13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-10, with 7,517 holding rows worth $49,381,715,279.
- Accession
- 0001677044-23-000003
- Filer
- CIK 1677044
- Filed
- 2023-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 39,939 entries on the cover page, a total value of $49,381,715,279 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,381,715,279 with VALUE read as dollars as filed, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerINFINEX INVESTMENTS, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerAmerican Portfolios Advisors
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 1,153 | $3,000 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 100 | $3,000 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 50 | $3,000 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 777 | $3,000 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 57 | $3,000 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 319 | $3,000 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 872 | $3,000 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 650 | $3,000 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 413 | $3,000 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 400 | $3,000 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 178 | $3,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 128 | $3,000 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 3,068 | $3,000 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 165 | $3,000 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 184 | $3,000 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,047 | $3,000 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 80 | $3,000 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 4,000 | $3,000 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 273 | $3,000 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 300 | $3,000 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,271 | $3,000 | dollars as filed | |
| AMREP CORP | 032159105 | COM | 240 | $3,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 100 | $3,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y634 | CMN | 108 | $3,000 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 500 | $3,000 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 4,264 | $3,000 | dollars as filed | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 50 | $3,000 | dollars as filed | |
| PROSHARES TR | 74347G457 | BIG DAT REF ETF | 125 | $3,000 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,135 | $3,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U829 | HENDERSON US REL | 152 | $3,000 | dollars as filed | |
| LASER PHOTONICS CORP | 51807Q100 | COM | 1,258 | $3,000 | dollars as filed | |
| VISA INC | 92826C909 | CALL | 32 | $3,000 | dollars as filed | call |
| EA SERIES TRUST | 02072L599 | STRI 1000 VA ETF | 122 | $3,000 | dollars as filed | |
| NETFLIX INC. | 64110L906 | CALL | 1 | $3,000 | dollars as filed | call |
| AUTODESK INC | 052769906 | CALL | 1 | $3,000 | dollars as filed | call |
| MYSEUMAI INC | 23816M115 | *W EXP 08/17/202 | 49,531 | $3,000 | dollars as filed | |
| CAMECO CORP | 13321L908 | CALL | 2 | $3,000 | dollars as filed | call |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 1 | $3,000 | dollars as filed | call |
| WORKDAY INC | 98138H901 | CALL | 2 | $3,000 | dollars as filed | call |
| LOWES COS INC | 548661907 | CALL | 1 | $3,000 | dollars as filed | call |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 382 | $3,000 | dollars as filed | |
| VALE S A | 91912E905 | SPONSORED ADS | 19 | $3,000 | dollars as filed | call |
| BILIBILI INC | 090040906 | SPONS ADS REP Z | 2 | $3,000 | dollars as filed | call |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 502 | $3,000 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 200 | $3,000 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 88 | $3,000 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 8,168 | $3,000 | dollars as filed | |
| URBAN-GRO INC | 91704K202 | COM NEW | 985 | $3,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 450 | $3,000 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 500 | $3,000 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 2,000 | $3,000 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000 | $3,000 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 3 | $3,000 | dollars as filed | principal |
| NEWEGG COMMERCE INC | G6483G100 | COM | 2,202 | $3,000 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 1,538 | $3,000 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 3,539 | $3,000 | dollars as filed | |
| AEYE INC | 008183105 | COM | 4,425 | $3,000 | dollars as filed | |
| BABYLON HLDGS LTD | G07031209 | COM | 460 | $3,000 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 3,000 | $3,000 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 2,500 | $3,000 | dollars as filed | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 164 | $3,000 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 577 | $3,000 | dollars as filed | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 240 | $3,000 | dollars as filed | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 100 | $3,000 | dollars as filed | |
| TSR INC | 872885207 | COM | 400 | $3,000 | dollars as filed | |
| AMAZE HOLDINGS INC | 35804X101 | COM | 3,500 | $3,000 | dollars as filed | |
| GEOVAX LABS INC | 373678507 | COM | 4,000 | $3,000 | dollars as filed | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 22,491 | $3,000 | dollars as filed | |
| EBET INC | 278700109 | COM | 4,166 | $3,000 | dollars as filed | |
| VIVEVE MED INC | 92852W501 | COM | 5,500 | $3,000 | dollars as filed | |
| HELBIZ INC | 42309B204 | CLASS A COM | 22,150 | $3,000 | dollars as filed | |
| FLORA GROWTH CORP | 339764102 | COM | 14,700 | $3,000 | dollars as filed | |
| PYROGENESIS CDA INC | 74734T104 | COM | 4,443 | $3,000 | dollars as filed | |
| 10X CAP VENTURE ACQSTN CORP | G87076124 | UNIT 04/19/2028 | 350 | $3,000 | dollars as filed | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 300 | $3,000 | dollars as filed | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 868 | $3,000 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 730 | $3,000 | dollars as filed | |
| SONO GROUP N V | N81409109 | COM | 3,223 | $3,000 | dollars as filed | |
| STAFFING 360 SOLUTIONS INC | 852387505 | COM NEW 2022 | 1,150 | $3,000 | dollars as filed | |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 200 | $3,000 | dollars as filed | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 5,084 | $3,000 | dollars as filed | |
| BIOFRONTERA INC | 09077D100 | COM | 2,750 | $3,000 | dollars as filed | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 5,200 | $3,000 | dollars as filed | |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 1,497 | $3,000 | dollars as filed | |
| DIFFUSION PHARMACEUTICALS IN | 253748404 | COM NEW | 600 | $3,000 | dollars as filed | |
| XORTX Therapeutics Inc | 98420Q207 | COM | 3,603 | $3,000 | dollars as filed | |
| HARBOR CUSTOM | 41150T207 | PFD | 470 | $3,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y736 | ADVOCATE RISING | 125 | $3,000 | dollars as filed | |
| 2ND VOTE FDS | 81386P108 | 2NDVOTE LIFE NEU | 100 | $3,000 | dollars as filed | |
| 2ND VOTE FDS | 81386P306 | 2ND VOTE SOCIETY | 91 | $3,000 | dollars as filed | |
| MARPAI INC | 571354109 | CL A COM | 4,400 | $3,000 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 315 | $2,966 | dollars as filed | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 93 | $2,918 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 798 | $2,625 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 3,940 | $2,529 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 34 | $2,501 | dollars as filed | |
| ESPERION THERAPEUTICS INC NE | 29664W905 | COM | 20 | $2,500 | dollars as filed | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,809 | $2,372 | dollars as filed | |
| ENETI INC | Y2294C107 | COM | 229 | $2,301 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 190 | $2,271 | dollars as filed | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 3,212 | $2,050 | dollars as filed | |
| CHECK CAP LTD | M2361E179 | SHS | 1,065 | $2,003 | dollars as filed | |
| REGENETP INC XXX | 731094207 | COM | 2,722 | $2,001 | dollars as filed | |
| Avantis All Equity Markets ETF | 025072232 | SHS | 35 | $2,000 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 2,900 | $2,000 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,375 | $2,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 312 | $2,000 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 124 | $2,000 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 87 | $2,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 113 | $2,000 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 2,000 | $2,000 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 98 | $2,000 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 666 | $2,000 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 150 | $2,000 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 243 | $2,000 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 1,900 | $2,000 | dollars as filed | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 94 | $2,000 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 71 | $2,000 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 220 | $2,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 1,490 | $2,000 | dollars as filed | |
| ORION S.A. | L72967109 | COM | 101 | $2,000 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 99 | $2,000 | dollars as filed | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 133 | $2,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 682 | $2,000 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 686 | $2,000 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 259 | $2,000 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 1,024 | $2,000 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 185 | $2,000 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 200 | $2,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 52 | $2,000 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 400 | $2,000 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 330 | $2,000 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 37 | $2,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 138 | $2,000 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 550 | $2,000 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 348 | $2,000 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 189 | $2,000 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 200 | $2,000 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 95 | $2,000 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 2,090 | $2,000 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 200 | $2,000 | dollars as filed | |
| FINWISE BANCORP | 31813A109 | COMMON STOCK | 175 | $2,000 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 53 | $2,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 86 | $2,000 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 425 | $2,000 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 150 | $2,000 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 300 | $2,000 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 596 | $2,000 | dollars as filed | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 26 | $2,000 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 400 | $2,000 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 1,281 | $2,000 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,000 | $2,000 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 55 | $2,000 | dollars as filed | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 265 | $2,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3 | $2,000 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 2,000 | $2,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 2,000 | $2,000 | dollars as filed | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 800 | $2,000 | dollars as filed | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 294 | $2,000 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 92 | $2,000 | dollars as filed | |
| EA SERIES TRUST | 02072L573 | STRIVE SML CAP | 92 | $2,000 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 41 | $2,000 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 200 | $2,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 152 | $2,000 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 1,000 | $2,000 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 138 | $2,000 | dollars as filed | |
| INTERCURE LTD | M549GJ111 | COM NEW | 500 | $2,000 | dollars as filed | |
| IRIDEX CORP | 462684101 | COM | 1,000 | $2,000 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 379 | $2,000 | dollars as filed | |
| AUBURN NATL BANCORP | 050473107 | COM | 83 | $2,000 | dollars as filed | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 306 | $2,000 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 483 | $2,000 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 199 | $2,000 | dollars as filed | |
| ENLIVEX LTD | M4130Y106 | CMN | 400 | $2,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 95 | $2,000 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 2,285 | $2,000 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 68 | $2,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G557 | ALERIAN GLXY CRY | 398 | $2,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 107 | $2,000 | dollars as filed | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 300 | $2,000 | dollars as filed | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 657 | $2,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 65 | $2,000 | dollars as filed | |
| 51TALK ONLINE EDUCATION GROU | 16954L204 | SPONSORED ADR | 250 | $2,000 | dollars as filed | |
| MANNATECH INC | 563771203 | COM NEW | 95 | $2,000 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 973 | $2,000 | dollars as filed | |
| DESWELL INDS INC | 250639101 | COM | 506 | $2,000 | dollars as filed | |
| F5 INC | 315616902 | CALL | 2 | $2,000 | dollars as filed | call |
| MONGODB INC | 60937P906 | CALL | 1 | $2,000 | dollars as filed | call |
| AMERICAN EXPRESS CO | 025816909 | CALL | 1 | $2,000 | dollars as filed | call |
| ADVISORSHARES TR | 00768Y396 | HOTEL ETF | 90 | $2,000 | dollars as filed | |
| CROCS INC | 227046909 | CALL | 1 | $2,000 | dollars as filed | call |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 942 | $2,000 | dollars as filed | |
| ProShares UltraPro Short Russell2000 | 74347G390 | ETF | 40 | $2,000 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 650 | $2,000 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,405 | $2,000 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 465 | $2,000 | dollars as filed | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 502 | $2,000 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 1,100 | $2,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 75 | $2,000 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 450 | $2,000 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,100 | $2,000 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 335 | $2,000 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 580 | $2,000 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 65 | $2,000 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 402 | $2,000 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 624 | $2,000 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 3,000 | $2,000 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 3,000 | $2,000 | dollars as filed | |
| BEST INC | 08653C502 | SPONSORED ADS | 4,329 | $2,000 | dollars as filed | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 1,350 | $2,000 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 400 | $2,000 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,200 | $2,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 100 | $2,000 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 212 | $2,000 | dollars as filed | |
| Coupa Software | 22266LAF3 | CONV BOND | 2,000 | $2,000 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 665 | $2,000 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 1,000 | $2,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 2,000 | $2,000 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,000 | $2,000 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 2,000 | $2,000 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,000 | $2,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000 | $2,000 | dollars as filed | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,000 | $2,000 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 4,042 | $2,000 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 345 | $2,000 | dollars as filed | |
| PROSHARES TR | 74347G382 | FUND | 100 | $2,000 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 500 | $2,000 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 600 | $2,000 | dollars as filed | |
| THE9 LTD | 88337K302 | ADR | 3,850 | $2,000 | dollars as filed | |
| TREAN INS GROUP INC | 89457R101 | COM | 372 | $2,000 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 140 | $2,000 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 1,271 | $2,000 | dollars as filed | |
| VINCO VENTURES INC | 927330100 | COM | 5,550 | $2,000 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 1,703 | $2,000 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,000 | $2,000 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 17,186 | $2,000 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A104 | COM | 5,621 | $2,000 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 58 | $2,000 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 1,500 | $2,000 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 3,925 | $2,000 | dollars as filed | |
| PAXMEDICA INC | 70424C104 | COM | 1,000 | $2,000 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 1,000 | $2,000 | dollars as filed | |
| ENGLOBAL CORP | 293306106 | COM | 3,000 | $2,000 | dollars as filed | |
| OLD POINT FINL CORP | 680194107 | COM | 59 | $2,000 | dollars as filed | |
| RICEBRAN TECHNOLOGIES | 762831303 | Common | 3,120 | $2,000 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 500 | $2,000 | dollars as filed | |
| GLOBAL X FDS | 37960A784 | INTEREST RT HEDG | 72 | $2,000 | dollars as filed | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 4,000 | $2,000 | dollars as filed | |
| LOTTERY COM INC | 54570M108 | COM | 16,500 | $2,000 | dollars as filed | |
| VIRGIN ORBIT HOLDINGS INC | 92771A101 | COMMON STOCK | 1,082 | $2,000 | dollars as filed | |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 24,351 | $2,000 | dollars as filed | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 2,590 | $2,000 | dollars as filed | |
| VENUS CONCEPT INC | 92332W105 | COM | 6,000 | $2,000 | dollars as filed | |
| AMESITE INC | 031094105 | COM | 10,000 | $2,000 | dollars as filed | |
| MUSTANG BIO INC | 62818Q104 | COM | 5,431 | $2,000 | dollars as filed | |
| DIGITAL ALLY INC | 25382T101 | COM | 10,534 | $2,000 | dollars as filed | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 8,321 | $2,000 | dollars as filed | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 10,000 | $2,000 | dollars as filed | |
| ELECTROCORE INC | 28531P103 | COM | 6,800 | $2,000 | dollars as filed | |
| FIRST WAVE BIOPHARMA INC | 33749P200 | COM | 2,000 | $2,000 | dollars as filed | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 200 | $2,000 | dollars as filed | |
| STATERA BIOPHARMA INC | 857561104 | COM | 30,300 | $2,000 | dollars as filed | |
| ISOPLEXIS CORP | 465005106 | COM | 1,000 | $2,000 | dollars as filed | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000 | $2,000 | dollars as filed | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,287 | $2,000 | dollars as filed | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 1,000 | $2,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B289 | NYLI CLEAN OCEAN | 100 | $2,000 | dollars as filed | |
| IDW MEDIA | 44951N106 | COM | 1,690 | $2,000 | dollars as filed | |
| RICE ACQUISITION CORP II | G75529100 | SHS CL A | 200 | $2,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 47 | $2,000 | dollars as filed | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 1,080 | $2,000 | dollars as filed | |
| EXICURE INC | 30205M200 | COM NEW | 1,855 | $2,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J307 | DISRUPTIVE INNOV | 211 | $2,000 | dollars as filed | |
| DECISIONPOINT SYS INC NEW | 24345A507 | COMMON | 200 | $2,000 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 2,115 | $2,000 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 1,800 | $2,000 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 1,907 | $2,000 | dollars as filed | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 4,879 | $2,000 | dollars as filed | |
| SALARIUS PHARMACEUTICALS INC | 79400X305 | COM NEW | 1,387 | $2,000 | dollars as filed | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 12,000 | $2,000 | dollars as filed | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 161 | $2,000 | dollars as filed | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 5,850 | $2,000 | dollars as filed | |
| IBIO INC COM | 451033609 | Stock | 3,845 | $2,000 | dollars as filed | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 575 | $2,000 | dollars as filed | |
| VACCINEX INC | 918640103 | CMN | 3,500 | $2,000 | dollars as filed | |
| NOVAN INC COM NEW | 66988N205 | Stock | 1,912 | $2,000 | dollars as filed | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 84 | $2,000 | dollars as filed | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 4,395 | $2,000 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 3,300 | $1,936 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 3,150 | $1,825 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 90 | $1,811 | dollars as filed | |
| HEXO CORP | 428304406 | COM | 2,145 | $1,806 | dollars as filed | |
| DRIVE SHACK INC | 262077100 | COM | 11,045 | $1,737 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 1,000 | $1,690 | dollars as filed | |
| AMBER INTL HLDG LTD | 45113Y203 | SPON ADS NEW | 329 | $1,689 | dollars as filed | |
| PALATIN TECHNOLOGIES INC | 696077502 | COM NEW | 542 | $1,666 | dollars as filed | |
| INTRUSION INC COM NEW | 46121e205 | COM | 550 | $1,580 | dollars as filed | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 18,913 | $1,470 | dollars as filed | |
| United Parcel Service, Inc | 917286106 | COM | 100 | $1,455 | dollars as filed | |
| LIZHI INC | 53933L104 | ADS | 2,700 | $1,441 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 150 | $1,375 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 968 | $1,354 | dollars as filed | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,250 | $1,277 | dollars as filed | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 4,600 | $1,194 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 37 | $1,161 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 130 | $1,143 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 2,000 | $1,123 | dollars as filed | |
| TWILIO INC | 90138F902 | CALL | 5 | $1,095 | dollars as filed | call |
| VISTRA CORP | 92840M128 | COM | 3,009 | $1,080 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 391 | $1,079 | dollars as filed | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 2,274 | $1,043 | dollars as filed | |
| ONTRAK INC | 683373104 | COM | 2,367 | $1,037 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 822 | $1,022 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 1,119 | $1,012 | dollars as filed | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 2,812 | $1,007 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 50 | $1,000 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 204 | $1,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 33 | $1,000 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 55 | $1,000 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 137 | $1,000 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 200 | $1,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 500 | $1,000 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 52 | $1,000 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 96 | $1,000 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 200 | $1,000 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 1,076 | $1,000 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 64 | $1,000 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 185 | $1,000 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 1,072 | $1,000 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 1,000 | $1,000 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 380 | $1,000 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 1,000 | $1,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 800 | $1,000 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 680 | $1,000 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 71 | $1,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 235 | $1,000 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 12 | $1,000 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 265 | $1,000 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 850 | $1,000 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 63 | $1,000 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 25 | $1,000 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 88 | $1,000 | dollars as filed | |
| BIG SKY INDL INC | 911805307 | COM | 400 | $1,000 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 192 | $1,000 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 31 | $1,000 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 985 | $1,000 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 2,100 | $1,000 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 4 | $1,000 | dollars as filed | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 1,000 | $1,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 100 | $1,000 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 191 | $1,000 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 238 | $1,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 11 | $1,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 36 | $1,000 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 440 | $1,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 197 | $1,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 11 | $1,000 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 281 | $1,000 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 34 | $1,000 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 82 | $1,000 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 100 | $1,000 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 102 | $1,000 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 304 | $1,000 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 5 | $1,000 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 75 | $1,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 59 | $1,000 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 200 | $1,000 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 331 | $1,000 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 103 | $1,000 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 100 | $1,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 166 | $1,000 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 114 | $1,000 | dollars as filed | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 350 | $1,000 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 1,500 | $1,000 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 66 | $1,000 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 85 | $1,000 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 80 | $1,000 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 59 | $1,000 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 29 | $1,000 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 50 | $1,000 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 2,026 | $1,000 | dollars as filed | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 1 | $1,000 | dollars as filed | call |
| ZEVIA PBC | 98955K104 | CL A | 250 | $1,000 | dollars as filed | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 71 | $1,000 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 22 | $1,000 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 53 | $1,000 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 30 | $1,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,000 | $1,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 1,000 | $1,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 1,000 | $1,000 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 44 | $1,000 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 1,000 | $1,000 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,000 | $1,000 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 326 | $1,000 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 40 | $1,000 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 86 | $1,000 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 50 | $1,000 | dollars as filed | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 3 | $1,000 | dollars as filed | call |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 3 | $1,000 | dollars as filed | call |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 88 | $1,000 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 22 | $1,000 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 105 | $1,000 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 1,000 | $1,000 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 350 | $1,000 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 66 | $1,000 | dollars as filed | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 400 | $1,000 | dollars as filed | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 110 | $1,000 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 400 | $1,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 22 | $1,000 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 1,500 | $1,000 | dollars as filed | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 300 | $1,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 44 | $1,000 | dollars as filed | |
| SALESFORCE INC | 79466L902 | CALL | 2 | $1,000 | dollars as filed | call |
| VEEVA SYS INC | 922475908 | CALL | 1 | $1,000 | dollars as filed | call |
| VIRTUOSO ACQUISITION CORP | g9525w117 | WT | 15,494 | $1,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 5,000 | $1,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 292 | $1,000 | dollars as filed | |
| TOP FINANCIAL GROUP LTD | G989A6102 | SHS CL A | 250 | $1,000 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 24 | $1,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B865 | U S GL SE SK ETF | 51 | $1,000 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 280 | $1,000 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 203 | $1,000 | dollars as filed | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 383 | $1,000 | dollars as filed | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 497 | $1,000 | dollars as filed | |
| COINBASE GLOBAL INC | 19260Q957 | PUT | 17 | $1,000 | dollars as filed | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 32,714 | $1,000 | dollars as filed | |
| Vivani Medical Inc - US | 92854B109 | Equity | 1,155 | $1,000 | dollars as filed | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 29 | $1,000 | dollars as filed | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 300 | $1,000 | dollars as filed | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 47 | $1,000 | dollars as filed | |
| PINTEREST INC | 72352L906 | CALL | 10 | $1,000 | dollars as filed | call |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 25 | $1,000 | dollars as filed | call |
| C3 AI INC | 12468P904 | CALL | 7 | $1,000 | dollars as filed | call |
| CROWDSTRIKE HLDGS INC | 22788C905 | CALL | 1 | $1,000 | dollars as filed | call |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 1 | $1,000 | dollars as filed | call |
| COUPANG INC | 22266T909 | CALL | 62 | $1,000 | dollars as filed | call |
| BOEING CO | 097023905 | CALL | 7 | $1,000 | dollars as filed | call |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 300 | $1,000 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y906 | COM NEW | 1 | $1,000 | dollars as filed | call |
| BLOCK INC | 852234903 | CALL | 1 | $1,000 | dollars as filed | call |
| NETEASE COM INC | 64110W902 | CALL | 1 | $1,000 | dollars as filed | call |
| ZOOM COMMUNICATIONS INC | 98980L901 | CALL | 2 | $1,000 | dollars as filed | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 728 | $1,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 5 | $1,000 | dollars as filed | call |
| BIONTECH SE | 09075V952 | SPONSORED ADS | 8 | $1,000 | dollars as filed | put |
| DOCUSIGN INC | 256163906 | COM | 2 | $1,000 | dollars as filed | call |
| ISHARES INC | 464286955 | MSCI TURKEY ETF | 24 | $1,000 | dollars as filed | put |
| Cango Inc/KY | 137586103 | ADS | 1,002 | $1,000 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3 | $1,000 | dollars as filed | |
| GRAPHENE MFG GROUP ORDF | 38867H104 | ORD SHS | 700 | $1,000 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,025 | $1,000 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 50 | $1,000 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 137 | $1,000 | dollars as filed | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 1,000 | $1,000 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 253 | $1,000 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 202 | $1,000 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 396 | $1,000 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 403 | $1,000 | dollars as filed | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 100 | $1,000 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 203 | $1,000 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 194 | $1,000 | dollars as filed | |
| STATE STREET SPDR S&P SMALLCAP 600 ESG ETF | 78468R481 | ETF | 31 | $1,000 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 724 | $1,000 | dollars as filed | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 6,850 | $1,000 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 87 | $1,000 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 6,000 | $1,000 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405208 | COM | 600 | $1,000 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $1,000 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 985 | $1,000 | dollars as filed | |
| ObsEva SA | H5861P103 | COM | 5,000 | $1,000 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 520 | $1,000 | dollars as filed | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 300 | $1,000 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 300 | $1,000 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 4,950 | $1,000 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 1,166 | $1,000 | dollars as filed | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 5,050 | $1,000 | dollars as filed | |
| Barclays Bank PLC | 06747R477 | COM | 103 | $1,000 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 1,000 | $1,000 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 1,000 | $1,000 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 1,000 | $1,000 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 1,000 | $1,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 1,000 | $1,000 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 2,000 | $1,000 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 1,000 | $1,000 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 1,000 | $1,000 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 1,000 | $1,000 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,000 | $1,000 | dollars as filed | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 1,000 | $1,000 | dollars as filed | |
| IMV INC F | 44974L301 | FGC | 450 | $1,000 | dollars as filed | |
| TANTECH HLDGS LTD | G8675X149 | SHS NEW | 416 | $1,000 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 223 | $1,000 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 41 | $1,000 | dollars as filed | |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 521 | $1,000 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 615 | $1,000 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 516 | $1,000 | dollars as filed | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 2,003 | $1,000 | dollars as filed | |
| XOS INC | 98423B108 | COM | 3,500 | $1,000 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,187 | $1,000 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 4,600 | $1,000 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 100 | $1,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-23-000003 | this filing | 2023-02-10 | acceptance time not in the bulk data set |