13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-31, with 5,388 holding rows worth $13,038,582,000.
- Accession
- 0001681115-19-000009
- Filer
- CIK 1681115
- Filed
- 2019-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,517 entries on the cover page, a total value of $13,038,582,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,038,582,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 375 | $42,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,021 | $42,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $42,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,372 | $42,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 5,384 | $42,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 3,739 | $42,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 1,529 | $42,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 603 | $41,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 710 | $41,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,291 | $41,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 593 | $41,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,303 | $41,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 947 | $41,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,554 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 864 | $41,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,007 | $41,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,020 | $41,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,453 | $41,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 809 | $41,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 5,000 | $41,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,458 | $40,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,547 | $40,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 1,893 | $40,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 1,510 | $40,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 823 | $40,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,150 | $40,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 892 | $40,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 7,373 | $40,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1,698 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 1,216 | $40,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,262 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 683 | $40,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 1,500 | $40,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,806 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 1,616 | $40,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,199 | $39,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 898 | $39,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 737 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 1,927 | $39,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 864 | $39,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 2,000 | $39,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,056 | $39,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 791 | $39,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 868 | $39,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,621 | $39,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1,400 | $39,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,095 | $39,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 4,603 | $39,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,239 | $39,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 7,442 | $39,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 2,655 | $39,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 41 | $39,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,727 | $38,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 896 | $38,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,246 | $38,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,435 | $38,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,647 | $38,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 789 | $38,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,000 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 2,850 | $38,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,324 | $38,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 39 | $38,000 | thousands by filing date | principal |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 700 | $38,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 860 | $38,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 1,506 | $38,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,189 | $37,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 297 | $37,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 948 | $37,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,623 | $37,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 803 | $37,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 5,565 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 1,000 | $37,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q860 | EVENT DRIVEN | 1,441 | $37,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,661 | $36,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 517 | $36,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,046 | $36,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 2,265 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 1,000 | $36,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 871 | $36,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,940 | $36,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 2,415 | $36,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 708 | $36,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,907 | $36,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,907 | $36,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 7,997 | $36,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 7,400 | $36,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,750 | $36,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 963 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 450 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 925 | $36,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 4,942 | $36,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 140 | $36,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,960 | $36,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 37 | $36,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 7,788 | $36,000 | thousands by filing date | |
| DBX ETF TR | 233051473 | XTRCK BRCLY TRSY | 689 | $36,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 595 | $35,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,705 | $35,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 6,043 | $35,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 630 | $35,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,052 | $35,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 954 | $35,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 4,604 | $35,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 383 | $35,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,041 | $35,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 815 | $35,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 993 | $35,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,208 | $35,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,864 | $35,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 3,045 | $35,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,569 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 704 | $35,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 201 | $35,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,400 | $35,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 660 | $35,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,537 | $35,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 956 | $35,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,000 | $35,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 35 | $35,000 | thousands by filing date | principal |
| AVX CORP NEW | 002444107 | COM | 2,101 | $35,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,125 | $35,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 586 | $35,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 1,296 | $35,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 983 | $34,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 780 | $34,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,863 | $34,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,168 | $34,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 3,570 | $34,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 609 | $34,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 870 | $34,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 354 | $34,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,638 | $34,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 876 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 558 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 373 | $34,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 10,451 | $34,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,950 | $34,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 29 | $34,000 | thousands by filing date | principal |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 556 | $34,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,759 | $34,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,450 | $33,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 357 | $33,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,600 | $33,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 670 | $33,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 1,747 | $33,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 342 | $33,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,552 | $33,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 895 | $33,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 859 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 754 | $33,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,000 | $33,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,979 | $33,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,512 | $33,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,845 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,100 | $33,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,046 | $32,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 2,165 | $32,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 651 | $32,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 5,013 | $32,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 392 | $32,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 2,198 | $32,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,686 | $32,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 3,241 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 570 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,000 | $32,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 5 | $32,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 33 | $32,000 | thousands by filing date | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,320 | $32,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,993 | $32,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,395 | $32,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 855 | $31,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 461 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1,055 | $31,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,329 | $31,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,500 | $31,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,672 | $31,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 2,178 | $31,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 6,665 | $31,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 8 | $31,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 600 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 521 | $31,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 30 | $31,000 | thousands by filing date | call |
| JERNIGAN CAP INC | 476405105 | COM | 1,467 | $31,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 954 | $31,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 9,770 | $31,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 820 | $31,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,120 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,430 | $31,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 30 | $31,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,053 | $30,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,803 | $30,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 472 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 2,438 | $30,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 931 | $30,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 386 | $30,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 985 | $30,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,864 | $30,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,200 | $30,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,225 | $30,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 712 | $30,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 980 | $30,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 1,065 | $30,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,003 | $30,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 495 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 500 | $30,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,212 | $30,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,150 | $30,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 2,545 | $30,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,350 | $30,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 9,300 | $30,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 6,933 | $30,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,550 | $30,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 140 | $30,000 | thousands by filing date | call |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,060 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,000 | $30,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 3,003 | $30,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 300 | $30,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 10,000 | $30,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 587 | $29,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 4,692 | $29,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1,142 | $29,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 993 | $29,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,504 | $29,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,029 | $29,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,434 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 554 | $29,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 331 | $29,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,000 | $29,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 989 | $29,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,350 | $29,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 2,943 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 550 | $29,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 500 | $29,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 3,399 | $29,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,535 | $29,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,461 | $29,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,403 | $29,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 965 | $29,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,535 | $29,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,435 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 1,320 | $29,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,000 | $29,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 764 | $28,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 41 | $28,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,541 | $28,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 176 | $28,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 6,018 | $28,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 2,249 | $28,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,240 | $28,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,569 | $28,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,561 | $28,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 698 | $28,000 | thousands by filing date | |
| RH | 74967X103 | COM | 251 | $28,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 138 | $28,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,050 | $28,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,360 | $28,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 681 | $28,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 289 | $28,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 722 | $28,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,785 | $28,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,802 | $28,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 655 | $28,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,400 | $28,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 3,321 | $28,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 804 | $28,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,000 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 420 | $27,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,500 | $27,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 327 | $27,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 536 | $27,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,244 | $27,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 726 | $27,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 767 | $27,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 912 | $27,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 1,363 | $27,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 361 | $27,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,199 | $27,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,876 | $27,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,777 | $27,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 755 | $27,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,883 | $27,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 3,074 | $27,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 9,246 | $27,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 9,390 | $27,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,500 | $27,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1,432 | $27,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,941 | $27,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,461 | $27,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,310 | $27,000 | thousands by filing date | |
| USAA ETF TR | 90291F204 | MSCI USA SMALL | 529 | $27,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 466 | $26,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 4,609 | $26,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 693 | $26,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,084 | $26,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 26,664 | $26,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 500 | $26,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 721 | $26,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,826 | $26,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 2,886 | $26,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 731 | $26,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,440 | $26,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 469 | $26,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 328 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 800 | $26,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 439 | $26,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,200 | $26,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,335 | $26,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,055 | $26,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 917 | $26,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 700 | $26,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 950 | $26,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 1,036 | $26,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 525 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 680 | $26,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 8,274 | $26,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,176 | $26,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 6,600 | $26,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,482 | $26,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,000 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 639 | $26,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 4,355 | $26,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 47,500 | $26,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 766 | $25,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 281 | $25,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 974 | $25,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 500 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 358 | $25,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 620 | $25,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 4,629 | $25,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 339 | $25,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,006 | $25,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 549 | $25,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 4,717 | $25,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 152 | $25,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 1,579 | $25,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 2,000 | $25,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 2,917 | $25,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,750 | $25,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 588 | $25,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 318 | $25,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 782 | $25,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 954 | $25,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 1,023 | $25,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 775 | $25,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 882 | $25,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 705 | $25,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 4,437 | $25,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,162 | $25,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 536 | $25,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 940 | $25,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,011 | $25,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 1,200 | $25,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,000 | $25,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 411 | $25,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 677 | $24,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 5,950 | $24,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,365 | $24,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,400 | $24,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 442 | $24,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,800 | $24,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,700 | $24,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,041 | $24,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 995 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 250 | $24,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 381 | $24,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 709 | $24,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 12,265 | $24,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 331 | $24,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,890 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,000 | $24,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 800 | $24,000 | thousands by filing date | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 1,000 | $24,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 890 | $24,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 4,248 | $24,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,606 | $24,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,478 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 770 | $24,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,013 | $24,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 63,701 | $24,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,134 | $24,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,000 | $24,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 985 | $24,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1,000 | $24,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 23 | $24,000 | thousands by filing date | principal |
| USAA ETF TR | 90291F105 | MSCI USA VL MT | 459 | $24,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 382 | $23,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 284 | $23,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 776 | $23,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,400 | $23,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,315 | $23,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 949 | $23,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,231 | $23,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 4,066 | $23,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,075 | $23,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,252 | $23,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,360 | $23,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 786 | $23,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 835 | $23,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,665 | $23,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,407 | $23,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,000 | $23,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 354 | $23,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 5,164 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 32 | $23,000 | thousands by filing date | principal |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 365 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 458 | $23,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 2,850 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 502 | $23,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 4,258 | $23,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 10,800 | $23,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 7,706 | $23,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,147 | $23,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 1,893 | $23,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 19 | $23,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 274 | $23,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,277 | $23,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,387 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,400 | $23,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 460 | $23,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 1,800 | $23,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 714 | $23,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 2,378 | $23,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 1,934 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 608 | $22,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 601 | $22,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 801 | $22,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 736 | $22,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,940 | $22,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 702 | $22,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 321 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 899 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 671 | $22,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 8,869 | $22,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 674 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,006 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 532 | $22,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 1,517 | $22,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 820 | $22,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 891 | $22,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 14,118 | $22,000 | thousands by filing date | |
| XILINX INC | 983919901 | COM | 15 | $22,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,720 | $22,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 30 | $22,000 | thousands by filing date | call |
| PYXUS INTL INC | 74737V106 | COM | 1,410 | $22,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,049 | $21,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 849 | $21,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 192 | $21,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 392 | $21,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 743 | $21,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 1,377 | $21,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 1,821 | $21,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,319 | $21,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,550 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 245 | $21,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,050 | $21,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 510 | $21,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,770 | $21,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,503 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 320 | $21,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,104 | $21,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 785 | $21,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 494 | $21,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 883 | $21,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,861 | $21,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,404 | $21,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 3,250 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 275 | $21,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 789 | $21,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 884 | $20,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 652 | $20,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 304 | $20,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 1,117 | $20,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,493 | $20,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 3,245 | $20,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 533 | $20,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 810 | $20,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 1,250 | $20,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,900 | $20,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 915 | $20,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,189 | $20,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $20,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,077 | $20,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,358 | $20,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,200 | $20,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 5,922 | $20,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 750 | $20,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,864 | $20,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 589 | $20,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 942 | $20,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 992 | $20,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,818 | $20,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 2,304 | $20,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 11,900 | $20,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 18 | $20,000 | thousands by filing date | principal |
| ARQULE INC | 04269E107 | COM | 1,838 | $20,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 564 | $20,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 951 | $20,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 276 | $19,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,105 | $19,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 516 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000009 | this filing | 2019-07-31 | acceptance time not in the bulk data set |