13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,081 holding rows worth $7,275,967,000.
- Accession
- 0001681115-18-000006
- Filer
- CIK 1681115
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 14,076 entries on the cover page, a total value of $7,275,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,275,967,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,067 | $12,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 500 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 625 | $12,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 200 | $12,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 400 | $12,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,872 | $11,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 95 | $11,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $11,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 237 | $11,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 718 | $11,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 689 | $11,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 571 | $11,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 233 | $11,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 521 | $11,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 600 | $11,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 640 | $11,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,001 | $11,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 283 | $11,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 304 | $11,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 301 | $11,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 450 | $11,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 377 | $11,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,102 | $11,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 712 | $11,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 513 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $11,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 510 | $11,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 672 | $11,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 3,576 | $11,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 282 | $11,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 551 | $11,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 572 | $11,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 605 | $11,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 5,110 | $11,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 186 | $11,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 10 | $11,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 11 | $11,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 11 | $11,000 | thousands by filing date | principal |
| CVR Partners, LP | 126633106 | LTD | 3,555 | $11,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,418 | $11,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,760 | $11,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 542 | $11,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 11,850 | $11,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,690 | $11,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 320 | $11,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 316 | $11,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 3,895 | $11,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 410 | $11,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 232 | $11,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 143 | $11,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,330 | $11,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 857 | $11,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 151 | $11,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 1,245 | $11,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 10,833 | $11,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 7,000 | $11,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 12 | $11,000 | thousands by filing date | principal |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 510 | $11,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 1,145 | $11,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 405 | $10,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 377 | $10,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 250 | $10,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 573 | $10,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 573 | $10,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 352 | $10,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,289 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 500 | $10,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,112 | $10,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 210 | $10,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 31 | $10,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 126 | $10,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 339 | $10,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 270 | $10,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 615 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 225 | $10,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 297 | $10,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 554 | $10,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 506 | $10,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 376 | $10,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,168 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 286 | $10,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 386 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 219 | $10,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 323 | $10,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 5 | $10,000 | thousands by filing date | call |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 269 | $10,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,005 | $10,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,060 | $10,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 483 | $10,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,500 | $10,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,580 | $10,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,200 | $10,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,500 | $10,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 250 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9 | $10,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 6 | $10,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 8 | $10,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6 | $10,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 9 | $10,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 129 | $10,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 228 | $10,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 147 | $10,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 522 | $10,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 563 | $10,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 277 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,132 | $10,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 347 | $10,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 644 | $10,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 400 | $10,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 3,500 | $10,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 10 | $10,000 | thousands by filing date | principal |
| ATHENEX INC | 04685N103 | COM | 600 | $10,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 500 | $10,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 5,800 | $10,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 103 | $10,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 535 | $10,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,125 | $10,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 382 | $10,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 358 | $10,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 10 | $10,000 | thousands by filing date | principal |
| ARROW INVTS TR DOGS OF THE | 042765693 | CEF | 200 | $10,000 | thousands by filing date | |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 252 | $10,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 601 | $10,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,200 | $9,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 714 | $9,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 77 | $9,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 274 | $9,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 385 | $9,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 253 | $9,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 114 | $9,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 72 | $9,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 657 | $9,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 284 | $9,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 277 | $9,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 333 | $9,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,758 | $9,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,089 | $9,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 56 | $9,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 622 | $9,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 178 | $9,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,500 | $9,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 18 | $9,000 | thousands by filing date | call |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,418 | $9,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 485 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 269 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 222 | $9,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 800 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 216 | $9,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,000 | $9,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 467 | $9,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,082 | $9,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,300 | $9,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 780 | $9,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 100 | $9,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 253 | $9,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 300 | $9,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 3,250 | $9,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 1,000 | $9,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 800 | $9,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,256 | $9,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 245 | $9,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,031 | $9,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 3 | $9,000 | thousands by filing date | principal |
| ZIX CORP | 98974P100 | COM | 2,098 | $9,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,180 | $9,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 257 | $9,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,500 | $9,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 700 | $9,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 221 | $9,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 319 | $9,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,481 | $9,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 341 | $9,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 177 | $9,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 742 | $9,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 508 | $9,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 222 | $9,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 320 | $9,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 6,020 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 360 | $9,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 580 | $9,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 775 | $9,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,000 | $9,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 78 | $9,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 5,100 | $9,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 6 | $9,000 | thousands by filing date | principal |
| VIDEOCON D2H LTD | 92657J101 | ADR | 1,151 | $9,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,327 | $8,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 196 | $8,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 66 | $8,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 51 | $8,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,166 | $8,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 187 | $8,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,200 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 658 | $8,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 171 | $8,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 448 | $8,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 205 | $8,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 99 | $8,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 465 | $8,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 380 | $8,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 76 | $8,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 712 | $8,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 275 | $8,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 260 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 91 | $8,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 800 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 400 | $8,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 395 | $8,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 100 | $8,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 430 | $8,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 559 | $8,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 400 | $8,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 107 | $8,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 5,785 | $8,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,500 | $8,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 390 | $8,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 227 | $8,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 294 | $8,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 311 | $8,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 580 | $8,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 654 | $8,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,463 | $8,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,800 | $8,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,500 | $8,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 245 | $8,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 386 | $8,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 431 | $8,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,151 | $8,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 368 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 163 | $8,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,660 | $8,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 184 | $8,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 288 | $8,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 320 | $8,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 8 | $8,000 | thousands by filing date | principal |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 33 | $8,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,000 | $8,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 5 | $8,000 | thousands by filing date | principal |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 900 | $8,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 9 | $8,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 6 | $8,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 117 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 255 | $8,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 265 | $8,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 219 | $7,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 700 | $7,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 251 | $7,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 300 | $7,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 418 | $7,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 945 | $7,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 730 | $7,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 300 | $7,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 833 | $7,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 251 | $7,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 580 | $7,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 355 | $7,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 600 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 200 | $7,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 400 | $7,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 161 | $7,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 277 | $7,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 142 | $7,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 334 | $7,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 173 | $7,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,133 | $7,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 625 | $7,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 450 | $7,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,104 | $7,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 920 | $7,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 823 | $7,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 233 | $7,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,350 | $7,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 500 | $7,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 500 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 153 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A908 | CALL | 5 | $7,000 | thousands by filing date | call |
| EOG RES INC | 26875P901 | CALL | 2 | $7,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,395 | $7,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 613 | $7,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 364 | $7,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 3,173 | $7,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 374 | $7,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 4,217 | $7,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,452 | $7,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,200 | $7,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,350 | $7,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 414 | $7,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 295 | $7,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 260 | $7,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 188 | $7,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 400 | $7,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 900 | $7,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 300 | $7,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 807 | $7,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 3,700 | $7,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 4 | $7,000 | thousands by filing date | principal |
| OSI ETF TR | 67110P209 | OSI ETF TR | 287 | $7,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 537 | $7,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4 | $7,000 | thousands by filing date | principal |
| HESS CORP | 42809H404 | DEP PDF SR A | 125 | $7,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,270 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 7 | $7,000 | thousands by filing date | principal |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 13,063 | $7,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 5 | $7,000 | thousands by filing date | principal |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 8,778 | $7,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 114 | $6,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 261 | $6,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 310 | $6,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 99 | $6,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 293 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 197 | $6,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 229 | $6,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 201 | $6,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 500 | $6,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 200 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 100 | $6,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 800 | $6,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 800 | $6,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 5,277 | $6,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 659 | $6,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 344 | $6,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 780 | $6,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 731 | $6,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 200 | $6,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 143 | $6,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 344 | $6,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 273 | $6,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 850 | $6,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 665 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $6,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 70 | $6,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 172 | $6,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 273 | $6,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 3 | $6,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 509 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 301 | $6,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 250 | $6,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 302 | $6,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 262 | $6,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 107 | $6,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 455 | $6,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,158 | $6,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 335 | $6,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 520 | $6,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,329 | $6,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 790 | $6,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,200 | $6,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,162 | $6,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 2,158 | $6,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 118 | $6,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 900 | $6,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 230 | $6,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,265 | $6,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 300 | $6,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 315 | $6,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 3,149 | $6,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2 | $6,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 259 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 475 | $6,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 528 | $6,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 522 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 200 | $6,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 595 | $6,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 5 | $6,000 | thousands by filing date | principal |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 176 | $6,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 393 | $6,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 1,800 | $6,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 3,020 | $6,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 500 | $6,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 593 | $6,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 6 | $6,000 | thousands by filing date | principal |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,690 | $6,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 329 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6 | $6,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 5 | $6,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B357 | S&P INTL DEV HIG | 200 | $6,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 203 | $5,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 456 | $5,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 150 | $5,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 13 | $5,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 40 | $5,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 108 | $5,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,000 | $5,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 184 | $5,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 52 | $5,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 720 | $5,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 177 | $5,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 209 | $5,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 525 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 120 | $5,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 150 | $5,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 182 | $5,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 500 | $5,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 62 | $5,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 613 | $5,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 107 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 110 | $5,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 171 | $5,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 274 | $5,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 320 | $5,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 135 | $5,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 250 | $5,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 186 | $5,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,204 | $5,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 130 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 175 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7 | $5,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 190 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 100 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 127 | $5,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 495 | $5,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 212 | $5,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 10 | $5,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,000 | $5,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 200 | $5,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 146 | $5,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 300 | $5,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 8,000 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 245 | $5,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 200 | $5,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 97 | $5,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,628 | $5,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 5 | $5,000 | thousands by filing date | principal |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 600 | $5,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,202 | $5,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 399 | $5,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,867 | $5,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 900 | $5,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,000 | $5,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 2,210 | $5,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 800 | $5,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 50 | $5,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 316 | $5,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 3,463 | $5,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 646 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $5,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 415 | $5,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 100 | $5,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 350 | $5,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 160 | $5,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 675 | $5,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 650 | $5,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 100 | $5,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 933 | $5,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 2,392 | $5,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $5,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 600 | $5,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 247 | $5,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 4 | $5,000 | thousands by filing date | principal |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 4,375 | $5,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 172 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 150 | $5,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,200 | $5,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 200 | $5,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 3,568 | $5,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 41 | $5,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 2,512 | $5,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 2,951 | $5,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $5,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 4 | $5,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 4 | $5,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 500 | $5,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 2,000 | $5,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 187 | $4,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 60 | $4,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 252 | $4,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,147 | $4,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 217 | $4,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 628 | $4,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 200 | $4,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 225 | $4,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 145 | $4,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 225 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 82 | $4,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 84 | $4,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 382 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 186 | $4,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 315 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 43 | $4,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 232 | $4,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,109 | $4,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 956 | $4,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 214 | $4,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 296 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 84 | $4,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 35 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000006 | this filing | 2018-05-15 | acceptance time not in the bulk data set |