13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 3,932 holding rows worth $21,429,018,000.
- Accession
- 0001739439-22-000011
- Filer
- CIK 1739439
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 5,477 entries on the cover page, a total value of $21,429,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,429,018,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 3,000 | $3,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T114 | *W EXP 05/19/202 | 4,525 | $3,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,000 | $3,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,000 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $3,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 90 | $2,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 26 | $2,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 150 | $2,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 535 | $2,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 45 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 57 | $2,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 387 | $2,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 27 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 163 | $2,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 72 | $2,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 64 | $2,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 38 | $2,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 100 | $2,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 77 | $2,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 25 | $2,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 50 | $2,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 57 | $2,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 23 | $2,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 100 | $2,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 70 | $2,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 140 | $2,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 22 | $2,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 116 | $2,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 18 | $2,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 72 | $2,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 26 | $2,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 19 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 40 | $2,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 250 | $2,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 79 | $2,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,000 | $2,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 15 | $2,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3 | $2,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 22 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 170 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 70 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 71 | $2,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 32 | $2,000 | thousands by filing date | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 50 | $2,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 22 | $2,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,379 | $2,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 27 | $2,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 65 | $2,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 177 | $2,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 133 | $2,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 61 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 332 | $2,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 16 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 133 | $2,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 39 | $2,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 100 | $2,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 77 | $2,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 760 | $2,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 81 | $2,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 600 | $2,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 16 | $2,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 70 | $2,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 324 | $2,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 350 | $2,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 114 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 63 | $2,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 85 | $2,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 24 | $2,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 26 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 99 | $2,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 10,000 | $2,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 54 | $2,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,000 | $2,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 176 | $2,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 20 | $2,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 508 | $2,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 67 | $2,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 315 | $2,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 100 | $2,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 300 | $2,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 58 | $2,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 27 | $2,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 250 | $2,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 67 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $2,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 2,000 | $2,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 134 | $2,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 3,000 | $2,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 2,000 | $2,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,000 | $2,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 200 | $2,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 500 | $2,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 700 | $2,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 2,000 | $2,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 500 | $2,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 290 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 180 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 35 | $2,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 552 | $2,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 106 | $2,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 2,000 | $2,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 35 | $2,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 6,500 | $2,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 1,666 | $2,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 2,920 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 1,200 | $2,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 5,000 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 1,300 | $2,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 18 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 52 | $1,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 65 | $1,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 203 | $1,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 28 | $1,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 122 | $1,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 69 | $1,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 763 | $1,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 13 | $1,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 30 | $1,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 7 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 93 | $1,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 51 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 132 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 518 | $1,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 101 | $1,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 41 | $1,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 18 | $1,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 124 | $1,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 75 | $1,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 10 | $1,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $1,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 89 | $1,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 20 | $1,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 300 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 72 | $1,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,399 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 200 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 14 | $1,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 77 | $1,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 57 | $1,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 20 | $1,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 121 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 50 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 126 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 52 | $1,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 33 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 34 | $1,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 163 | $1,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 24 | $1,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 100 | $1,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 15 | $1,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 22 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 11 | $1,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 41 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 632 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 34 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 32 | $1,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 104 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 51 | $1,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 38 | $1,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 21 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 253 | $1,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 14 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 159 | $1,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 65 | $1,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 125 | $1,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 76 | $1,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 22 | $1,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 178 | $1,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 206 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 25 | $1,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 60 | $1,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 178 | $1,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 30 | $1,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 49 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 204 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 44 | $1,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 31 | $1,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 99 | $1,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 50 | $1,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 25 | $1,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 70 | $1,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 168 | $1,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 321 | $1,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 100 | $1,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 50 | $1,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 32 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 70 | $1,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,000 | $1,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 79 | $1,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 30 | $1,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 57 | $1,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 77 | $1,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 39 | $1,000 | thousands by filing date | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 250 | $1,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 52 | $1,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 400 | $1,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 250 | $1,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 1,314 | $1,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 13 | $1,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 200 | $1,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 53 | $1,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 38 | $1,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 51 | $1,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 130 | $1,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 44 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,000 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 2,000 | $1,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1,000 | $1,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 300 | $1,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 815 | $1,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 1,000 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 944 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,000 | $1,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 350 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 150 | $1,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 2,500 | $1,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 2,267 | $1,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 1,884 | $1,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 150 | $1,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 1,102 | $1,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 300 | $1,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 1,562 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 2,000 | $1,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 1,000 | $1,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 600 | $1,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPFOLIO INC | 03783C100 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIQURE NV | N90064101 | SHS | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAUL CTRS INC COM | 804395101 | REIT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAPPEN INC COM NEW | 52603A208 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUCKLE INC COM | 118440106 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONTO INNOVATION INC COM | 683344105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INMODE LTD SHS | M5425M103 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LTC PPTYS INC COM | 502175102 | REIT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENUMBRA INC COM | 70975L107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WD 40 CO COM | 929236107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRE CORP COM | 78573M104 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MR COOPER GROUP INC | 62482R107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOME INC | 45257U108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TODAY CO INC | 36472T109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAFD INC | 938824109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INC | 97717P104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIMPRESS PLC | G2143T103 | SHS EURO | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O-I GLASS INC | 67098H104 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLIGHT INC | 65487K100 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVANOVA PLC | G5509L101 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION HOMES INC | 830830105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BANCORPORATION INC | 268948106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYWARD HLDGS INC | 421298100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHSTREAM INC | 42222N103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMETRY INC | 98423F109 | CLASS A COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIAALPHA INC | 58450V104 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KODIAK SCIENCES INC | 50015M109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSI SYSTEMS INC | 671044105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN WELL CORP | 03044L105 | CL A | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISAFE INC | 03071H100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLOCAL LTD | G29018101 | CLASS A COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROGEN INC | 31572Q808 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCER INTL INC | 588056101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVIVA INC | 45781M101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOANDEPOT INC | 53946R106 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FULTON FINL CORP PA | 360271100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPEN LENDING CORP | 68373J104 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROCURE SPACE ETF | 74280R205 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAMADA LTD | M6240T109 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOMALOGIC INC | 83444k113 | WT | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESA RTY TR | 590660106 | UNIT BEN INT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIGENT PROTECTION MANAG | 69764K106 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT FOCUS TR INC | 85208J109 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Flushing Financial Corp | 343873105 | Common Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VROOM INC | 92918V109 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROOT INC | 77664L108 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERIS RESIDENTIAL INC | 554489104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODEL N INC | 607525102 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304307 | COM NEW | 1,322 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBDMD INC | 12482W101 | COM | 480 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOANN INC | 47768J101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASENSUS SURGICAL INC | 04367G103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DSP GROUP INC | 23332B106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMIDA CELL LTD | M47364100 | SHS | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MUSTANG BIO INC | 62818Q104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIO GENE THERAPIES INC | 829399104 | COM | 312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENJOY TECHNOLOGY INC | 29335V106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATOTECH LTD | G0625A105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOGENIX INC. | 98978L204 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCIMOTO INC | 039587100 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033203 | COM NEW | 994 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Benitec Biopharma, Inc. | 08205P100 | common | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAITR HLDGS INC | 930752100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUNDER SPAC | G3661E114 | *W EXP 04/19/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| G Squared Ascend I Inc | G4204R117 | Warrant | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALFI INC | 00161P109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-22-000011 | this filing | 2022-02-14 | acceptance time not in the bulk data set |