13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 2,947 holding rows worth $13,202,223,000.
- Accession
- 0001739439-21-000009
- Filer
- CIK 1739439
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 4,141 entries on the cover page, a total value of $13,202,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,203,223,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,685 | $378,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,103 | $377,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 4,500 | $377,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 26,000 | $377,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 8,949 | $375,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 3,003 | $375,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 5,402 | $374,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,012 | $373,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 360 | $371,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,992 | $371,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 26,650 | $371,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,367 | $369,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,982 | $368,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 11,431 | $366,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,304 | $363,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 26,592 | $363,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,863 | $362,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 6,384 | $362,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 4,281 | $361,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 29,032 | $360,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,672 | $358,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 6,287 | $358,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 6,952 | $358,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,937 | $356,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,211 | $356,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,198 | $354,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 15,090 | $354,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 12,203 | $354,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 13,032 | $353,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 23,538 | $352,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,083 | $351,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 22,819 | $350,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,599 | $347,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 768 | $346,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 31,900 | $343,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,226 | $340,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 8,000 | $339,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,500 | $337,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,664 | $333,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 6,900 | $332,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 11,378 | $331,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,541 | $329,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,147 | $328,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 9,171 | $328,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,365 | $327,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,554 | $325,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,036 | $325,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 8,065 | $325,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 13,500 | $323,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,486 | $322,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 20,000 | $322,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 5,473 | $320,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 23,168 | $320,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,833 | $319,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 60,000 | $319,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,818 | $318,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 3,750 | $317,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,841 | $316,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,367 | $315,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 11,467 | $312,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 13,726 | $312,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 20,294 | $311,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,922 | $310,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,067 | $309,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 13,500 | $307,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 800 | $306,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 3,266 | $305,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 11,838 | $304,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,375 | $303,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 20,900 | $300,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 30,155 | $299,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,427 | $299,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 8,066 | $298,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 16,352 | $298,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 6,786 | $295,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 10,527 | $294,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 17,508 | $293,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 10,313 | $292,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,767 | $290,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 8,776 | $289,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,209 | $284,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,022 | $284,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,660 | $282,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,521 | $280,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 35,597 | $280,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,228 | $279,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,635 | $278,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 16,101 | $278,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 45,285 | $277,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 31,200 | $276,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 8,555 | $273,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,168 | $272,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,759 | $271,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 2,924 | $270,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 17,168 | $268,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,708 | $267,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,778 | $266,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 14,837 | $266,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,188 | $266,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 21,177 | $266,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 3,042 | $265,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,143 | $264,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 25,725 | $263,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 1,749 | $263,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 9,330 | $263,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 12,409 | $263,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,327 | $262,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,180 | $260,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,779 | $259,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 20,276 | $259,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,770 | $259,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,641 | $259,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 669 | $256,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,314 | $256,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 5,940 | $256,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 909 | $255,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,750 | $255,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,805 | $254,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,122 | $254,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,994 | $253,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,145 | $252,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 10,206 | $251,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,355 | $250,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,091 | $249,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,000 | $249,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,342 | $248,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 28,000 | $248,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 16,066 | $248,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 3,278 | $246,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 7,024 | $246,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 14,710 | $243,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,459 | $242,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 19,985 | $242,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,075 | $242,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 7,170 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 6,057 | $239,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 8,252 | $238,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,654 | $238,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 8,984 | $238,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,550 | $237,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 13,645 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,680 | $236,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 15,924 | $235,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 573 | $234,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 9,022 | $234,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 10,275 | $233,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 20,000 | $233,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,475 | $232,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,095 | $231,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 18,081 | $231,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 4,638 | $231,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,163 | $231,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 2,243 | $230,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 17,853 | $228,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,735 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1,926 | $226,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,239 | $226,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 8,480 | $226,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 189 | $223,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 23,727 | $223,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 20,500 | $223,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 3,928 | $222,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,525 | $220,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,082 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,000 | $219,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 14,973 | $218,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 15,000 | $218,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,622 | $217,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 7,577 | $217,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,488 | $216,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,734 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 5,891 | $215,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 4,125 | $215,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 823 | $212,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,554 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 4,207 | $211,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 3,940 | $210,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 9,820 | $210,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 1,700 | $210,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 4,150 | $209,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 2,500 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,330 | $207,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,250 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,796 | $206,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 10,684 | $205,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,014 | $204,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 4,000 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 4,800 | $202,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 2,254 | $201,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,146 | $200,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 24,985 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,475 | $199,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,706 | $199,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 34,815 | $199,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,401 | $199,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 4,276 | $199,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 7,743 | $197,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 4,704 | $196,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,192 | $195,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,847 | $195,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,825 | $195,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,296 | $194,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 25,473 | $194,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,500 | $193,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,179 | $193,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,432 | $191,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,004 | $191,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,294 | $191,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,094 | $191,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 12,284 | $191,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,191 | $190,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,200 | $190,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,188 | $189,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 7,078 | $189,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 26,300 | $189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 3,529 | $189,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 21,494 | $188,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 16,731 | $188,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,602 | $188,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,669 | $187,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,233 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,000 | $186,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,527 | $184,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 10,000 | $184,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 5,554 | $183,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 12,850 | $182,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 10,974 | $181,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 5,330 | $181,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,346 | $181,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,906 | $180,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,080 | $180,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 3,539 | $179,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,000 | $177,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 21,092 | $177,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,881 | $176,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 4,944 | $176,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,603 | $176,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 6,537 | $176,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,138 | $175,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 3,500 | $174,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 4,223 | $173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,400 | $173,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 5,602 | $173,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 17,706 | $172,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 7,000 | $172,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,430 | $171,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 9,629 | $171,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,197 | $170,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 40,000 | $170,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 3,911 | $170,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 978 | $169,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 4,027 | $168,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 5,503 | $168,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,092 | $168,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,000 | $167,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 2,765 | $166,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,888 | $166,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 191,425 | $166,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 6,330 | $164,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,500 | $164,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 1,883 | $164,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,221 | $163,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,188 | $162,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 3,375 | $162,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 550 | $161,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,612 | $161,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 12,134 | $161,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,118 | $161,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 2,793 | $160,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 11,026 | $159,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,474 | $158,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 2,000 | $156,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 2,843 | $156,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 2,274 | $156,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 9,573 | $155,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 14,600 | $155,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 3,268 | $155,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 5,267 | $154,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 15,000 | $152,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 533 | $152,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,465 | $152,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,868 | $152,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,298 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,518 | $151,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 38,697 | $150,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 860 | $150,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,139 | $150,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 13,197 | $150,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 1,020 | $149,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 329 | $149,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 5,564 | $149,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 341 | $148,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,382 | $148,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 8,302 | $147,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4,962 | $147,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 834 | $146,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 5,078 | $145,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 505 | $144,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 4,291 | $144,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 3,185 | $144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 3,686 | $144,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 802 | $143,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,087 | $143,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 4,444 | $142,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 282 | $141,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 7,058 | $141,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,055 | $141,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 5,740 | $140,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 6,345 | $140,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 10,000 | $139,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,600 | $138,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 7,084 | $138,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 6,099 | $138,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 10,000 | $138,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 6,339 | $137,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 15,258 | $137,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 5,812 | $137,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,403 | $137,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 6,965 | $137,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,175 | $137,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,247 | $136,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 148 | $136,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 3,402 | $136,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 14,960 | $136,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 11,249 | $136,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,607 | $135,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 23,435 | $134,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 758 | $134,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 5,155 | $134,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 4,000 | $134,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 6,174 | $134,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 23,616 | $133,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,111 | $133,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 2,607 | $133,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,922 | $133,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 7,484 | $133,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,570 | $133,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 887 | $132,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 578 | $132,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,377 | $131,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 813 | $131,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 19,111 | $131,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 11,000 | $131,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 838 | $129,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 4,831 | $129,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 3,260 | $129,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 549 | $127,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,872 | $127,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 758 | $127,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 841 | $127,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 10,200 | $127,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 2,330 | $127,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 3,451 | $127,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 14,288 | $127,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,475 | $126,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 9,500 | $125,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,170 | $125,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 817 | $124,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,600 | $124,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3,285 | $123,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 776 | $123,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 7,500 | $123,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 22,100 | $123,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 435 | $122,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,796 | $122,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 3,307 | $122,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 870 | $122,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,204 | $122,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 1,413 | $121,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 2,362 | $120,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 3,199 | $120,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 4,202 | $119,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 5,050 | $119,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 17,063 | $119,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 910 | $118,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 10,000 | $118,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,511 | $117,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,410 | $117,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 7,974 | $117,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 8,000 | $116,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 3,300 | $116,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,089 | $116,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 712 | $115,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,445 | $115,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 6,600 | $114,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 2,830 | $114,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,000 | $114,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 874 | $114,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 4,579 | $114,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 7,000 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 3,034 | $113,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 515 | $113,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 10,059 | $113,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 36,449 | $113,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 10,620 | $113,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,236 | $112,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 9,500 | $112,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,594 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,935 | $112,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 2,714 | $112,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,975 | $111,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 6,395 | $111,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,514 | $109,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,095 | $109,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 438 | $109,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,250 | $109,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,139 | $108,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 3,416 | $108,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 2,960 | $108,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 1,446 | $107,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 705 | $106,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 676 | $106,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,002 | $106,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 4,762 | $106,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,094 | $105,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 19,482 | $105,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 17,502 | $105,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,355 | $105,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,720 | $105,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,170 | $105,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 2,020 | $105,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 5,858 | $105,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 971 | $104,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,681 | $104,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 8,907 | $104,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,092 | $104,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 9,090 | $104,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,060 | $103,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 1,410 | $103,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 824 | $103,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 2,005 | $102,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 4,270 | $102,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 767 | $101,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 2,195 | $101,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 4,112 | $101,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 1,886 | $101,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 4,071 | $100,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,167 | $100,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 1,228 | $100,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 4,500 | $100,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 4,039 | $100,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 3,179 | $99,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,266 | $99,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 9,500 | $99,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 2,977 | $99,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 7,016 | $99,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,450 | $99,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 2,410 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1,500 | $98,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 524 | $98,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 4,489 | $97,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 793 | $96,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 8,249 | $96,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,664 | $96,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 2,850 | $96,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 9,297 | $96,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,233 | $95,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,562 | $95,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,250 | $95,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,355 | $95,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,727 | $95,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 1,177 | $95,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 8,000 | $95,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 2,816 | $95,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 9,000 | $95,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 992 | $94,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 26,800 | $94,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 20,423 | $94,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 5,828 | $93,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 2,825 | $93,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 6,500 | $93,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 5,671 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 510 | $92,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,826 | $92,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 802 | $92,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,070 | $92,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 6,490 | $92,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 1,745 | $92,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 947 | $92,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 6,500 | $92,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 6,378 | $92,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,841 | $91,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1,199 | $91,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,819 | $91,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,571 | $91,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,511 | $90,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 854 | $90,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 6,320 | $90,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 6,964 | $90,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 2,581 | $89,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 4,402 | $89,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,894 | $89,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 4,527 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 4,161 | $88,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 5,674 | $88,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,745 | $87,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 2,135 | $87,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 4,388 | $87,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 2,044 | $87,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 890 | $86,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-21-000009 | this filing | 2021-02-12 | acceptance time not in the bulk data set |