13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 2,947 holding rows worth $13,202,223,000.
- Accession
- 0001739439-21-000009
- Filer
- CIK 1739439
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 4,141 entries on the cover page, a total value of $13,202,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,203,223,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 1,186 | $86,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 6,780 | $86,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,297 | $85,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,758 | $85,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 538 | $85,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 906 | $85,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 3,120 | $85,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 854 | $84,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 5,752 | $84,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 3,800 | $84,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 3,928 | $83,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,233 | $83,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,548 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,000 | $83,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 3,531 | $83,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,062 | $83,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,232 | $82,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 594 | $82,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 7,090 | $82,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 2,000 | $82,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 60,000 | $82,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 5,083 | $81,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 1,473 | $81,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,823 | $81,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,453 | $81,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 1,737 | $81,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 415 | $80,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,138 | $80,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,109 | $80,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 7,000 | $80,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,617 | $79,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 319 | $79,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 2,564 | $79,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 7,743 | $79,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,229 | $79,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,605 | $79,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,581 | $78,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,161 | $78,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 4,000 | $78,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 13,000 | $78,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 3,054 | $77,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 20,000 | $77,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,270 | $76,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 2,507 | $76,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 516 | $75,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 385 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 697 | $75,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 5,000 | $75,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 4,500 | $75,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 2,304 | $75,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 3,500 | $74,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 185 | $74,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 12,000 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 978 | $74,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,378 | $73,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 860 | $73,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 976 | $73,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,710 | $73,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 2,019 | $72,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 10,305 | $72,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 6,855 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,962 | $72,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,031 | $72,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 3,500 | $71,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 800 | $71,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 5,356 | $71,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,177 | $71,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,100 | $71,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 500 | $69,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,867 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 925 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 610 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 2,515 | $68,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 321 | $68,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,425 | $68,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 4,521 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 726 | $68,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 270 | $67,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 793 | $67,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,300 | $67,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,807 | $67,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 2,248 | $67,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,013 | $67,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,374 | $67,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 277 | $66,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,161 | $66,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 686 | $66,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 3,900 | $66,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 7,553 | $66,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 2,323 | $66,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 2,211 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 418 | $66,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 1,349 | $66,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,741 | $66,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 2,223 | $66,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 382 | $65,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 638 | $65,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 4,512 | $65,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,387 | $65,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,688 | $64,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 2,275 | $63,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 667 | $63,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 326 | $62,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 960 | $62,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,037 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,100 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 370 | $62,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 2,397 | $62,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,374 | $62,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 5,000 | $62,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 2,204 | $62,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 1,188 | $62,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 5,250 | $62,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 2,077 | $61,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,290 | $61,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,000 | $61,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 1,000 | $61,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,164 | $60,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 4,000 | $60,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 833 | $60,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 116 | $59,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,336 | $59,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,492 | $59,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 332 | $59,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,276 | $59,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 5,891 | $59,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 1,250 | $59,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,358 | $59,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 318 | $58,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 257 | $58,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,395 | $58,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 4,000 | $58,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 800 | $58,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 739 | $58,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,443 | $57,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,421 | $57,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 3,173 | $57,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 3,538 | $57,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 2,940 | $57,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,131 | $57,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,821 | $57,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,163 | $56,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 270 | $56,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 307 | $56,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,400 | $56,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 710 | $56,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 300 | $56,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 3,405 | $56,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 768 | $56,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 4,800 | $56,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,318 | $56,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 95 | $56,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 25,000 | $56,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 2,395 | $56,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 5,000 | $56,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,122 | $55,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 658 | $55,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 318 | $55,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,725 | $55,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,207 | $55,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 1,000 | $55,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 536 | $55,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 8,150 | $55,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 182 | $54,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,955 | $54,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,012 | $54,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,283 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 2,291 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 924 | $54,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 1,476 | $53,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 5,000 | $53,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,712 | $53,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,127 | $52,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 681 | $52,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2,695 | $52,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 850 | $52,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 4,984 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 461 | $51,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 490 | $51,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 5,000 | $51,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 557 | $50,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 2,470 | $50,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 858 | $50,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 3,711 | $50,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 2,000 | $50,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,592 | $50,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 7,231 | $50,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 6,000 | $50,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 850 | $49,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 2,392 | $49,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 846 | $49,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 877 | $49,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 3,126 | $49,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 1,250 | $49,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 2,606 | $49,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 3,000 | $49,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 7,114 | $49,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,092 | $48,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 610 | $48,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 606 | $47,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,052 | $47,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,929 | $47,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 492 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 855 | $47,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,500 | $47,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1,500 | $47,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 492 | $46,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 1,237 | $46,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 301 | $46,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,553 | $46,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 3,121 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,046 | $46,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 5,250 | $46,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 115 | $45,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 199 | $45,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,063 | $45,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 5,503 | $45,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,538 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 436 | $45,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 3,476 | $45,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,728 | $45,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 29,200 | $45,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 352 | $44,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 5,500 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,597 | $44,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 555 | $43,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 2,405 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,024 | $43,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 7,000 | $43,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,500 | $43,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,000 | $43,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 277 | $42,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,134 | $42,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 1,660 | $42,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 550 | $42,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 300 | $42,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 35,000 | $42,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 10,000 | $42,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,058 | $41,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,080 | $41,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 3,757 | $41,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,029 | $41,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,675 | $41,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 900 | $41,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 444 | $40,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 917 | $40,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,070 | $40,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,110 | $40,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 6,445 | $40,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,533 | $40,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,944 | $39,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,494 | $39,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 474 | $39,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 3,511 | $39,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 249 | $39,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 428 | $39,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 2,000 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 2,530 | $38,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,714 | $38,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 1,509 | $38,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,010 | $38,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 1,000 | $38,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,300 | $38,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 900 | $38,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,596 | $38,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 1,409 | $38,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 605 | $37,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 760 | $37,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 284 | $37,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 272 | $37,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,672 | $37,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 98 | $37,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 7,731 | $37,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 7,105 | $37,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 193 | $37,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 727 | $37,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 136 | $37,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 3,813 | $37,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 540 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 541 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 930 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 606 | $37,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 748 | $37,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,260 | $36,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,130 | $36,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 858 | $36,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 220 | $36,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 4,560 | $36,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 2,820 | $36,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 835 | $35,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,971 | $35,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 666 | $35,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 581 | $35,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 455 | $35,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 5,000 | $35,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 733 | $35,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,175 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 525 | $35,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 475 | $35,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 3,559 | $35,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 500 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 931 | $35,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 407 | $35,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 20,000 | $35,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 453 | $34,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 359 | $34,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 428 | $34,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 253 | $34,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,762 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 484 | $34,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 915 | $34,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,881 | $34,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 5,715 | $34,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 244 | $34,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 3,794 | $34,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 2,200 | $34,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 278 | $33,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 437 | $33,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 177 | $33,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,136 | $33,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,350 | $33,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,152 | $33,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 1,128 | $33,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 5,070 | $33,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 4,865 | $33,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 5,050 | $33,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 1,012 | $33,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 6,799 | $33,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,950 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 316 | $33,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 2,260 | $33,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 8 | $32,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,125 | $32,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 904 | $32,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 2,914 | $32,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 5,448 | $32,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 240 | $32,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,700 | $32,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 233 | $31,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 556 | $31,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 300 | $31,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 460 | $31,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 162 | $31,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 1,398 | $31,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 932 | $31,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,039 | $31,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 534 | $30,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 955 | $30,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 920 | $30,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,971 | $30,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,857 | $30,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 518 | $30,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 412 | $30,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 753 | $30,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 534 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 370 | $30,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 3,557 | $30,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,595 | $30,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 705 | $29,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 308 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 426 | $29,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,153 | $29,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 4,040 | $29,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 1,000 | $29,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,240 | $29,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 133 | $29,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 3,780 | $29,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 798 | $29,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 3,000 | $29,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 500 | $28,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,746 | $28,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 350 | $28,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,035 | $28,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 1,517 | $28,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,553 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 872 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 120 | $28,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 2,800 | $28,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 1,000 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 376 | $28,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 9,000 | $28,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 1,400 | $28,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 222 | $27,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,212 | $27,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 685 | $27,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 648 | $27,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,420 | $27,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 488 | $27,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 307 | $27,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 1,190 | $27,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,191 | $27,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,560 | $27,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 1,200 | $27,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,035 | $27,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 812 | $27,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 400 | $27,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 1,819 | $27,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,650 | $26,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 698 | $26,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 122 | $26,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 171 | $26,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 271 | $26,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 742 | $26,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,746 | $26,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,263 | $26,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 833 | $26,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,843 | $26,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,789 | $26,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 11,937 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 200 | $25,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 437 | $25,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,007 | $25,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 97 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 170 | $25,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,500 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 216 | $25,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 465 | $25,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 728 | $25,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 2,266 | $25,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 677 | $25,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,714 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,114 | $25,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 400 | $25,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 400 | $25,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N204 | COM | 1,666 | $25,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 480 | $24,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 409 | $24,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 107 | $24,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,726 | $24,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 971 | $24,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,300 | $24,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,600 | $24,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 234 | $24,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 245 | $24,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1,525 | $24,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,689 | $24,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,100 | $24,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,000 | $24,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,048 | $24,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,900 | $24,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 893 | $24,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 2,700 | $24,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 2,200 | $24,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 500 | $23,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 340 | $23,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 984 | $23,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 100 | $23,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 500 | $23,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 500 | $23,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 432 | $23,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 325 | $23,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 526 | $23,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 208 | $23,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 503 | $23,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 3,334 | $23,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 579 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,020 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $23,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 2,793 | $23,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 247 | $22,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,028 | $22,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 700 | $22,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,479 | $22,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,500 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 194 | $22,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 2,332 | $22,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 500 | $22,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 526 | $22,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 614 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 431 | $22,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 741 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 678 | $22,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 2,500 | $22,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 2,000 | $22,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 10,000 | $22,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 500 | $21,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 246 | $21,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 200 | $21,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 279 | $21,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 289 | $21,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 856 | $21,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 403 | $21,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 858 | $21,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 508 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 284 | $21,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 674 | $21,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 842 | $21,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 828 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 311 | $21,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 863 | $21,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 589 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 259 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 1,064 | $21,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 770 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 1,500 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,375 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 578 | $21,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,705 | $21,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 435 | $21,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 1,200 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-21-000009 | this filing | 2021-02-12 | acceptance time not in the bulk data set |