13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 5,452 holding rows worth $13,550,024,000.
- Accession
- 0001681115-19-000015
- Filer
- CIK 1681115
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 16,705 entries on the cover page, a total value of $13,550,024,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,550,024,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,830 | $19,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 5,000 | $19,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 526 | $19,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 4,443 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 1,265 | $19,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 500 | $19,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 13,000 | $19,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 3,192 | $18,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 839 | $18,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 530 | $18,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 580 | $18,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 338 | $18,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 516 | $18,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 580 | $18,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 3,487 | $18,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 463 | $18,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 442 | $18,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,046 | $18,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 112 | $18,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,172 | $18,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 2,953 | $18,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,240 | $18,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $18,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 444 | $18,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,407 | $18,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 486 | $18,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 298 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 678 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 712 | $18,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 1,575 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 888 | $18,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 14 | $18,000 | thousands by filing date | principal |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 2,000 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 350 | $18,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 232 | $18,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,766 | $18,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 1,509 | $18,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,962 | $18,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 3,790 | $18,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 16 | $18,000 | thousands by filing date | principal |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,019 | $18,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 5,615 | $18,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 120 | $18,000 | thousands by filing date | call |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,050 | $18,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 950 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $18,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 680 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 595 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051465 | XTRCK BRCLY INTL | 340 | $18,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 330 | $17,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 643 | $17,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 493 | $17,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 289 | $17,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 760 | $17,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 144 | $17,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 598 | $17,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 830 | $17,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,275 | $17,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 364 | $17,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 496 | $17,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 648 | $17,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,910 | $17,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 7,264 | $17,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 4,000 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 445 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 567 | $17,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,050 | $17,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 9,333 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 544 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 650 | $17,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,200 | $17,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 125 | $17,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3,000 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 428 | $17,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 67,037 | $17,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,406 | $17,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 646 | $17,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 14,118 | $17,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 4,800 | $17,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,245 | $17,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 16,074 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 691 | $17,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 17,000 | $17,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 360 | $16,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 572 | $16,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 3,136 | $16,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 671 | $16,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 694 | $16,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,370 | $16,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,263 | $16,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 795 | $16,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 397 | $16,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 594 | $16,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 750 | $16,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,890 | $16,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 385 | $16,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 519 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 845 | $16,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 800 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 495 | $16,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 2,500 | $16,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,500 | $16,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 1,249 | $16,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 7,564 | $16,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 1,615 | $16,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,760 | $16,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 619 | $16,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 532 | $16,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 10,950 | $16,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 2,606 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 390 | $16,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 295 | $16,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 639 | $15,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 435 | $15,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 317 | $15,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 601 | $15,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 993 | $15,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 907 | $15,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 2,800 | $15,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 183 | $15,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 115 | $15,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 1,000 | $15,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,081 | $15,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 6,675 | $15,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,658 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 343 | $15,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,000 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,190 | $15,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 2,781 | $15,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 423 | $15,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 597 | $15,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 655 | $15,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 633 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 465 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 415 | $15,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 800 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 474 | $15,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 8,036 | $15,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 13,150 | $15,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,900 | $15,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,257 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 15 | $15,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,176 | $15,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,077 | $15,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 781 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 609 | $15,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 44,747 | $15,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 1,024 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 687 | $15,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 700 | $15,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 1,273 | $15,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 66,122 | $15,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W809 | MLT FTR CR PLS | 550 | $15,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,500 | $14,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 4,898 | $14,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 7,200 | $14,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 318 | $14,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 250 | $14,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 486 | $14,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,333 | $14,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 600 | $14,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,300 | $14,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 3,000 | $14,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,700 | $14,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 336 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,000 | $14,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 618 | $14,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,490 | $14,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,080 | $14,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 644 | $14,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 542 | $14,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,330 | $14,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 217 | $14,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 800 | $14,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 403 | $14,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,208 | $14,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 900 | $14,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 4,800 | $14,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 509 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 426 | $14,000 | thousands by filing date | |
| MORGAN STANLEY | 617446908 | Option | 40 | $14,000 | thousands by filing date | call |
| RITE AID CORP | 767754872 | COM | 1,929 | $14,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,717 | $14,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 13 | $14,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 11 | $14,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 11 | $14,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 14 | $14,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 13 | $14,000 | thousands by filing date | principal |
| JUST ENERGY GROUP INC | 48213W101 | COM | 6,062 | $14,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 623 | $14,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 11 | $14,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 586 | $14,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,518 | $14,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,375 | $14,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 3,000 | $14,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 767 | $13,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 571 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 437 | $13,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 778 | $13,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 800 | $13,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,640 | $13,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 615 | $13,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 384 | $13,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,000 | $13,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 716 | $13,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 585 | $13,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,300 | $13,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,275 | $13,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,142 | $13,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 767 | $13,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,380 | $13,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,256 | $13,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,000 | $13,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 662 | $13,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 11 | $13,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 10 | $13,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10 | $13,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 12 | $13,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 860 | $13,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 1,838 | $13,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,431 | $13,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,209 | $13,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 6,580 | $13,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,913 | $13,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 700 | $13,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,069 | $13,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 14,641 | $13,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 88 | $12,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 3,706 | $12,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 499 | $12,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 313 | $12,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 531 | $12,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 381 | $12,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 682 | $12,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 460 | $12,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,225 | $12,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,235 | $12,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 800 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 408 | $12,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 773 | $12,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 900 | $12,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,250 | $12,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,233 | $12,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 291 | $12,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 500 | $12,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,067 | $12,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 404 | $12,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 389 | $12,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 15,600 | $12,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 353 | $12,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 13 | $12,000 | thousands by filing date | principal |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 380 | $12,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,478 | $12,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 939 | $12,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,375 | $12,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,000 | $12,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 405 | $12,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 6,000 | $12,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 936 | $12,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 448 | $12,000 | thousands by filing date | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 1,162 | $12,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 1,000 | $12,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,076 | $12,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 1,400 | $12,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 444 | $12,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,589 | $11,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 834 | $11,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 544 | $11,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 288 | $11,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 18,195 | $11,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 229 | $11,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 498 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 361 | $11,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 365 | $11,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 321 | $11,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,665 | $11,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,293 | $11,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 729 | $11,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 695 | $11,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,461 | $11,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 750 | $11,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 100 | $11,000 | thousands by filing date | call |
| ATKORE INC | 047649108 | COMMON STOCK | 357 | $11,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 301 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 482 | $11,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 3,865 | $11,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 186 | $11,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 336 | $11,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,015 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 379 | $11,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 2,542 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 478 | $11,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,000 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 275 | $11,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 750 | $11,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 94 | $11,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 532 | $11,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 451 | $11,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 2,147 | $11,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3 | $11,000 | thousands by filing date | principal |
| BEST INC | 08653C106 | SPONSORED ADS | 2,125 | $11,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10 | $11,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 10 | $11,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9 | $11,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 10 | $11,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 11 | $11,000 | thousands by filing date | principal |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,358 | $11,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,865 | $11,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 603 | $11,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,575 | $11,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 275 | $11,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 9,000 | $11,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,000 | $11,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 400 | $11,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 100 | $11,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 1,025 | $11,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 8 | $11,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 500 | $11,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 910 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 562 | $11,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 12 | $11,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 11 | $11,000 | thousands by filing date | principal |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 546 | $10,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 221 | $10,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 600 | $10,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 339 | $10,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 288 | $10,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 635 | $10,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 626 | $10,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 112 | $10,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 496 | $10,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 766 | $10,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 428 | $10,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 266 | $10,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 375 | $10,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 100 | $10,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 232 | $10,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 362 | $10,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,084 | $10,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,000 | $10,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,357 | $10,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 814 | $10,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 250 | $10,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 134 | $10,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 327 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 164 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 298 | $10,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 338 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 202 | $10,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 431 | $10,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $10,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 246 | $10,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 277 | $10,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 8,242 | $10,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 189 | $10,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 261 | $10,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10 | $10,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 270 | $10,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 141 | $10,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,758 | $10,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 11,214 | $10,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 909 | $10,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 6,935 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 425 | $10,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 10 | $10,000 | thousands by filing date | principal |
| ARDAGH GROUP S A | L0223L101 | COM | 623 | $10,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 500 | $10,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 175 | $10,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 9 | $10,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 200 | $10,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 1,900 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 10 | $10,000 | thousands by filing date | principal |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,000 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 646 | $10,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 210 | $9,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 210 | $9,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 250 | $9,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 421 | $9,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 515 | $9,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 350 | $9,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,152 | $9,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 306 | $9,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 262 | $9,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 145 | $9,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 847 | $9,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 315 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 105 | $9,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 919 | $9,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 119 | $9,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 54 | $9,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,093 | $9,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 564 | $9,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 825 | $9,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 644 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 87 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 292 | $9,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,900 | $9,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,000 | $9,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 2,000 | $9,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,174 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 88 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 110 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 215 | $9,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 750 | $9,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,189 | $9,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 452 | $9,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 578 | $9,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 614 | $9,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 300 | $9,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 396 | $9,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 677 | $9,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 1,162 | $9,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 1,000 | $9,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 4,600 | $9,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,196 | $9,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 10 | $9,000 | thousands by filing date | principal |
| ORGENESIS INC | 68619K204 | COM | 2,100 | $9,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 3,400 | $9,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 2,250 | $9,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,836 | $9,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 344 | $9,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 320 | $9,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 427 | $9,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 9,600 | $9,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 5 | $9,000 | thousands by filing date | principal |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 976 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 171 | $9,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 5,000 | $9,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 942 | $9,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 150 | $9,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,700 | $8,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 548 | $8,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 220 | $8,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 478 | $8,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 609 | $8,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,148 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 372 | $8,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 300 | $8,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 558 | $8,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 632 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 889 | $8,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 415 | $8,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 700 | $8,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 270 | $8,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 616 | $8,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 1,000 | $8,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 104 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 450 | $8,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 288 | $8,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 438 | $8,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 940 | $8,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 275 | $8,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 373 | $8,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 1 | $8,000 | thousands by filing date | call |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 526 | $8,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 179 | $8,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 250 | $8,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 252 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 525 | $8,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 597 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 325 | $8,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 570 | $8,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 479 | $8,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,095 | $8,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 798 | $8,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,000 | $8,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,013 | $8,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 491 | $8,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,456 | $8,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 4,500 | $8,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6 | $8,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 2,590 | $8,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 500 | $8,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 524 | $8,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,500 | $8,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,628 | $8,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8 | $8,000 | thousands by filing date | principal |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $8,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 192 | $8,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 757 | $8,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 417 | $8,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 212 | $8,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 225 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 159 | $8,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 300 | $8,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 8 | $8,000 | thousands by filing date | principal |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 900 | $8,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 353 | $7,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 206 | $7,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,206 | $7,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,342 | $7,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 437 | $7,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 344 | $7,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 569 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000015 | this filing | 2019-11-13 | acceptance time not in the bulk data set |