13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-31, with 5,388 holding rows worth $13,038,582,000.
- Accession
- 0001681115-19-000009
- Filer
- CIK 1681115
- Filed
- 2019-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,517 entries on the cover page, a total value of $13,038,582,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,038,582,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVO PMTS INC | 26927E104 | CL A COM | 245 | $8,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 517 | $8,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 357 | $8,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 6 | $8,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6 | $8,000 | thousands by filing date | principal |
| ZIX CORP | 98974P100 | COM | 964 | $8,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,550 | $8,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 524 | $8,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,600 | $8,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8 | $8,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,000 | $8,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 4,350 | $8,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 417 | $8,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 1,000 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 403 | $8,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 225 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 159 | $8,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,000 | $8,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 8 | $8,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 375 | $8,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 900 | $8,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G771 | CINTL ULTR DVD R | 325 | $8,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 96 | $7,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 451 | $7,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 353 | $7,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 300 | $7,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 549 | $7,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 609 | $7,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,456 | $7,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 450 | $7,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 600 | $7,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 651 | $7,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 2,000 | $7,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 620 | $7,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 431 | $7,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 250 | $7,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,550 | $7,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 379 | $7,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 208 | $7,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 560 | $7,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 265 | $7,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 143 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 534 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 165 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 126 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 237 | $7,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 211 | $7,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 1,095 | $7,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 7,200 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 113 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 320 | $7,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,710 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 100 | $7,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,904 | $7,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,000 | $7,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 279 | $7,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 12,100 | $7,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 16,000 | $7,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,060 | $7,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 482 | $7,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 10,000 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 252 | $7,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,456 | $7,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,215 | $7,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,933 | $7,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 7 | $7,000 | thousands by filing date | principal |
| UNIT CORP | 909218109 | COM | 764 | $7,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 201 | $7,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,489 | $7,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 175 | $7,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 350 | $7,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 300 | $7,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 1,337 | $7,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 6 | $7,000 | thousands by filing date | principal |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 217 | $7,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 340 | $7,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 7 | $7,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 60 | $7,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 300 | $7,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 455 | $7,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 120 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 7 | $7,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A438 | DEFIANCE FUTUR | 280 | $7,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 322 | $6,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 70 | $6,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 232 | $6,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 256 | $6,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 258 | $6,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 281 | $6,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 410 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 197 | $6,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 200 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 114 | $6,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 312 | $6,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,134 | $6,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 592 | $6,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 74 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 87 | $6,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 430 | $6,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 136 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 500 | $6,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 719 | $6,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 1,355 | $6,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 172 | $6,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 222 | $6,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 76 | $6,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 80 | $6,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 2,000 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 124 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 301 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 225 | $6,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 122 | $6,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 179 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 283 | $6,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 353 | $6,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,804 | $6,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 948 | $6,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 5,682 | $6,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 255 | $6,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 6 | $6,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 228 | $6,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 376 | $6,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 370 | $6,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 1,000 | $6,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,388 | $6,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 6 | $6,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 4 | $6,000 | thousands by filing date | principal |
| AMYRIS INC | 03236M200 | COM NEW | 1,612 | $6,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 6 | $6,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 6 | $6,000 | thousands by filing date | principal |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 400 | $6,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 427 | $6,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 848 | $6,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 667 | $6,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6 | $6,000 | thousands by filing date | principal |
| ID SYSTEMS INC | 449489103 | COM | 1,069 | $6,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,500 | $6,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 2,800 | $6,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 6,000 | $6,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 559 | $6,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 2,050 | $6,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 825 | $6,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 6 | $6,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $6,000 | thousands by filing date | principal |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 260 | $6,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 185 | $6,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 4,000 | $6,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 2,960 | $6,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 6 | $6,000 | thousands by filing date | principal |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 4,000 | $6,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 1,325 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6 | $6,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 230 | $6,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 109 | $5,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 244 | $5,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 150 | $5,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 192 | $5,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 50 | $5,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 217 | $5,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 246 | $5,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,923 | $5,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 79 | $5,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 588 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 58 | $5,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 326 | $5,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 275 | $5,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 267 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 47 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 93 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 102 | $5,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 157 | $5,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 437 | $5,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 501 | $5,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 242 | $5,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 704 | $5,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 380 | $5,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 599 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 200 | $5,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 239 | $5,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 268 | $5,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 414 | $5,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,259 | $5,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 114 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 200 | $5,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 200 | $5,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 200 | $5,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 719 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 172 | $5,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 33 | $5,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 2,000 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $5,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 494 | $5,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 280 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 100 | $5,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 407 | $5,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 135 | $5,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 609 | $5,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 232 | $5,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 798 | $5,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 6,119 | $5,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 1,200 | $5,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 149 | $5,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 358 | $5,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,663 | $5,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 540 | $5,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 295 | $5,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 5 | $5,000 | thousands by filing date | principal |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 773 | $5,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 150 | $5,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 377 | $5,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 450 | $5,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 500 | $5,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 315 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 475 | $5,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 5 | $5,000 | thousands by filing date | principal |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 300 | $5,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 6,000 | $5,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,424 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 1,318 | $5,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 6,585 | $5,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,936 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A529 | NYSE PICKENS | 229 | $5,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 8,000 | $5,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 5,000 | $4,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 463 | $4,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 64 | $4,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 81 | $4,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 400 | $4,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 124 | $4,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 113 | $4,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 213 | $4,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $4,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 301 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 100 | $4,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 200 | $4,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 104 | $4,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 85 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 108 | $4,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 78 | $4,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,000 | $4,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 1,500 | $4,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 750 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 100 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 142 | $4,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 265 | $4,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 200 | $4,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 500 | $4,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 533 | $4,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 542 | $4,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 304 | $4,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 500 | $4,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 474 | $4,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 535 | $4,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 181 | $4,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 605 | $4,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,700 | $4,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,800 | $4,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 521 | $4,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 200 | $4,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 198 | $4,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 277 | $4,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 267 | $4,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 45 | $4,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,000 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 116 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 195 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 82 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 200 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 150 | $4,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 310 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 90 | $4,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 212 | $4,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 675 | $4,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 200 | $4,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 329 | $4,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $4,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 398 | $4,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 500 | $4,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 110 | $4,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 49 | $4,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 228 | $4,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 1,700 | $4,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 3,251 | $4,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 575 | $4,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 300 | $4,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4 | $4,000 | thousands by filing date | principal |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,400 | $4,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 690 | $4,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 271 | $4,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,000 | $4,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,000 | $4,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,200 | $4,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 3,900 | $4,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,118 | $4,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 219 | $4,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 400 | $4,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 100 | $4,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 1,100 | $4,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 3,065 | $4,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 3 | $4,000 | thousands by filing date | principal |
| ONCOCYTE CORP | 68235C107 | COM | 1,497 | $4,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 900 | $4,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 177 | $4,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 300 | $4,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 793 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y733 | INDIA EX STATE | 150 | $4,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 348 | $4,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 800 | $4,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 164 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 83 | $4,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 5,194 | $4,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 2,000 | $4,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 2,577 | $4,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3 | $4,000 | thousands by filing date | principal |
| DIGIRAD CORP | 253827703 | COM NEW | 561 | $4,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 43 | $4,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 507 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G839 | EMERGING MKT | 170 | $4,000 | thousands by filing date | |
| IPIC ENTMT INC | 46263D106 | COM CL A | 1,000 | $4,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 300 | $4,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 185 | $4,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 29 | $3,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 138 | $3,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 104 | $3,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 144 | $3,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 880 | $3,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 100 | $3,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 109 | $3,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 75 | $3,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 143 | $3,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 3,800 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 100 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 84 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 100 | $3,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 188 | $3,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 113 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 133 | $3,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 114 | $3,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 200 | $3,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 250 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 100 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 261 | $3,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 60 | $3,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 255 | $3,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,000 | $3,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 42 | $3,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 532 | $3,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 206 | $3,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 29 | $3,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 181 | $3,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 2,000 | $3,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 263 | $3,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 286 | $3,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 204 | $3,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 831 | $3,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 218 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 115 | $3,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 50 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 200 | $3,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 293 | $3,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 286 | $3,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 640 | $3,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 2,000 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 85 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 143 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 140 | $3,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 351 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 100 | $3,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 973 | $3,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,634 | $3,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 1,150 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 100 | $3,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 20 | $3,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,546 | $3,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 176 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 67 | $3,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 32 | $3,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 111 | $3,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 115 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 174 | $3,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 368 | $3,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 325 | $3,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 500 | $3,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,886 | $3,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 200 | $3,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,000 | $3,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 3 | $3,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 2 | $3,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 75 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 600 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 70 | $3,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 337 | $3,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 250 | $3,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 4,467 | $3,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 165 | $3,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 152 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 103 | $3,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 225 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 680 | $3,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,610 | $3,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,000 | $3,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 450 | $3,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 1,387 | $3,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 4,000 | $3,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 2,500 | $3,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 103 | $3,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 352 | $3,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 1,000 | $3,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 245 | $3,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 170 | $3,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 284 | $3,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 3 | $3,000 | thousands by filing date | principal |
| RADA ELECTR INDS LTD | M81863124 | CMN | 1,000 | $3,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 940 | $3,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 325 | $3,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 87 | $3,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 63 | $3,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 50 | $3,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 1,000 | $3,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 3 | $3,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 3 | $3,000 | thousands by filing date | principal |
| QUALSTAR CORP | 74758R208 | COM NEW | 500 | $3,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 2,000 | $3,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 500 | $3,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E848 | INSIGHTSHARES | 100 | $3,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 14,500 | $3,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 58 | $2,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 46 | $2,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 89 | $2,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 600 | $2,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 172 | $2,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 325 | $2,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 200 | $2,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 22 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 181 | $2,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 60 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 4,640 | $2,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 550 | $2,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 100 | $2,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 109 | $2,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 82 | $2,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 300 | $2,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 154 | $2,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 62 | $2,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 63 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 72 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 247 | $2,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 141 | $2,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 169 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 85 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 37 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 75 | $2,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 300 | $2,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 160 | $2,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 100 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 125 | $2,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 82 | $2,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 81 | $2,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 224 | $2,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 32 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 267 | $2,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 44 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 515 | $2,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 171 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 307 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 252 | $2,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 200 | $2,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 346 | $2,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 32 | $2,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 50 | $2,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 223 | $2,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,000 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 100 | $2,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 428 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,745 | $2,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 300 | $2,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 49 | $2,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 200 | $2,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,068 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 100 | $2,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 250 | $2,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R906 | COM | 15 | $2,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 825 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000009 | this filing | 2019-07-31 | acceptance time not in the bulk data set |