13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 2,626 holding rows worth $9,556,780,000.
- Accession
- 0001739439-20-000011
- Filer
- CIK 1739439
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 3,330 entries on the cover page, a total value of $9,556,780,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,556,780,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 19,053 | $170,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 8,453 | $169,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 35,419 | $169,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,613 | $168,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 4,150 | $168,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 2,296 | $168,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 4,000 | $167,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,442 | $166,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,114 | $165,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 18,500 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,707 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,000 | $164,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,146 | $163,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,739 | $163,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 6,088 | $163,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,572 | $161,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 22,967 | $160,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,750 | $159,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,124 | $159,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 15,584 | $159,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,633 | $159,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,744 | $158,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 840 | $158,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 4,173 | $158,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 3,626 | $157,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 12,293 | $156,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 7,970 | $156,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 801 | $155,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 4,232 | $155,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 2,726 | $154,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,377 | $152,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 37,002 | $152,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 15,581 | $152,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,812 | $151,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,822 | $151,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 28,253 | $151,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,652 | $151,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,120 | $151,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,830 | $150,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,060 | $149,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,503 | $148,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,038 | $148,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,400 | $147,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 50,823 | $146,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,122 | $146,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 9,364 | $145,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 12,816 | $143,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,802 | $142,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 793 | $142,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 918 | $142,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,885 | $142,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 9,381 | $142,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 35,285 | $142,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,152 | $141,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 2,787 | $141,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 3,273 | $140,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 8,711 | $140,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,350 | $139,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 3,452 | $139,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,765 | $139,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,150 | $138,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,518 | $137,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,500 | $137,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4,967 | $137,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,125 | $136,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 6,099 | $136,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,295 | $135,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 6,174 | $135,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 4,429 | $134,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 14,985 | $134,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 23,884 | $134,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,644 | $133,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 8,133 | $133,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,069 | $131,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 6,000 | $131,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,582 | $130,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 2,928 | $130,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,113 | $129,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 2,925 | $129,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 26,300 | $129,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,187 | $128,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,248 | $128,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 3,317 | $127,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,975 | $127,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,554 | $127,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 5,831 | $127,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,069 | $126,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 607 | $125,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 36,241 | $125,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 2,242 | $125,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 2,509 | $125,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 15,927 | $125,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,003 | $125,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 626 | $124,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 4,528 | $124,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 9,735 | $124,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,271 | $123,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,055 | $123,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 6,281 | $123,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,724 | $123,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,381 | $123,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 540 | $122,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 539 | $122,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,000 | $122,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 9,000 | $122,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 5,483 | $122,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,936 | $121,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 2,407 | $121,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 671 | $121,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,277 | $121,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 3,925 | $119,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,440 | $118,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,364 | $118,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 391 | $118,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,399 | $116,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 30,000 | $116,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,563 | $115,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,159 | $115,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 708 | $115,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,000 | $115,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,133 | $115,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 9,500 | $115,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,216 | $114,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 13,645 | $114,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 5,336 | $113,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,145 | $112,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 4,125 | $112,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,111 | $112,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 5,000 | $112,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 6,320 | $111,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,139 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,935 | $111,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 10,003 | $109,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,570 | $109,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 840 | $109,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,600 | $109,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,526 | $109,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,054 | $109,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,496 | $108,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,035 | $108,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 3,260 | $108,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 983 | $107,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 17,435 | $107,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 7,115 | $107,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,000 | $106,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 2,590 | $106,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 9,091 | $106,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 534 | $105,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 4,166 | $105,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 4,762 | $105,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 1,195 | $104,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 6,600 | $104,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 5,000 | $104,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 5,182 | $103,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,483 | $103,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 3,500 | $102,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 2,963 | $102,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 2,802 | $101,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 2,616 | $100,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 4,651 | $100,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,282 | $100,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 824 | $100,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 7,523 | $100,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 20,423 | $100,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 794 | $99,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 2,318 | $99,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 3,402 | $99,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 4,743 | $99,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 13,288 | $99,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 283 | $98,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 910 | $98,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 4,112 | $98,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,475 | $98,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 3,591 | $98,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 6,764 | $98,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 6,348 | $98,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 1,381 | $98,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 2,000 | $97,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 5,000 | $97,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 761 | $96,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,657 | $96,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,800 | $95,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,953 | $95,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,334 | $95,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,096 | $95,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 10,000 | $95,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,050 | $94,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,089 | $94,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,728 | $94,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 2,195 | $93,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,020 | $93,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,678 | $92,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 7,853 | $92,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 10,735 | $92,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 753 | $92,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 2,678 | $91,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,812 | $91,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 5,752 | $91,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 1,525 | $90,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,107 | $90,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 6,500 | $90,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 1,120 | $90,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 796 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 3,018 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,450 | $89,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 27,025 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 488 | $88,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,700 | $88,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 8,000 | $88,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 5,618 | $88,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 497 | $87,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 929 | $87,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,355 | $87,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,655 | $87,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 6,500 | $87,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 2,246 | $86,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,017 | $86,000 | thousands by filing date | |
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| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 24,045 | $86,000 | thousands by filing date | |
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| Cyber Security ETF | 26924G201 | Common | 1,822 | $81,000 | thousands by filing date | |
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| BlackRock Muniy Michigan | 09254V105 | Fund | 5,872 | $80,000 | thousands by filing date | |
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| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 714 | $76,000 | thousands by filing date | |
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| BED BATH & BEYOND INC | 075896100 | COM | 7,200 | $76,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,425 | $76,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 2,063 | $75,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 8,500 | $75,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 6,470 | $75,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 7,500 | $74,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 1,748 | $74,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,000 | $74,000 | thousands by filing date | |
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| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 932 | $73,000 | thousands by filing date | |
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| WENDYS CO COM | 95058W100 | Stock | 3,319 | $72,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,736 | $72,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,174 | $72,000 | thousands by filing date | |
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| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 5,891 | $72,000 | thousands by filing date | |
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| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,000 | $72,000 | thousands by filing date | |
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| INVESCO LTD SHS | G491BT108 | Stock | 6,598 | $71,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 7,553 | $71,000 | thousands by filing date | |
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| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,942 | $71,000 | thousands by filing date | |
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| MAXLINEAR INC | 57776J100 | COM | 3,289 | $71,000 | thousands by filing date | |
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| WIX COM LTD SHS | M98068105 | Stock | 274 | $70,000 | thousands by filing date | |
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| L BRANDS INC | 501797104 | COM | 4,695 | $70,000 | thousands by filing date | |
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| CHARLES RIV LABS INTL INC | 159864107 | COM | 399 | $69,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 780 | $69,000 | thousands by filing date | |
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| PAN AMERN SILVER CORP | 697900108 | COM | 2,200 | $67,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 557 | $67,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 3,683 | $67,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 729 | $67,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,613 | $67,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,454 | $66,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 58 | $65,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 4,865 | $65,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,685 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 390 | $65,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 1,517 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 698 | $65,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,453 | $65,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,000 | $65,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 159 | $64,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 5,787 | $64,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,930 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 298 | $64,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 600 | $64,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,255 | $64,000 | thousands by filing date | |
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| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,028 | $64,000 | thousands by filing date | |
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| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 4,000 | $63,000 | thousands by filing date | |
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| CALAMOS DY COM NPV | 12811V105 | COM | 3,000 | $63,000 | thousands by filing date | |
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| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,000 | $63,000 | thousands by filing date | |
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| BLOOMIN BRANDS INC | 094235108 | COM | 5,811 | $62,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,011 | $61,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,222 | $61,000 | thousands by filing date | |
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| ASHLAND INC | 044186104 | COM | 877 | $61,000 | thousands by filing date | |
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| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 5,238 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 2,000 | $61,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 7,750 | $61,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 832 | $60,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,046 | $60,000 | thousands by filing date | |
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| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 5,020 | $60,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,188 | $59,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 734 | $58,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,849 | $58,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,101 | $58,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,349 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,899 | $58,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 5,000 | $58,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 4,043 | $57,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 2,427 | $57,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 13,066 | $57,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 5,000 | $57,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,010 | $56,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,026 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 363 | $56,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 4,541 | $55,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 822 | $55,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 2,304 | $55,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 6,158 | $55,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 1,784 | $55,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,792 | $55,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 1,000 | $54,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,816 | $54,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,344 | $54,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,047 | $54,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,144 | $53,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,622 | $53,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 5,623 | $53,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 7,708 | $53,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 3,000 | $53,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,000 | $53,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 730 | $52,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,426 | $52,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 536 | $51,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,596 | $51,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 343 | $51,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 1,000 | $51,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,374 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 4,137 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 510 | $50,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 990 | $50,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,971 | $50,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 21,000 | $50,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 774 | $50,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 286 | $49,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 878 | $49,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,056 | $49,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 4,000 | $49,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 900 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 2,114 | $49,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 520 | $48,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 820 | $48,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,403 | $48,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 3,600 | $48,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 436 | $48,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 1,116 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 990 | $47,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 2,665 | $47,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 1,512 | $47,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 3,126 | $47,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 4,500 | $47,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 985 | $46,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 953 | $46,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 712 | $46,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,014 | $46,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 640 | $45,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 4,512 | $45,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 5,501 | $45,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 8,000 | $44,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 791 | $44,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,500 | $44,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,871 | $44,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 8,075 | $44,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 6,250 | $44,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 887 | $43,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 329 | $43,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 769 | $43,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 311 | $43,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 717 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 265 | $43,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 5,027 | $43,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,267 | $42,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 703 | $42,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 635 | $42,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 747 | $42,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,000 | $42,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 6,000 | $42,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 557 | $41,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,000 | $41,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 567 | $41,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 650 | $41,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 819 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,047 | $41,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 3,206 | $41,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 2,548 | $40,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 477 | $40,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 5,000 | $40,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 6,000 | $40,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 5,000 | $40,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,267 | $39,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 220 | $39,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 544 | $39,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,113 | $39,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 859 | $39,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 175 | $39,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 763 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,597 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 436 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 824 | $39,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,335 | $39,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1,500 | $39,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 316 | $38,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 808 | $38,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 731 | $38,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 3,000 | $38,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 3,000 | $38,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,600 | $38,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,500 | $38,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 4,657 | $38,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 2,266 | $38,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,059 | $37,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,223 | $37,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 582 | $37,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 5,005 | $37,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 1,500 | $37,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 150 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 300 | $36,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,029 | $36,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,569 | $36,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,010 | $36,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 2,000 | $35,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 299 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001739439-20-000011 | this filing | 2020-08-12 | acceptance time not in the bulk data set |