13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 5,452 holding rows worth $13,550,024,000.
- Accession
- 0001681115-19-000015
- Filer
- CIK 1681115
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 16,705 entries on the cover page, a total value of $13,550,024,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,550,024,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOVADO GROUP INC COM | 624580106 | Stock | 3,460 | $86,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 3,879 | $86,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,390 | $86,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 21,903 | $86,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 1,381 | $86,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 25,133 | $85,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,337 | $85,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 2,200 | $85,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,057 | $85,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,475 | $85,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 37,947 | $85,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,623 | $85,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 872 | $85,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 4,137 | $85,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 5,318 | $85,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2,736 | $85,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,528 | $85,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,837 | $85,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 4,542 | $84,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 7,473 | $84,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,025 | $84,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 5,584 | $84,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,920 | $84,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 6,165 | $84,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 7,349 | $84,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3,395 | $83,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,230 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,297 | $83,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 4,561 | $83,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 1,022 | $83,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,856 | $83,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 3,349 | $83,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 18,147 | $83,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 1,521 | $83,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 14,770 | $83,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 2,954 | $83,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 2,381 | $83,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 14,558 | $83,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,452 | $82,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,333 | $82,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,006 | $82,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 6,500 | $82,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 2,585 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 6,000 | $82,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,963 | $82,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 2,943 | $82,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 3,131 | $82,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 4,125 | $81,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 4,819 | $81,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 13,206 | $81,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 7,200 | $81,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 2,534 | $81,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 6,039 | $81,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 2,027 | $81,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 3,477 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 1,735 | $81,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 5,359 | $81,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,252 | $80,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,187 | $80,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 5,600 | $80,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 4,664 | $80,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,645 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 1,088 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 6,775 | $80,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 3,381 | $80,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 3,000 | $79,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,357 | $79,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 2,193 | $79,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,921 | $79,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 1,080 | $79,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,975 | $79,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 6,929 | $79,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 5,711 | $79,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,592 | $79,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 982 | $78,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 2,609 | $78,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,907 | $78,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,216 | $78,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,989 | $78,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,103 | $78,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 5,394 | $78,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $78,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 3,181 | $78,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 4,900 | $77,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 5,163 | $77,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 3,172 | $77,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,498 | $77,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,791 | $77,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,709 | $77,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 13,046 | $76,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,793 | $76,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 3,097 | $76,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,912 | $76,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,936 | $76,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 28,986 | $76,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,382 | $76,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,000 | $76,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 2,403 | $75,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 7,569 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 5,835 | $75,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 24,200 | $75,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,288 | $75,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,150 | $75,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 4,463 | $75,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,555 | $75,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 11,929 | $75,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,178 | $74,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 7,936 | $74,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 4,021 | $74,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 5,101 | $74,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,996 | $74,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,376 | $74,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,694 | $74,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,657 | $74,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,393 | $74,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 3,045 | $74,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 1,812 | $73,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 678 | $73,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,808 | $73,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 241 | $73,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,746 | $73,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 5,347 | $73,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 3,632 | $73,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,528 | $73,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,055 | $73,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 802 | $73,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 2,300 | $73,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 26,906 | $73,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 2,451 | $73,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 959 | $72,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,912 | $72,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,115 | $72,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 5,858 | $72,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 27,851 | $72,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 100 | $72,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,520 | $72,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,275 | $72,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,279 | $71,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 692 | $71,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,344 | $71,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 875 | $71,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,309 | $71,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,269 | $71,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 550 | $71,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 3,745 | $71,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,812 | $71,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 8,136 | $71,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,755 | $70,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 3,546 | $70,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 5,252 | $70,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 2,654 | $70,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,170 | $70,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,929 | $70,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,792 | $70,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 5,472 | $70,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,150 | $70,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 2,264 | $70,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 1,585 | $70,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 2,016 | $70,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 44,300 | $70,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $70,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 3,058 | $70,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 9,537 | $69,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,641 | $69,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 2,191 | $69,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 681 | $69,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 2,798 | $69,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,477 | $69,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 657 | $69,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,778 | $69,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,966 | $69,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,049 | $69,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,701 | $69,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 4,600 | $69,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 62 | $69,000 | thousands by filing date | principal |
| MURPHY USA INC COM | 626755102 | Stock | 787 | $68,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 501 | $68,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 3,239 | $68,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 6,000 | $68,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,500 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,257 | $68,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,147 | $68,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 3,310 | $67,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 7,160 | $67,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 2,800 | $67,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 33,480 | $67,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 2,582 | $67,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 7,163 | $67,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 2,169 | $67,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,617 | $66,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 644 | $66,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,966 | $66,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 110,350 | $65,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 20,000 | $65,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 1,433 | $65,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,504 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 5,942 | $65,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 5,409 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,057 | $65,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,325 | $65,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,148 | $65,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 9,822 | $65,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 62 | $65,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,880 | $64,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,553 | $64,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 978 | $64,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 431 | $64,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 942 | $64,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 4,100 | $64,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 2,434 | $64,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 3,153 | $64,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 609 | $64,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 3,240 | $64,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 68 | $64,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 23,307 | $64,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 64 | $64,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,310 | $63,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,788 | $63,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 18,274 | $63,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 4,840 | $63,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 12,638 | $63,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 505 | $63,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 10,040 | $62,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 851 | $62,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 4,580 | $62,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 29,668 | $62,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 7,614 | $62,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 5,793 | $62,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 23,090 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,485 | $62,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,591 | $62,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 3,644 | $62,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,250 | $62,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 2,500 | $62,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 4,400 | $62,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q860 | EVENT DRIVEN | 2,419 | $62,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,169 | $61,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 3,731 | $61,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 7,616 | $61,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 4,951 | $61,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 882 | $61,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 4,681 | $61,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,658 | $61,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 4,199 | $61,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 2,197 | $61,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 2,401 | $61,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 799 | $61,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,544 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 2,057 | $61,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 740 | $60,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,591 | $60,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,990 | $60,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 10,590 | $60,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,949 | $60,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 654 | $59,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 5,195 | $59,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,201 | $59,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 1,065 | $59,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 1,469 | $59,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 801 | $59,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 1,950 | $59,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 3,206 | $59,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 1,713 | $59,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 3,928 | $59,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 4,200 | $59,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 850 | $59,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 7,559 | $59,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,245 | $58,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,498 | $58,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,245 | $58,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 3,382 | $58,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,433 | $58,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,989 | $58,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,500 | $58,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 3,677 | $58,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 799 | $58,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 852 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 983 | $58,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 2,843 | $58,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,582 | $58,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 9,967 | $58,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 1,300 | $58,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 1,887 | $58,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 6,000 | $58,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 2,784 | $58,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 1,200 | $57,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,042 | $57,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,071 | $57,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,808 | $57,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 681 | $57,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,742 | $57,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 3,747 | $57,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,303 | $57,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 1,130 | $57,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 6,397 | $57,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 15,900 | $57,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 57 | $57,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 422 | $57,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,159 | $56,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 4,063 | $56,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 9,392 | $56,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 6,099 | $56,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,517 | $56,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 2,248 | $56,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,299 | $56,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 743 | $56,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 3,867 | $56,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,701 | $56,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,380 | $56,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,652 | $56,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 3,933 | $56,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 4,847 | $56,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 2,507 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 810 | $56,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 4,787 | $56,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,623 | $56,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 2,077 | $56,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 21,161 | $56,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 12,359 | $56,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 685 | $55,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 6,117 | $55,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 573 | $55,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 4,135 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 3,793 | $55,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,462 | $55,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 2,375 | $55,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,484 | $55,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 6,350 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 2,164 | $55,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 3,522 | $55,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 4,157 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,417 | $55,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 2,028 | $55,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 58 | $55,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,085 | $54,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 228 | $54,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 1,721 | $54,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,037 | $54,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 1,082 | $54,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 2,159 | $54,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 819 | $54,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 3,810 | $54,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,360 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,644 | $54,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 2,428 | $54,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,624 | $54,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,363 | $54,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 5,800 | $54,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 5,000 | $54,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,000 | $54,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 3,740 | $53,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 2,872 | $53,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 2,712 | $53,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 972 | $53,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,781 | $53,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,486 | $53,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,150 | $53,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,036 | $53,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,000 | $53,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 828 | $53,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 11,255 | $53,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,617 | $53,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 10,221 | $53,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 56 | $53,000 | thousands by filing date | principal |
| TANZANIAN GOLD CORP | 87601A107 | COM | 67,600 | $53,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 52 | $53,000 | thousands by filing date | principal |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 8,546 | $53,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 14,104 | $53,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,041 | $53,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G789 | INTERNATNL REV | 2,180 | $53,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,783 | $52,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 7,200 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,232 | $52,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,347 | $52,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,339 | $52,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,421 | $52,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $52,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 2,912 | $52,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,399 | $52,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 1,382 | $52,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 11,948 | $52,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 2,944 | $51,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,500 | $51,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,167 | $51,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,486 | $51,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,692 | $51,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 1,716 | $51,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 6,379 | $50,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,286 | $50,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 541 | $50,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 2,944 | $50,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 629 | $50,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 1,978 | $50,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 846 | $50,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 1,501 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 3,451 | $50,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 128 | $50,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 5,359 | $50,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,609 | $50,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353T900 | CALL | 70 | $50,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,376 | $50,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 09/26/2023 | 06741J7V5 | Corp Bond | 45 | $50,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 40 | $50,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,548 | $49,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 8,750 | $49,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,260 | $49,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 2,193 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 819 | $49,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 12,030 | $49,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 815 | $49,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 4,655 | $49,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 53 | $49,000 | thousands by filing date | principal |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 2,166 | $49,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 1,796 | $49,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 2,343 | $48,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 600 | $48,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,197 | $48,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,046 | $48,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,335 | $48,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 11 | $48,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $48,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,680 | $48,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 2,315 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 1,495 | $48,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,247 | $48,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,213 | $48,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 61 | $48,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 3,831 | $48,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 15,605 | $48,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 12,003 | $48,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 4,387 | $48,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,440 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 793 | $48,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $48,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,161 | $47,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 1,405 | $47,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,281 | $47,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,271 | $47,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,938 | $47,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 4,662 | $47,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,628 | $47,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,796 | $47,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,339 | $47,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 520 | $47,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 6,194 | $47,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,697 | $47,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 3,095 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 1,097 | $47,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 7,045 | $47,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,374 | $47,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 837 | $46,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 1,256 | $46,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,482 | $46,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 3,071 | $46,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,740 | $46,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,240 | $46,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 896 | $46,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,770 | $46,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 170 | $46,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 13,383 | $46,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 6,700 | $46,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,233 | $46,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,000 | $46,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 8,054 | $46,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 55 | $46,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 14,757 | $45,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,207 | $45,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 7,394 | $45,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,246 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 872 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 2,944 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 1,293 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 838 | $45,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,579 | $45,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,518 | $45,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,276 | $45,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 2,748 | $45,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,701 | $44,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 3,400 | $44,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,285 | $44,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,246 | $44,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,505 | $44,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,980 | $44,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 500 | $44,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,992 | $44,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 777 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 1,837 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 4,635 | $44,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,313 | $44,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 42 | $44,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 43 | $44,000 | thousands by filing date | principal |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 31,500 | $44,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 1,118 | $43,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 586 | $43,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 3,340 | $43,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,231 | $43,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 5,563 | $43,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 1,920 | $43,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 348 | $43,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,029 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000015 | this filing | 2019-11-13 | acceptance time not in the bulk data set |