13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,081 holding rows worth $7,275,967,000.
- Accession
- 0001681115-18-000006
- Filer
- CIK 1681115
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 14,076 entries on the cover page, a total value of $7,275,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,275,967,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,333 | $54,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,257 | $54,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 2,764 | $54,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 2,686 | $54,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,288 | $54,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 2,979 | $54,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 6,395 | $54,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 2,500 | $54,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,635 | $54,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 507 | $54,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 1,775 | $54,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 1,967 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,228 | $54,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,102 | $53,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 23,461 | $53,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 3,308 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 648 | $53,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 2,000 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 2,447 | $53,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 50 | $53,000 | thousands by filing date | principal |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,409 | $53,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 997 | $53,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,503 | $53,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,817 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,695 | $53,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 48 | $53,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 60 | $53,000 | thousands by filing date | principal |
| INGEVITY CORP COM | 45688C107 | Stock | 700 | $52,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 2,047 | $52,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,693 | $52,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,897 | $52,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 788 | $52,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,476 | $52,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 4,095 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 835 | $52,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,109 | $52,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,088 | $52,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 2,692 | $52,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 7,100 | $52,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,504 | $52,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 52 | $52,000 | thousands by filing date | principal |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 594 | $51,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 584 | $51,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 150 | $51,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,866 | $51,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 795 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 3,793 | $51,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,000 | $51,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,264 | $51,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 9,183 | $51,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,443 | $51,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 5,409 | $51,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 13 | $51,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 1,142 | $51,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 57 | $51,000 | thousands by filing date | principal |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 2,033 | $51,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 2,632 | $51,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,122 | $51,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 4,000 | $51,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 8,000 | $51,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 54 | $51,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 661 | $50,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,612 | $50,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,419 | $50,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 934 | $50,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 840 | $50,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,639 | $50,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 4,695 | $50,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 3 | $50,000 | thousands by filing date | call |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 2,000 | $50,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,724 | $50,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 3,142 | $50,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,047 | $49,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,471 | $49,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,747 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 399 | $49,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,735 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 2,009 | $49,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,840 | $49,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 948 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 559 | $49,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,004 | $49,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 14,749 | $49,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 600 | $49,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 988 | $49,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 1,600 | $49,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 850 | $49,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 7,175 | $49,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 48 | $49,000 | thousands by filing date | principal |
| CLIFTON BANCORP INC | 186873105 | COM | 3,100 | $49,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,882 | $48,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,500 | $48,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $48,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,932 | $48,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,216 | $48,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,406 | $48,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 57,295 | $48,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,500 | $48,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 2,214 | $48,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 1,093 | $48,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 2,205 | $48,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 58 | $48,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 18,142 | $47,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,701 | $47,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,504 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,454 | $47,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7,095 | $47,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,305 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,593 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,073 | $47,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,725 | $47,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 73 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,129 | $47,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 3,474 | $47,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,470 | $47,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 1,874 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 3,299 | $47,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 45 | $47,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 47 | $47,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 48 | $47,000 | thousands by filing date | principal |
| UNITIL CORP COM | 913259107 | Stock | 1,000 | $46,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 754 | $46,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,057 | $46,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,660 | $46,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 8,210 | $46,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 1,619 | $46,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,516 | $46,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,698 | $46,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 16,582 | $46,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,854 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 924 | $46,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 5,661 | $46,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 9,200 | $46,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 47 | $46,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X306 | COM | 2,812 | $46,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 491 | $45,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 4,540 | $45,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 674 | $45,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,998 | $45,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 970 | $45,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,408 | $45,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 791 | $45,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,226 | $45,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 2,713 | $45,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 2,744 | $45,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 965 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,913 | $45,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 693 | $45,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 5,424 | $45,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 2,400 | $45,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,601 | $45,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 6,800 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 1,767 | $45,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 27 | $45,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 45 | $45,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 7,175 | $44,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 750 | $44,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 649 | $44,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,938 | $44,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,200 | $44,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,936 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 3,209 | $44,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,629 | $44,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 929 | $44,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 860 | $44,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,254 | $44,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 34,632 | $44,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 528 | $44,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 14,438 | $44,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 570 | $44,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 43 | $44,000 | thousands by filing date | principal |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,325 | $43,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 905 | $43,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,173 | $43,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,060 | $43,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,900 | $43,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,201 | $43,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 2,816 | $43,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,139 | $43,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,700 | $43,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,695 | $43,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 711 | $43,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 43,045 | $43,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 4,022 | $43,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 7,195 | $43,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 8,664 | $43,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 3,314 | $43,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,537 | $42,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,007 | $42,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,304 | $42,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 305 | $42,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,344 | $42,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 592 | $42,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,724 | $42,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,462 | $42,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 655 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 3,515 | $42,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,654 | $42,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 457 | $42,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 812 | $42,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,720 | $42,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 783 | $42,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 877 | $42,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 803 | $42,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 697 | $42,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1,607 | $42,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 3,000 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,170 | $42,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,419 | $42,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,500 | $42,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 361 | $42,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 4,192 | $42,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,066 | $42,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,589 | $42,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 2,217 | $42,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 4,500 | $42,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 1,240 | $41,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 495 | $41,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,087 | $41,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 1,007 | $41,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,519 | $41,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 889 | $41,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 14,877 | $41,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,394 | $41,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,878 | $41,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 781 | $41,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 2,744 | $41,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,343 | $41,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,700 | $41,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,356 | $41,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 5,860 | $41,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1,336 | $41,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 196 | $41,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,440 | $41,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 13,139 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,069 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,932 | $41,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,450 | $41,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 3,211 | $41,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,655 | $41,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,021 | $40,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 726 | $40,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 630 | $40,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 1,370 | $40,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 687 | $40,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,905 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,000 | $40,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 500 | $40,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1,700 | $40,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 4,530 | $40,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 1,184 | $40,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 28,584 | $40,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 22 | $40,000 | thousands by filing date | principal |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 1,300 | $40,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 18,654 | $40,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,053 | $39,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,556 | $39,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,982 | $39,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 797 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 1,194 | $39,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 3,309 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 518 | $39,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,763 | $39,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 980 | $39,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,731 | $39,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 451 | $39,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,780 | $39,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,100 | $39,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,309 | $39,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,063 | $39,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 910 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 898 | $39,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 552 | $39,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,989 | $39,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 41,247 | $38,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,088 | $38,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 6,500 | $38,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 6,290 | $38,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,750 | $38,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 2,672 | $38,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 588 | $38,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,155 | $38,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,382 | $38,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,410 | $38,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,555 | $38,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 9,068 | $38,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,230 | $38,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 470 | $37,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 948 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 345 | $37,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 392 | $37,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,391 | $37,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,070 | $37,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 412 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 2,945 | $37,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,385 | $37,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,000 | $37,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 499 | $37,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,940 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,800 | $37,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 745 | $37,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 435 | $37,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 885 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,327 | $37,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 706 | $37,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,434 | $37,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 3,533 | $37,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 2,611 | $37,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 37 | $37,000 | thousands by filing date | principal |
| HORIZONS ETF TR I | 44053G207 | HORIZONS DAX GER | 1,225 | $37,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 37 | $37,000 | thousands by filing date | principal |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,258 | $37,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,349 | $36,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 854 | $36,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 583 | $36,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,645 | $36,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 592 | $36,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 1,121 | $36,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,140 | $36,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 975 | $36,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,662 | $36,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1,400 | $36,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,644 | $36,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 662 | $36,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,745 | $36,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 480 | $36,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,374 | $36,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,841 | $36,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,000 | $36,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,200 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 1,186 | $36,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,000 | $36,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 698 | $35,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 1,250 | $35,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,323 | $35,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 399 | $35,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,479 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 350 | $35,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 1,209 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,371 | $35,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 52,550 | $35,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 295 | $35,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,784 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,394 | $35,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,149 | $34,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 2,151 | $34,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 878 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 2,700 | $34,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 162 | $34,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 650 | $34,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 214 | $34,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 781 | $34,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,614 | $34,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,088 | $34,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 342 | $34,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,600 | $34,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,036 | $34,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 9,000 | $34,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,572 | $33,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 55 | $33,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 564 | $33,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 954 | $33,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,410 | $33,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,871 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 847 | $33,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 344 | $33,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,444 | $33,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 812 | $33,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 378 | $33,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,270 | $33,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 949 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,100 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 1,057 | $33,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,000 | $33,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 2,068 | $33,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 1,250 | $33,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,175 | $32,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,258 | $32,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 722 | $32,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 970 | $32,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 457 | $32,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,800 | $32,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 441 | $32,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 650 | $32,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 2,753 | $32,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 83,400 | $32,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,335 | $32,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 1,580 | $32,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,668 | $31,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,805 | $31,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 206 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 655 | $31,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 654 | $31,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,220 | $31,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,888 | $31,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 692 | $31,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,566 | $31,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,925 | $31,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,050 | $31,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,747 | $31,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 521 | $31,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 528 | $31,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,578 | $31,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 1,147 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,020 | $31,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 6,315 | $31,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 265 | $31,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,529 | $31,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,030 | $31,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,665 | $31,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 448 | $31,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,228 | $31,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 8,450 | $31,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 1,070 | $31,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 835 | $31,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1,698 | $31,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,434 | $30,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,063 | $30,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 587 | $30,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,350 | $30,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,755 | $30,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 809 | $30,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 6,056 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 524 | $30,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 731 | $30,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 502 | $30,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,039 | $30,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,499 | $30,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,600 | $30,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,583 | $30,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 2,370 | $30,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,425 | $30,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 512 | $30,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 6,254 | $30,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 800 | $30,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 7,951 | $30,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 696 | $30,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 255 | $30,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,176 | $30,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 672 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 455 | $30,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 550 | $30,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,360 | $30,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 1,075 | $30,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,769 | $29,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 507 | $29,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 847 | $29,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 745 | $29,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 677 | $29,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 716 | $29,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,266 | $29,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 533 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 900 | $29,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 960 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 604 | $29,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,682 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 601 | $29,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,896 | $29,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 3,047 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 510 | $29,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,031 | $29,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,289 | $29,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 366 | $29,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 6,685 | $29,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,298 | $29,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 3,629 | $29,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 11,106 | $29,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 473 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 1,109 | $29,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,024 | $29,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 1,070 | $29,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 45,650 | $29,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 877 | $28,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 853 | $28,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 495 | $28,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,100 | $28,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 848 | $28,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,562 | $28,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,015 | $28,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 598 | $28,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,730 | $28,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,167 | $28,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 798 | $28,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 2,277 | $28,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 2,065 | $28,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,700 | $28,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 4,000 | $28,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 1,846 | $28,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 1,022 | $28,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,642 | $27,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 907 | $27,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,747 | $27,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 487 | $27,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 746 | $27,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 910 | $27,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 502 | $27,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,891 | $27,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 618 | $27,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 411 | $27,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,236 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000006 | this filing | 2018-05-15 | acceptance time not in the bulk data set |