13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-31, with 5,388 holding rows worth $13,038,582,000.
- Accession
- 0001681115-19-000009
- Filer
- CIK 1681115
- Filed
- 2019-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,517 entries on the cover page, a total value of $13,038,582,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,038,582,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 13,562 | $82,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 27,000 | $82,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,562 | $82,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 13,206 | $82,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,830 | $82,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,062 | $82,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 3,002 | $82,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 7,235 | $82,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 2,091 | $82,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 3,872 | $81,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 4,775 | $81,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 1,471 | $81,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,785 | $81,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 4,063 | $81,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,150 | $81,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 3,155 | $81,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,396 | $81,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 1,828 | $81,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 80 | $81,000 | thousands by filing date | principal |
| 22ND CENTY GROUP INC | 90137F103 | COM | 39,090 | $81,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,760 | $81,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 5,387 | $81,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,252 | $80,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,959 | $80,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 2,158 | $80,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,641 | $80,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,279 | $80,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 6,039 | $80,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,801 | $80,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,936 | $80,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 8,600 | $80,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,986 | $79,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 6,706 | $79,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 980 | $79,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,919 | $79,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 20,645 | $79,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 6,000 | $79,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 25,722 | $79,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,497 | $79,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 1,080 | $79,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 1,595 | $79,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 21,933 | $79,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 3,000 | $78,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,015 | $78,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,971 | $78,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 5,781 | $78,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,645 | $78,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 33,753 | $78,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,129 | $78,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 2,523 | $78,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 8,617 | $78,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 14,696 | $78,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 2,480 | $78,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 5,234 | $78,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,617 | $78,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 6,000 | $78,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,055 | $77,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2,063 | $77,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 2,027 | $77,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 2,884 | $77,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 14,395 | $77,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 2,381 | $77,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,949 | $76,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 5,020 | $76,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 2,895 | $76,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,731 | $76,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 3,796 | $76,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,319 | $76,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,035 | $76,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,674 | $76,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,700 | $76,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,791 | $76,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 6,471 | $76,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,686 | $76,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 3,019 | $76,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 6,380 | $76,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,892 | $75,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 4,900 | $75,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 1,600 | $75,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,960 | $75,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,126 | $75,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,885 | $75,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 2,359 | $75,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 7,770 | $75,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 2,952 | $75,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 44,300 | $75,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 4,000 | $75,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 2,265 | $74,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,500 | $74,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 3,600 | $74,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1,908 | $73,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 6,986 | $73,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,389 | $73,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 933 | $73,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,506 | $73,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,170 | $73,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 6,626 | $73,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,217 | $73,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,065 | $73,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 28,986 | $73,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 5,373 | $73,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,009 | $72,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 851 | $72,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 882 | $72,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 5,845 | $72,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 5,020 | $72,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,506 | $72,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,616 | $72,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 2,300 | $72,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 6,704 | $72,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 2,782 | $72,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 17,487 | $72,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 2,809 | $71,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,489 | $71,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 29,518 | $71,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 2,485 | $71,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 1,596 | $71,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,866 | $71,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 4,482 | $71,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,834 | $71,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 671 | $71,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 100 | $71,000 | thousands by filing date | principal |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,000 | $71,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 6,000 | $71,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,299 | $70,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 7,088 | $70,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 3,550 | $70,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 234 | $70,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 3,562 | $70,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 4,879 | $70,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 7,029 | $70,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 4,783 | $70,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 3,522 | $70,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 9,395 | $69,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 8,012 | $69,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 4,150 | $69,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,542 | $69,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 2,203 | $69,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 11,030 | $69,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,231 | $69,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,190 | $69,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 11,200 | $69,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $69,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $69,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 1,808 | $68,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,929 | $68,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,051 | $68,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 7,850 | $68,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,530 | $68,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 718 | $68,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 818 | $68,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,564 | $68,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 1,320 | $68,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 2,245 | $68,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,732 | $67,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 3,183 | $67,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 3,187 | $67,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 6,000 | $67,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 3,919 | $67,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,277 | $67,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 13,003 | $67,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,412 | $67,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 26,475 | $67,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,474 | $67,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 7,533 | $67,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,375 | $66,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 841 | $66,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 938 | $66,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,282 | $66,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,380 | $66,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 32,144 | $66,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,464 | $66,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,759 | $66,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,045 | $66,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,966 | $66,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,682 | $66,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 1,725 | $66,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,887 | $66,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 6,559 | $66,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 2,169 | $66,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,394 | $65,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 3,797 | $65,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 16,710 | $65,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 3,622 | $65,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 1,133 | $65,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 2,800 | $65,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 982 | $65,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 2,743 | $65,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 35,650 | $65,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,215 | $65,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 3,614 | $64,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 1,349 | $64,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 2,044 | $64,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 4,126 | $64,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 612 | $64,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 1,900 | $64,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,647 | $64,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 870 | $64,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,069 | $64,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,171 | $64,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 7,208 | $63,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,178 | $63,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,415 | $63,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 780 | $63,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 5,029 | $63,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,561 | $63,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 805 | $63,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 1,078 | $63,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,773 | $63,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 3,014 | $63,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,716 | $63,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,768 | $63,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,190 | $62,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 4,541 | $62,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,245 | $62,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,512 | $62,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,563 | $62,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 6,108 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 2,357 | $62,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 972 | $62,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,120 | $62,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 949 | $61,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 903 | $61,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,242 | $61,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 7,163 | $61,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 4,600 | $61,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 740 | $60,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,154 | $60,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 5,252 | $60,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,400 | $60,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,966 | $60,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 153 | $60,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,694 | $60,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,700 | $60,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 2,378 | $60,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 852 | $60,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 1,740 | $60,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,107 | $59,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,271 | $59,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 32,926 | $59,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 1,224 | $59,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 986 | $59,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 1,950 | $59,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,026 | $59,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,683 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 880 | $59,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 4,787 | $59,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,592 | $59,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 8,838 | $59,000 | thousands by filing date | |
| PRINCIPAL CONTRARIAN VALUE INDEX ETF | 74255Y862 | ETF | 2,205 | $59,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 2,213 | $58,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,498 | $58,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 4,807 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 1,137 | $58,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 6,500 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,918 | $58,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,060 | $58,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 5,050 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 450 | $58,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 850 | $58,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 5,800 | $58,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 67,600 | $58,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 59 | $58,000 | thousands by filing date | principal |
| NVE CORP COM NEW | 629445206 | Stock | 821 | $57,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 233 | $57,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 5,412 | $57,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,158 | $57,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,299 | $57,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 6,640 | $57,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 2,310 | $57,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 2,042 | $57,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 6,195 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,057 | $57,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 2,767 | $57,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,356 | $57,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 4,400 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,498 | $57,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,201 | $56,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 784 | $56,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 1,537 | $56,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 7,200 | $56,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,162 | $56,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,795 | $56,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 4,135 | $56,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,809 | $56,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 4,386 | $56,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 985 | $56,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,339 | $56,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 2,029 | $56,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 2,077 | $56,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 57 | $56,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 505 | $56,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 569 | $55,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,442 | $55,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,368 | $55,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,400 | $55,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 4,081 | $55,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 961 | $55,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 4,768 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,594 | $55,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 910 | $54,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 889 | $54,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,661 | $54,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,686 | $54,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,246 | $54,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 5,914 | $54,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,384 | $54,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,367 | $54,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 3,240 | $54,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 2,568 | $54,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 53 | $54,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 53 | $54,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138G789 | INTERNATNL REV | 2,180 | $54,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,546 | $53,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 89,120 | $53,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 2,000 | $53,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,393 | $53,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,907 | $53,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 796 | $53,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,736 | $53,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 624 | $53,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,895 | $53,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,454 | $53,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,569 | $53,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,399 | $53,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 820 | $53,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 1,241 | $53,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 683 | $52,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 822 | $52,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,712 | $52,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 547 | $52,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 3,600 | $52,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,156 | $52,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 4,928 | $52,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 60 | $52,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 5,982 | $52,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 800 | $52,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 52 | $52,000 | thousands by filing date | principal |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y854 | Cmn | 1,830 | $52,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,219 | $51,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 985 | $51,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,548 | $51,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 360 | $51,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,271 | $51,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,500 | $51,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 1,534 | $51,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,992 | $51,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 669 | $51,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 2,301 | $51,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 1,329 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 819 | $51,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 7,525 | $51,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $51,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 42 | $51,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 2,151 | $51,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,452 | $50,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,013 | $50,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 1,899 | $50,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,698 | $50,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,652 | $50,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,538 | $50,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,000 | $50,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 1,200 | $50,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,352 | $50,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 6,542 | $50,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 5,064 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 921 | $50,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 1,695 | $50,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 48 | $50,000 | thousands by filing date | principal |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 2,031 | $50,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 1,735 | $50,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 695 | $49,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 567 | $49,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,357 | $49,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4,703 | $49,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,164 | $49,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $49,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,697 | $49,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,719 | $49,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 828 | $49,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 3,509 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 4,272 | $49,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 1,729 | $49,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 7,949 | $49,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,685 | $49,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 31,500 | $49,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 599 | $48,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,506 | $48,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 4,965 | $48,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,068 | $48,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 528 | $48,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,734 | $48,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,241 | $48,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 3,392 | $48,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,496 | $48,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,249 | $48,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,486 | $48,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 696 | $48,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 2,315 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 2,037 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 765 | $48,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,704 | $48,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,850 | $48,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 44 | $48,000 | thousands by filing date | principal |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 446 | $47,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,588 | $47,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 3,024 | $47,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,277 | $47,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,780 | $47,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,697 | $47,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 2,074 | $47,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,609 | $47,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 99 | $47,000 | thousands by filing date | call |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 446 | $47,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,948 | $47,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 2,053 | $47,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 46 | $47,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 48 | $47,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 20,775 | $46,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,762 | $46,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,602 | $46,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,883 | $46,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 11 | $46,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,204 | $46,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 895 | $46,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,199 | $46,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 6,152 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y616 | CMN | 1,833 | $46,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,516 | $46,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,770 | $46,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 3,300 | $46,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,480 | $46,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,612 | $46,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 5,436 | $46,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 2,822 | $46,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 910 | $46,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 1,318 | $45,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 470 | $45,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 463 | $45,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,576 | $45,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 2,298 | $45,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 2,813 | $45,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 9,189 | $45,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,716 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 1,293 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 875 | $45,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 43 | $45,000 | thousands by filing date | principal |
| AG MTG INVT TR INC | 001228105 | COM | 2,857 | $45,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 87,250 | $45,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 942 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 2,150 | $45,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 09/26/2023 | 06741J7V5 | Corp Bond | 45 | $45,000 | thousands by filing date | principal |
| ISHARES TR | 46435G425 | COM | 675 | $44,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 919 | $44,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 700 | $44,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 918 | $44,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 32,292 | $44,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,993 | $44,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,864 | $44,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,535 | $44,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 947 | $44,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,057 | $44,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 28 | $44,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 753 | $44,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 734 | $44,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 2,104 | $44,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 1,285 | $44,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 1,820 | $44,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,500 | $44,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 3,068 | $44,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 782 | $44,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 463 | $43,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 3,235 | $43,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 734 | $43,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,746 | $43,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,210 | $43,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 4,632 | $43,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,025 | $43,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,445 | $43,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 1,806 | $43,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,000 | $43,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 500 | $43,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,041 | $43,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,762 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 4,635 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 2,009 | $43,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,406 | $43,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,849 | $43,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,861 | $43,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,469 | $43,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,440 | $43,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 25,289 | $43,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 14,877 | $42,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 1,194 | $42,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,650 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1,553 | $42,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,193 | $42,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 1,069 | $42,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 2,698 | $42,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 2,540 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000009 | this filing | 2019-07-31 | acceptance time not in the bulk data set |