13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-09, with 5,358 holding rows worth $12,154,015,000.
- Accession
- 0001681115-19-000003
- Filer
- CIK 1681115
- Filed
- 2019-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 16,415 entries on the cover page, a total value of $12,154,015,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,154,015,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46435U697 | IBONDS DEC | 3,290 | $85,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 5,225 | $85,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 2,347 | $84,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,589 | $84,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,715 | $84,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 2,639 | $84,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 3,800 | $84,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 3,971 | $84,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 4,960 | $84,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 23,483 | $84,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 762 | $84,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 3,166 | $84,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,201 | $83,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,152 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,067 | $83,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,026 | $83,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 3,192 | $83,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 3,351 | $83,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,912 | $83,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 6,062 | $83,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 3,021 | $83,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 4,210 | $82,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 656 | $82,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,697 | $82,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,753 | $82,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 3,012 | $82,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 2,089 | $82,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 5,696 | $82,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 18,147 | $82,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 4,113 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,266 | $82,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 117,476 | $82,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 5,625 | $81,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 14,463 | $81,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 2,897 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,308 | $81,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,936 | $81,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,034 | $81,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 3,280 | $81,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 2,508 | $80,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 2,139 | $80,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 5,460 | $80,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,336 | $80,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 6,611 | $80,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 5,765 | $80,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,195 | $80,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 1,823 | $80,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 6,165 | $80,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 80 | $80,000 | thousands by filing date | principal |
| FITBIT INC | 33812L102 | CL A | 13,346 | $80,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 804 | $80,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,252 | $79,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,409 | $79,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 29,845 | $79,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,267 | $79,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,082 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 2,362 | $79,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,286 | $79,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 7,235 | $79,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 25,722 | $79,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 46,590 | $79,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 3,760 | $78,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 33,715 | $78,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 8,118 | $78,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,559 | $78,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 6,000 | $78,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 5,869 | $78,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 3,636 | $78,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 3,856 | $78,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 3,100 | $78,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 9,132 | $77,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 15,106 | $77,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 3,558 | $77,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 1,080 | $77,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,545 | $77,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 2,500 | $77,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,793 | $77,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 3,764 | $77,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,789 | $76,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,176 | $76,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,934 | $76,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 5,773 | $76,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2,181 | $76,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 6,039 | $76,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,239 | $76,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,651 | $76,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 574 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 3,484 | $75,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,260 | $75,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,783 | $75,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 6,815 | $75,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,485 | $75,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,243 | $75,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,741 | $75,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 5,350 | $75,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 952 | $74,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,580 | $74,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 1,361 | $74,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,500 | $74,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,921 | $74,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,083 | $74,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 28,986 | $74,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,242 | $73,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 968 | $73,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 3,067 | $73,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,448 | $73,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,232 | $73,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 26,000 | $73,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 5,037 | $73,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,416 | $73,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,150 | $73,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,789 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 807 | $73,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 2,295 | $73,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 6,650 | $73,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,532 | $72,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 6,794 | $72,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 4,900 | $72,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 1,971 | $72,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 5,150 | $72,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 27 | $72,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 3,775 | $72,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 5,300 | $72,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 668 | $71,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,844 | $71,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,041 | $71,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,300 | $71,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,716 | $71,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 305 | $70,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 4,013 | $70,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 27,651 | $70,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 4,445 | $70,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 7,509 | $70,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 1,404 | $70,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,839 | $70,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 165 | $70,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,487 | $70,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,500 | $70,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 5,235 | $70,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 1,605 | $70,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 5,720 | $70,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 2,780 | $70,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 20,159 | $70,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,000 | $70,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,460 | $70,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 2,228 | $70,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J826 | MLTDCTR MEDIA | 2,804 | $70,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,989 | $69,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 3,640 | $69,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,399 | $69,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 3,342 | $69,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 2,465 | $69,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,992 | $69,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,700 | $69,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,353 | $69,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,597 | $69,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 5,311 | $68,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,378 | $68,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,637 | $68,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,712 | $68,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,967 | $68,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2,176 | $68,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,191 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 550 | $68,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,088 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 1,248 | $68,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $68,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 5,991 | $68,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $68,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 682 | $67,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,258 | $67,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,807 | $67,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 4,903 | $67,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 2,911 | $67,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,018 | $67,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 6,428 | $67,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 76 | $67,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,278 | $67,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 82,400 | $67,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,295 | $66,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 6,700 | $66,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,290 | $66,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 1,368 | $66,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,497 | $66,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,500 | $66,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,743 | $66,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 1,378 | $66,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 3,144 | $66,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 8,137 | $65,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 966 | $65,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 895 | $65,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,557 | $65,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 423 | $65,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 4,718 | $65,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 6,000 | $65,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,479 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 2,028 | $65,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 1,105 | $65,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 1,990 | $65,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 2,599 | $65,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 3,451 | $65,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 2,514 | $65,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 3,739 | $64,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 3,244 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 970 | $64,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 787 | $64,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,979 | $64,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 4,632 | $64,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 2,006 | $64,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,091 | $64,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,195 | $64,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,474 | $64,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,024 | $64,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,918 | $64,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,304 | $64,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 9,300 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 1,068 | $64,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,061 | $63,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 7,850 | $63,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 826 | $63,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,412 | $63,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 5,926 | $63,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,150 | $63,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 2,800 | $63,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 5,923 | $63,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 5,700 | $63,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,250 | $63,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,613 | $63,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,325 | $63,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,398 | $63,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,895 | $62,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,218 | $62,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 2,286 | $62,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,404 | $62,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,283 | $62,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 5,000 | $62,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 6,152 | $62,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 4,783 | $62,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,842 | $62,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,132 | $62,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 4,261 | $62,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,271 | $61,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,800 | $61,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 2,197 | $61,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 5,036 | $61,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 6,640 | $61,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 2,042 | $61,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 7,400 | $61,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 1,078 | $61,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,178 | $61,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 2,236 | $61,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 3,013 | $61,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 620 | $61,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 4,475 | $60,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,245 | $60,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 4,650 | $60,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,957 | $60,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,554 | $60,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,317 | $60,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 6,235 | $60,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,925 | $60,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 2,743 | $60,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,743 | $60,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 1,341 | $60,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,859 | $59,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,001 | $59,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 2,038 | $59,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,875 | $59,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 3,522 | $59,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 5,308 | $59,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,853 | $58,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,288 | $58,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 1,149 | $58,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 1,441 | $58,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,694 | $58,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 4,787 | $58,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 5,800 | $58,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 2,200 | $57,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,071 | $57,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,408 | $57,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,366 | $57,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 1,135 | $57,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 6,500 | $57,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,232 | $57,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 947 | $57,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 618 | $57,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 2,882 | $57,000 | thousands by filing date | |
| MASTERCARD INCORPORATED | 57636Q904 | CL A | 20 | $57,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 2,454 | $57,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 74 | $57,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 5,731 | $57,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,963 | $57,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 59 | $57,000 | thousands by filing date | principal |
| ISHARES INC | 46434G863 | COM | 1,657 | $56,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 740 | $56,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,379 | $56,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 4,958 | $56,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,055 | $56,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 733 | $56,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,246 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,918 | $56,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 1,705 | $56,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 850 | $56,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,723 | $56,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,205 | $56,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 8,474 | $56,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 50 | $56,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 57 | $56,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B813 | mc | 1,500 | $56,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 2,194 | $55,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,770 | $55,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,035 | $55,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,006 | $55,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,427 | $55,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 2,991 | $55,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,299 | $55,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 824 | $55,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 5,050 | $55,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 889 | $55,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 4,336 | $55,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,998 | $55,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 5,781 | $55,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 7,146 | $55,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,770 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 2,207 | $55,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 3,167 | $55,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,090 | $54,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 3,825 | $54,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4,703 | $54,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,473 | $54,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 2,735 | $54,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 916 | $54,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 3,982 | $54,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 2,081 | $54,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,679 | $54,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,350 | $54,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 18,406 | $54,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,274 | $54,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 934 | $53,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 3,350 | $53,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 1,991 | $53,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,393 | $53,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 500 | $53,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 5,071 | $53,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 14,180 | $53,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 53 | $53,000 | thousands by filing date | principal |
| SHUTTERFLY INC | 82568P304 | COM | 1,311 | $53,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 11,229 | $53,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 850 | $53,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 1,766 | $53,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 505 | $53,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 776 | $52,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,106 | $52,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 2,000 | $52,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 822 | $52,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,415 | $52,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,674 | $52,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 534 | $52,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 2,813 | $52,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 603 | $52,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,836 | $52,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,609 | $52,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 7,300 | $52,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 2,200 | $52,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 2,116 | $52,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 32,500 | $52,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 52 | $52,000 | thousands by filing date | principal |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,053 | $52,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 2,146 | $52,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 2,129 | $52,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,712 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 3,793 | $51,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,522 | $51,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3,667 | $51,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,217 | $51,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 7,877 | $51,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 971 | $51,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 908 | $51,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,371 | $51,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 52,250 | $51,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 52 | $51,000 | thousands by filing date | principal |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y854 | Cmn | 1,830 | $51,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 4,127 | $50,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 36,261 | $50,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,000 | $50,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 3,000 | $50,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,041 | $50,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 2,370 | $50,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,327 | $50,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,929 | $50,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 2,495 | $50,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 6,582 | $50,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 386 | $50,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 5,662 | $50,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,000 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 3,850 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 2,091 | $50,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,724 | $50,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 767 | $49,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,590 | $49,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 2,877 | $49,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 908 | $49,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,339 | $49,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,076 | $49,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,835 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 967 | $49,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 767 | $48,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 739 | $48,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 601 | $48,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 3,363 | $48,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,214 | $48,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,400 | $48,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,293 | $48,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,445 | $48,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $48,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 1,674 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 4,204 | $48,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 2,574 | $48,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 823 | $48,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 6,018 | $48,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 716 | $48,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,857 | $48,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 3,700 | $48,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 46 | $48,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 48 | $48,000 | thousands by filing date | principal |
| TRECORA RES | 894648104 | COM | 5,300 | $48,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 48 | $48,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 25,059 | $47,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 630 | $47,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 784 | $47,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,159 | $47,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 4,906 | $47,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,812 | $47,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,273 | $47,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,600 | $47,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 11 | $47,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 2,689 | $47,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 599 | $47,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 2,176 | $47,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 3,493 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 860 | $47,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,464 | $47,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,586 | $47,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,577 | $47,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,018 | $47,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,320 | $47,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,851 | $47,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,683 | $47,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 1,772 | $47,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 1,550 | $47,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 598 | $46,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 528 | $46,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 659 | $46,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 970 | $46,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,095 | $46,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,182 | $46,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 4,924 | $46,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,652 | $46,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 265 | $46,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,339 | $46,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 1,667 | $46,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,650 | $46,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,547 | $46,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 1,900 | $46,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 1,800 | $45,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,688 | $45,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 6,721 | $45,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,680 | $45,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,697 | $45,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,299 | $45,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,516 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 765 | $45,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 43 | $45,000 | thousands by filing date | principal |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 1,285 | $45,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 46 | $45,000 | thousands by filing date | principal |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 44 | $45,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 910 | $45,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $44,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,706 | $44,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 2,984 | $44,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,623 | $44,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,084 | $44,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,021 | $44,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 8,576 | $44,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 3,354 | $44,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 2,781 | $44,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 1,812 | $44,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 09/26/2023 | 06741J7V5 | Corp Bond | 45 | $44,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 37 | $44,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 796 | $44,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 5,301 | $43,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 810 | $43,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,025 | $43,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 1,265 | $43,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 1,950 | $43,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 13,988 | $43,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 700 | $43,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,057 | $43,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 39,806 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 2,009 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000003 | this filing | 2019-05-09 | acceptance time not in the bulk data set |