13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 2,947 holding rows worth $13,202,223,000.
- Accession
- 0001739439-21-000009
- Filer
- CIK 1739439
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 4,141 entries on the cover page, a total value of $13,202,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,203,223,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 7,500 | $21,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 150 | $21,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,000 | $21,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 2,000 | $21,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 491 | $20,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,162 | $20,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 138 | $20,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 640 | $20,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 50 | $20,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 833 | $20,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 279 | $20,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 565 | $20,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 207 | $20,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 389 | $20,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 414 | $20,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 20 | $20,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 209 | $20,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 373 | $20,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,314 | $20,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 494 | $20,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 2,283 | $20,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,750 | $20,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 452 | $19,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 367 | $19,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 844 | $19,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 228 | $19,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 170 | $19,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 221 | $19,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 125 | $19,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 125 | $19,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 125 | $19,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,429 | $19,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 570 | $19,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 4,000 | $19,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 569 | $19,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 4,000 | $19,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 800 | $19,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 670 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 500 | $18,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,319 | $18,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 231 | $18,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 403 | $18,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 161 | $18,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 376 | $18,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 558 | $18,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,970 | $18,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 851 | $18,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 463 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 352 | $18,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 361 | $18,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 987 | $18,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,605 | $18,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 155 | $18,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 825 | $18,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,766 | $18,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 292 | $18,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 916 | $18,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,000 | $18,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 27,724 | $18,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 421 | $18,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 1,600 | $18,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 1,242 | $18,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 866 | $17,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 196 | $17,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 159 | $17,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 145 | $17,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,632 | $17,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 242 | $17,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,270 | $17,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 264 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 79 | $17,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 570 | $17,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 404 | $17,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 2,000 | $17,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 174 | $17,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 430 | $17,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 430 | $17,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 9,135 | $17,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 259 | $16,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 94 | $16,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,100 | $16,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 227 | $16,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 403 | $16,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 153 | $16,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 296 | $16,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 80 | $16,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,108 | $16,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 238 | $16,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,250 | $16,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 181 | $16,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 2,425 | $16,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 78 | $16,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 159 | $16,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 239 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 278 | $16,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 4,200 | $16,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 444 | $16,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 283 | $16,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 302 | $16,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 1,200 | $16,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 452 | $15,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 81 | $15,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 583 | $15,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 152 | $15,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 117 | $15,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 254 | $15,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 300 | $15,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,324 | $15,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,582 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 380 | $15,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 7 | $15,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,112 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 439 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 118 | $15,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 2,212 | $15,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,530 | $15,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 300 | $15,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1,500 | $15,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 223 | $15,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,349 | $15,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 2,299 | $15,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 4,000 | $15,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 680 | $15,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 999 | $15,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 1,200 | $15,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 74 | $14,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 700 | $14,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 144 | $14,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 525 | $14,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 142 | $14,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 250 | $14,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 293 | $14,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 75 | $14,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 458 | $14,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 106 | $14,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 932 | $14,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 500 | $14,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 754 | $14,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,013 | $14,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 800 | $14,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 420 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 572 | $14,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 774 | $14,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 256 | $14,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 582 | $14,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10,000 | $14,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 9,000 | $14,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 100 | $13,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 34 | $13,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 187 | $13,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 525 | $13,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 350 | $13,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 218 | $13,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 868 | $13,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 181 | $13,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,001 | $13,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 555 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 433 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 434 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 246 | $13,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 329 | $13,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 301 | $13,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 960 | $13,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,000 | $13,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 300 | $13,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 601 | $13,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 750 | $13,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 271 | $13,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 71 | $12,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 363 | $12,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 4,067 | $12,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 308 | $12,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 375 | $12,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 335 | $12,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 85 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 107 | $12,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 407 | $12,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 248 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 238 | $12,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 200 | $12,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 216 | $12,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,022 | $12,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 227 | $12,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,155 | $12,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 415 | $12,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 159 | $12,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 310 | $12,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,000 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 963 | $12,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 6,000 | $12,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 4,000 | $12,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 270 | $11,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 245 | $11,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 754 | $11,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 366 | $11,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 141 | $11,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 104 | $11,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 398 | $11,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 2,202 | $11,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 322 | $11,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 324 | $11,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 354 | $11,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 849 | $11,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 91 | $11,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 118 | $11,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 344 | $11,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 839 | $11,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 414 | $11,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 88 | $11,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 830 | $11,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 50 | $11,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,022 | $11,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 3,500 | $11,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 1,184 | $11,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 1,378 | $11,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 4,800 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,000 | $11,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,686 | $11,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 577 | $11,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 4,332 | $11,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 265 | $10,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 284 | $10,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 120 | $10,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 208 | $10,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 150 | $10,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 221 | $10,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 146 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 342 | $10,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 535 | $10,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 402 | $10,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 225 | $10,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 343 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 137 | $10,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 463 | $10,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 387 | $10,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,426 | $10,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 732 | $10,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 776 | $10,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 800 | $10,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 339 | $10,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 500 | $10,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 133 | $10,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 825 | $10,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 2,499 | $10,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 294 | $10,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1,200 | $10,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 838 | $10,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,000 | $10,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 451 | $10,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 1,000 | $10,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 367 | $9,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 595 | $9,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 570 | $9,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 200 | $9,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 100 | $9,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 45 | $9,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 69 | $9,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 635 | $9,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 257 | $9,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 300 | $9,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 82 | $9,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 160 | $9,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 430 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 219 | $9,000 | thousands by filing date | |
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| HECLA MNG CO | 422704106 | COM | 1,500 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 300 | $9,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 131 | $9,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,100 | $9,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 50 | $9,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 200 | $9,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 500 | $9,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,500 | $9,000 | thousands by filing date | |
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| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 1,130 | $9,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 81 | $9,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 831 | $9,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 153 | $9,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 637 | $9,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 869 | $9,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 150 | $9,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 389 | $9,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 539 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 500 | $9,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 2,900 | $9,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 521 | $9,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 9,000 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 10,000 | $9,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,000 | $9,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 271 | $8,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 70 | $8,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 126 | $8,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 121 | $8,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 51 | $8,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 224 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 46 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 150 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 282 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 207 | $8,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 210 | $8,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,045 | $8,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 113 | $8,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 40 | $8,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,100 | $8,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 549 | $8,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 87 | $8,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 110 | $8,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 182 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 270 | $8,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 809 | $8,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,700 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 325 | $8,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 505 | $8,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 542 | $8,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 375 | $8,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 3,540 | $8,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 550 | $8,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 176 | $7,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,276 | $7,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 74 | $7,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 130 | $7,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 105 | $7,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 92 | $7,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 401 | $7,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 244 | $7,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 97 | $7,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 343 | $7,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 366 | $7,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 99 | $7,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 600 | $7,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 400 | $7,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 98 | $7,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 189 | $7,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 191 | $7,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 77 | $7,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 256 | $7,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 400 | $7,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 404 | $7,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 236 | $7,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 81 | $7,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 468 | $7,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 221 | $7,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 128 | $7,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 1,000 | $7,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 100 | $7,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 203 | $7,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 250 | $7,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 6,234 | $7,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 449 | $7,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 402 | $7,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 477 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 355 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 282 | $7,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 41 | $6,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 185 | $6,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 187 | $6,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 76 | $6,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 279 | $6,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 1,000 | $6,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 36 | $6,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 316 | $6,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 448 | $6,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 161 | $6,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 352 | $6,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 497 | $6,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 285 | $6,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 150 | $6,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 302 | $6,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 500 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 211 | $6,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 90 | $6,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 269 | $6,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,236 | $6,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 23 | $6,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 228 | $6,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 639 | $6,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 241 | $6,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 350 | $6,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 135 | $6,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 160 | $6,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 731 | $6,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 331 | $6,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 857 | $6,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 277 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $6,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 120 | $6,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 232 | $6,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 400 | $6,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 615 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 187 | $6,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,548 | $6,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 954 | $6,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 126 | $6,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 35 | $6,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 34 | $6,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 442 | $6,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 287 | $6,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 112 | $6,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 699 | $6,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 100 | $6,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 100 | $6,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 781 | $6,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 321 | $6,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $6,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 250 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 555 | $6,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 753 | $6,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 214 | $6,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 540 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 85 | $5,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 124 | $5,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 300 | $5,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 63 | $5,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 181 | $5,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,215 | $5,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 164 | $5,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 103 | $5,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 65 | $5,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 308 | $5,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 6 | $5,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $5,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 48 | $5,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 300 | $5,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 185 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 36 | $5,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 816 | $5,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 64 | $5,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 584 | $5,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 181 | $5,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 242 | $5,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 41 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 215 | $5,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 224 | $5,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 66 | $5,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 62 | $5,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 97 | $5,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 173 | $5,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 866 | $5,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 460 | $5,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 145 | $5,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 135 | $5,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 149 | $5,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 77 | $5,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,000 | $5,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 500 | $5,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 314 | $5,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 515 | $5,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 1,237 | $5,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,500 | $5,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 160 | $5,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 308 | $5,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 300 | $5,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 5,896 | $5,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 91 | $4,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 66 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 94 | $4,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 106 | $4,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 34 | $4,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 60 | $4,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 466 | $4,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 19 | $4,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 15 | $4,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 44 | $4,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 74 | $4,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 51 | $4,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 42 | $4,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 237 | $4,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 80 | $4,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 47 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 43 | $4,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 52 | $4,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,301 | $4,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 193 | $4,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 134 | $4,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 472 | $4,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 33 | $4,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 200 | $4,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 52 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 82 | $4,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 120 | $4,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 65 | $4,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 39 | $4,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 64 | $4,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 107 | $4,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 241 | $4,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 92 | $4,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 65 | $4,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 154 | $4,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 147 | $4,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 53 | $4,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 138 | $4,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 108 | $4,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 115 | $4,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 841 | $4,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 306 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-21-000009 | this filing | 2021-02-12 | acceptance time not in the bulk data set |