13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-10, with 7,517 holding rows worth $49,381,715,279.
- Accession
- 0001677044-23-000003
- Filer
- CIK 1677044
- Filed
- 2023-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 39,939 entries on the cover page, a total value of $49,381,715,279 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,381,715,279 with VALUE read as dollars as filed, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerINFINEX INVESTMENTS, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerAmerican Portfolios Advisors
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IAMGOLD CORP COM | 450913108 | Stock | 17,801 | $46,000 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 6,045 | $46,000 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528108 | ISHARES HIGH YIE | 2,184 | $46,000 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 1,708 | $46,000 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 1,146 | $46,000 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 1,481 | $46,000 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 19,594 | $46,000 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 19,587 | $46,000 | dollars as filed | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 67,866 | $46,000 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 11,272 | $45,982 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 5,076 | $45,734 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,183 | $45,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 4,525 | $45,000 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 3,366 | $45,000 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 6,648 | $45,000 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,951 | $45,000 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 5,194 | $44,858 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 7,756 | $44,725 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 12,947 | $44,538 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 58,850 | $44,501 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 4,766 | $44,469 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 36,577 | $44,376 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 3,666 | $44,000 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 1,547 | $44,000 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 1,616 | $44,000 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 1,784 | $44,000 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 2,778 | $44,000 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,360 | $44,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 819 | $44,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 1,548 | $44,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 5,001 | $44,000 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 3,911 | $44,000 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 11,465 | $44,000 | dollars as filed | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,541 | $44,000 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 1,741 | $43,844 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 3,245 | $43,113 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 747 | $43,000 | dollars as filed | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 4,131 | $43,000 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 17,516 | $43,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,113 | $43,000 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 3,271 | $43,000 | dollars as filed | |
| SCANSOURCE INC | 806037107 | COM | 1,488 | $43,000 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,157 | $43,000 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,042 | $43,000 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 5,463 | $43,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,088 | $43,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P462 | BRAN DYN CAP ETF | 3,744 | $43,000 | dollars as filed | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 1,500 | $43,000 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 3,146 | $43,000 | dollars as filed | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,868 | $43,000 | dollars as filed | |
| B RILEY PRIN 250 MERGER CORP | 05602L203 | UNIT 04/06/2026 | 4,275 | $43,000 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 5,406 | $42,867 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 32,891 | $42,450 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 12,500 | $42,000 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 48 | $42,000 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 43 | $42,000 | dollars as filed | principal |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 965 | $42,000 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 2,527 | $42,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R662 | INTL DEV STRNGTH | 1,430 | $42,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,088 | $42,000 | dollars as filed | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,300 | $42,000 | dollars as filed | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,033 | $42,000 | dollars as filed | |
| DATA I O CORP | 237690102 | COM | 10,500 | $42,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 2,406 | $42,000 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 8,025 | $42,000 | dollars as filed | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,378 | $42,000 | dollars as filed | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 4,200 | $42,000 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 5,600 | $41,420 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,395 | $41,000 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 729 | $41,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 502 | $41,000 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 2,103 | $41,000 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 147 | $41,000 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 7,355 | $41,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 5,324 | $41,000 | dollars as filed | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 951 | $41,000 | dollars as filed | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,575 | $41,000 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 36 | $41,000 | dollars as filed | principal |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 10,000 | $41,000 | dollars as filed | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 361 | $41,000 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 13,357 | $40,839 | dollars as filed | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 1,085 | $40,466 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 183 | $40,103 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 1,175 | $40,044 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 1,217 | $40,031 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 4,592 | $40,000 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 4,752 | $40,000 | dollars as filed | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 5,864 | $40,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 747 | $40,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,550 | $40,000 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 2,090 | $40,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,661 | $40,000 | dollars as filed | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 42,451 | $40,000 | dollars as filed | |
| FIRST INTST BANCSYSTEM INC | 32055Y901 | CALL | 27 | $40,000 | dollars as filed | call |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 17,934 | $40,000 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 22,790 | $40,000 | dollars as filed | |
| BARCLAYS BK PLC | 06746P522 | FUND | 514 | $40,000 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 2,890 | $39,910 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N780 | TAIL RISK STRAT | 3,405 | $39,804 | dollars as filed | |
| KENNAMETAL INC | 489170100 | COM | 1,621 | $39,500 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 3,355 | $39,460 | dollars as filed | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,314 | $39,313 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 3,397 | $39,253 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 41,376 | $39,072 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 2,900 | $39,000 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 1,584 | $39,000 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 1,057 | $39,000 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,085 | $39,000 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,697 | $39,000 | dollars as filed | |
| DBX ETF TR | 233051226 | CMN | 1,680 | $39,000 | dollars as filed | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 4,514 | $39,000 | dollars as filed | |
| SERVICENOW INC | 81762P952 | PUT | 3 | $39,000 | dollars as filed | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 6,250 | $39,000 | dollars as filed | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 4,191 | $39,000 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 10,000 | $39,000 | dollars as filed | |
| TITAN MED INC | 88830X819 | COM | 60,081 | $39,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 40,000 | $39,000 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 3,930 | $39,000 | dollars as filed | |
| ALGORHYTHM HLDGS INC | 829322403 | COM | 8,779 | $39,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 840 | $38,922 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 3,100 | $38,882 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 11,714 | $38,786 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,043 | $38,608 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 8,138 | $38,420 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 17,079 | $38,137 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 39,200 | $38,000 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 10,016 | $38,000 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,090 | $38,000 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 917 | $38,000 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 1,699 | $38,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 74,710 | $38,000 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 1,310 | $38,000 | dollars as filed | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 12,293 | $38,000 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 11,065 | $38,000 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 3,616 | $38,000 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 4,550 | $38,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 1,816 | $38,000 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 4,806 | $38,000 | dollars as filed | |
| LISTED FDS TR | 53656F698 | TRUESHARES OCT | 1,300 | $38,000 | dollars as filed | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 1,500 | $38,000 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 1,923 | $37,795 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 13,126 | $37,363 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 3,614 | $37,275 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 23,074 | $37,049 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 625 | $37,032 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 39 | $37,000 | dollars as filed | principal |
| DESIGNER BRANDS INC | 250565108 | CL A | 3,743 | $37,000 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 822 | $37,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 3,892 | $37,000 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,011 | $37,000 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 682 | $37,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,270 | $37,000 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 27,280 | $37,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 1,065 | $37,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 945 | $37,000 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 166 | $37,000 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 37,289 | $37,000 | dollars as filed | |
| ISTAR INC | 45031U101 | COMMON STOCK | 4,842 | $37,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 38 | $37,000 | dollars as filed | principal |
| GRITSTONE BIO INC | 39868T105 | COM | 10,500 | $37,000 | dollars as filed | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 27,750 | $37,000 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 35 | $37,000 | dollars as filed | principal |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 1,505 | $37,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 9,358 | $36,493 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,425 | $36,180 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 45,650 | $36,160 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 3,361 | $36,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 1,269 | $36,000 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 1,251 | $36,000 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1,165 | $36,000 | dollars as filed | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,869 | $36,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 813 | $36,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 757 | $36,000 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 2,212 | $36,000 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 3,400 | $36,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06745T368 | ETF | 1,596 | $36,000 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 1,457 | $35,737 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 20,090 | $35,655 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 30,062 | $35,547 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 7,937 | $35,435 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 6,704 | $35,382 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,174 | $35,281 | dollars as filed | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 4,597 | $35,263 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 631 | $35,020 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 1,749 | $35,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 33 | $35,000 | dollars as filed | principal |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 15,310 | $35,000 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,350 | $35,000 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 6,450 | $35,000 | dollars as filed | |
| WESTERN ALLIANCE BANCORP | 957638909 | COM | 15 | $35,000 | dollars as filed | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 16,298 | $35,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 3,031 | $35,000 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 907 | $35,000 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 2,402 | $35,000 | dollars as filed | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 3,500 | $35,000 | dollars as filed | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,900 | $35,000 | dollars as filed | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 5,255 | $34,254 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 2,029 | $34,250 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,562 | $34,023 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 1,163 | $34,000 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 14,259 | $34,000 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,142 | $34,000 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 4,879 | $34,000 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 854 | $34,000 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,126 | $34,000 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 996 | $34,000 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,421 | $34,000 | dollars as filed | |
| APPLE INC | 037833900 | CALL | 13 | $34,000 | dollars as filed | call |
| NEURONETICS INC | 64131A105 | COM | 4,958 | $34,000 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 5,077 | $34,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y626 | PRIVATE CREDIT | 1,969 | $34,000 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 4,113 | $34,000 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 1,047 | $34,000 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 91,972 | $34,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,102 | $34,000 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 37 | $34,000 | dollars as filed | principal |
| CORSAIR GAMING INC | 22041X102 | COM | 2,525 | $33,714 | dollars as filed | |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 1,212 | $33,074 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 861 | $33,000 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 759 | $33,000 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 1,626 | $33,000 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 1,981 | $33,000 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 2,264 | $33,000 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 900 | $33,000 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 12,425 | $33,000 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 3,016 | $33,000 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 37 | $33,000 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 97 | $33,000 | dollars as filed | principal |
| Mexico Fund Inc/The | 592835102 | COM | 2,194 | $33,000 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 2,925 | $33,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A408 | COMMO STRAT ETF | 1,464 | $33,000 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 846 | $33,000 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,800 | $33,000 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 3,300 | $33,000 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 3,300 | $33,000 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,017 | $32,685 | dollars as filed | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 5,045 | $32,656 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 45,251 | $32,467 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 9,297 | $32,224 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 16,925 | $32,158 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 34,921 | $32,007 | dollars as filed | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 835 | $32,000 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 445 | $32,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 33 | $32,000 | dollars as filed | principal |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 36 | $32,000 | dollars as filed | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 4,435 | $32,000 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,485 | $32,000 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 2,803 | $32,000 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 440 | $32,000 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 735 | $32,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 954 | $32,000 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 1,268 | $32,000 | dollars as filed | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 20,810 | $32,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108821 | BLACKSWAN ISWN | 1,758 | $32,000 | dollars as filed | |
| HUMANKIND BENEFIT CORPORATIO | 444869101 | HUMANKIND US STK | 1,210 | $32,000 | dollars as filed | |
| AMTD IDEA GROUP | 00180G205 | ADR | 18,000 | $32,000 | dollars as filed | |
| DYNATRONICS CORP | 268157401 | COM NEW | 82,078 | $32,000 | dollars as filed | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,172 | $32,000 | dollars as filed | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,100 | $32,000 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 40,590 | $31,578 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 59,408 | $31,445 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 9,116 | $31,427 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 8,795 | $31,308 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 3,441 | $31,159 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 2,381 | $31,025 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 2,490 | $31,000 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 1,422 | $31,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 4,132 | $31,000 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,756 | $31,000 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 2,542 | $31,000 | dollars as filed | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 10,000 | $31,000 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,914 | $31,000 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 6,027 | $31,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 850 | $31,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 1,209 | $31,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 1,019 | $31,000 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 1,288 | $31,000 | dollars as filed | |
| LISTED FD TR | 53656F730 | TRUESHARES STRUC | 1,250 | $31,000 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 8,747 | $30,692 | dollars as filed | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 872 | $30,485 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,077 | $30,481 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 2,309 | $30,330 | dollars as filed | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1,395 | $30,000 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 5,791 | $30,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 3,457 | $30,000 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 3,984 | $30,000 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 1,031 | $30,000 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 700 | $30,000 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 3,200 | $30,000 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 10,680 | $30,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 2,010 | $30,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 8,906 | $30,000 | dollars as filed | |
| D R HORTON INC | 23331A959 | COM | 38 | $30,000 | dollars as filed | put |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 1,165 | $30,000 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 861 | $30,000 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 26,475 | $30,000 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 4,020 | $30,000 | dollars as filed | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 3,188 | $30,000 | dollars as filed | |
| PINE TECHNOLOGY ACQUISITN CO | 722850104 | CLASS A COM | 3,000 | $30,000 | dollars as filed | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 3,000 | $30,000 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 27,225 | $30,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 10,642 | $29,765 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 2,168 | $29,739 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 1,822 | $29,567 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 4,954 | $29,453 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,365 | $29,000 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 7,500 | $29,000 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 6,097 | $29,000 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,882 | $29,000 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 1,761 | $29,000 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,328 | $29,000 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 2,977 | $29,000 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 979 | $29,000 | dollars as filed | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 955 | $29,000 | dollars as filed | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 1,210 | $29,000 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 16,385 | $29,000 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 673 | $29,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 1,090 | $29,000 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 17,651 | $29,000 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 3,990 | $29,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y956 | Option | 11 | $29,000 | dollars as filed | put |
| LENNAR CORP | 526057954 | CL A | 31 | $29,000 | dollars as filed | put |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,625 | $29,000 | dollars as filed | |
| BARCLAYS BK PLC | 06746P571 | FUND | 575 | $29,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q175 | ACTIVEBUILDE INT | 703 | $29,000 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 2,525 | $28,757 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 6,295 | $28,619 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 674 | $28,540 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 869 | $28,333 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 689 | $28,000 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 3,222 | $28,000 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 1,605 | $28,000 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 4,503 | $28,000 | dollars as filed | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2,084 | $28,000 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 1,012 | $28,000 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 10,236 | $28,000 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 603 | $28,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 1,063 | $28,000 | dollars as filed | |
| FLEXSHARES TR | 33939L571 | ESG & CLM INVEST | 710 | $28,000 | dollars as filed | |
| NUTRIBAND INC | 67092M208 | COM NEW | 7,819 | $28,000 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,913 | $28,000 | dollars as filed | |
| FORGEROCK INC | 34631B101 | CL A | 1,249 | $28,000 | dollars as filed | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 838 | $28,000 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 5,714 | $28,000 | dollars as filed | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 1,480 | $28,000 | dollars as filed | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 21,300 | $28,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 547 | $28,000 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 3,106 | $28,000 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 861 | $27,969 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 4,200 | $27,216 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 1,621 | $27,101 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 2,357 | $27,002 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,678 | $27,001 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 676 | $27,000 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 3,500 | $27,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 699 | $27,000 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,315 | $27,000 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 2,766 | $27,000 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 2,123 | $27,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 2,756 | $27,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 7,902 | $27,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 5,457 | $27,000 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,130 | $27,000 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 1,019 | $27,000 | dollars as filed | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 2,242 | $27,000 | dollars as filed | |
| FLEXSHARES TR | 33939L613 | CMN | 613 | $27,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 9,500 | $27,000 | dollars as filed | |
| GLIMPSE GROUP INC | 37892C106 | COM | 8,765 | $27,000 | dollars as filed | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 1,015 | $27,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 800 | $27,000 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 2,000 | $27,000 | dollars as filed | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 710 | $27,000 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 666 | $27,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 1,515 | $27,000 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 755 | $27,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 458 | $27,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H797 | FUTURE OF FOOD | 1,500 | $27,000 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 17,950 | $26,746 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 895 | $26,472 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 821 | $26,323 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 3,001 | $26,230 | dollars as filed | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 662 | $26,028 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 183,194 | $26,011 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,842 | $26,000 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 2,993 | $26,000 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 692 | $26,000 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 4,672 | $26,000 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 422 | $26,000 | dollars as filed | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1,250 | $26,000 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 1,818 | $26,000 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 4,409 | $26,000 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 4,577 | $26,000 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 703 | $26,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 451 | $26,000 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 904 | $26,000 | dollars as filed | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 323 | $26,000 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 586 | $26,000 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 3,056 | $26,000 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,021 | $26,000 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,358 | $26,000 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 29 | $26,000 | dollars as filed | principal |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 1,450 | $26,000 | dollars as filed | |
| MEAT TECH 3D LTD | 583435102 | COM | 25,000 | $26,000 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 544 | $25,970 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 4,614 | $25,847 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 1,444 | $25,648 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,414 | $25,637 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 1,427 | $25,568 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 775 | $25,525 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 950 | $25,413 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 8,731 | $25,280 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 7,353 | $25,063 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 172 | $25,000 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 14,200 | $25,000 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 100 | $25,000 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 1,105 | $25,000 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,407 | $25,000 | dollars as filed | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 800 | $25,000 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,750 | $25,000 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 11,687 | $25,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 23,200 | $25,000 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 6,584 | $25,000 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 15,364 | $25,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 775 | $25,000 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 3,936 | $25,000 | dollars as filed | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 2,000 | $25,000 | dollars as filed | |
| KRANESHARES CALIFORNIA CARBON ALLOWANCE ETF | 500767553 | ETF | 1,077 | $25,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 244 | $25,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A958 | PUT | 61 | $25,000 | dollars as filed | put |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,396 | $25,000 | dollars as filed | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 2,250 | $25,000 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 20,878 | $25,000 | dollars as filed | |
| SRAX INC | 78472M106 | CL A | 16,250 | $25,000 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T793 | IMGP RBA RESPONS | 2,830 | $25,000 | dollars as filed | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 30,590 | $25,000 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 1,752 | $24,251 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 600 | $24,023 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 1,259 | $24,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 10,610 | $24,000 | dollars as filed | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 556 | $24,000 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 1,707 | $24,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 6,883 | $24,000 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 240 | $24,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 868 | $24,000 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 2,185 | $24,000 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,810 | $24,000 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,350 | $24,000 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,086 | $24,000 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 1,500 | $24,000 | dollars as filed | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 1,370 | $24,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P705 | ST STR NUVEE ETF | 900 | $24,000 | dollars as filed | |
| NORTHERN LIGHTS FD TR | 66538J738 | TOEWS AGLTY DNYM | 1,067 | $24,000 | dollars as filed | |
| ABBVIE INC | 00287Y959 | COM | 190 | $24,000 | dollars as filed | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,237 | $24,000 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 5,439 | $24,000 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 39,910 | $24,000 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 13,299 | $24,000 | dollars as filed | |
| ACTIVESHARES ETF TR | 00509W105 | CLRBRDG FCS ESG | 806 | $24,000 | dollars as filed | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 1,016 | $24,000 | dollars as filed | |
| INNOVATOR ETFS TR | 45782C177 | DOUBLE STKR JAN | 1,000 | $24,000 | dollars as filed | |
| COMERA LIFE SCIENCES HLDGS I | 20037C108 | COM | 19,910 | $24,000 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 705 | $23,656 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 6,044 | $23,287 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 657 | $23,014 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 984 | $23,000 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 704 | $23,000 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 14,975 | $23,000 | dollars as filed | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 563 | $23,000 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 1,715 | $23,000 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 2,425 | $23,000 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,455 | $23,000 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 2,309 | $23,000 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 949 | $23,000 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 3,094 | $23,000 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 3,140 | $23,000 | dollars as filed | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 934 | $23,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 1,577 | $23,000 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 1,439 | $23,000 | dollars as filed | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,090 | $23,000 | dollars as filed | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,150 | $23,000 | dollars as filed | |
| KNOW LABS INC | 499238103 | COM NEW | 14,600 | $23,000 | dollars as filed | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 5,410 | $23,000 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 343 | $22,585 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 1,997 | $22,468 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 1,759 | $22,346 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 795 | $22,215 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 6,992 | $22,200 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 6,324 | $22,140 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 6,563 | $22,108 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 607 | $22,000 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 3,631 | $22,000 | dollars as filed | |
| CALERES INC | 129500104 | COM | 961 | $22,000 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 1,540 | $22,000 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,316 | $22,000 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,402 | $22,000 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 1,184 | $22,000 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,229 | $22,000 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 1,250 | $22,000 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,049 | $22,000 | dollars as filed | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 1,660 | $22,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-23-000003 | this filing | 2023-02-10 | acceptance time not in the bulk data set |