13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-09, with 5,358 holding rows worth $12,154,015,000.
- Accession
- 0001681115-19-000003
- Filer
- CIK 1681115
- Filed
- 2019-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 16,415 entries on the cover page, a total value of $12,154,015,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,154,015,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,000 | $19,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 747 | $19,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 412 | $19,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 630 | $19,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 203 | $19,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 925 | $19,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 196 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 639 | $19,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 790 | $19,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,100 | $19,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 276 | $19,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,052 | $19,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,000 | $19,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,503 | $19,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 9,147 | $19,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,376 | $19,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 763 | $19,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 8,000 | $19,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 129 | $19,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,000 | $19,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,118 | $19,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 4,463 | $19,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 464 | $19,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 4,157 | $19,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 17 | $19,000 | thousands by filing date | principal |
| REVLON INC | 761525609 | OPT | 961 | $19,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 397 | $19,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 1,504 | $19,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 427 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 593 | $19,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,801 | $19,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 800 | $18,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 555 | $18,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 645 | $18,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 687 | $18,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,189 | $18,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 638 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 1,360 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 730 | $18,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,049 | $18,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 608 | $18,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,723 | $18,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 18,910 | $18,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 555 | $18,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 18 | $18,000 | thousands by filing date | principal |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 3,023 | $18,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,248 | $18,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 650 | $18,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 1,100 | $18,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 5,025 | $18,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 3,000 | $18,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 47,500 | $18,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 709 | $17,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 525 | $17,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 582 | $17,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 1,149 | $17,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 500 | $17,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,511 | $17,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 686 | $17,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,522 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,190 | $17,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 680 | $17,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,397 | $17,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 407 | $17,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 694 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 166 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 916 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 405 | $17,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 1,340 | $17,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 3 | $17,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 405 | $17,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 1,195 | $17,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 765 | $17,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 15 | $17,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 586 | $17,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,231 | $17,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 1,418 | $17,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,050 | $17,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,375 | $17,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 700 | $17,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 951 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051465 | XTRCK BRCLY INTL | 340 | $17,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 207 | $16,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 3,643 | $16,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 3,140 | $16,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 494 | $16,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 793 | $16,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 871 | $16,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 204 | $16,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,000 | $16,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 558 | $16,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 713 | $16,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 290 | $16,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,739 | $16,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 419 | $16,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 484 | $16,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 447 | $16,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 423 | $16,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,303 | $16,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 522 | $16,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 600 | $16,000 | thousands by filing date | |
| MORGAN STANLEY | 617446908 | Option | 40 | $16,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 3,674 | $16,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,967 | $16,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 504 | $16,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 1,300 | $16,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,007 | $16,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,946 | $16,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 936 | $16,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 500 | $16,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,209 | $16,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 788 | $16,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 216 | $16,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 619 | $16,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 532 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 637 | $16,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 379 | $16,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 4,890 | $16,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 5,171 | $16,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 586 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $16,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 5,000 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 408 | $15,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 109 | $15,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,098 | $15,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 740 | $15,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 411 | $15,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 268 | $15,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 935 | $15,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 308 | $15,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 776 | $15,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 367 | $15,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,195 | $15,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 379 | $15,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,056 | $15,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 221 | $15,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 750 | $15,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,983 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 343 | $15,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 606 | $15,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 525 | $15,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,036 | $15,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 596 | $15,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 655 | $15,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 514 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 700 | $15,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 800 | $15,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 14 | $15,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 475 | $15,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,200 | $15,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3,000 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 448 | $15,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,000 | $15,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,766 | $15,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 5,750 | $15,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 695 | $15,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 950 | $15,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,001 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 609 | $15,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 11,527 | $15,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,960 | $15,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 1,000 | $15,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 8,983 | $15,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 650 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 574 | $15,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 500 | $15,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,467 | $15,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 900 | $15,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 255 | $15,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,500 | $14,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 744 | $14,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 339 | $14,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 434 | $14,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 515 | $14,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 305 | $14,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 433 | $14,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 387 | $14,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,032 | $14,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,070 | $14,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 230 | $14,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,000 | $14,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 800 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,000 | $14,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,181 | $14,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 623 | $14,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 804 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,000 | $14,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,265 | $14,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 809 | $14,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 542 | $14,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 176 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,168 | $14,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 2,000 | $14,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,208 | $14,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,011 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 426 | $14,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 525 | $14,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 347 | $14,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,871 | $14,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,380 | $14,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 10,000 | $14,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 500 | $14,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 10 | $14,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 10 | $14,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 14 | $14,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 179 | $14,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3,536 | $14,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 623 | $14,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 654 | $14,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 710 | $14,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772207 | SHS | 4,861 | $14,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 439 | $14,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 998 | $14,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 480 | $13,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 729 | $13,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 192 | $13,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 251 | $13,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 826 | $13,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 354 | $13,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,912 | $13,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 306 | $13,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 115 | $13,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 173 | $13,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,333 | $13,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 404 | $13,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 69 | $13,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 4,119 | $13,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 644 | $13,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,000 | $13,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 415 | $13,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 535 | $13,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 585 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 509 | $13,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 581 | $13,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 1,024 | $13,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 4 | $13,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 276 | $13,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,140 | $13,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,076 | $13,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,000 | $13,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 320 | $13,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 6,615 | $13,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 448 | $13,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 9,600 | $13,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 674 | $13,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 2,602 | $13,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 1,273 | $13,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 1,305 | $13,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 500 | $13,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 13 | $13,000 | thousands by filing date | principal |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 1,306 | $13,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 12 | $13,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 494 | $13,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,470 | $12,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,077 | $12,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 262 | $12,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 600 | $12,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 346 | $12,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,166 | $12,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 445 | $12,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 499 | $12,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 810 | $12,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 446 | $12,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,001 | $12,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 646 | $12,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 608 | $12,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 313 | $12,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 157 | $12,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 146 | $12,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 895 | $12,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 460 | $12,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 445 | $12,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 502 | $12,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 245 | $12,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 100 | $12,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,000 | $12,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,320 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 140 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 500 | $12,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,067 | $12,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,165 | $12,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 396 | $12,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 301 | $12,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 247 | $12,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 419 | $12,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 1,064 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 251 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 520 | $12,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,585 | $12,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 500 | $12,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 2,325 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 11 | $12,000 | thousands by filing date | principal |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,000 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 670 | $12,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 920 | $12,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 821 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 529 | $12,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 12 | $12,000 | thousands by filing date | principal |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 609 | $12,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 227 | $12,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 12 | $12,000 | thousands by filing date | principal |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 1,374 | $12,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 500 | $12,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 11 | $12,000 | thousands by filing date | principal |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 234 | $11,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 319 | $11,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 700 | $11,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 550 | $11,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 586 | $11,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 518 | $11,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 926 | $11,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 847 | $11,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 569 | $11,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 795 | $11,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 312 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,248 | $11,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 178 | $11,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 852 | $11,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 523 | $11,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 160 | $11,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 481 | $11,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 470 | $11,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 15,630 | $11,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 345 | $11,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 641 | $11,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 13 | $11,000 | thousands by filing date | principal |
| GANNETT SPINCO INC | 36473H104 | COM | 1,026 | $11,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 7,148 | $11,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 386 | $11,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 550 | $11,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 700 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 230 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $11,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 787 | $11,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,450 | $11,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 496 | $11,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 4,500 | $11,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,456 | $11,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 10 | $11,000 | thousands by filing date | principal |
| POINTS INTL LTD | 730843208 | COM NEW | 800 | $11,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,575 | $11,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 3,852 | $11,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 645 | $11,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 757 | $11,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 400 | $11,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 960 | $11,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 195 | $11,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,000 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 169 | $11,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 11 | $11,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N106 | COM | 4,200 | $11,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 706 | $11,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 6,000 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 562 | $11,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 5 | $11,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 10 | $11,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 12 | $11,000 | thousands by filing date | principal |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 252 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 163 | $10,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 950 | $10,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 603 | $10,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 256 | $10,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 552 | $10,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,107 | $10,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 842 | $10,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 288 | $10,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,947 | $10,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 225 | $10,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 938 | $10,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 800 | $10,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 825 | $10,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 800 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 396 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 395 | $10,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 523 | $10,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 360 | $10,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,300 | $10,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 432 | $10,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,675 | $10,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 662 | $10,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 836 | $10,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 296 | $10,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 900 | $10,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10 | $10,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9 | $10,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 6 | $10,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10 | $10,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 11 | $10,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 116 | $10,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,788 | $10,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,050 | $10,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,431 | $10,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,500 | $10,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,000 | $10,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 5,070 | $10,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 1,025 | $10,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 3,000 | $10,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 7 | $10,000 | thousands by filing date | principal |
| WAITR HLDGS INC | 930752100 | COM | 832 | $10,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,069 | $10,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 200 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 10 | $10,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 9 | $10,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 375 | $10,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 3,413 | $10,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539U107 | FI ENHNCD EUR 50 | 110 | $10,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 467 | $9,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,398 | $9,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 260 | $9,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 539 | $9,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 280 | $9,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 750 | $9,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,300 | $9,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 400 | $9,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 414 | $9,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 450 | $9,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 200 | $9,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 7,000 | $9,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 824 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 286 | $9,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,362 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 213 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 219 | $9,000 | thousands by filing date | |
| DROPBOX INC | 26210C904 | CL A | 20 | $9,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 251 | $9,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 459 | $9,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 561 | $9,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 1,000 | $9,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,129 | $9,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,369 | $9,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 453 | $9,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 756 | $9,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 639 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 53 | $9,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,500 | $9,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 650 | $9,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 100 | $9,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $9,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 953 | $9,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 1,000 | $9,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 175 | $9,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 8 | $9,000 | thousands by filing date | principal |
| BIO-PATH HLDGS INC | 09057N300 | COM | 440 | $9,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 9 | $9,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 942 | $9,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 8 | $9,000 | thousands by filing date | principal |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 174 | $9,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 250 | $8,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 398 | $8,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 220 | $8,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 260 | $8,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,000 | $8,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 441 | $8,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 548 | $8,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 330 | $8,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 600 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 262 | $8,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 118 | $8,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 931 | $8,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 1,000 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 237 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 447 | $8,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 298 | $8,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,367 | $8,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 288 | $8,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 506 | $8,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 678 | $8,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,550 | $8,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,087 | $8,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,002 | $8,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 87 | $8,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 87 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 234 | $8,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 500 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 88 | $8,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,153 | $8,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 250 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 525 | $8,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 588 | $8,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 5,847 | $8,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 261 | $8,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 5,006 | $8,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 523 | $8,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,675 | $8,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,215 | $8,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,924 | $8,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6 | $8,000 | thousands by filing date | principal |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,400 | $8,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 1,500 | $8,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 848 | $8,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 191 | $8,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 524 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000003 | this filing | 2019-05-09 | acceptance time not in the bulk data set |