13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 5,452 holding rows worth $13,550,024,000.
- Accession
- 0001681115-19-000015
- Filer
- CIK 1681115
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 16,705 entries on the cover page, a total value of $13,550,024,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,550,024,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 825 | $2,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 41 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,064 | $2,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 103 | $2,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 86 | $2,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 218 | $2,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 200 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 114 | $2,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 368 | $2,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 225 | $2,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908951 | SMALL CP ETF | 2 | $2,000 | thousands by filing date | put |
| KNOWLES CORP | 49926D909 | COM | 20 | $2,000 | thousands by filing date | call |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 1,097 | $2,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 153 | $2,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 938 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 62 | $2,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 184 | $2,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 151 | $2,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,000 | $2,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,000 | $2,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 300 | $2,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 62 | $2,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 325 | $2,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 133 | $2,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 200 | $2,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 271 | $2,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,000 | $2,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $2,000 | thousands by filing date | principal |
| ZIX CORP | 98974P100 | COM | 237 | $2,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 50 | $2,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 546 | $2,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 36 | $2,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 2,000 | $2,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 1,100 | $2,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 223 | $2,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 243 | $2,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 103 | $2,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 840 | $2,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 452 | $2,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1 | $2,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2 | $2,000 | thousands by filing date | principal |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 717 | $2,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 324 | $2,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 2,870 | $2,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 793 | $2,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,000 | $2,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 940 | $2,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 325 | $2,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 403 | $2,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 1,325 | $2,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 1,000 | $2,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 325 | $2,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 6,585 | $2,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 180 | $2,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 2,000 | $2,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 100 | $2,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 1,188 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 45 | $2,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 267 | $2,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G813 | GLOBAL ESG ETF | 61 | $2,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 44 | $1,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 55 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 52 | $1,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 10 | $1,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 172 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 83 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 155 | $1,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,000 | $1,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 100 | $1,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 97 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 63 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,200 | $1,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 300 | $1,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 107 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 375 | $1,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 50 | $1,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 57 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 51 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 57 | $1,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 23 | $1,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 300 | $1,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 100 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 183 | $1,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 75 | $1,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 28 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 291 | $1,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 98 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 40 | $1,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 41 | $1,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 23 | $1,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 102 | $1,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 31 | $1,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 250 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 13 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 30 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 590 | $1,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 75 | $1,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 42 | $1,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 91 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 114 | $1,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 300 | $1,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 73 | $1,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 100 | $1,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 31 | $1,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 235 | $1,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 64 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 247 | $1,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 515 | $1,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 156 | $1,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 141 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 337 | $1,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 200 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 37 | $1,000 | thousands by filing date | |
| CITIGROUP INC | 172967954 | PUT | 5 | $1,000 | thousands by filing date | put |
| APPLE INC | 037833950 | PUT | 2 | $1,000 | thousands by filing date | put |
| INMUNE BIO INC | 45782T105 | COM | 200 | $1,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 300 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 50 | $1,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 9 | $1,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 40 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 65 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 100 | $1,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 62 | $1,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 131 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 22 | $1,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 46 | $1,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 152 | $1,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 167 | $1,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 76 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 24 | $1,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 30 | $1,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 125 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 80 | $1,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 100 | $1,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 49 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 3 | $1,000 | thousands by filing date | put |
| MASTECH HLDGS INC | 57633B100 | COM | 128 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 16 | $1,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 26 | $1,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G952 | CALL | 6 | $1,000 | thousands by filing date | put |
| ROKU INC | 77543R902 | CALL | 11 | $1,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 14 | $1,000 | thousands by filing date | put |
| ALTRIA GROUP INC | 02209S953 | PUT | 3 | $1,000 | thousands by filing date | put |
| HOME DEPOT INC | 437076952 | PUT | 1 | $1,000 | thousands by filing date | put |
| PHILLIPS 66 | 718546954 | PUT | 2 | $1,000 | thousands by filing date | put |
| MERCK & CO INC | 58933Y955 | PUT | 2 | $1,000 | thousands by filing date | put |
| CVS HEALTH CORP | 126650900 | CALL | 1 | $1,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 250 | $1,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946956 | HIGH DIV YLD | 2 | $1,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N903 | COM | 5 | $1,000 | thousands by filing date | call |
| XCEL ENERGY INC | 98389B950 | COM | 4 | $1,000 | thousands by filing date | put |
| B2GOLD CORP | 11777Q909 | COM | 100 | $1,000 | thousands by filing date | call |
| ABBVIE INC | 00287Y959 | COM | 6 | $1,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 80 | $1,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 50 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 528 | $1,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 378 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,161 | $1,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 8 | $1,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 236 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 200 | $1,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 130 | $1,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 500 | $1,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 70 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 162 | $1,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 200 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,100 | $1,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 240 | $1,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 215 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 109 | $1,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 65 | $1,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 200 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 60 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 115 | $1,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 400 | $1,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 200 | $1,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 425 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 28 | $1,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 250 | $1,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 189 | $1,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 364 | $1,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 25 | $1,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 2,433 | $1,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 59 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 57 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 575 | $1,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 336 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 3,154 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 23 | $1,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 500 | $1,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 250 | $1,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 500 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 250 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,000 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 79 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337959 | COM UNIT LTD | 100 | $1,000 | thousands by filing date | put |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 1,387 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,450 | $1,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 200 | $1,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 75 | $1,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 200 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 2,375 | $1,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 678 | $1,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 162 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 210 | $1,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 85 | $1,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 54 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 600 | $1,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 50 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 250 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 12 | $1,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2 | $1,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 121 | $1,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 166 | $1,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 3,000 | $1,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 53 | $1,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 615 | $1,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 100 | $1,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 600 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 866 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 3,534 | $1,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 608 | $1,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 62 | $1,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 8,002 | $1,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 2,000 | $1,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 196 | $1,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 955 | $1,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 1 | $1,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387959 | COM NEW | 30 | $1,000 | thousands by filing date | put |
| SENESTECH INC | 81720R109 | COM | 1,000 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNATRACE INC COM NEW | 268150109 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE STA GROUP INC | 824889109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANDWIDTH INC | 05988J103 | COM CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERROGLOBE PLC | G33856108 | SHS | 628 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| A10 NETWORKS INC | 002121101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MRC GLOBAL INC | 55345K103 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY ALUM CO | 156431108 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDELYX INC | 039697107 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADNET INC | 750491102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OP BANCORP | 67109R109 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 307 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERIX INC | 03676C100 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIFI INC | 904677200 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXA RES S A | L67359106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 1,086 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Perion Network Ltd | M78673114 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEE GROUP INC | 36165A102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,362 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATO CORP NEW | 149205106 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 324 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESLA INC | 88160R951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFIZER INC | 717081953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152307 | CL B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO RAD LABS INC | 090572108 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLIBURTON CO | 406216901 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOCK INC | 852234903 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HAWAIIAN ELEC INDS INC MTN B | 419870950 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VANGUARD INDEX FDS | 922908953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MONDELEZ INTL INC | 609207955 | CL A | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TORONTO DOMINION BK ONT | 891160959 | COM NEW | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRUDENTIAL FINL INC | 744320952 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Rithm Property Trust Inc | 38983D300 | REIT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 438 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCSB FINL CORP COM | 69324R104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIS CORP | 758932107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF IS FABRICATION INC | 402307102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 386 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MMA Capital Management LLC | 55315D105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTRA CORP | 92840M128 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLIA INC | 584021109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LORAL SPACE & COM INC | 543881106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPROACH RESOURCES INC | 03834A103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 365 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCWEN FINL CORP | 675746309 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 421 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIMAREX ENERGY CO | 171798951 | COM | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL INS HLDGS INC | 91359V957 | COM | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Taronis Technologies Inc Com New | 876214206 | Equity | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 09071M205 | NULL | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIENTRA INC | 82621J105 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALYXT INC | 13173L107 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 421 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403201 | COM NEW | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOVYST INC. | 73943T103 | Common Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON LTD | G46408103 | COM CL A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQTECH INTL INC | 53632A201 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L503 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 237 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,058 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTRUCTURE INC | 45781U103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVECTRA CORP | 67075N108 | COM | 521 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CHOICE BANCORP | 31948P104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTURA ENERGY INC | 21241B100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 247 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROAN RES INC | 769755109 | CL A COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E203 | SHS | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTBC INC | 55378G102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 923 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RA MED SYS INC | 74933X104 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC | G9402V909 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R500 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 366 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000015 | this filing | 2019-11-13 | acceptance time not in the bulk data set |