 367 | $11,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 162 | $11,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 341 | $11,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 200 | $11,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 121 | $11,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 704 | $11,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 404 | $11,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 60 | $11,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 517 | $11,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,331 | $11,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 634 | $11,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,425 | $11,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 35 | $11,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 182 | $11,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 162 | $11,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,500 | $11,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 2,524 | $11,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 1,130 | $11,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 359 | $11,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 136 | $11,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 215 | $11,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 3,033 | $11,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,190 | $11,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 5,000 | $11,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 7,123 | $11,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,037 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 141 | $11,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,681 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 500 | $11,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K103 | LOVE OUR PLANET | 393 | $11,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 658 | $11,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 631 | $11,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 14,420 | $11,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 325 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A800 | WIND ENERGY ETF | 500 | $11,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 373 | $11,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 13,920 | $11,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 500 | $11,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,000 | $11,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 164 | $10,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 1,400 | $10,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 166 | $10,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 62 | $10,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 141 | $10,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 616 | $10,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 438 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 524 | $10,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,380 | $10,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 2,000 | $10,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 6 | $10,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 948 | $10,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 295 | $10,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 7 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 215 | $10,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 192 | $10,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 3,000 | $10,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 272 | $10,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 600 | $10,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 427 | $10,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 852 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 191 | $10,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 230 | $10,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 1,700 | $10,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 236 | $10,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 429 | $10,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,349 | $10,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,000 | $10,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 165 | $10,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 800 | $10,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 129 | $10,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 302 | $10,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 90 | $10,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 1,564 | $10,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 8,000 | $10,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 10,000 | $10,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 717 | $10,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 427 | $10,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITION CORP. | 37892B207 | COM | 1,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-22-000011 | this filing | 2022-02-14 | acceptance time not in the bulk data set |