13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-09, with 5,358 holding rows worth $12,154,015,000.
- Accession
- 0001681115-19-000003
- Filer
- CIK 1681115
- Filed
- 2019-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 16,415 entries on the cover page, a total value of $12,154,015,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,154,015,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMVAULT SYS INC COM | 204166102 | Stock | 638 | $42,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,114 | $42,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,145 | $42,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 1,205 | $42,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 438 | $42,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2,033 | $42,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,982 | $42,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 500 | $42,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 1,693 | $42,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 4,919 | $42,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,766 | $42,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,123 | $42,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,421 | $42,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 4,312 | $42,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 1,529 | $42,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,199 | $41,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,496 | $41,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 3,456 | $41,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,877 | $41,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,595 | $41,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,414 | $41,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 3,871 | $41,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 3,185 | $41,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 54,807 | $41,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 7,266 | $41,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 2,928 | $41,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,195 | $40,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 857 | $40,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 304 | $40,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,157 | $40,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 5,444 | $40,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,836 | $40,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,116 | $40,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,359 | $40,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 2,209 | $40,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,367 | $40,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 701 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 645 | $40,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 10,700 | $40,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,632 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 679 | $40,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 4,979 | $40,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 6,424 | $40,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,928 | $40,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,500 | $40,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,320 | $39,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 776 | $39,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,800 | $39,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,596 | $39,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 755 | $39,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 657 | $39,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 1,939 | $39,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,231 | $39,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1,698 | $39,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 758 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 1,216 | $39,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 3,000 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 787 | $39,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 915 | $39,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,311 | $39,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,470 | $39,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 700 | $39,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 41 | $39,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,244 | $38,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1,487 | $38,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 704 | $38,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,881 | $38,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,118 | $38,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,527 | $38,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,000 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 484 | $38,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,115 | $38,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,399 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 707 | $38,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,567 | $38,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 8,060 | $38,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 3,833 | $38,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 5,000 | $38,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,373 | $37,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 1,058 | $37,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 4,187 | $37,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 835 | $37,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,168 | $37,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,824 | $37,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,287 | $37,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,008 | $37,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 791 | $37,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,196 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,800 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,324 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 702 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 474 | $37,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1,400 | $37,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 1,339 | $37,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,240 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 880 | $37,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 38 | $37,000 | thousands by filing date | principal |
| BELDEN INC COM | 077454106 | Stock | 661 | $36,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 781 | $36,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 710 | $36,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,975 | $36,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 61,120 | $36,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,176 | $36,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 795 | $36,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 1,069 | $36,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 954 | $36,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,738 | $36,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,225 | $36,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 816 | $36,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 2,943 | $36,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 430 | $36,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 1,205 | $36,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 732 | $36,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 39 | $36,000 | thousands by filing date | principal |
| GREENSKY INC | 39572G100 | CL A | 2,699 | $36,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 63,701 | $36,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,094 | $36,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 2,655 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 586 | $36,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,258 | $36,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 996 | $35,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 2,513 | $35,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,416 | $35,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,500 | $35,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,945 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 1,000 | $35,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,555 | $35,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 2,415 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 1,100 | $35,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 1,320 | $35,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 1,262 | $35,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 963 | $35,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 2,601 | $35,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,000 | $35,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,000 | $35,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 37 | $35,000 | thousands by filing date | principal |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,388 | $35,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 900 | $35,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 13,925 | $35,000 | thousands by filing date | |
| DBX ETF TR | 233051473 | XTRCK BRCLY TRSY | 689 | $35,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,434 | $34,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,647 | $34,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 882 | $34,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,037 | $34,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,260 | $34,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 1,893 | $34,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 759 | $34,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 812 | $34,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 2,727 | $34,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 383 | $34,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 5,872 | $34,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,050 | $34,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 877 | $34,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 556 | $34,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 7,686 | $34,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 2,132 | $34,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 29 | $34,000 | thousands by filing date | principal |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,482 | $34,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 860 | $34,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 52,116 | $33,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,621 | $33,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 3,127 | $33,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 850 | $33,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,402 | $33,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 955 | $33,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 426 | $33,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 2,201 | $33,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 12,153 | $33,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 1,110 | $33,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,338 | $33,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,210 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1,204 | $33,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 846 | $33,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 3,846 | $33,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,443 | $33,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,060 | $33,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,311 | $33,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,437 | $33,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 4,153 | $33,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 68,389 | $33,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 3,677 | $33,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 609 | $32,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 630 | $32,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,550 | $32,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,087 | $32,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,191 | $32,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,960 | $32,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,963 | $32,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 802 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 754 | $32,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 530 | $32,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 3,045 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 493 | $32,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 4,869 | $32,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 6,218 | $32,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,646 | $32,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 9,770 | $32,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,517 | $32,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,512 | $32,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 758 | $31,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 770 | $31,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,703 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1,085 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,228 | $31,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 842 | $31,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 904 | $31,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,624 | $31,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 951 | $31,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 3,212 | $31,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,429 | $31,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 7,805 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 600 | $31,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,695 | $31,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,389 | $31,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 6,564 | $31,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 5,200 | $31,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 468 | $30,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 718 | $30,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 231 | $30,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,026 | $30,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 494 | $30,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 755 | $30,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,490 | $30,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,643 | $30,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 788 | $30,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 4,445 | $30,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 6,665 | $30,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 379 | $30,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,400 | $30,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,200 | $30,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 1,035 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 500 | $30,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 1,500 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 765 | $30,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,088 | $30,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,535 | $30,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 1,200 | $30,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 1,454 | $30,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,313 | $30,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 2,545 | $30,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,556 | $30,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,278 | $30,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 818 | $30,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 1,520 | $30,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 5,409 | $30,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,100 | $30,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 1,095 | $29,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,692 | $29,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 2,155 | $29,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 373 | $29,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 357 | $29,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 712 | $29,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 312 | $29,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 373 | $29,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,000 | $29,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 588 | $29,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 300 | $29,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 7,975 | $29,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 593 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 521 | $29,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 4,747 | $29,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 14,081 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 861 | $29,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 2,023 | $29,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 744 | $29,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,120 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,430 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,000 | $29,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,000 | $29,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 5,338 | $28,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 964 | $28,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,601 | $28,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 789 | $28,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,368 | $28,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,404 | $28,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 3,500 | $28,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 1,368 | $28,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,803 | $28,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,543 | $28,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 1,878 | $28,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 727 | $28,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,259 | $28,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,200 | $28,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,545 | $28,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 742 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 550 | $28,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,802 | $28,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 3,061 | $28,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 1,116 | $28,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 730 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,000 | $28,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6,258 | $28,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,035 | $28,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,000 | $28,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,000 | $28,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 140 | $28,000 | thousands by filing date | call |
| CARE COM INC | 141633107 | COM | 1,351 | $28,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 2,447 | $28,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 1,988 | $28,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 188 | $27,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 918 | $27,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 475 | $27,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 504 | $27,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,958 | $27,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 391 | $27,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,863 | $27,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 3,044 | $27,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 2,032 | $27,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,258 | $27,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 331 | $27,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,016 | $27,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,000 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 500 | $27,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,070 | $27,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 514 | $27,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,176 | $27,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 2,500 | $27,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,000 | $27,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 17,000 | $27,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,000 | $27,000 | thousands by filing date | |
| USAA ETF TR | 90291F204 | MSCI USA SMALL | 530 | $27,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 632 | $26,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 269 | $26,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,064 | $26,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,497 | $26,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,350 | $26,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 870 | $26,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,667 | $26,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 328 | $26,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,900 | $26,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,878 | $26,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,262 | $26,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 771 | $26,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 3,074 | $26,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 700 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 627 | $26,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 836 | $26,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 279 | $26,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 950 | $26,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 1,074 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,840 | $26,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 8,819 | $26,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,369 | $26,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,998 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 678 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 940 | $26,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,093 | $26,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 2,215 | $26,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 1,000 | $26,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 26 | $26,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 793 | $25,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 662 | $25,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 500 | $25,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 559 | $25,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 896 | $25,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 422 | $25,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,357 | $25,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 648 | $25,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,210 | $25,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,050 | $25,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,968 | $25,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,160 | $25,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,779 | $25,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,350 | $25,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 352 | $25,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,050 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 1,031 | $25,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,640 | $25,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,049 | $25,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,272 | $25,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,343 | $25,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 882 | $25,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 3,625 | $25,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 1,064 | $25,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,336 | $25,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,360 | $25,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 1,320 | $25,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 411 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 381 | $24,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 600 | $24,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,375 | $24,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,978 | $24,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 378 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 250 | $24,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 138 | $24,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 2,000 | $24,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 872 | $24,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,733 | $24,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $24,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 320 | $24,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 954 | $24,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 335 | $24,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,595 | $24,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 775 | $24,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,700 | $24,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 1,345 | $24,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 964 | $24,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 2,640 | $24,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,830 | $24,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 378 | $24,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 1,100 | $24,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 94 | $24,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 828 | $23,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 424 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 315 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 594 | $23,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 670 | $23,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,530 | $23,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,175 | $23,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,665 | $23,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 515 | $23,000 | thousands by filing date | |
| TESLA INC | 88160R901 | CALL | 7 | $23,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,009 | $23,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 623 | $23,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,599 | $23,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 2,436 | $23,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 669 | $23,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 17 | $23,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 19 | $23,000 | thousands by filing date | principal |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,500 | $23,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 462 | $23,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1,000 | $23,000 | thousands by filing date | |
| USAA ETF TR | 90291F105 | MSCI USA VL MT | 460 | $23,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 874 | $22,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 24,700 | $22,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,050 | $22,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,006 | $22,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 1,487 | $22,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 640 | $22,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 768 | $22,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,550 | $22,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 360 | $22,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 791 | $22,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,275 | $22,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,607 | $22,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,627 | $22,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 748 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 575 | $22,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 757 | $22,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 8,869 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 652 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 458 | $22,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 669 | $22,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 182 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,770 | $22,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 3,151 | $21,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 422 | $21,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 128 | $21,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 549 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 1,700 | $21,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,372 | $21,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,099 | $21,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 878 | $21,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 466 | $21,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,200 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 687 | $21,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,104 | $21,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 358 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,002 | $21,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 3,033 | $21,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 7,888 | $21,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 900 | $21,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 1,893 | $21,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 508 | $21,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 31,680 | $21,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,404 | $21,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,266 | $21,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 30 | $21,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,902 | $21,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 361 | $20,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,550 | $20,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 884 | $20,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 721 | $20,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 306 | $20,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,600 | $20,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,400 | $20,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 677 | $20,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 301 | $20,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,493 | $20,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,677 | $20,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 722 | $20,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,351 | $20,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 880 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 762 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 320 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 818 | $20,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,799 | $20,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 6 | $20,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 5,401 | $20,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 6,000 | $20,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,846 | $20,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,013 | $20,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,120 | $20,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 18 | $20,000 | thousands by filing date | principal |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 4,600 | $20,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 3,250 | $20,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 119 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 900 | $20,000 | thousands by filing date | |
| USAA ETF TR | 90291F303 | MSCI INTL VLU | 430 | $20,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 5,950 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000003 | this filing | 2019-05-09 | acceptance time not in the bulk data set |