13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-09, with 5,358 holding rows worth $12,154,015,000.
- Accession
- 0001681115-19-000003
- Filer
- CIK 1681115
- Filed
- 2019-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 16,415 entries on the cover page, a total value of $12,154,015,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,154,015,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,655 | $154,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,301 | $153,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 4,944 | $153,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 2,284 | $153,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 7,085 | $153,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 2,371 | $153,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,755 | $152,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 7,523 | $152,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 8,958 | $152,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 25,250 | $152,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 3,913 | $152,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 1,920 | $151,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 15,112 | $151,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,670 | $151,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 17,346 | $151,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,707 | $151,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 43,533 | $150,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 13,864 | $150,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 4,452 | $150,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 7,912 | $149,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 10,504 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 12,300 | $149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 4,309 | $149,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 6,698 | $149,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 6,163 | $149,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 3,766 | $148,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 6,908 | $148,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 11,000 | $148,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 10,341 | $148,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 28,525 | $148,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 23,183 | $148,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 7,602 | $148,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 5,565 | $147,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 5,005 | $147,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 2,723 | $147,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 10,000 | $147,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 3,670 | $147,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 48,498 | $147,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 52,711 | $147,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 1,751 | $146,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 2,837 | $146,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 40,870 | $146,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 1,391 | $146,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 8,802 | $146,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 3,535 | $146,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 6,458 | $146,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 11,202 | $146,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 6,018 | $145,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 1,720 | $145,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 987 | $145,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,170 | $145,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 7,274 | $145,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 5,701 | $145,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 4,870 | $144,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,763 | $144,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 4,906 | $144,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 8,936 | $143,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 4,886 | $143,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 4,124 | $143,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 14,429 | $143,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 17,564 | $143,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 9,857 | $143,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 3,090 | $143,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 4,128 | $143,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,386 | $142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,892 | $142,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,707 | $142,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 3,755 | $142,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,360 | $141,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,692 | $141,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 4,313 | $141,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,754 | $141,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 4,992 | $141,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,829 | $140,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 4,706 | $140,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 6,763 | $140,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 9,319 | $140,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 1,672 | $139,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,719 | $139,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 7,517 | $139,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,168 | $139,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 7,177 | $138,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,142 | $138,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 14,735 | $138,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,502 | $138,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,672 | $138,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 25,478 | $138,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 4,863 | $138,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 854 | $137,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 2,143 | $136,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,486 | $136,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 11,802 | $136,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 4,235 | $136,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 18,288 | $136,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 5,916 | $135,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,500 | $135,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 162,956 | $135,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,671 | $135,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 23,949 | $135,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 4,767 | $135,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 2,010 | $135,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 1,889 | $134,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,482 | $134,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 9,676 | $134,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 4,769 | $134,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 6,332 | $134,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 6,351 | $134,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 3,998 | $134,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,301 | $134,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 4,209 | $133,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 34,628 | $133,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 1,485 | $133,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 6,777 | $132,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 3,683 | $132,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 8,071 | $132,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,247 | $132,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11,140 | $132,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 11,656 | $131,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 4,258 | $131,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 13,877 | $131,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 3,167 | $131,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 27,270 | $131,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 24,149 | $131,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 9,291 | $130,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,668 | $130,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,149 | $130,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 5,023 | $130,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 9,459 | $130,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 3,071 | $130,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 4,551 | $129,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 34,752 | $129,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,122 | $129,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,589 | $129,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,081 | $129,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3,469 | $129,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 18 | $129,000 | thousands by filing date | call |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 4,880 | $129,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 4,467 | $129,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 4,917 | $128,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 3,071 | $128,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,154 | $128,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 13,240 | $128,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 4,068 | $128,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 1,811 | $128,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 5,393 | $128,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 48,578 | $128,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,281 | $127,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,143 | $127,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 4,344 | $127,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 5,474 | $127,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1,621 | $127,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 5,049 | $127,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,317 | $127,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 16,715 | $127,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 6,049 | $126,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 12,714 | $126,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 2,306 | $126,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 30,180 | $126,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 3,879 | $126,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 3,820 | $126,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 5,102 | $125,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,848 | $125,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 9,613 | $125,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 2,216 | $125,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 11,393 | $125,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 3,694 | $125,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 4,819 | $125,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 2,080 | $124,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 4,287 | $124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 4,117 | $124,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,765 | $124,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 994 | $124,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 7,812 | $124,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 3,033 | $124,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 9,324 | $124,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 4,224 | $124,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 4,721 | $124,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,056 | $123,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 4,830 | $123,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 23,199 | $123,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 4,707 | $123,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 7,883 | $122,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 3,404 | $122,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 4,547 | $122,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,101 | $122,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,049 | $121,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 5,102 | $121,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 2,228 | $121,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,255 | $121,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,333 | $121,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 5,424 | $121,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 7,850 | $121,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 22,595 | $121,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,453 | $121,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5,126 | $121,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 4,564 | $121,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 3,406 | $120,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,957 | $120,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,074 | $120,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 11,557 | $120,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 3,277 | $120,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,211 | $120,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,948 | $120,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,030 | $120,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 5,625 | $120,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 12,227 | $120,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 1,082 | $120,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,273 | $119,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,526 | $119,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 6,867 | $119,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 4,063 | $119,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,194 | $119,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,989 | $119,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 8,566 | $119,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 11,529 | $119,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 5,198 | $119,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 2,823 | $118,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 9,476 | $118,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,682 | $118,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 9,054 | $118,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,870 | $118,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 33,378 | $118,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 10,305 | $118,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 8,726 | $118,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 4,753 | $117,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,913 | $117,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 3,653 | $117,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 4,600 | $117,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 4,589 | $116,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 2,294 | $116,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 3,171 | $116,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 2,505 | $116,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 5,246 | $116,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 9,212 | $116,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 20,440 | $116,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 2,488 | $116,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 3,930 | $116,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 4,160 | $116,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 3,647 | $116,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 8,450 | $116,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 2,827 | $116,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 971 | $115,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,127 | $115,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,140 | $115,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,106 | $115,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 2,623 | $115,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 4,923 | $115,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 880 | $114,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 6,920 | $114,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 7,563 | $114,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 7,212 | $114,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,256 | $114,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 5,239 | $114,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 2,004 | $114,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 3,134 | $114,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,764 | $114,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 6,343 | $114,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 8,000 | $114,000 | thousands by filing date | |
| EDISON NATION INC | 28103E106 | COM | 22,600 | $114,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 6,094 | $113,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 3,566 | $113,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,145 | $113,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 6,572 | $113,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 523 | $112,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 4,292 | $112,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,580 | $112,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 21,161 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,766 | $112,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 8,006 | $111,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,150 | $111,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 14,085 | $111,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 4,308 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 2,586 | $111,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,969 | $110,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 9,201 | $110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,952 | $110,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,103 | $110,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 4,259 | $110,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,010 | $109,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 8,526 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1,877 | $109,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 3,508 | $109,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 4,175 | $109,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 1,025 | $109,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,335 | $108,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 2,983 | $108,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 9,942 | $108,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,743 | $108,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 2,957 | $108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 5,425 | $108,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 7,000 | $108,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 26,258 | $107,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,208 | $107,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 5,263 | $107,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 9,990 | $107,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 9,605 | $107,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 6,208 | $107,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 5,033 | $107,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 17,730 | $107,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 991 | $106,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,386 | $106,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,964 | $106,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,337 | $106,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,568 | $106,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,412 | $106,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 15,264 | $106,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,035 | $106,000 | thousands by filing date | |
| CAMBRIA ETF TR CORE EQUITY | 132061854 | CEF | 3,925 | $106,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,317 | $105,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,817 | $105,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,109 | $105,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,927 | $105,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 33,553 | $105,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 5,649 | $105,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,444 | $105,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 3,542 | $105,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 1,610 | $105,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 2,895 | $105,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 2,251 | $105,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 2,372 | $104,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 228 | $104,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,598 | $104,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 2,675 | $104,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 8,289 | $104,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 3,620 | $104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 3,782 | $104,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 5,222 | $104,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,554 | $103,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 873 | $103,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,488 | $103,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 12,221 | $103,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,800 | $103,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,547 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,052 | $103,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 8,332 | $103,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,923 | $103,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 19,500 | $103,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 2,370 | $102,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 7,912 | $102,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,833 | $102,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 2,460 | $102,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,256 | $102,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 12,906 | $102,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 4,954 | $102,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 4,952 | $101,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,603 | $101,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 7,354 | $101,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,790 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,975 | $101,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 8,300 | $101,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 8,505 | $101,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 4,570 | $101,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 5,258 | $101,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 7,475 | $101,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 3,374 | $100,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,067 | $100,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 4,023 | $100,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 7,897 | $100,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,417 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 3,980 | $100,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 2,500 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,859 | $100,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 2,369 | $100,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 708 | $100,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 3,553 | $100,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 4,000 | $100,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 3,447 | $99,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 4,531 | $99,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 5,123 | $99,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,293 | $99,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,423 | $99,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 4,329 | $99,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 5,433 | $99,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,235 | $99,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 5,117 | $99,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 4,191 | $99,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,477 | $99,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,413 | $99,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 4,358 | $99,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 4,567 | $99,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,191 | $98,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 6,125 | $98,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 7,862 | $98,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,919 | $97,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,312 | $97,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,579 | $97,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,148 | $97,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 7,079 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,220 | $97,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 4,534 | $97,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 4,500 | $97,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 10,148 | $97,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 2,985 | $97,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,546 | $96,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 6,337 | $96,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,093 | $96,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 8,403 | $96,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 3,855 | $96,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 3,674 | $96,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 2,383 | $96,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 24,551 | $96,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 6,000 | $96,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 10,000 | $96,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 418,477 | $96,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,256 | $95,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 2,301 | $95,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 330 | $95,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,967 | $95,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,650 | $95,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,561 | $95,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 6,848 | $95,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 7,389 | $95,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 24,656 | $95,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 975 | $94,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 951 | $94,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,430 | $94,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 3,689 | $94,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 4,300 | $94,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 3,530 | $94,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,339 | $94,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 4,955 | $94,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 44,300 | $94,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 22,707 | $94,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 6,088 | $94,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 5,765 | $93,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,514 | $93,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 3,091 | $92,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 4,358 | $92,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 2,117 | $92,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,309 | $92,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,408 | $92,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,205 | $92,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,825 | $92,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 41 | $92,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 8,434 | $92,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 4,014 | $92,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 2,473 | $92,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 2,881 | $92,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 425,650 | $92,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,144 | $91,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 2,721 | $91,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 7,631 | $91,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 1,522 | $91,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,674 | $91,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 15,971 | $91,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 2,593 | $91,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,630 | $90,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,193 | $90,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,705 | $90,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 7,049 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 858 | $90,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 7,159 | $90,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,423 | $90,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 7,207 | $90,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 10,239 | $90,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 2,114 | $89,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,619 | $89,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,701 | $89,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,025 | $89,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 7,223 | $89,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 1,615 | $89,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 3,822 | $89,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 956 | $88,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 20,403 | $88,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,746 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 4,053 | $88,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,652 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 5,615 | $88,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 4,271 | $88,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 6,603 | $88,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 13,267 | $88,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 3,590 | $88,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,075 | $88,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2,947 | $88,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,160 | $88,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 4,775 | $88,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 3,500 | $88,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 50,000 | $88,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 4,500 | $88,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 2,630 | $88,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 3,847 | $87,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 5,900 | $87,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 2,178 | $87,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,866 | $87,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 6,668 | $87,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 9,533 | $87,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,605 | $86,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,002 | $86,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 759 | $86,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 4,948 | $86,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,472 | $85,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 2,689 | $85,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,363 | $85,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 7,220 | $85,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 1,491 | $85,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 13,706 | $85,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 2,596 | $85,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 3,634 | $85,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 3,504 | $85,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,824 | $85,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-19-000003 | this filing | 2019-05-09 | acceptance time not in the bulk data set |