13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,081 holding rows worth $7,275,967,000.
- Accession
- 0001681115-18-000006
- Filer
- CIK 1681115
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 14,076 entries on the cover page, a total value of $7,275,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,275,967,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,032 | $27,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 296 | $27,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,757 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1,157 | $27,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,545 | $27,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,418 | $27,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,367 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 832 | $27,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 2,964 | $27,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,418 | $27,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,866 | $27,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,060 | $27,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 807 | $27,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 27 | $27,000 | thousands by filing date | principal |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,080 | $27,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 795 | $26,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 243 | $26,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,000 | $26,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,150 | $26,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,621 | $26,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 755 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 350 | $26,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,193 | $26,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,038 | $26,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 810 | $26,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 900 | $26,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 569 | $26,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 487 | $26,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,609 | $26,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 928 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 952 | $26,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,261 | $26,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 1,850 | $26,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,030 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 358 | $25,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 357 | $25,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 2,380 | $25,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 477 | $25,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,525 | $25,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 775 | $25,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 6,886 | $25,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 554 | $25,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,282 | $25,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,900 | $25,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 956 | $25,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,698 | $25,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 384 | $25,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 975 | $25,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,406 | $25,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,266 | $25,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 950 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,030 | $25,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 3,790 | $25,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 3,033 | $25,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,180 | $25,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,093 | $25,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,800 | $25,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,200 | $25,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 18,000 | $25,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,295 | $25,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 2,136 | $25,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,355 | $25,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 26 | $25,000 | thousands by filing date | principal |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 1,550 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 967 | $25,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 3,045 | $24,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,530 | $24,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,811 | $24,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,677 | $24,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 35 | $24,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 416 | $24,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 365 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 203 | $24,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 853 | $24,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 390 | $24,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 3,000 | $24,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 3,000 | $24,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 3,292 | $24,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $24,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 5,165 | $24,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 427 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 400 | $24,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,700 | $24,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,485 | $24,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 247 | $24,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 2,355 | $24,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 17 | $24,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,900 | $24,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 881 | $24,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 29,000 | $24,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 712 | $24,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 22 | $24,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 2,050 | $24,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 600 | $23,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 2,000 | $23,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,550 | $23,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 753 | $23,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 653 | $23,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 350 | $23,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,300 | $23,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 436 | $23,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,326 | $23,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,275 | $23,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 900 | $23,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 943 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 637 | $23,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 20,708 | $23,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 201 | $23,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,763 | $23,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 600 | $23,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,176 | $23,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,095 | $23,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,342 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 1,997 | $23,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 2,000 | $23,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 9,770 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 575 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 900 | $23,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 488 | $22,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 441 | $22,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 125 | $22,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 799 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1,000 | $22,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 265 | $22,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,553 | $22,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 365 | $22,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 520 | $22,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 735 | $22,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 380 | $22,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,383 | $22,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 518 | $22,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,241 | $22,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 556 | $22,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,340 | $22,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 300 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 251 | $22,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,520 | $22,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 3,700 | $22,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 952 | $22,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 9 | $22,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 602 | $22,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 633 | $22,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 1,312 | $22,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,654 | $22,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 1,143 | $22,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,600 | $22,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 1,100 | $22,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 550 | $21,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 557 | $21,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,889 | $21,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 987 | $21,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 2,404 | $21,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,600 | $21,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 420 | $21,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 407 | $21,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,263 | $21,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 3,566 | $21,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 17 | $21,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 21 | $21,000 | thousands by filing date | principal |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1,800 | $21,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,179 | $21,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 1,245 | $21,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,000 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 900 | $21,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,000 | $21,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 2,000 | $21,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 351 | $20,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 644 | $20,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 750 | $20,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,400 | $20,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,376 | $20,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,300 | $20,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 252 | $20,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 315 | $20,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 190 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,507 | $20,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 223 | $20,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 3,928 | $20,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 770 | $20,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 401 | $20,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 495 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 800 | $20,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 293 | $20,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,345 | $20,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 274 | $20,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,818 | $20,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 748 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 215 | $20,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 800 | $20,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 134 | $20,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 825 | $20,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,150 | $20,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 221 | $20,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 2,650 | $20,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,764 | $20,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,050 | $20,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 532 | $20,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 528 | $20,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 11,500 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 575 | $20,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 1,649 | $20,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 410 | $19,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 410 | $19,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 975 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 812 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 300 | $19,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 649 | $19,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 986 | $19,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 500 | $19,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,317 | $19,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 410 | $19,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 237 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 645 | $19,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 358 | $19,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,000 | $19,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 8,505 | $19,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 1,340 | $19,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 299 | $19,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,425 | $19,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 1,053 | $19,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,175 | $19,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,372 | $19,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 8,197 | $19,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 730 | $19,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 580 | $19,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 14 | $19,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 316 | $19,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 273 | $18,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,645 | $18,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 7,500 | $18,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 763 | $18,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 676 | $18,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 533 | $18,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 1,040 | $18,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 106 | $18,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 421 | $18,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 283 | $18,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 441 | $18,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 572 | $18,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 624 | $18,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 612 | $18,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 625 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1,795 | $18,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 1,500 | $18,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,833 | $18,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,211 | $18,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 983 | $18,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,217 | $18,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 837 | $18,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 3,766 | $18,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 181 | $18,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,816 | $18,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,938 | $18,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 800 | $18,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 637 | $18,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,292 | $18,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 573 | $18,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 2,217 | $18,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 26,011 | $18,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 1,178 | $18,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 4,200 | $18,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 2,000 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $18,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 433 | $18,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,629 | $18,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 12,939 | $17,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 441 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 525 | $17,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,912 | $17,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 275 | $17,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 463 | $17,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 403 | $17,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 474 | $17,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,006 | $17,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,000 | $17,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 296 | $17,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 1,112 | $17,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,115 | $17,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 603 | $17,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,900 | $17,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,704 | $17,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 573 | $17,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 248 | $17,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 616 | $17,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 503 | $17,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 550 | $17,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 3,646 | $17,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 5,000 | $17,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 600 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 426 | $17,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 25,217 | $17,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 634 | $17,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,080 | $17,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,300 | $17,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 6,277 | $17,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,600 | $17,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 12 | $17,000 | thousands by filing date | principal |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 582 | $17,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 700 | $17,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 30,293 | $17,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 227 | $17,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 550 | $17,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 335 | $17,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 286 | $17,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 3,383 | $17,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 21,985 | $17,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 633 | $17,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 471 | $16,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 419 | $16,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 199 | $16,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 219 | $16,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 509 | $16,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,125 | $16,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,600 | $16,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,000 | $16,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,312 | $16,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,491 | $16,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 775 | $16,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 780 | $16,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 782 | $16,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 707 | $16,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 596 | $16,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,166 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 541 | $16,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,853 | $16,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 972 | $16,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 686 | $16,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 13 | $16,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,269 | $16,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,000 | $16,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 907 | $16,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 7,000 | $16,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 683 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 99 | $16,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 12,000 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 820 | $16,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 900 | $16,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,250 | $16,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 590 | $16,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 630 | $16,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 4,000 | $15,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 62 | $15,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 187 | $15,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 906 | $15,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 370 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 514 | $15,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,487 | $15,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 377 | $15,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,100 | $15,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 342 | $15,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 390 | $15,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,385 | $15,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 700 | $15,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,140 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 302 | $15,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,215 | $15,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,110 | $15,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 309 | $15,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 836 | $15,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 4,700 | $15,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 393 | $15,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 565 | $15,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 3,850 | $15,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 680 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 598 | $15,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,400 | $15,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 15 | $15,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 10 | $15,000 | thousands by filing date | principal |
| MURPHY USA INC COM | 626755102 | Stock | 179 | $14,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 173 | $14,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,042 | $14,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 244 | $14,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 884 | $14,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 760 | $14,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 344 | $14,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 260 | $14,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 500 | $14,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 126 | $14,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 800 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,000 | $14,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 724 | $14,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 349 | $14,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 107 | $14,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 350 | $14,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,885 | $14,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 373 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 955 | $14,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,000 | $14,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 550 | $14,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 802 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 817 | $14,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 12 | $14,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 453 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 497 | $14,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 323 | $14,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 485 | $14,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 357 | $14,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,900 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 475 | $14,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,800 | $14,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 729 | $14,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 296 | $14,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 500 | $14,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 5,633 | $14,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 402 | $14,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 7 | $14,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 998 | $14,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 713 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 670 | $14,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 3 | $14,000 | thousands by filing date | principal |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 530 | $13,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 526 | $13,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 990 | $13,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 694 | $13,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 418 | $13,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 270 | $13,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 362 | $13,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,196 | $13,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,193 | $13,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 291 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 923 | $13,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 273 | $13,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 478 | $13,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 639 | $13,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 826 | $13,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 984 | $13,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 6,400 | $13,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $13,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 929 | $13,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 508 | $13,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 13 | $13,000 | thousands by filing date | principal |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 445 | $13,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 133 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 204 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 500 | $13,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 385 | $13,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 967 | $13,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 109 | $13,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 996 | $13,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 12 | $13,000 | thousands by filing date | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,700 | $13,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,300 | $13,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 3,014 | $13,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 13,235 | $13,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,443 | $13,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 500 | $13,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 282 | $13,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 1,800 | $13,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 532 | $13,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,000 | $13,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 920 | $13,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 7 | $13,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 10 | $13,000 | thousands by filing date | principal |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,175 | $13,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 250 | $13,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 10 | $13,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,500 | $12,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 158 | $12,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 388 | $12,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 284 | $12,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 261 | $12,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 650 | $12,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 447 | $12,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 804 | $12,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,333 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 140 | $12,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 4,687 | $12,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 990 | $12,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 706 | $12,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 788 | $12,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 423 | $12,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 311 | $12,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,600 | $12,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 825 | $12,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 824 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 250 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 446 | $12,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 409 | $12,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,673 | $12,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 500 | $12,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,535 | $12,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 950 | $12,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 1,576 | $12,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2 | $12,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 450 | $12,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,296 | $12,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 1,641 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 260 | $12,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,519 | $12,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,284 | $12,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 354 | $12,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,000 | $12,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 741 | $12,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 415 | $12,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 980 | $12,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 6,190 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000006 | this filing | 2018-05-15 | acceptance time not in the bulk data set |