13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-10, with 7,517 holding rows worth $49,381,715,279.
- Accession
- 0001677044-23-000003
- Filer
- CIK 1677044
- Filed
- 2023-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 39,939 entries on the cover page, a total value of $49,381,715,279 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,381,715,279 with VALUE read as dollars as filed, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerINFINEX INVESTMENTS, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerAmerican Portfolios Advisors
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 1,640 | $9,000 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 376 | $9,000 | dollars as filed | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 300 | $9,000 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 2,917 | $9,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 200 | $9,000 | dollars as filed | |
| GLOBAL X FDS | 37960A867 | RARE EARTH | 431 | $9,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 421 | $9,000 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 16,747 | $9,000 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 17,775 | $9,000 | dollars as filed | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 572 | $9,000 | dollars as filed | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 28,920 | $9,000 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 3,244 | $9,000 | dollars as filed | |
| KALA BIO INC | 483119202 | COM NEW | 234 | $9,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3 | $9,000 | dollars as filed | principal |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 12,155 | $9,000 | dollars as filed | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 566 | $9,000 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 3,265 | $9,000 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 6,401 | $9,000 | dollars as filed | |
| VANECK ETF TRUST | 92189Y105 | MORNINGSTAR ESG | 403 | $9,000 | dollars as filed | |
| TOKYO LIFESTYLE CO LTD SPONSORED ADS | 98741L101 | ADR | 7,550 | $9,000 | dollars as filed | |
| ISHARES TR | 46436E395 | EMERGNT FD & AGT | 446 | $9,000 | dollars as filed | |
| LUMIRADX LTD | G5709L109 | SHS | 10,000 | $9,000 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 900 | $9,000 | dollars as filed | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 10,000 | $9,000 | dollars as filed | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 10 | $9,000 | dollars as filed | principal |
| PYXIS TANKERS INC | Y71726114 | 7.75% CNV PFD A | 390 | $9,000 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 28,589 | $9,000 | dollars as filed | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 415 | $9,000 | dollars as filed | |
| TIVIC HEALTH SYSTEMS INC | 888705100 | CMN | 14,600 | $9,000 | dollars as filed | |
| DATCHAT INC | 23816M107 | COM | 38,100 | $9,000 | dollars as filed | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 155 | $8,730 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 7,288 | $8,625 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 569 | $8,572 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 2,514 | $8,513 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 650 | $8,470 | dollars as filed | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 8,000 | $8,400 | dollars as filed | |
| ARROW INVTS TR | 042765677 | RVRSE CAP500 ETF | 400 | $8,312 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 12,350 | $8,295 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 314 | $8,248 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 19,265 | $8,201 | dollars as filed | |
| VANECK ETF TRUST | 92189F956 | PUT | 10 | $8,200 | dollars as filed | put |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 4,320 | $8,192 | dollars as filed | |
| ALICO INC | 016230104 | COM | 340 | $8,116 | dollars as filed | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 16,672 | $8,068 | dollars as filed | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 574 | $8,001 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 477 | $8,000 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 1,514 | $8,000 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 5,092 | $8,000 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 542 | $8,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 2,147 | $8,000 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 300 | $8,000 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 387 | $8,000 | dollars as filed | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 125 | $8,000 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 440 | $8,000 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 498 | $8,000 | dollars as filed | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 207 | $8,000 | dollars as filed | |
| EA SERIES TRUST | 02072L581 | STRIVE 1000 DIV | 324 | $8,000 | dollars as filed | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 1,423 | $8,000 | dollars as filed | |
| META PLATFORMS INC | 30303M902 | CALL | 11 | $8,000 | dollars as filed | call |
| CRYO-CELL INTL INC | 228895108 | COM | 2,000 | $8,000 | dollars as filed | |
| ADOBE INC | 00724F901 | CALL | 2 | $8,000 | dollars as filed | call |
| ROBLOX CORP | 771049903 | CALL | 21 | $8,000 | dollars as filed | call |
| SOLAREDGE TECHNOLOGIES INC | 83417M904 | COM | 1 | $8,000 | dollars as filed | call |
| ANGI INC CLASS A | 00183L102 | CL A | 3,458 | $8,000 | dollars as filed | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 1,000 | $8,000 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 6,136 | $8,000 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 5,300 | $8,000 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 5,170 | $8,000 | dollars as filed | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 3,135 | $8,000 | dollars as filed | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 8,000 | $8,000 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 2,466 | $8,000 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 8 | $8,000 | dollars as filed | principal |
| OLINK HLDG AB | 680710100 | ADR | 296 | $8,000 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 28,515 | $8,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 150 | $8,000 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 9,775 | $8,000 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 687 | $8,000 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 4,609 | $8,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8 | $8,000 | dollars as filed | principal |
| GLOBAL X FDS | 37960A800 | WIND ENERGY ETF | 427 | $8,000 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 16,950 | $8,000 | dollars as filed | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 46,357 | $8,000 | dollars as filed | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 765 | $8,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108748 | INFLATION FIGHTE | 370 | $8,000 | dollars as filed | |
| BYND CANNASOFT ENTERPRISES I | 05608P109 | COM | 2,000 | $8,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C707 | FUTURE CLIMATE | 390 | $8,000 | dollars as filed | |
| WISEKEY INTERNATIONAL HLDS L | 97727L309 | SPON ADS | 4,475 | $8,000 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 24,450 | $7,935 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 440 | $7,864 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 5,525 | $7,844 | dollars as filed | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 2,523 | $7,670 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,066 | $7,648 | dollars as filed | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 13,919 | $7,629 | dollars as filed | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 300 | $7,433 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 522 | $7,305 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 1,208 | $7,270 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 232 | $7,182 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 334 | $7,172 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 6,219 | $7,104 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 3,457 | $7,089 | dollars as filed | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 249 | $7,000 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 331 | $7,000 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 699 | $7,000 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 8,566 | $7,000 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 4,490 | $7,000 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 360 | $7,000 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 343 | $7,000 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 3,486 | $7,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 5,492 | $7,000 | dollars as filed | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 423 | $7,000 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 406 | $7,000 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 234 | $7,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 200 | $7,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 528 | $7,000 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 1,213 | $7,000 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 3,325 | $7,000 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 242 | $7,000 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 90 | $7,000 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 4,836 | $7,000 | dollars as filed | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 1,225 | $7,000 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 1,292 | $7,000 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,250 | $7,000 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 816 | $7,000 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 700 | $7,000 | dollars as filed | |
| GLOBAL X CLEAN WATER ETF | 37954Y186 | ETF | 542 | $7,000 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 638 | $7,000 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 257 | $7,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 3,116 | $7,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 323 | $7,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 209 | $7,000 | dollars as filed | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 402 | $7,000 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 171 | $7,000 | dollars as filed | |
| PROSHARES TR | 74347G515 | S&P KENSHO CLEA | 215 | $7,000 | dollars as filed | |
| KRANESHARES TRUST | 500767769 | MSCI EMG EX CH | 320 | $7,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 175 | $7,000 | dollars as filed | |
| FLEXSHARES TR | 33939L597 | ESG & CLM DEVELP | 164 | $7,000 | dollars as filed | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 200 | $7,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R647 | S NE ST GA ETF | 402 | $7,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T401 | 2.75% CNV PFD C | 295 | $7,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 261 | $7,000 | dollars as filed | |
| FLEXSHOPPER INC | 33939J303 | COM | 7,547 | $7,000 | dollars as filed | |
| MODERNA INC | 60770K907 | CALL | 2 | $7,000 | dollars as filed | call |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 234 | $7,000 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,523 | $7,000 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 345 | $7,000 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 4,353 | $7,000 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 1,955 | $7,000 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 35,580 | $7,000 | dollars as filed | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 20,400 | $7,000 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 9 | $7,000 | dollars as filed | principal |
| CHINA FD INC | 169373107 | COM | 555 | $7,000 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 7 | $7,000 | dollars as filed | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,342 | $7,000 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 4,564 | $7,000 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 6,090 | $7,000 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 11,280 | $7,000 | dollars as filed | |
| NAUTICUS ROBOTICS INC | 63911H108 | COM | 2,000 | $7,000 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,000 | $7,000 | dollars as filed | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 295 | $7,000 | dollars as filed | |
| MSP RECOVERY INC | 553745100 | COM CL A | 4,175 | $7,000 | dollars as filed | |
| MOGO INC | 60800C109 | COM | 12,494 | $7,000 | dollars as filed | |
| KINTARA THERAPEUTICS INC | 49720K200 | COM NEW | 981 | $7,000 | dollars as filed | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 27,829 | $7,000 | dollars as filed | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 11,100 | $7,000 | dollars as filed | |
| NXT-ID INC | 67091J404 | COM NEW | 15,972 | $7,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 7 | $7,000 | dollars as filed | principal |
| IDEANOMICS INC | 45166V106 | COM | 47,586 | $6,820 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 3,570 | $6,654 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 804 | $6,504 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 335 | $6,477 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 225 | $6,452 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F797 | ACTV FCTR SMCP | 300 | $6,392 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,553 | $6,360 | dollars as filed | |
| DIGITAL WORLD ACQUISITION CO | 25400Q204 | un | 314 | $6,272 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 15,637 | $6,247 | dollars as filed | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 4,726 | $6,173 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 1,471 | $6,123 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 2,117 | $6,114 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 197 | $6,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 400 | $6,000 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 413 | $6,000 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 128 | $6,000 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 591 | $6,000 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 826 | $6,000 | dollars as filed | |
| SAFETY INS GROUP INC | 78648T100 | COM | 71 | $6,000 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 591 | $6,000 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 175 | $6,000 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 439 | $6,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,605 | $6,000 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 209 | $6,000 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 156 | $6,000 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 3,274 | $6,000 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 240 | $6,000 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 600 | $6,000 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 311 | $6,000 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 123 | $6,000 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 450 | $6,000 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 1,300 | $6,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 200 | $6,000 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 2,543 | $6,000 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 4,450 | $6,000 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,300 | $6,000 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 721 | $6,000 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 1,757 | $6,000 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 275 | $6,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,241 | $6,000 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 263 | $6,000 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 275 | $6,000 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 1,100 | $6,000 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 453 | $6,000 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 904 | $6,000 | dollars as filed | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 2,073 | $6,000 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 80 | $6,000 | dollars as filed | |
| WIDEPOINT CORP | 967590209 | COMMON | 3,200 | $6,000 | dollars as filed | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 1,758 | $6,000 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 3,851 | $6,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505590 | FMQQ NEXT FRONT | 650 | $6,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 500 | $6,000 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 7,690 | $6,000 | dollars as filed | |
| ISHARES TR | 46436E676 | ESG AWARE 60/40 | 241 | $6,000 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 5,835 | $6,000 | dollars as filed | |
| SYNOPSYS INC | 871607907 | CALL | 1 | $6,000 | dollars as filed | call |
| ABBOTT LABORATORIES | 002824950 | PUT | 71 | $6,000 | dollars as filed | put |
| Surmodics Inc | 868873100 | Common Stock | 199 | $6,000 | dollars as filed | |
| ProShares UltraShort Bloomberg Crude Oil | 74347Y797 | ETF | 270 | $6,000 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 3,950 | $6,000 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,062 | $6,000 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 1,000 | $6,000 | dollars as filed | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 512 | $6,000 | dollars as filed | |
| KRANESHARES TRUST | 500767561 | EUROPEAN CARBON | 185 | $6,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 6,000 | $6,000 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2,271 | $6,000 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 3,290 | $6,000 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 1,285 | $6,000 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 24,500 | $6,000 | dollars as filed | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1,021 | $6,000 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 5,473 | $6,000 | dollars as filed | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6 | $6,000 | dollars as filed | principal |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 2,000 | $6,000 | dollars as filed | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $6,000 | dollars as filed | principal |
| LINDE PLC | G5494J903 | CALL | 1 | $6,000 | dollars as filed | call |
| HIVE BLOCKCHAIN TECHNLGIES L | 43366H704 | COM NEW | 4,052 | $6,000 | dollars as filed | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 300 | $6,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 248 | $6,000 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 8,925 | $6,000 | dollars as filed | |
| ISUN INC | 465246106 | COMMON | 4,300 | $6,000 | dollars as filed | |
| TIDAL ETF TR | 886364884 | SOFI WEEKLY INM | 60 | $6,000 | dollars as filed | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 450 | $6,000 | dollars as filed | |
| INVO Bioscience, Inc. | 44984F302 | common | 14,482 | $6,000 | dollars as filed | |
| 1847 HLDGS LLC | 28252B804 | COM NEW | 3,250 | $6,000 | dollars as filed | |
| BOXLIGHT CORP | 103197109 | COM CL A | 19,159 | $6,000 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 14,400 | $5,743 | dollars as filed | |
| RADNET INC | 750491102 | COM | 277 | $5,708 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 615 | $5,604 | dollars as filed | |
| POLAR PWR INC | 73102V105 | COM | 4,168 | $5,604 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,485 | $5,460 | dollars as filed | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 309 | $5,368 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 550 | $5,242 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 193 | $5,094 | dollars as filed | |
| CONFORMIS INC COM NEW | 20717E200 | Stock | 1,431 | $5,070 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 307 | $5,000 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 546 | $5,000 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 172 | $5,000 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 462 | $5,000 | dollars as filed | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 106 | $5,000 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 330 | $5,000 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 244 | $5,000 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 762 | $5,000 | dollars as filed | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 918 | $5,000 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 164 | $5,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 668 | $5,000 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 640 | $5,000 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 1,000 | $5,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 2,000 | $5,000 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 146 | $5,000 | dollars as filed | |
| HURCO CO | 447324104 | COM | 164 | $5,000 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 3,077 | $5,000 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 564 | $5,000 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 36,203 | $5,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 183 | $5,000 | dollars as filed | |
| NEPHROS INC | 640671400 | COM | 4,574 | $5,000 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 2,782 | $5,000 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 1,412 | $5,000 | dollars as filed | |
| Radcom Ltd | M81865111 | COM | 450 | $5,000 | dollars as filed | |
| BARNWELL INDS INC | 068221100 | COM | 1,800 | $5,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L870 | SELECT TECHNOLO | 300 | $5,000 | dollars as filed | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 2,043 | $5,000 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 2,640 | $5,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 200 | $5,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 496 | $5,000 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,815 | $5,000 | dollars as filed | |
| USIO INC | 917313108 | CMN | 3,108 | $5,000 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 286 | $5,000 | dollars as filed | |
| NOW 280121C00130000 | 81762p902 | CALL | 1 | $5,000 | dollars as filed | call |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 603 | $5,000 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 4,969 | $5,000 | dollars as filed | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 1,694 | $5,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 255 | $5,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y194 | ADAPTIVE US RISK | 197 | $5,000 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 864 | $5,000 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 236 | $5,000 | dollars as filed | |
| DANAHER CORP DEL | 235851902 | CALL | 1 | $5,000 | dollars as filed | call |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 198 | $5,000 | dollars as filed | |
| BOX INC | 10316T904 | CALL | 3 | $5,000 | dollars as filed | call |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 1 | $5,000 | dollars as filed | call |
| SHOPIFY INC | 82509L907 | CALL | 30 | $5,000 | dollars as filed | call |
| RH | 74967X903 | CALL | 1 | $5,000 | dollars as filed | call |
| DIAMONDBACK ENERGY INC | 25278X909 | CALL | 1 | $5,000 | dollars as filed | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 235 | $5,000 | dollars as filed | |
| NOVAVAX INC | 670002951 | COM NEW | 2 | $5,000 | dollars as filed | put |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 195 | $5,000 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 2,644 | $5,000 | dollars as filed | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 620 | $5,000 | dollars as filed | |
| INVACARE CORP | 461203101 | COMMON STOCK | 11,400 | $5,000 | dollars as filed | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 239 | $5,000 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 431 | $5,000 | dollars as filed | |
| REGIS CORP | 758932107 | COM | 4,300 | $5,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 904 | $5,000 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 2,659 | $5,000 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 5,000 | $5,000 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 503 | $5,000 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 7,002 | $5,000 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,000 | $5,000 | dollars as filed | |
| SLAM CORP | G8210L105 | COM | 500 | $5,000 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 6,138 | $5,000 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 6,004 | $5,000 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 21,941 | $5,000 | dollars as filed | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 500 | $5,000 | dollars as filed | |
| CLENE INC | 185634102 | COM | 5,000 | $5,000 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 1,429 | $5,000 | dollars as filed | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $5,000 | dollars as filed | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 374 | $5,000 | dollars as filed | |
| SCHMITT INDS INC ORE | 806870200 | COM | 16,300 | $5,000 | dollars as filed | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 336 | $5,000 | dollars as filed | |
| NTELLIGENT LIVING APPLICATI | G4804S101 | ORD SHS | 5,800 | $5,000 | dollars as filed | |
| WORKSPORT LTD | 98139q209 | COM | 4,756 | $5,000 | dollars as filed | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 500 | $5,000 | dollars as filed | |
| FGI INDUSTRIES LTD | G3302D103 | ORDINARY SHARES | 2,200 | $5,000 | dollars as filed | |
| NULL | 032108755 | NULL | 300 | $5,000 | dollars as filed | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 29,959 | $5,000 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 471 | $5,000 | dollars as filed | |
| BIOMERICA INC | 09061H307 | COM NEW | 1,550 | $5,000 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T115 | UNIT 08/22/2028 | 500 | $5,000 | dollars as filed | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 498 | $5,000 | dollars as filed | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L209 | UNIT 06/10/2026 | 500 | $5,000 | dollars as filed | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 500 | $5,000 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 1,000 | $5,000 | dollars as filed | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 16,190 | $5,000 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 120 | $4,842 | dollars as filed | |
| ESPORTS ENTERTAI 10 PFDCONV SER A DUE 11 16 26 | 29667K405 | CONVERTABLE PREFERED | 1,854 | $4,802 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 2,450 | $4,793 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L722 | RARE DY FIXE ETF | 210 | $4,728 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 251 | $4,651 | dollars as filed | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 2,940 | $4,650 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,413 | $4,586 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 274 | $4,524 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,047 | $4,491 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 116 | $4,462 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 1,005 | $4,376 | dollars as filed | |
| SOS LIMITED | 83587W205 | ADR | 1,737 | $4,368 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,472 | $4,313 | dollars as filed | |
| NULL | 68620A203 | NULL | 2,783 | $4,282 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 15,182 | $4,176 | dollars as filed | |
| ARRIVAL GROUP | L0423Q108 | SHS | 31,679 | $4,080 | dollars as filed | |
| SIENTRA INC | 82621J105 | COM | 18,305 | $4,015 | dollars as filed | |
| OCEANPAL INC | Y6430L160 | COM | 4,564 | $4,008 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 127 | $4,000 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 3,000 | $4,000 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 2,000 | $4,000 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 320 | $4,000 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 300 | $4,000 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 109 | $4,000 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 255 | $4,000 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 900 | $4,000 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 281 | $4,000 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 155 | $4,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 155 | $4,000 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 176 | $4,000 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 400 | $4,000 | dollars as filed | |
| SIRIUSPOINT LTD | G8192H106 | COM | 494 | $4,000 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 445 | $4,000 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 877 | $4,000 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 82 | $4,000 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $4,000 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 1,344 | $4,000 | dollars as filed | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 200 | $4,000 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 200 | $4,000 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,035 | $4,000 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 1,660 | $4,000 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 6,770 | $4,000 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 748 | $4,000 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,000 | $4,000 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 450 | $4,000 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 8,153 | $4,000 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 447 | $4,000 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 365 | $4,000 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 128 | $4,000 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 5,403 | $4,000 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 1,694 | $4,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 110 | $4,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 82 | $4,000 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 600 | $4,000 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 301 | $4,000 | dollars as filed | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 186 | $4,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 175 | $4,000 | dollars as filed | |
| VALUED ADVISERS TR | 92046L353 | KOVITZ CORE EQT | 244 | $4,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A747 | ROCH HIG YIE ETF | 88 | $4,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y763 | SPECTRUM PREFERR | 246 | $4,000 | dollars as filed | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 155 | $4,000 | dollars as filed | |
| AUSTIN GOLD CORP | 05223F106 | COM | 4,000 | $4,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 300 | $4,000 | dollars as filed | |
| ANALOG DEVICES INC | 032654905 | CALL | 1 | $4,000 | dollars as filed | call |
| NEOVOLTA INC | 640655114 | *W EXP 04/01/202 | 5,000 | $4,000 | dollars as filed | |
| WYNN RESORTS LTD | 983134907 | CALL | 11 | $4,000 | dollars as filed | call |
| NUCOR CORP | 670346905 | COM | 1 | $4,000 | dollars as filed | call |
| TRAVELERS COMPANIES INC | 89417E909 | COM | 1 | $4,000 | dollars as filed | call |
| HUBSPOT INC | 443573900 | COM | 1 | $4,000 | dollars as filed | call |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 9,152 | $4,000 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 120 | $4,000 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 4,563 | $4,000 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 491 | $4,000 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 15 | $4,000 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 200 | $4,000 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,200 | $4,000 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 3,576 | $4,000 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 3,300 | $4,000 | dollars as filed | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 3,003 | $4,000 | dollars as filed | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 69 | $4,000 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 8,241 | $4,000 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 57 | $4,000 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 974 | $4,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y388 | RESTAURANT ETF | 200 | $4,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 3,000 | $4,000 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 5,500 | $4,000 | dollars as filed | |
| NABRIVA THERAPEUTICS PLC SHS NEW 2022 | G63637139 | Common Stock | 2,008 | $4,000 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 258 | $4,000 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 34,440 | $4,000 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 440 | $4,000 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 171 | $4,000 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 150 | $4,000 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 169 | $4,000 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 300 | $4,000 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 340 | $4,000 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 1,050 | $4,000 | dollars as filed | |
| MOTUS GI HLDGS INC | 62014P405 | COM | 5,245 | $4,000 | dollars as filed | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 10,690 | $4,000 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 1,068 | $4,000 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,500 | $4,000 | dollars as filed | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 1,000 | $4,000 | dollars as filed | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 666 | $4,000 | dollars as filed | |
| CHARLES + COLVARD LTD | 159765106 | COM | 5,000 | $4,000 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 1,142 | $4,000 | dollars as filed | |
| OMNIQ CORP | 68217M107 | COM | 1,000 | $4,000 | dollars as filed | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 9,650 | $4,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 178 | $4,000 | dollars as filed | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 11,055 | $4,000 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 6,000 | $4,000 | dollars as filed | |
| TIO TECH A | G8T10C122 | UNIT 04/12/2028 | 400 | $4,000 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 305 | $4,000 | dollars as filed | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 400 | $4,000 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 3,565 | $4,000 | dollars as filed | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 6,321 | $4,000 | dollars as filed | |
| SUNSHINE BIOPHARMA INC | 867781403 | COM NEW | 6,628 | $4,000 | dollars as filed | |
| ATLIS MOTOR VEHICLES INC | 049506108 | CLASS A COM | 1,094 | $4,000 | dollars as filed | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 2,514 | $4,000 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 3,627 | $3,985 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 2,387 | $3,710 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B840 | HOYA CAPT HI DIV | 310 | $3,335 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 2,000 | $3,260 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,082 | $3,149 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 517 | $3,112 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 7,124 | $3,087 | dollars as filed | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 5,005 | $3,085 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 400 | $3,078 | dollars as filed | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 639 | $3,054 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 1,579 | $3,000 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 353 | $3,000 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 118 | $3,000 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 100 | $3,000 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 219 | $3,000 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 412 | $3,000 | dollars as filed | |
| EURODRY LTD | Y23508107 | COM | 213 | $3,000 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 1,229 | $3,000 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 309 | $3,000 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 1,105 | $3,000 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 1,000 | $3,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 129 | $3,000 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 71 | $3,000 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 1,075 | $3,000 | dollars as filed | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 100 | $3,000 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 1,148 | $3,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 95 | $3,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 1,115 | $3,000 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 233 | $3,000 | dollars as filed | |
| OPAL FUELS INC | 68347P103 | CLASS A COM | 400 | $3,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 340 | $3,000 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 180 | $3,000 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 345 | $3,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 160 | $3,000 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 390 | $3,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-23-000003 | this filing | 2023-02-10 | acceptance time not in the bulk data set |