13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-31, with 5,388 holding rows worth $13,038,582,000.
- Accession
- 0001681115-19-000009
- Filer
- CIK 1681115
- Filed
- 2019-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,517 entries on the cover page, a total value of $13,038,582,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,038,582,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 953 | $19,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 221 | $19,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 1,149 | $19,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 859 | $19,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 850 | $19,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 397 | $19,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 569 | $19,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 3,585 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 888 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 1,006 | $19,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 1,340 | $19,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 129 | $19,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 3,033 | $19,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 58,037 | $19,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 1,000 | $19,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 17 | $19,000 | thousands by filing date | principal |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 3,023 | $19,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 4,800 | $19,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,452 | $19,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,830 | $19,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,209 | $19,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 24,560 | $19,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,802 | $19,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 379 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 594 | $19,000 | thousands by filing date | |
| USAA ETF TR | 90291F303 | MSCI INTL VLU | 429 | $19,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,760 | $18,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 680 | $18,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 667 | $18,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 847 | $18,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 600 | $18,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 669 | $18,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 115 | $18,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,115 | $18,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 499 | $18,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,427 | $18,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,199 | $18,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 549 | $18,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 444 | $18,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 2,100 | $18,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,305 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 781 | $18,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 525 | $18,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,966 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 750 | $18,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,050 | $18,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,495 | $18,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 9,000 | $18,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,000 | $18,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,766 | $18,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,300 | $18,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 632 | $18,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,026 | $18,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,050 | $18,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 532 | $18,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 5,000 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 595 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051465 | XTRCK BRCLY INTL | 340 | $18,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 580 | $17,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 625 | $17,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 288 | $17,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 318 | $17,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 795 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,190 | $17,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 423 | $17,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 568 | $17,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,275 | $17,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 415 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 628 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 445 | $17,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,406 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 544 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 550 | $17,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 648 | $17,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,420 | $17,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,875 | $17,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,473 | $17,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,388 | $17,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,320 | $17,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 962 | $17,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 41,000 | $17,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,131 | $17,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 11 | $17,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 187 | $17,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,050 | $17,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 427 | $17,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 17,000 | $17,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 900 | $17,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,709 | $17,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 2,206 | $17,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 700 | $17,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 68,389 | $17,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 13,000 | $17,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 305 | $17,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 959 | $16,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 496 | $16,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 580 | $16,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,166 | $16,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 750 | $16,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,881 | $16,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,092 | $16,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 700 | $16,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 547 | $16,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 672 | $16,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 258 | $16,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 800 | $16,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 606 | $16,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 368 | $16,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 600 | $16,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 655 | $16,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 570 | $16,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 600 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 415 | $16,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 8,870 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 650 | $16,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 14 | $16,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 475 | $16,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,049 | $16,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,200 | $16,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 22,455 | $16,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,321 | $16,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 400 | $16,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 4 | $16,000 | thousands by filing date | principal |
| RITE AID CORP | 767754872 | COM | 1,966 | $16,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,232 | $16,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 15 | $16,000 | thousands by filing date | principal |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 662 | $16,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,760 | $16,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 619 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 687 | $16,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 10,400 | $16,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 725 | $16,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 1,526 | $16,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 6,800 | $16,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,375 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $16,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 570 | $15,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,227 | $15,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 997 | $15,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 463 | $15,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 565 | $15,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 1,316 | $15,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 627 | $15,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,070 | $15,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 253 | $15,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 6,675 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 343 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,189 | $15,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 501 | $15,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 864 | $15,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 596 | $15,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,080 | $15,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 550 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,168 | $15,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 800 | $15,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,066 | $15,000 | thousands by filing date | |
| MORGAN STANLEY | 617446908 | Option | 40 | $15,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 351 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 436 | $15,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,467 | $15,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 500 | $15,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,378 | $15,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 10 | $15,000 | thousands by filing date | principal |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,001 | $15,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 732 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 609 | $15,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 1,190 | $15,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 1,273 | $15,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 586 | $15,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,500 | $14,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,244 | $14,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 589 | $14,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 550 | $14,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 389 | $14,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 313 | $14,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 144 | $14,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 2,420 | $14,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 745 | $14,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 204 | $14,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,333 | $14,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 788 | $14,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,152 | $14,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,183 | $14,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 322 | $14,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 855 | $14,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 500 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,000 | $14,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 862 | $14,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 644 | $14,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 542 | $14,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 247 | $14,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 585 | $14,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,208 | $14,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,011 | $14,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 700 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 426 | $14,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 678 | $14,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 11,804 | $14,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 495 | $14,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 623 | $14,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,076 | $14,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 4,171 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 192 | $14,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 1,125 | $14,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 3,000 | $14,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E501 | COM NEW | 47,081 | $14,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W809 | MLT FTR CR PLS | 550 | $14,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 729 | $13,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 589 | $13,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 927 | $13,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,298 | $13,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 537 | $13,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 781 | $13,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 308 | $13,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 438 | $13,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 312 | $13,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 501 | $13,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 778 | $13,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 303 | $13,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,393 | $13,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 4,119 | $13,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 176 | $13,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 644 | $13,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 277 | $13,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 13 | $13,000 | thousands by filing date | principal |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 420 | $13,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 530 | $13,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,300 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 509 | $13,000 | thousands by filing date | |
| TESLA INC | 88160R901 | CALL | 24 | $13,000 | thousands by filing date | call |
| RPT REALTY | 74971D101 | SH BEN INT | 1,024 | $13,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 6,000 | $13,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,200 | $13,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 11 | $13,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 11 | $13,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 14 | $13,000 | thousands by filing date | principal |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,000 | $13,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 448 | $13,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 609 | $13,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 689 | $13,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 700 | $13,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 335 | $13,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 3,100 | $13,000 | thousands by filing date | |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 4,859 | $13,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 88 | $12,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 400 | $12,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 3,007 | $12,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 890 | $12,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 499 | $12,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 354 | $12,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 370 | $12,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 717 | $12,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 460 | $12,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 365 | $12,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,032 | $12,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 225 | $12,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 600 | $12,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 545 | $12,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 100 | $12,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 800 | $12,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,233 | $12,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,000 | $12,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,546 | $12,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,067 | $12,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 606 | $12,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 634 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 100 | $12,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 715 | $12,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 15,630 | $12,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 345 | $12,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,000 | $12,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 599 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 451 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 275 | $12,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 600 | $12,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,500 | $12,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,380 | $12,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,575 | $12,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 2,147 | $12,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 2,125 | $12,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,007 | $12,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 10 | $12,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 10 | $12,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,756 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 615 | $12,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,575 | $12,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,216 | $12,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,431 | $12,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 639 | $12,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 928 | $12,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 320 | $12,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 821 | $12,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 9,000 | $12,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 623 | $12,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 12 | $12,000 | thousands by filing date | principal |
| ATHENEX INC | 04685N103 | COM | 600 | $12,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 954 | $12,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 1,000 | $12,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 7 | $12,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 11 | $12,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 998 | $12,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 3,000 | $12,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,069 | $12,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 12 | $12,000 | thousands by filing date | |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 252 | $12,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 11 | $12,000 | thousands by filing date | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 595 | $11,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 342 | $11,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 577 | $11,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 278 | $11,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 381 | $11,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 199 | $11,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,149 | $11,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 800 | $11,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 906 | $11,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,200 | $11,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 144 | $11,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 414 | $11,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 415 | $11,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 301 | $11,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,163 | $11,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 450 | $11,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 3,209 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 481 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 800 | $11,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,000 | $11,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 750 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 532 | $11,000 | thousands by filing date | |
| DROPBOX INC | 26210C904 | CL A | 20 | $11,000 | thousands by filing date | call |
| Golden Entertainment Inc | 381013101 | Common Stock | 787 | $11,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 662 | $11,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 597 | $11,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 4,500 | $11,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 10 | $11,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 11 | $11,000 | thousands by filing date | principal |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,358 | $11,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 211 | $11,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,967 | $11,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 7,953 | $11,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 757 | $11,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 400 | $11,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 907 | $11,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 5,025 | $11,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 1,110 | $11,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,518 | $11,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 200 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 562 | $11,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 6,450 | $11,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 10 | $11,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 559 | $10,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 288 | $10,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 221 | $10,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 557 | $10,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 233 | $10,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 336 | $10,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,100 | $10,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 509 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 361 | $10,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,076 | $10,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 496 | $10,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 747 | $10,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 289 | $10,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 402 | $10,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 341 | $10,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,031 | $10,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 723 | $10,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 126 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 316 | $10,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 395 | $10,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 327 | $10,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 200 | $10,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,900 | $10,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 824 | $10,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 337 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 124 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 478 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 201 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 219 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $10,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 432 | $10,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 5,681 | $10,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 421 | $10,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 662 | $10,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10 | $10,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9 | $10,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 6 | $10,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10 | $10,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 287 | $10,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 500 | $10,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 800 | $10,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,366 | $10,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 11,377 | $10,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,248 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 425 | $10,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 558 | $10,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 100 | $10,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 1,025 | $10,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 9,600 | $10,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 8 | $10,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 9 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 10 | $10,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 9 | $10,000 | thousands by filing date | principal |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 945 | $10,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,500 | $9,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 250 | $9,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 478 | $9,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 279 | $9,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,398 | $9,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,000 | $9,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 646 | $9,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,148 | $9,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 539 | $9,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,339 | $9,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 266 | $9,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 118 | $9,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 178 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 245 | $9,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 54 | $9,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 897 | $9,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,305 | $9,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 825 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 87 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 292 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 164 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 91 | $9,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 615 | $9,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 523 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 275 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 88 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 525 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 366 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 325 | $9,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 251 | $9,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 5,151 | $9,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 286 | $9,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 460 | $9,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 1,707 | $9,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 1,000 | $9,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,380 | $9,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 189 | $9,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 3,969 | $9,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 2,100 | $9,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,090 | $9,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 5,077 | $9,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3,299 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 21,600 | $9,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 250 | $9,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,500 | $9,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 650 | $9,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 10,000 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 1,044 | $9,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 890 | $9,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $9,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 175 | $9,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 450 | $9,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 942 | $9,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 290 | $8,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,401 | $8,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 220 | $8,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 350 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 165 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 372 | $8,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 576 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 272 | $8,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,182 | $8,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 306 | $8,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 330 | $8,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 500 | $8,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 1,000 | $8,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,422 | $8,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 530 | $8,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 122 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 450 | $8,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,367 | $8,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 471 | $8,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 288 | $8,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 334 | $8,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 142 | $8,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,087 | $8,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 275 | $8,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 87 | $8,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 366 | $8,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,015 | $8,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 7,148 | $8,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,000 | $8,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 250 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 325 | $8,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 588 | $8,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 1 | $8,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,095 | $8,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 495 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000009 | this filing | 2019-07-31 | acceptance time not in the bulk data set |