13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,081 holding rows worth $7,275,967,000.
- Accession
- 0001681115-18-000006
- Filer
- CIK 1681115
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 14,076 entries on the cover page, a total value of $7,275,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,275,967,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IDENTIV INC | 45170X205 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 68 | $4,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 252 | $4,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 245 | $4,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 209 | $4,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 200 | $4,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 390 | $4,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 33 | $4,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 973 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 116 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 254 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $4,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 175 | $4,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 110 | $4,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 71 | $4,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,861 | $4,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 500 | $4,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 115 | $4,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3 | $4,000 | thousands by filing date | principal |
| HIGHPOINT RES CORP | 43114K108 | COM | 710 | $4,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 400 | $4,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 4 | $4,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4 | $4,000 | thousands by filing date | principal |
| OPTINOSE INC | 68404V100 | COM | 200 | $4,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,445 | $4,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,800 | $4,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 520 | $4,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 327 | $4,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 500 | $4,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 4 | $4,000 | thousands by filing date | principal |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,000 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 96 | $4,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 277 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 255 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 200 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $4,000 | thousands by filing date | principal |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 200 | $4,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 177 | $4,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 67 | $4,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2 | $4,000 | thousands by filing date | principal |
| REMARK HLDGS INC | 75955K102 | COM | 785 | $4,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 150 | $4,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 75 | $4,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 300 | $4,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 123 | $4,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 4 | $4,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 4 | $4,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 50 | $4,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 88 | $3,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 148 | $3,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 94 | $3,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 755 | $3,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 7 | $3,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 504 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 100 | $3,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 134 | $3,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 216 | $3,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 230 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 83 | $3,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 200 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 43 | $3,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 195 | $3,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 133 | $3,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 600 | $3,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 50 | $3,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 260 | $3,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 250 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 100 | $3,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 138 | $3,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 324 | $3,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 286 | $3,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 145 | $3,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 400 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 370 | $3,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 73 | $3,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 136 | $3,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 336 | $3,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 80 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 111 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 151 | $3,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 344 | $3,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 142 | $3,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,100 | $3,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 346 | $3,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 932 | $3,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 155 | $3,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 300 | $3,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 115 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 104 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 55 | $3,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 385 | $3,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 250 | $3,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,000 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,750 | $3,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 67 | $3,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 255 | $3,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 171 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,128 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 90 | $3,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,606 | $3,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 129 | $3,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1 | $3,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 107 | $3,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,615 | $3,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 50 | $3,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 139 | $3,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 60 | $3,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,154 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 500 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,765 | $3,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 375 | $3,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,000 | $3,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 75 | $3,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 382 | $3,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 619 | $3,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 71 | $3,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 350 | $3,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 100 | $3,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 100 | $3,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 779 | $3,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 48 | $3,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 133 | $3,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 291 | $3,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 200 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 744 | $3,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,000 | $3,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 60 | $3,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,118 | $3,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 500 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 100 | $3,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 59 | $3,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 255 | $3,000 | thousands by filing date | |
| ANTARES PHARMA INC. COMMON STOCK | 036642906 | Cmn | 250 | $3,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 71 | $3,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,000 | $3,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 625 | $3,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 122 | $3,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 2,600 | $3,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 1,560 | $3,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 136 | $3,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 211 | $3,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,058 | $3,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 890 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 159 | $3,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 3 | $3,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3 | $3,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 3 | $3,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3 | $3,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 200 | $3,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 3 | $3,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 3 | $3,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3 | $3,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3 | $3,000 | thousands by filing date | principal |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 100 | $3,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 2 | $3,000 | thousands by filing date | principal |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 46 | $2,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 90 | $2,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 569 | $2,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 21 | $2,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 38 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 66 | $2,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 39 | $2,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 282 | $2,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 192 | $2,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 133 | $2,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 118 | $2,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 55 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 50 | $2,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 100 | $2,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 197 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 175 | $2,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 100 | $2,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 32 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 279 | $2,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 24 | $2,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 38 | $2,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 40 | $2,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 53 | $2,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 46 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 75 | $2,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 37 | $2,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 109 | $2,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 103 | $2,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 200 | $2,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 240 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 115 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 130 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 247 | $2,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 197 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 171 | $2,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 101 | $2,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 50 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 62 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 3 | $2,000 | thousands by filing date | principal |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 40 | $2,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 552 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 75 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 100 | $2,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 167 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 54 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 164 | $2,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 127 | $2,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 190 | $2,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 178 | $2,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 101 | $2,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 328 | $2,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 3,407 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,977 | $2,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 150 | $2,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 104 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 429 | $2,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 500 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 400 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 490 | $2,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 1,250 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,001 | $2,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 108 | $2,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 79 | $2,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 82 | $2,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 210 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 550 | $2,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 62 | $2,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 175 | $2,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 634 | $2,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 77 | $2,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 165 | $2,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 630 | $2,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 200 | $2,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,500 | $2,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $2,000 | thousands by filing date | principal |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 714 | $2,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 54 | $2,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 52 | $2,000 | thousands by filing date | |
| CERNER CORP | 156782954 | COM | 60 | $2,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 100 | $2,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,100 | $2,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 442 | $2,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,200 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,000 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 150 | $2,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 93 | $2,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 400 | $2,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2,100 | $2,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 160 | $2,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 100 | $2,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2 | $2,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2 | $2,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2 | $2,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2 | $2,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2 | $2,000 | thousands by filing date | principal |
| GREAT ELM CAP CORP | 390320109 | COM | 196 | $2,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 74 | $2,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 1,000 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,150 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 50 | $2,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 100 | $2,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 2,100 | $2,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2 | $2,000 | thousands by filing date | principal |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 920 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 30 | $2,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 183 | $2,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 337 | $2,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 41 | $2,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 5,000 | $2,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1 | $2,000 | thousands by filing date | principal |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 104 | $2,000 | thousands by filing date | |
| GUGGENHEIM S&P 100 EQUAL WEIGHT ETF | 78355W478 | ETF | 70 | $2,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 304 | $2,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 4,370 | $2,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 55 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 150 | $1,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 64 | $1,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 193 | $1,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 100 | $1,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 32 | $1,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 200 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 25 | $1,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 35 | $1,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 19 | $1,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 48 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 118 | $1,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 45 | $1,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 97 | $1,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 250 | $1,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 19 | $1,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 82 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 50 | $1,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 50 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 375 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 58 | $1,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6 | $1,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 100 | $1,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 50 | $1,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 80 | $1,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 74 | $1,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 69 | $1,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 77 | $1,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 25 | $1,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 45 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 431 | $1,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 31 | $1,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 35 | $1,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 50 | $1,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15 | $1,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 170 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 89 | $1,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 213 | $1,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 265 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 839 | $1,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 163 | $1,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 203 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 59 | $1,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 45 | $1,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 49 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 56 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 140 | $1,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 40 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 200 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 17 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 117 | $1,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 70 | $1,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 2 | $1,000 | thousands by filing date | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 94 | $1,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 100 | $1,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 49 | $1,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 24 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 212 | $1,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 571 | $1,000 | thousands by filing date | |
| RANGE RES CORP | 75281A909 | COM | 40 | $1,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 359 | $1,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 59 | $1,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 300 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 505 | $1,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 35 | $1,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 241 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 600 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 109 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 74 | $1,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 58 | $1,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 73 | $1,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 180 | $1,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 117 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 35 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 170 | $1,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 50 | $1,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 650 | $1,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 77 | $1,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 143 | $1,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 80 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 120 | $1,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 173 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 648 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 55 | $1,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 100 | $1,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 220 | $1,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 182 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 121 | $1,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 595 | $1,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 500 | $1,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,000 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 28 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,500 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,000 | $1,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,600 | $1,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 167 | $1,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 25 | $1,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 3,050 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 78 | $1,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 100 | $1,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 138 | $1,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K902 | COM | 2 | $1,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 250 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 15 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 60 | $1,000 | thousands by filing date | |
| ARGOS THERAPEUTICS ORD | 040221202 | COM | 575 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 151 | $1,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 150 | $1,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 61 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 210 | $1,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 97 | $1,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 40 | $1,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 3,750 | $1,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 100 | $1,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 50 | $1,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 256 | $1,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 200 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C903 | CALL | 5 | $1,000 | thousands by filing date | call |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 47 | $1,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 28 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 58 | $1,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 525 | $1,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 261 | $1,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 1 | $1,000 | thousands by filing date | principal |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 750 | $1,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 400 | $1,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 77 | $1,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 555 | $1,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 1,200 | $1,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 700 | $1,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 99 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1 | $1,000 | thousands by filing date | principal |
| TapImmune Inc | 876033408 | COM | 279 | $1,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 1,975 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 2,000 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITY OFFICE REIT INC | 178587101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE STA GROUP INC | 824889109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBIZ INC | 124805102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YEXT INC | 98585N106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DMC GLOBAL INC | 23291C103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| High Templar Tech Limit | 747798106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEE GROUP INC | 36165A102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 307 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152307 | CL B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISNEY WALT CO | 254687906 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APPLIED MATLS INC | 038222955 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Golden Entertainment Inc | 381013101 | Common Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 366 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETLIST INC | 64118P109 | COM | 1,850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAD INC | 44934S206 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO INVS INC COM | 361438104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVAYA HLDGS CORP | 05351X101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MMA Capital Management LLC | 55315D105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSCRIP INC | 09069N108 | COM | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOLOGIX INC | 29266S106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-18-000006 | this filing | 2018-05-15 | acceptance time not in the bulk data set |