13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 2,626 holding rows worth $9,556,780,000.
- Accession
- 0001739439-20-000011
- Filer
- CIK 1739439
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 3,330 entries on the cover page, a total value of $9,556,780,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,556,780,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRUEBLUE INC | 89785X101 | COM | 45 | $1,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 31 | $1,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 18 | $1,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 7 | $1,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 326 | $1,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 23 | $1,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 50 | $1,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 200 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 147 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 99 | $1,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 396 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 120 | $1,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 50 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 12 | $1,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 17 | $1,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 16 | $1,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 25 | $1,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 74 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 25 | $1,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 130 | $1,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 15 | $1,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 358 | $1,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 74 | $1,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 531 | $1,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 44 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 500 | $1,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 9 | $1,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 85 | $1,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 23 | $1,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 97 | $1,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 45 | $1,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 61 | $1,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 20 | $1,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 142 | $1,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 25 | $1,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 546 | $1,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 59 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 26 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 120 | $1,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 519 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 512 | $1,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 93 | $1,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 96 | $1,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 500 | $1,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 124 | $1,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 345 | $1,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 35 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,500 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 35 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 3,000 | $1,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 106 | $1,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 96 | $1,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 116 | $1,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 2,000 | $1,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 133 | $1,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNIPFMC PLC COM | G87110105 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHOLASTIC CORP COM | 807066105 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOCK H & R INC COM | 093671105 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 348 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPETRO HLDG CORP | 74347M108 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INC | 97717P104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POPULAR INC | 733174700 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESBANCO INC | 950810101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HACKETT GROUP INC | 404609109 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVENT CORP | 53814L108 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| II VI INC | 902104108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDC ENERGY INC | 69327R101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLETE INC | 018522300 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 1,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELBILT INC | 949090104 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| G III APPAREL GROUP LTD | 36237H101 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INMUNE BIO INC | 45782T105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 659 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALLON PETE CO DEL | 13123X102 | COM | 269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KNOLL INC | 498904200 | COM NEW | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGGS & STRATTON CORP | 109043109 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 576 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 578 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-20-000011 | this filing | 2020-08-12 | acceptance time not in the bulk data set |