13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 2,947 holding rows worth $13,202,223,000.
- Accession
- 0001739439-21-000009
- Filer
- CIK 1739439
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 4,141 entries on the cover page, a total value of $13,202,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,203,223,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 41,574 | $2,159,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 36,946 | $2,151,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 102,738 | $2,134,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 39,404 | $2,133,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 8,373 | $2,128,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 62,986 | $2,116,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 71,572 | $2,109,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 26,275 | $2,105,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 331,242 | $2,096,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 30,579 | $2,095,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 9,811 | $2,080,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 48,871 | $2,080,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 142,563 | $2,071,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 46,122 | $2,066,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 142,637 | $2,062,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 59,955 | $2,061,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 88,788 | $2,057,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 87,850 | $2,057,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 46,857 | $2,052,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 12,010 | $2,039,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3,513 | $2,004,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 104,693 | $1,960,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 41,290 | $1,942,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 24,123 | $1,936,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 13,413 | $1,933,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 11,392 | $1,933,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,659 | $1,909,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 15,547 | $1,908,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 55,566 | $1,904,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 26,239 | $1,899,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 40,027 | $1,889,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 28,570 | $1,882,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 24,461 | $1,878,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 127,503 | $1,875,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 21,387 | $1,859,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 41,619 | $1,859,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 95,122 | $1,858,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 31,857 | $1,856,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 18,660 | $1,844,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 9,046 | $1,840,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 112,125 | $1,839,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 25,892 | $1,832,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 11,653 | $1,829,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 86,842 | $1,821,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 22,368 | $1,818,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 12,859 | $1,818,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 19,858 | $1,817,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 13,624 | $1,817,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 61,343 | $1,815,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 70,607 | $1,811,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 206,102 | $1,807,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 37,010 | $1,803,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 36,198 | $1,801,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,185 | $1,798,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 6,571 | $1,792,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 70,587 | $1,792,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 22,419 | $1,790,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 18,362 | $1,782,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 117,179 | $1,767,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 32,762 | $1,763,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 17,577 | $1,760,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 24,362 | $1,754,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,418 | $1,728,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 60,876 | $1,725,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 116,549 | $1,710,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 8,527 | $1,702,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 72,567 | $1,702,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 150,669 | $1,693,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 71,786 | $1,690,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 126,864 | $1,669,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 14,526 | $1,668,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 8,722 | $1,653,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 32,871 | $1,626,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 4,416 | $1,605,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 106,032 | $1,605,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 8,041 | $1,601,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 54,323 | $1,584,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 73,504 | $1,577,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 25,480 | $1,574,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,247 | $1,566,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 17,420 | $1,565,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 9,968 | $1,556,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 22,913 | $1,546,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,867 | $1,535,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 36,473 | $1,528,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 23,648 | $1,523,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 45,207 | $1,511,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 12,592 | $1,499,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 22,425 | $1,489,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 31,356 | $1,485,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 25,464 | $1,482,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 10,721 | $1,480,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 38,513 | $1,457,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,606 | $1,452,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 8,807 | $1,450,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 15,355 | $1,449,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 22,164 | $1,447,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 105,351 | $1,442,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 57,158 | $1,438,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 19,003 | $1,428,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 49,740 | $1,425,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 61,088 | $1,422,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 64,915 | $1,416,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 160,600 | $1,410,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 153,357 | $1,409,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 16,096 | $1,404,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 18,856 | $1,398,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 3,377 | $1,390,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 118,564 | $1,378,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 27,210 | $1,378,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 10,653 | $1,372,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 616 | $1,371,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,870 | $1,370,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 31,310 | $1,368,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 22,970 | $1,361,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 24,350 | $1,346,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 42,612 | $1,339,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,112 | $1,339,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 120,500 | $1,335,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 28,429 | $1,322,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 47,103 | $1,306,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 11,470 | $1,305,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 90,500 | $1,305,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 35,347 | $1,302,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 9,869 | $1,301,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 157,800 | $1,300,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 25,175 | $1,299,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 25,929 | $1,295,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 66,200 | $1,295,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 39,928 | $1,294,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 93,085 | $1,287,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 21,362 | $1,286,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 20,608 | $1,283,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 67,230 | $1,273,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 8,122 | $1,251,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 7,868 | $1,245,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 9,209 | $1,241,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,088 | $1,239,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 10,391 | $1,237,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 34,174 | $1,221,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 2,088 | $1,217,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 18,319 | $1,213,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 29,390 | $1,212,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 28,622 | $1,208,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 867 | $1,201,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 31,022 | $1,200,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 26,300 | $1,199,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,895 | $1,188,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 5,616 | $1,186,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 12,888 | $1,185,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 39,013 | $1,178,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 5,884 | $1,176,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 181,800 | $1,174,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 18,660 | $1,173,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 23,796 | $1,165,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 48,618 | $1,159,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 8,610 | $1,144,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 8,869 | $1,141,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 12,546 | $1,138,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,601 | $1,137,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 24,947 | $1,135,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,839 | $1,134,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 21,331 | $1,130,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 27,300 | $1,121,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 39,636 | $1,118,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 34,933 | $1,117,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 26,375 | $1,114,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 13,392 | $1,113,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,436 | $1,102,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 53,921 | $1,098,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 27,215 | $1,093,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 6,244 | $1,088,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 86,480 | $1,083,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 9,835 | $1,080,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 11,537 | $1,075,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 30,842 | $1,064,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 29,319 | $1,062,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 28,987 | $1,059,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 46,817 | $1,059,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 8,853 | $1,058,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,720 | $1,053,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 5,874 | $1,051,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 2,838 | $1,018,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 28,321 | $1,017,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 31,500 | $1,013,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 13,820 | $1,009,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 16,374 | $1,005,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 34,405 | $1,004,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 6,082 | $1,003,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 5,809 | $997,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 29,175 | $989,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 70,500 | $985,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 15,614 | $981,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 14,990 | $977,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 19,645 | $977,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 24,223 | $977,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 70,438 | $977,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 20,080 | $975,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 29,552 | $966,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 12,261 | $964,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 14,710 | $964,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 7,600 | $961,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,300 | $958,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 7,302 | $949,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 19,877 | $945,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 5,732 | $945,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 69,965 | $941,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 18,655 | $934,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5,900 | $934,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 17,410 | $930,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,400 | $930,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 7,785 | $926,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 21,221 | $917,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 38,613 | $916,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 11,134 | $911,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,550 | $911,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 18,376 | $905,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,488 | $902,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,316 | $896,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 18,250 | $895,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 5,838 | $893,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 142,395 | $892,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 41,260 | $892,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 10,041 | $890,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 16,588 | $881,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 4,148 | $881,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,867 | $874,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 7,853 | $873,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 14,013 | $872,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 52,553 | $871,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,379 | $864,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 14,667 | $858,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 67,891 | $856,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 32,926 | $856,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 13,802 | $849,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 13,534 | $841,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 21,747 | $838,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 121,505 | $835,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 11,731 | $834,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 103,483 | $832,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 14,200 | $830,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 73,000 | $830,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,729 | $821,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 10,104 | $819,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 18,421 | $817,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 7,794 | $808,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 14,350 | $807,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 45,027 | $805,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 84,500 | $802,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 9,769 | $801,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 65,337 | $800,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 7,356 | $800,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,204 | $796,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 98,608 | $796,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 9,188 | $793,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 18,324 | $790,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 13,958 | $788,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 15,547 | $784,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 30,300 | $782,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 18,492 | $778,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 18,033 | $777,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 18,271 | $774,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 29,332 | $774,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,349 | $773,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,039 | $772,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 54,984 | $770,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 10,567 | $768,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 6,285 | $765,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 25,359 | $762,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 158,161 | $760,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 10,028 | $759,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 79,415 | $759,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 6,224 | $752,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 18,597 | $751,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 13,206 | $750,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 7,429 | $748,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 42,774 | $748,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,911 | $747,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 14,335 | $746,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 14,384 | $745,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,394 | $742,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 76,279 | $742,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 6,043 | $740,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 7,776 | $738,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 13,075 | $730,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 22,511 | $728,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 46,000 | $728,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 7,067 | $726,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 123,768 | $726,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 57,285 | $725,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 7,490 | $725,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 5,956 | $721,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 13,350 | $720,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 11,579 | $719,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11,541 | $717,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 27,170 | $716,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 15,000 | $713,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 167,864 | $713,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 37,726 | $712,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,931 | $706,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 24,471 | $705,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 4,908 | $702,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 10,000 | $701,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,627 | $696,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 13,401 | $695,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,586 | $693,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 13,863 | $693,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 6,854 | $690,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 83,895 | $683,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,082 | $681,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 4,118 | $681,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,815 | $677,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 6,264 | $675,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 28,043 | $674,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,207 | $673,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 5,827 | $673,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 22,052 | $666,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 77,313 | $663,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,132 | $662,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 48,343 | $657,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 12,872 | $656,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 45,500 | $656,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 16,237 | $656,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 10,141 | $654,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,606 | $650,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 14,727 | $643,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 9,527 | $640,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 37,025 | $640,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 17,000 | $638,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 24,752 | $636,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 20,427 | $634,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,405 | $629,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 16,185 | $629,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 14,323 | $628,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 18,649 | $626,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 7,206 | $625,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 9,000 | $624,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 30,027 | $623,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 43,404 | $622,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 11,342 | $620,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 8,511 | $619,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,157 | $618,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 6,369 | $615,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 13,736 | $613,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 34,945 | $611,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 13,427 | $610,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 25,833 | $610,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,957 | $607,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 19,224 | $605,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 6,127 | $602,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 26,162 | $602,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 33,737 | $602,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,501 | $601,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 20,032 | $600,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5,741 | $597,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,710 | $596,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 19,048 | $596,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 12,171 | $593,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 9,685 | $589,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 13,030 | $588,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 54,658 | $586,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,790 | $582,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 65,699 | $581,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 7,046 | $576,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 40,645 | $576,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,402 | $575,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 35,597 | $574,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 13,370 | $572,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 5,950 | $571,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 41,081 | $571,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 22,178 | $567,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 19,600 | $565,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 35,672 | $562,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 11,200 | $562,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 4,054 | $560,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 33,895 | $559,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,732 | $556,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 10,142 | $552,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,238 | $550,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,209 | $545,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 10,853 | $544,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,517 | $543,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 25,000 | $541,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 4,844 | $541,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 7,094 | $539,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 5,641 | $538,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 11,828 | $537,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,233 | $537,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 12,000 | $535,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 7,479 | $534,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 25,231 | $534,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 6,091 | $533,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 4,585 | $533,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 11,199 | $532,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 12,250 | $530,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,865 | $524,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 8,391 | $523,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,577 | $523,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 18,374 | $521,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 11,120 | $520,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,954 | $519,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 18,461 | $516,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,708 | $515,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 7,125 | $513,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 10,771 | $509,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 20,000 | $508,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,315 | $506,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,334 | $505,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 13,603 | $505,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 38,973 | $503,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,186 | $502,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 17,308 | $502,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 14,804 | $499,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,176 | $499,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 7,270 | $496,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,639 | $493,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,407 | $489,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,705 | $489,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 22,367 | $489,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,927 | $484,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 11,738 | $484,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,299 | $483,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 7,598 | $483,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 6,599 | $482,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 30,708 | $482,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,352 | $480,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 74,857 | $476,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 16,951 | $473,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 31,453 | $472,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 32,000 | $469,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 13,436 | $467,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 7,000 | $466,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,924 | $464,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 9,176 | $459,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 54,076 | $459,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 12,800 | $458,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 5,775 | $457,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 9,110 | $457,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 42,021 | $457,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,788 | $457,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 19,500 | $456,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 17,476 | $456,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,529 | $454,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 11,179 | $454,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 10,000 | $452,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,230 | $450,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 14,600 | $450,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,006 | $449,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 15,541 | $447,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 9,573 | $443,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 10,500 | $443,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 22,500 | $441,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 12,488 | $440,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 31,032 | $440,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,088 | $439,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 26,871 | $438,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 11,505 | $436,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,718 | $435,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 10,918 | $435,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,937 | $434,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,707 | $434,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 42,764 | $433,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 4,820 | $432,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 8,800 | $432,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 40,636 | $428,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,738 | $427,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 9,290 | $426,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 37,910 | $423,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 15,877 | $422,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 50,883 | $419,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 7,026 | $416,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 6,700 | $415,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 48,819 | $413,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 29,569 | $412,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,245 | $411,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,588 | $411,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,743 | $409,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 10,569 | $409,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 4,746 | $408,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 6,519 | $407,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 8,329 | $405,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 12,205 | $405,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 9,960 | $404,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 25,608 | $404,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 13,840 | $404,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 90,349 | $402,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 9,884 | $402,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 7,993 | $401,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 9,537 | $401,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,133 | $400,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 21,883 | $396,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 62,871 | $395,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 3,206 | $392,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 17,752 | $389,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 28,759 | $389,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 74,930 | $387,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,928 | $387,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,075 | $384,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 34,745 | $384,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 6,695 | $383,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-21-000009 | this filing | 2021-02-12 | acceptance time not in the bulk data set |