13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 2,626 holding rows worth $9,556,780,000.
- Accession
- 0001739439-20-000011
- Filer
- CIK 1739439
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 3,330 entries on the cover page, a total value of $9,556,780,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,556,780,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CNO FINL GROUP INC | 12621E103 | COM | 2,279 | $35,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 3,053 | $35,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,000 | $35,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 125 | $35,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 4,000 | $35,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 9,000 | $35,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,573 | $35,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 145 | $34,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 431 | $34,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,034 | $34,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,628 | $34,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,150 | $34,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 418 | $33,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 4,639 | $33,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 2,280 | $33,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,500 | $33,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 955 | $33,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 1,277 | $33,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 250 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,052 | $33,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 290 | $32,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 301 | $32,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,563 | $32,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 343 | $32,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 280 | $32,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 365 | $32,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,393 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,991 | $32,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 825 | $31,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 5,503 | $31,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 185 | $31,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,000 | $31,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 15,000 | $31,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 10,000 | $31,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,115 | $31,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 581 | $30,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 539 | $30,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 359 | $30,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 2,000 | $30,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,013 | $30,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 3,737 | $30,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 13,000 | $30,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 471 | $29,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 294 | $29,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 230 | $29,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 525 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,350 | $29,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 21,000 | $29,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,000 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 574 | $29,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 801 | $29,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 358 | $29,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 2,308 | $29,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 100 | $28,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,313 | $28,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,272 | $28,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 455 | $28,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 194 | $28,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,966 | $28,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,117 | $28,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 616 | $28,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 284 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 150 | $28,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 4,111 | $28,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 1,012 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 1,026 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 316 | $28,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 467 | $28,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 756 | $27,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,134 | $27,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,644 | $27,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 304 | $27,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,460 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 121 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,373 | $27,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 2,850 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 858 | $27,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 4,841 | $27,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 526 | $27,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 311 | $27,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 4,723 | $27,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 3,000 | $27,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 1,650 | $27,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 437 | $26,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 8 | $26,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 536 | $26,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,095 | $26,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 319 | $26,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 2,026 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 900 | $26,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,493 | $26,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 224 | $26,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,695 | $26,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 500 | $26,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,000 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 669 | $26,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,597 | $26,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 3,504 | $26,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 340 | $26,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 358 | $26,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 1,039 | $26,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 185 | $26,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 117 | $25,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,058 | $25,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 242 | $25,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,237 | $25,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,611 | $25,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 1,699 | $25,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 667 | $25,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,434 | $25,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 574 | $25,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 2,000 | $25,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 1,000 | $25,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 953 | $24,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 400 | $24,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 863 | $24,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,500 | $24,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,578 | $24,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 356 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 1,003 | $24,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 350 | $24,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $24,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 3,500 | $24,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 29,200 | $24,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 832 | $23,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 137 | $23,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 424 | $23,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 433 | $23,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 7,731 | $23,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 1,000 | $23,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 4,209 | $23,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 5,038 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 734 | $23,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 5,000 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 1,500 | $23,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,000 | $23,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,595 | $23,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 250 | $23,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 435 | $22,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 518 | $22,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 413 | $22,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 405 | $22,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 724 | $22,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 508 | $22,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 289 | $22,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,684 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 197 | $22,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,406 | $22,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,560 | $22,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,271 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 412 | $22,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,469 | $22,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,801 | $22,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 300 | $22,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 849 | $21,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 189 | $21,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 400 | $21,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1,525 | $21,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 1,000 | $21,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 1,000 | $21,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 2,758 | $21,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,000 | $21,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 326 | $21,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 1,000 | $21,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 2,581 | $21,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 719 | $21,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 599 | $21,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 501 | $21,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,240 | $21,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,853 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,020 | $21,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,000 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,375 | $21,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 954 | $21,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 3,300 | $21,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 2,600 | $21,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 10,000 | $21,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 2,500 | $21,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,557 | $20,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 857 | $20,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 257 | $20,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,292 | $20,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 538 | $20,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 2,062 | $20,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 239 | $20,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,900 | $20,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 3,176 | $20,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,000 | $20,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 9,270 | $20,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 7,000 | $20,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 718 | $19,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,117 | $19,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 204 | $19,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,500 | $19,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,612 | $19,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 257 | $19,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,870 | $19,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,000 | $19,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,477 | $19,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 39 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 644 | $19,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,705 | $19,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 750 | $19,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 540 | $18,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,909 | $18,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 838 | $18,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 200 | $18,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 717 | $18,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 20 | $18,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 305 | $18,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,911 | $18,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 275 | $18,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 473 | $18,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,400 | $18,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,500 | $18,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,000 | $18,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 232 | $17,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 413 | $17,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 210 | $17,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 169 | $17,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 510 | $17,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 908 | $17,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 168 | $17,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 170 | $17,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 500 | $17,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 288 | $17,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 531 | $17,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 751 | $17,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,109 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 500 | $17,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 4,000 | $17,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,000 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 679 | $17,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,000 | $17,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 670 | $16,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 128 | $16,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 260 | $16,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,125 | $16,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 301 | $16,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,300 | $16,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 464 | $16,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 124 | $16,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,039 | $16,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,202 | $16,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,112 | $16,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 500 | $16,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 94 | $16,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,251 | $16,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,000 | $16,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,500 | $16,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 244 | $16,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 84 | $16,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 570 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 459 | $16,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 305 | $16,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,775 | $16,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 5,000 | $16,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 25,000 | $16,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 127 | $15,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,260 | $15,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 514 | $15,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 384 | $15,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 421 | $15,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 468 | $15,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 466 | $15,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 133 | $15,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 391 | $15,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 663 | $15,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,250 | $15,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,236 | $15,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,605 | $15,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 155 | $15,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,270 | $15,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 491 | $15,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 532 | $15,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,165 | $15,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,457 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,000 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $15,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,977 | $15,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10,000 | $15,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,146 | $15,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 1,180 | $15,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 128 | $14,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,100 | $14,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 484 | $14,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 164 | $14,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 232 | $14,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,582 | $14,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 810 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 275 | $14,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 877 | $14,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 5,000 | $14,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 103 | $14,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 121 | $14,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 2,147 | $14,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 354 | $14,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,106 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 275 | $14,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 490 | $14,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 2,500 | $14,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 512 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 745 | $14,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 8,000 | $14,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 30,000 | $14,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 255 | $13,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 416 | $13,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 833 | $13,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 487 | $13,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 171 | $13,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 75 | $13,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 304 | $13,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 550 | $13,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 87 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 400 | $13,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 160 | $13,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 208 | $13,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 257 | $13,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 100 | $13,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,000 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 572 | $13,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 117 | $13,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1,500 | $13,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 279 | $13,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 112 | $13,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 547 | $13,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 250 | $13,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 539 | $13,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 55 | $12,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 111 | $12,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 328 | $12,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 160 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 107 | $12,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 193 | $12,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 403 | $12,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,000 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 439 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 136 | $12,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,409 | $12,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 2,034 | $12,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 655 | $12,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 226 | $12,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 68 | $12,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 355 | $12,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 311 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 352 | $12,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 458 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 185 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 592 | $12,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,843 | $12,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 2,130 | $12,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 35,438 | $12,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 200 | $11,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 367 | $11,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 186 | $11,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 256 | $11,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 466 | $11,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 586 | $11,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 506 | $11,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 402 | $11,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 64 | $11,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 6 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 83 | $11,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 688 | $11,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 94 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 433 | $11,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 83 | $11,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,000 | $11,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 603 | $11,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 208 | $11,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 220 | $11,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 839 | $11,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,034 | $11,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 560 | $11,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 2,499 | $11,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 895 | $11,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 327 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 963 | $11,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 933 | $11,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,686 | $11,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 905 | $11,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 20,000 | $11,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 6,000 | $11,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 367 | $10,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $10,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 458 | $10,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 505 | $10,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 148 | $10,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 250 | $10,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 151 | $10,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 270 | $10,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 51 | $10,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 332 | $10,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 101 | $10,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 873 | $10,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 508 | $10,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 737 | $10,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 90 | $10,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,500 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 246 | $10,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 346 | $10,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 421 | $10,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 200 | $10,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 278 | $10,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 750 | $10,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 750 | $10,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,022 | $10,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 766 | $10,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 619 | $10,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 905 | $10,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 322 | $9,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 330 | $9,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 188 | $9,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 375 | $9,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 754 | $9,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 438 | $9,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 117 | $9,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 344 | $9,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 505 | $9,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 113 | $9,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 37 | $9,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 48 | $9,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 116 | $9,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 299 | $9,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 181 | $9,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 245 | $9,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,013 | $9,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 931 | $9,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,000 | $9,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 205 | $9,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 522 | $9,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 796 | $9,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 200 | $9,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,010 | $9,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 88 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 176 | $9,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,000 | $9,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 225 | $9,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 449 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,000 | $9,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 521 | $9,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 9,000 | $9,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 5,000 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 54 | $8,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 70 | $8,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 491 | $8,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 221 | $8,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 452 | $8,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 648 | $8,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 81 | $8,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 666 | $8,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 313 | $8,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 243 | $8,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 88 | $8,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 90 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 428 | $8,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 500 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 150 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 300 | $8,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 98 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 336 | $8,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 117 | $8,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 344 | $8,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,100 | $8,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $8,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $8,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 415 | $8,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 282 | $8,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 324 | $8,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 872 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 215 | $8,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,548 | $8,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 505 | $8,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 838 | $8,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 10,000 | $8,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,000 | $8,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 10,000 | $8,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 176 | $7,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 182 | $7,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 264 | $7,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,305 | $7,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 156 | $7,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 111 | $7,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 612 | $7,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 166 | $7,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 119 | $7,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 300 | $7,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 154 | $7,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 164 | $7,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 375 | $7,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 200 | $7,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 155 | $7,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 190 | $7,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 94 | $7,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 120 | $7,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 120 | $7,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 600 | $7,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 383 | $7,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 91 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-20-000011 | this filing | 2020-08-12 | acceptance time not in the bulk data set |