13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 2,626 holding rows worth $9,556,780,000.
- Accession
- 0001739439-20-000011
- Filer
- CIK 1739439
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 3,330 entries on the cover page, a total value of $9,556,780,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,556,780,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRSTENERGY CORP | 337932107 | COM | 31,735 | $1,231,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 39,861 | $1,213,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7,662 | $1,212,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 9,216 | $1,207,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 35,229 | $1,204,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 18,794 | $1,202,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 61,002 | $1,202,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 111,105 | $1,182,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 20,940 | $1,180,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 47,749 | $1,178,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 25,601 | $1,164,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 157,282 | $1,161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 19,147 | $1,149,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 18,551 | $1,149,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 21,571 | $1,149,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 16,994 | $1,145,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 24,732 | $1,139,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 13,871 | $1,138,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,221 | $1,133,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 6,664 | $1,131,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 88,351 | $1,129,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 45,509 | $1,116,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 22,440 | $1,115,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 10,439 | $1,114,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 40,208 | $1,108,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 21,816 | $1,102,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 16,379 | $1,093,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 4,665 | $1,087,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 88,000 | $1,084,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 27,569 | $1,081,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 21,171 | $1,081,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 81,853 | $1,081,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 12,267 | $1,075,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 23,899 | $1,074,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 126,990 | $1,067,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,445 | $1,061,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 7,159 | $1,059,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 4,991 | $1,058,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 5,460 | $1,052,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 20,881 | $1,051,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 9,576 | $1,045,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 6,930 | $1,045,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 56,611 | $1,036,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 19,517 | $1,032,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 30,888 | $1,016,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 5,064 | $1,014,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 81,773 | $1,008,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 9,000 | $1,000,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 19,781 | $994,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 8,048 | $987,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 187,800 | $984,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 90,862 | $981,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 17,716 | $968,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 9,855 | $960,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 4,595 | $950,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 20,869 | $950,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 104,900 | $947,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 18,865 | $942,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 24,158 | $927,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 13,806 | $926,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 8,270 | $917,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 34,211 | $917,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 149,527 | $909,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 29,833 | $909,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 25,941 | $903,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 7,643 | $896,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 6,386 | $895,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 17,810 | $883,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 19,809 | $879,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11,125 | $877,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 34,406 | $869,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,426 | $869,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 50,237 | $868,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,076 | $867,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 11,530 | $859,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 7,643 | $858,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,149 | $857,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 55,111 | $839,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 41,000 | $837,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 18,475 | $834,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 8,541 | $834,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 30,223 | $822,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 14,200 | $820,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 40,906 | $819,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 23,547 | $815,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 71,956 | $811,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 8,778 | $803,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,536 | $803,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 13,524 | $802,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,969 | $800,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 15,107 | $797,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,267 | $794,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 21,192 | $792,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 7,104 | $784,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 14,901 | $784,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,769 | $780,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 16,000 | $776,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 153,897 | $774,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 11,424 | $755,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,663 | $751,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 14,485 | $750,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 17,285 | $750,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 13,789 | $747,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,126 | $744,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,943 | $742,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 14,100 | $742,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,290 | $741,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 20,011 | $736,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 67,150 | $724,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 20,392 | $717,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 23,001 | $715,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 5,036 | $715,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 10,563 | $714,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 13,659 | $713,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,247 | $701,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,665 | $699,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 64,610 | $699,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 85,154 | $697,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 7,148 | $684,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 60,848 | $680,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,804 | $677,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 11,010 | $672,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 50,000 | $672,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 8,775 | $665,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,570 | $662,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 34,118 | $658,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 46,000 | $658,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 11,429 | $655,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 621 | $654,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 11,886 | $651,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,790 | $649,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 23,504 | $648,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 10,260 | $648,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,413 | $644,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 25,323 | $641,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 127,200 | $641,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 7,721 | $640,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 47,167 | $634,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 50,099 | $628,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 8,448 | $627,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 12,601 | $623,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,329 | $616,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 119,815 | $616,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,177 | $608,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 11,739 | $604,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 4,320 | $603,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 21,442 | $601,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 27,000 | $599,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 46,096 | $599,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 11,151 | $599,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 7,959 | $598,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,004 | $597,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 5,558 | $596,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,726 | $589,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,962 | $587,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 19,080 | $586,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,710 | $585,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 28,497 | $585,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 79,037 | $578,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,665 | $578,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 11,760 | $577,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,579 | $573,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 5,979 | $572,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 17,388 | $572,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 11,275 | $566,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 7,261 | $566,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,796 | $563,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 33,708 | $556,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 10,119 | $554,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 6,179 | $553,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 36,880 | $550,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 10,637 | $549,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 91,614 | $547,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 14,121 | $547,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 6,900 | $541,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,511 | $541,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,567 | $540,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 6,214 | $540,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 14,845 | $534,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 83,666 | $534,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 17,150 | $533,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 6,948 | $532,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 63,912 | $531,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 24,646 | $530,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 12,328 | $528,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 40,000 | $528,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 7,156 | $524,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 5,958 | $521,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 31,294 | $520,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 5,179 | $519,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 20,077 | $518,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,948 | $517,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 9,855 | $515,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 6,336 | $514,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 30,334 | $510,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 18,867 | $505,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 18,461 | $504,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 27,366 | $504,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 56,729 | $502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 17,682 | $501,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 8,027 | $498,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,597 | $497,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,859 | $495,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 14,117 | $495,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,813 | $490,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,335 | $490,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 64,658 | $490,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 22,367 | $487,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 14,015 | $486,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 21,485 | $485,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 13,211 | $484,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 10,700 | $478,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 8,395 | $477,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 13,117 | $477,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 8,690 | $474,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 41,952 | $474,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,951 | $473,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 16,653 | $473,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 14,798 | $471,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,034 | $470,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 194,886 | $468,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 18,824 | $466,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 26,650 | $465,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 7,299 | $463,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,620 | $462,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 43,831 | $461,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 26,394 | $461,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 33,737 | $460,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,360 | $459,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 19,485 | $458,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 14,627 | $458,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 5,850 | $457,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 22,598 | $454,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 9,982 | $454,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 13,666 | $452,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,170 | $450,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,732 | $447,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,482 | $447,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,249 | $447,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,436 | $446,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 18,307 | $446,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 36,015 | $444,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 20,491 | $443,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 30,200 | $443,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 11,200 | $443,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 15,648 | $440,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 3,864 | $439,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 10,754 | $438,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 56,625 | $436,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,834 | $435,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,935 | $433,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 11,512 | $433,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,844 | $430,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 58,000 | $430,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 7,980 | $430,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 20,000 | $429,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 17,436 | $429,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 14,000 | $427,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 55,076 | $427,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 39,965 | $427,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,527 | $426,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,061 | $423,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,932 | $423,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 25,010 | $421,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 10,808 | $421,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 8,640 | $418,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 26,000 | $416,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,391 | $413,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 13,618 | $412,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 7,643 | $410,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,666 | $406,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 7,589 | $406,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 15,216 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,782 | $404,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 14,841 | $402,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,134 | $398,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,488 | $394,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 21,883 | $394,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 13,204 | $393,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 8,354 | $393,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 5,984 | $391,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 16,299 | $390,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,305 | $388,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,960 | $387,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 17,487 | $387,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,577 | $386,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,803 | $384,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 67,796 | $383,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,903 | $381,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,495 | $379,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 11,582 | $376,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 406 | $375,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,293 | $375,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 3,115 | $374,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 10,417 | $369,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,459 | $368,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 14,160 | $367,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 10,079 | $366,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,840 | $366,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 5,250 | $359,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,771 | $357,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 29,950 | $354,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,258 | $353,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 92,651 | $353,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 12,705 | $352,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,061 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 11,246 | $351,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 11,345 | $348,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 10,500 | $348,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 24,349 | $348,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 20,000 | $345,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30,341 | $344,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,544 | $342,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 3,825 | $342,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,481 | $341,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,735 | $339,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,417 | $339,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 14,768 | $336,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 6,660 | $335,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,258 | $335,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,761 | $333,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 910 | $331,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,049 | $330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 15,546 | $329,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,530 | $324,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 11,022 | $324,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 44,195 | $324,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 873 | $323,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 6,100 | $319,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 30,000 | $318,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,385 | $317,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 32,000 | $317,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,656 | $316,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,135 | $315,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 9,284 | $315,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 8,875 | $314,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 15,800 | $312,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,317 | $311,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 42,621 | $310,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,200 | $309,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 12,643 | $309,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 7,354 | $307,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,113 | $301,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,745 | $300,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 3,427 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,844 | $298,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 20,741 | $297,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 13,400 | $297,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 20,486 | $296,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 67,100 | $295,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 7,110 | $295,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 10,229 | $294,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 9,384 | $293,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,604 | $292,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,796 | $292,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,214 | $290,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,742 | $289,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 8,529 | $289,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,928 | $288,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 10,313 | $285,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 11,035 | $285,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 7,060 | $285,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 24,403 | $282,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 22,576 | $281,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,631 | $280,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,340 | $280,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 19,835 | $280,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,069 | $275,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 13,094 | $275,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,715 | $273,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,978 | $272,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,775 | $272,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 14,782 | $272,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,660 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 988 | $268,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,677 | $267,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,458 | $266,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 12,409 | $265,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,200 | $263,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 12,439 | $261,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 940 | $258,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 25,483 | $256,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,474 | $255,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,545 | $252,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 9,320 | $250,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 4,668 | $249,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,000 | $249,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,043 | $249,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 23,190 | $247,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,920 | $244,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,022 | $243,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 9,052 | $243,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 24,168 | $243,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 12,253 | $242,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,047 | $239,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 10,313 | $237,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,907 | $236,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,934 | $236,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,043 | $236,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,977 | $234,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,956 | $233,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 16,328 | $233,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,589 | $232,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 778 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1,934 | $228,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,132 | $227,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 7,496 | $227,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 32,973 | $227,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 20,000 | $227,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 9,174 | $226,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 28,000 | $226,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,791 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,200 | $225,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 4,657 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,575 | $222,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 4,402 | $221,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,284 | $221,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,762 | $221,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,162 | $221,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 9,194 | $221,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,603 | $219,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 8,000 | $219,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,527 | $218,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,053 | $218,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 15,076 | $218,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 7,036 | $217,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 21,500 | $216,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,314 | $215,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 14,722 | $213,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,132 | $212,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 10,149 | $212,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,932 | $212,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 4,000 | $212,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,860 | $211,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 766 | $210,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,310 | $210,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,708 | $209,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 6,058 | $209,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,489 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,767 | $208,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,676 | $206,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,935 | $206,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,022 | $205,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,115 | $205,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 789 | $204,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,478 | $204,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 15,000 | $203,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,771 | $202,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,660 | $201,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,752 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 6,660 | $200,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 26,844 | $199,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 18,349 | $199,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 614 | $199,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 12,344 | $198,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,100 | $197,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,400 | $196,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 7,112 | $195,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 6,444 | $194,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,247 | $193,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,350 | $193,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 8,166 | $192,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,283 | $192,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,749 | $191,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 269 | $191,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 16,855 | $190,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 2,230 | $190,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,425 | $189,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 7,000 | $189,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,308 | $187,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,481 | $186,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,995 | $185,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 26,250 | $185,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 8,172 | $185,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,727 | $185,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 16,568 | $184,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 5,588 | $184,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 9,820 | $184,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,311 | $183,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6,488 | $182,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 824 | $181,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,293 | $180,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,257 | $180,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,244 | $180,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,000 | $180,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 15,069 | $179,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,000 | $178,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,200 | $178,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,396 | $177,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,000 | $177,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 26,898 | $176,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 14,421 | $176,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,180 | $175,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,850 | $175,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 4,994 | $175,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 4,378 | $174,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,048 | $172,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,294 | $171,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,908 | $170,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,776 | $170,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-20-000011 | this filing | 2020-08-12 | acceptance time not in the bulk data set |