13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 5,452 holding rows worth $13,550,024,000.
- Accession
- 0001681115-19-000015
- Filer
- CIK 1681115
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 16,705 entries on the cover page, a total value of $13,550,024,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,550,024,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGY FUELS INC | 292671708 | COM NEW | 22,027 | $43,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 565 | $43,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 3,350 | $43,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 827 | $43,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,718 | $43,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,041 | $43,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,051 | $43,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 569 | $43,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 2,434 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 2,150 | $43,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 1,735 | $43,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,199 | $42,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 482 | $42,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 4,362 | $42,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 442 | $42,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 698 | $42,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 789 | $42,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 3,250 | $42,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 720 | $42,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 21,188 | $42,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 8,200 | $42,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 1,009 | $42,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 1,930 | $42,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,500 | $42,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y854 | Cmn | 1,500 | $42,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 1,813 | $42,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 797 | $41,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 512 | $41,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 732 | $41,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 9,441 | $41,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,652 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 375 | $41,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 735 | $41,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 16,300 | $41,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 1,105 | $41,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 44 | $41,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 748 | $41,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,497 | $40,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 4,585 | $40,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,868 | $40,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 838 | $40,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 2,287 | $40,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,079 | $40,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,445 | $40,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 944 | $40,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 8,721 | $40,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,545 | $40,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 3,937 | $40,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 5,321 | $40,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 41 | $40,000 | thousands by filing date | principal |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 1,654 | $40,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 782 | $39,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 739 | $39,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,931 | $39,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,031 | $39,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,662 | $39,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,025 | $39,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 1,049 | $39,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,200 | $39,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,000 | $39,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1,698 | $39,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 3,008 | $39,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1,400 | $39,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,645 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 748 | $39,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 723 | $39,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 2,651 | $39,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 11,552 | $38,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 17,892 | $38,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 795 | $38,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,939 | $38,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 446 | $38,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 674 | $38,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 630 | $38,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,300 | $38,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 777 | $38,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 406 | $38,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 3,210 | $38,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 7,350 | $38,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 380 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 2,869 | $38,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 29,348 | $38,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 536 | $38,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 9,600 | $38,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 5,000 | $38,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 37 | $38,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 1,006 | $37,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,581 | $37,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 399 | $37,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 932 | $37,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,967 | $37,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 2,118 | $37,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 930 | $37,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 651 | $37,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 4,823 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051473 | XTRCK BRCLY TRSY | 689 | $37,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 514 | $36,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1,413 | $36,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 1,882 | $36,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,567 | $36,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,451 | $36,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 849 | $36,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 342 | $36,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 5,735 | $36,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,722 | $36,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 2,482 | $36,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 846 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,436 | $36,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 857 | $36,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,975 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 575 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 563 | $36,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,560 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 521 | $36,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 4,286 | $36,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,058 | $36,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,269 | $36,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 35 | $36,000 | thousands by filing date | principal |
| Ampio Pharmaceuticals | 03209T109 | COM | 71,201 | $36,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 715 | $36,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,512 | $36,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 2,655 | $36,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,383 | $35,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 929 | $35,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,797 | $35,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 7,175 | $35,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,632 | $35,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,012 | $35,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,500 | $35,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 2,600 | $35,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 2,000 | $35,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,613 | $35,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 959 | $35,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 383 | $35,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 3,847 | $35,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,750 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 450 | $35,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,179 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,134 | $35,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,400 | $35,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,282 | $35,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 468 | $35,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,239 | $35,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,244 | $35,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 1,366 | $35,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 1,510 | $35,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 1,280 | $35,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,581 | $34,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,982 | $34,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,710 | $34,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,772 | $34,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 812 | $34,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,437 | $34,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 681 | $34,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 8 | $34,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 1,013 | $34,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,132 | $34,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 498 | $34,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 932 | $34,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 5,705 | $34,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 7,102 | $34,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,473 | $34,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 1,100 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,412 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 704 | $34,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 178 | $34,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 3,017 | $34,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 29 | $34,000 | thousands by filing date | principal |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,785 | $34,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 1,122 | $34,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 3,288 | $34,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 402 | $33,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 2,201 | $33,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 365 | $33,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,396 | $33,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,800 | $33,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,395 | $33,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 701 | $33,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,356 | $33,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,979 | $33,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 1,936 | $33,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,457 | $33,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 2,700 | $33,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 7,788 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 949 | $32,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 680 | $32,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,666 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,190 | $32,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 1,342 | $32,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 4,085 | $32,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 906 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 754 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 605 | $32,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,208 | $32,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,385 | $32,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 1,307 | $32,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 3,805 | $32,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,110 | $32,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,600 | $32,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,308 | $32,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 1,220 | $32,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 408 | $31,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 822 | $31,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,942 | $31,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 45 | $31,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,449 | $31,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 1,799 | $31,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 954 | $31,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 569 | $31,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 2,178 | $31,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 6,665 | $31,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,534 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 505 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 579 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 638 | $31,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 100,000 | $31,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 834 | $31,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,000 | $31,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 12,130 | $31,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 594 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 552 | $30,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 626 | $30,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 985 | $30,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,026 | $30,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,138 | $30,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,151 | $30,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 5,898 | $30,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,120 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,000 | $30,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,200 | $30,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,001 | $30,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,133 | $29,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,242 | $29,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,000 | $29,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 1,190 | $29,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 7,326 | $29,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,791 | $29,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 980 | $29,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 789 | $29,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 1,620 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 296 | $29,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,535 | $29,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 1,535 | $29,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 2,158 | $29,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 3,043 | $29,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 229 | $28,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,400 | $28,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,938 | $28,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4,730 | $28,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 27,664 | $28,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 726 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 985 | $28,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,055 | $28,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 3,359 | $28,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,636 | $28,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,392 | $28,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 839 | $28,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,400 | $28,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1,457 | $28,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,270 | $28,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,582 | $28,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 3,250 | $28,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 396 | $27,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,246 | $27,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 843 | $27,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,750 | $27,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 810 | $27,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 799 | $27,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 698 | $27,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,920 | $27,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 2,000 | $27,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,318 | $27,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,721 | $27,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 500 | $27,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,200 | $27,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,848 | $27,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 943 | $27,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 30 | $27,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,178 | $27,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,115 | $27,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 3,255 | $27,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,013 | $27,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 844 | $27,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 3,974 | $27,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 2,440 | $27,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 515 | $26,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,405 | $26,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 2,000 | $26,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 884 | $26,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,826 | $26,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,600 | $26,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,058 | $26,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 919 | $26,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 500 | $26,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 138 | $26,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,199 | $26,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 1,349 | $26,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,226 | $26,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 787 | $26,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 700 | $26,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 950 | $26,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 882 | $26,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 957 | $26,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 2,700 | $26,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 6,600 | $26,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 449 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 2,370 | $26,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,395 | $26,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 840 | $25,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 5,998 | $25,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 525 | $25,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 948 | $25,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,801 | $25,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 962 | $25,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 700 | $25,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,075 | $25,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,750 | $25,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,257 | $25,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 565 | $25,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,423 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 733 | $25,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 439 | $25,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,681 | $25,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,450 | $25,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,529 | $25,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 750 | $25,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 1,036 | $25,000 | thousands by filing date | |
| ROKU INC | 77543R952 | PUT | 19 | $25,000 | thousands by filing date | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 993 | $25,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 940 | $25,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,060 | $25,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 992 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,310 | $25,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,799 | $24,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 678 | $24,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,072 | $24,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 558 | $24,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,100 | $24,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,059 | $24,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 352 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 250 | $24,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 12,081 | $24,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,168 | $24,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 954 | $24,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 253 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 626 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 261 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 502 | $24,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 4,634 | $24,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,613 | $24,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,556 | $24,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,000 | $24,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 2,500 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,182 | $24,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,326 | $24,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1,000 | $24,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 23 | $24,000 | thousands by filing date | principal |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,693 | $23,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 952 | $23,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 548 | $23,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 4,336 | $23,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,039 | $23,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 77 | $23,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 2,615 | $23,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,360 | $23,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,099 | $23,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 785 | $23,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 718 | $23,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,600 | $23,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 667 | $23,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 4,682 | $23,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 395 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 32 | $23,000 | thousands by filing date | principal |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 365 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,000 | $23,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 2,828 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 680 | $23,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1,098 | $23,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,529 | $23,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 4,245 | $23,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,717 | $23,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,500 | $23,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 1,281 | $23,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 19 | $23,000 | thousands by filing date | principal |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 449 | $23,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 20,138 | $23,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 716 | $23,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 10,000 | $23,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,230 | $22,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 236 | $22,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,400 | $22,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 200 | $22,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 162 | $22,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 388 | $22,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 413 | $22,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 4,739 | $22,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 563 | $22,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 915 | $22,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,340 | $22,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,576 | $22,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 306 | $22,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 2,500 | $22,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 899 | $22,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,341 | $22,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,920 | $22,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 794 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 932 | $22,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,569 | $22,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 896 | $22,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 86,650 | $22,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 928 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 302 | $22,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 2,199 | $22,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 361 | $22,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 985 | $21,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 948 | $21,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,049 | $21,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 801 | $21,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,603 | $21,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 434 | $21,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 2,327 | $21,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 1,117 | $21,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,493 | $21,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 529 | $21,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,366 | $21,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 265 | $21,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,001 | $21,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,108 | $21,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,238 | $21,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 575 | $21,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 1,251 | $21,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 582 | $21,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,095 | $21,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 986 | $21,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 292 | $21,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 739 | $21,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 599 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,709 | $21,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 226 | $21,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 310 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 850 | $21,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 576 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 423 | $21,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 4,383 | $21,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 9,023 | $21,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,147 | $21,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 11,876 | $21,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 450 | $21,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 650 | $21,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 787 | $21,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 789 | $21,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,167 | $20,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 531 | $20,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 528 | $20,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,315 | $20,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 20,803 | $20,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,881 | $20,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,077 | $20,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,302 | $20,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,472 | $20,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 3,340 | $20,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 702 | $20,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 475 | $20,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,585 | $20,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,275 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 719 | $20,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 725 | $20,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,000 | $20,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,500 | $20,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 942 | $20,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 806 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 500 | $20,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 6,799 | $20,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 4,226 | $20,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 17 | $20,000 | thousands by filing date | principal |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 14,306 | $20,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 15,000 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,720 | $20,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 483 | $20,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 1,826 | $20,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 6,800 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 861 | $20,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 1,651 | $20,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 875 | $19,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 14,415 | $19,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 4,777 | $19,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 859 | $19,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 312 | $19,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,441 | $19,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 634 | $19,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,092 | $19,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 1,714 | $19,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 820 | $19,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 1,100 | $19,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 426 | $19,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 8,951 | $19,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,700 | $19,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 22,455 | $19,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,000 | $19,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,597 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000015 | this filing | 2019-11-13 | acceptance time not in the bulk data set |