13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-10, with 7,517 holding rows worth $49,381,715,279.
- Accession
- 0001677044-23-000003
- Filer
- CIK 1677044
- Filed
- 2023-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 39,939 entries on the cover page, a total value of $49,381,715,279 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,381,715,279 with VALUE read as dollars as filed, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerINFINEX INVESTMENTS, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerAmerican Portfolios Advisors
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 2,625 | $22,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 1,103 | $22,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 1,030 | $22,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U794 | MULTI MGR SML CP | 1,500 | $22,000 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 1,137 | $22,000 | dollars as filed | |
| BOXED INC | 103174108 | COM | 113,056 | $22,000 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 23,608 | $22,000 | dollars as filed | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,300 | $22,000 | dollars as filed | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 2,250 | $22,000 | dollars as filed | |
| PACER FDS TR | 69374H444 | METAURUS CAP 300 | 650 | $22,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E764 | ARMOR US EQT IDX | 1,100 | $22,000 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 597 | $21,895 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 5,279 | $21,830 | dollars as filed | |
| V2X INC | 92242T101 | COM | 551 | $21,702 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,069 | $21,672 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 5,912 | $21,545 | dollars as filed | |
| JOANN INC | 47768J101 | COM | 7,698 | $21,456 | dollars as filed | |
| AIR INDS GROUP | 00912N403 | COM | 5,000 | $21,250 | dollars as filed | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 660 | $21,087 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 1,042 | $21,073 | dollars as filed | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 453 | $21,008 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 3,945 | $21,000 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 2,639 | $21,000 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 2,257 | $21,000 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 8,500 | $21,000 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 1,113 | $21,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E823 | GROWTH STRENGTH | 1,000 | $21,000 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 2,138 | $21,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,806 | $21,000 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 3,785 | $21,000 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 2,188 | $21,000 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 2,420 | $21,000 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 925 | $21,000 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 955 | $21,000 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 2,665 | $21,000 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,041 | $21,000 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 928 | $21,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 809 | $21,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 293 | $21,000 | dollars as filed | |
| BIO RAD LABS INC | 090572108 | CL B | 50 | $21,000 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 1,582 | $21,000 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 6,676 | $21,000 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 4,600 | $21,000 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 14,691 | $21,000 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 1,764 | $21,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 1,461 | $21,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 1,040 | $21,000 | dollars as filed | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 6,374 | $21,000 | dollars as filed | |
| RPT REALTY | 74971D200 | PREF CONV | 425 | $21,000 | dollars as filed | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 26,000 | $21,000 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 567 | $20,917 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 73,990 | $20,628 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,981 | $20,285 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 10,700 | $20,278 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 8,450 | $20,238 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 952 | $20,000 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 3,615 | $20,000 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 950 | $20,000 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 1,225 | $20,000 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 815 | $20,000 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 3,240 | $20,000 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 3,037 | $20,000 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 454 | $20,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 678 | $20,000 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 9,728 | $20,000 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 3,470 | $20,000 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 238 | $20,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 10,577 | $20,000 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 447 | $20,000 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 825 | $20,000 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,541 | $20,000 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 5,191 | $20,000 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 576 | $20,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 735 | $20,000 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528207 | ISHAR INTER ETF | 880 | $20,000 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 1,091 | $20,000 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 873 | $20,000 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 980 | $20,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 1,276 | $20,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,170 | $20,000 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 20,055 | $20,000 | dollars as filed | |
| AYRO INC | 054748108 | COM | 51,200 | $20,000 | dollars as filed | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 2,400 | $20,000 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 35,980 | $20,000 | dollars as filed | |
| BARCLAYS BK PLC | 06746P431 | FUND | 253 | $20,000 | dollars as filed | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 21,000 | $20,000 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 2,020 | $20,000 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 1,901 | $19,901 | dollars as filed | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 972 | $19,815 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 2,157 | $19,471 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 771 | $19,391 | dollars as filed | |
| VOLTA INC | 92873V102 | COM CL A | 52,666 | $19,116 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 4,398 | $19,037 | dollars as filed | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 16,122 | $19,017 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 1,258 | $19,000 | dollars as filed | |
| HEALTHSTREAM INC | 42222N103 | COM | 787 | $19,000 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 1,037 | $19,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 6,054 | $19,000 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 750 | $19,000 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 746 | $19,000 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 6,815 | $19,000 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 187 | $19,000 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 3,100 | $19,000 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 5,000 | $19,000 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 34,961 | $19,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 3,771 | $19,000 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 58,678 | $19,000 | dollars as filed | |
| Valneva SE ADR | 92025Y103 | COM | 1,450 | $19,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 475 | $19,000 | dollars as filed | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 1,388 | $19,000 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 3,235 | $19,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 23 | $19,000 | dollars as filed | principal |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 4,230 | $19,000 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 2,670 | $19,000 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 7,296 | $19,000 | dollars as filed | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 3,694 | $19,000 | dollars as filed | |
| KKR & CO INC | 48251W401 | CONV | 331 | $19,000 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 10,022 | $19,000 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 19,593 | $19,000 | dollars as filed | |
| LIVENT CORP | 53814L908 | CALL | 17 | $19,000 | dollars as filed | call |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 3,095 | $18,566 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 55,860 | $18,521 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 2,396 | $18,442 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 18,045 | $18,369 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 15,142 | $18,210 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 2,657 | $18,092 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 1,500 | $18,000 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 26,593 | $18,000 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 1,069 | $18,000 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 2,364 | $18,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 427 | $18,000 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 794 | $18,000 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 660 | $18,000 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 518 | $18,000 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 3,230 | $18,000 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 2,506 | $18,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W841 | BULLETSHS 2030 | 735 | $18,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 838 | $18,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 1,275 | $18,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 3,350 | $18,000 | dollars as filed | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 223 | $18,000 | dollars as filed | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 375 | $18,000 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 4,371 | $18,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R639 | INDXX GBL MED | 980 | $18,000 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 906 | $18,000 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 3,950 | $18,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P454 | SUSTAINABLE INTL | 1,404 | $18,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 1,000 | $18,000 | dollars as filed | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 11,191 | $18,000 | dollars as filed | |
| ENDRA LIFE SCIENCES INC | 29273B302 | COM NEW | 4,515 | $18,000 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 5,530 | $18,000 | dollars as filed | |
| CURIS INC | 231269200 | COM | 32,000 | $18,000 | dollars as filed | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 15,400 | $18,000 | dollars as filed | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 553 | $18,000 | dollars as filed | |
| POLYPID LTD | M8001Q118 | SHS | 24,750 | $18,000 | dollars as filed | |
| KRANESHARES TR | 500767546 | CHINA INNOVATI | 1,200 | $18,000 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 30,727 | $17,944 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 570 | $17,924 | dollars as filed | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 659 | $17,904 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 3,196 | $17,687 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 496 | $17,626 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 3,299 | $17,374 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 2,251 | $17,313 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 22,878 | $17,002 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 320 | $17,000 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 722 | $17,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 9,554 | $17,000 | dollars as filed | |
| ALAMO GROUP INC | 011311107 | COM | 127 | $17,000 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 2,000 | $17,000 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 2,013 | $17,000 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 5,425 | $17,000 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 1,386 | $17,000 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 577 | $17,000 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 872 | $17,000 | dollars as filed | |
| AXT INC | 00246W103 | COM | 3,764 | $17,000 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 560 | $17,000 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 24,396 | $17,000 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 845 | $17,000 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 898 | $17,000 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,501 | $17,000 | dollars as filed | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 674 | $17,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 720 | $17,000 | dollars as filed | |
| HIBBETT INC | 428567101 | COM | 249 | $17,000 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 6,744 | $17,000 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 3,564 | $17,000 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 1,020 | $17,000 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 10,610 | $17,000 | dollars as filed | |
| VELODYNE LIDAR INC | 92259F101 | COM | 22,024 | $17,000 | dollars as filed | |
| BARCLAYS BK PLC | 06746P514 | FUND | 258 | $17,000 | dollars as filed | |
| CI FINL CORP | 125491100 | COM | 1,653 | $17,000 | dollars as filed | |
| AKILI INC | 00974B107 | COMMON STOCK | 15,275 | $17,000 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 31,200 | $17,000 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 22,269 | $17,000 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 3,481 | $16,760 | dollars as filed | |
| SKYWEST INC COM | 830879102 | Stock | 1,045 | $16,651 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 519 | $16,640 | dollars as filed | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 3,455 | $16,397 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 15,529 | $16,320 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 57,404 | $16,110 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 11,162 | $16,072 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 3,537 | $16,000 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 2,554 | $16,000 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 207 | $16,000 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 1,471 | $16,000 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 2,382 | $16,000 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,011 | $16,000 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 1,444 | $16,000 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 14,550 | $16,000 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 240 | $16,000 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 7,735 | $16,000 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 332 | $16,000 | dollars as filed | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 563 | $16,000 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,082 | $16,000 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 640 | $16,000 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 4,000 | $16,000 | dollars as filed | |
| CKX LDS INC | 12562N104 | COM | 1,622 | $16,000 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 2,286 | $16,000 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 562 | $16,000 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 600 | $16,000 | dollars as filed | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 1,640 | $16,000 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 31,359 | $16,000 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,039 | $16,000 | dollars as filed | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 500 | $16,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L867 | SCHRODERS COMMOD | 937 | $16,000 | dollars as filed | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 1,650 | $16,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 650 | $16,000 | dollars as filed | |
| NATIONWIDE RUSSELL 2000 RISK | 26922B741 | ETP | 788 | $16,000 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 4,655 | $15,792 | dollars as filed | |
| COHERENT CORP | 19247G206 | CONV | 92 | $15,543 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 11,214 | $15,268 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 7,593 | $15,188 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 634 | $15,161 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 7,850 | $15,135 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 1,200 | $15,000 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 3,611 | $15,000 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 409 | $15,000 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 5,256 | $15,000 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 10,907 | $15,000 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 434 | $15,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 344 | $15,000 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 433 | $15,000 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 7,055 | $15,000 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 3,181 | $15,000 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,385 | $15,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y699 | UNCAPPED ACCLRTD | 631 | $15,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 256 | $15,000 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 4,053 | $15,000 | dollars as filed | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 11,900 | $15,000 | dollars as filed | |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 378 | $15,000 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 12,467 | $15,000 | dollars as filed | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 2,424 | $15,000 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 12,650 | $15,000 | dollars as filed | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 535 | $15,000 | dollars as filed | |
| DIGITAL TRANSFORMATN OPT COR | 25401K206 | UNIT 03/31/2028 | 1,520 | $15,000 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 1,680 | $14,751 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,810 | $14,482 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 169 | $14,364 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 11,840 | $14,193 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 1,039 | $14,000 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,862 | $14,000 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 1,206 | $14,000 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,500 | $14,000 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 651 | $14,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 4,725 | $14,000 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 360 | $14,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 3,770 | $14,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 2,034 | $14,000 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,400 | $14,000 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 612 | $14,000 | dollars as filed | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 209 | $14,000 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 7,200 | $14,000 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,255 | $14,000 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 3,000 | $14,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 451 | $14,000 | dollars as filed | |
| RBB FD INC | 74933W650 | MOTL FO NEXT ETF | 960 | $14,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 567 | $14,000 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 952 | $14,000 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 33,906 | $14,000 | dollars as filed | |
| BARCLAYS BK PLC | 06746P449 | FUND | 228 | $14,000 | dollars as filed | |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 1,450 | $14,000 | dollars as filed | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 500 | $14,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N509 | NASDAQ 100 DS CN | 723 | $14,000 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,483 | $13,970 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 1,250 | $13,913 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 2,338 | $13,788 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,196 | $13,778 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 1,300 | $13,651 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 488 | $13,448 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 9,262 | $13,290 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 3,717 | $13,041 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 1,810 | $13,000 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 502 | $13,000 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,452 | $13,000 | dollars as filed | |
| CARECLOUD INC | 14167R100 | COM | 4,360 | $13,000 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 1,407 | $13,000 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 19,816 | $13,000 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,565 | $13,000 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 5,155 | $13,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,445 | $13,000 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 4,152 | $13,000 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,779 | $13,000 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 3,320 | $13,000 | dollars as filed | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 355 | $13,000 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 450 | $13,000 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 6,237 | $13,000 | dollars as filed | |
| AMAZON COM INC | 023135906 | CALL | 10 | $13,000 | dollars as filed | call |
| BANK OF AMER CORP | 060505904 | CALL | 10 | $13,000 | dollars as filed | call |
| PULMONX CORP | 745848101 | COM | 1,506 | $13,000 | dollars as filed | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 1,000 | $13,000 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 618 | $13,000 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 1,002 | $13,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P813 | CMN | 535 | $13,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 600 | $13,000 | dollars as filed | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 500 | $13,000 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,481 | $13,000 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 5 | $13,000 | dollars as filed | call |
| KLA CORP | 482480900 | COM NEW | 1 | $13,000 | dollars as filed | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 2,464 | $13,000 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 8,332 | $13,000 | dollars as filed | |
| GREENBOX POS | 39366L208 | COM NEW | 28,350 | $13,000 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 523 | $13,000 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 5,225 | $13,000 | dollars as filed | |
| PROSHARES TR | 74347G648 | FUND | 500 | $13,000 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 6,016 | $13,000 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 15,789 | $13,000 | dollars as filed | |
| BARCLAYS BK PLC | 06746P589 | FUND | 500 | $13,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 568 | $13,000 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 18,914 | $13,000 | dollars as filed | |
| SESEN BIO INC | 817763105 | COM | 21,500 | $13,000 | dollars as filed | |
| VAPOTHERM INC | 922107107 | COM | 4,663 | $13,000 | dollars as filed | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 277 | $13,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 589 | $12,221 | dollars as filed | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 10,182 | $12,129 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,368 | $12,116 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 681 | $12,000 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 1,376 | $12,000 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 1,496 | $12,000 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 2,840 | $12,000 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 447 | $12,000 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 265 | $12,000 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 631 | $12,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 55 | $12,000 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 4,088 | $12,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 178 | $12,000 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 7,933 | $12,000 | dollars as filed | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 350 | $12,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 484 | $12,000 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 168 | $12,000 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 3,521 | $12,000 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 500 | $12,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 873 | $12,000 | dollars as filed | |
| EA SERIES TRUST | 02072L672 | STRIVE US SEMICO | 457 | $12,000 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,195 | $12,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 1,293 | $12,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 395 | $12,000 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 790 | $12,000 | dollars as filed | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $12,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 88 | $12,000 | dollars as filed | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 1,700 | $12,000 | dollars as filed | |
| CONX CORP | 212873103 | WRNT | 1,202 | $12,000 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 2,030 | $12,000 | dollars as filed | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 29,015 | $12,000 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 1,335 | $12,000 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 1,154 | $12,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y764 | FUND | 600 | $12,000 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 971 | $12,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 402 | $12,000 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 14,200 | $12,000 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 7,692 | $11,980 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 937 | $11,932 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 382 | $11,802 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 13,708 | $11,775 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 19,096 | $11,301 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 485 | $11,299 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 925 | $11,247 | dollars as filed | |
| VOXELJET AG | 92912L206 | ADS | 5,065 | $11,230 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 7,412 | $11,178 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P645 | FRANKLIN FTSE | 517 | $11,145 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,465 | $11,115 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 7,962 | $11,000 | dollars as filed | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 53 | $11,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 3,535 | $11,000 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 901 | $11,000 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 2,496 | $11,000 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 500 | $11,000 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,745 | $11,000 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 709 | $11,000 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 797 | $11,000 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 413 | $11,000 | dollars as filed | |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 375 | $11,000 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 2,885 | $11,000 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 12,383 | $11,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,450 | $11,000 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,728 | $11,000 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 60 | $11,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 697 | $11,000 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 383 | $11,000 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 5,636 | $11,000 | dollars as filed | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 350 | $11,000 | dollars as filed | |
| BROADCOM INC | 11135F901 | CALL | 1 | $11,000 | dollars as filed | call |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 8,119 | $11,000 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,223 | $11,000 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 684 | $11,000 | dollars as filed | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 3,360 | $11,000 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 20,813 | $11,000 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 6,413 | $11,000 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 9,950 | $11,000 | dollars as filed | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 9,148 | $11,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 10,043 | $11,000 | dollars as filed | |
| SYNTAX ETF TR | 87166N205 | STRATIFIE MDCP | 306 | $11,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 11,000 | $11,000 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 537 | $10,866 | dollars as filed | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 390 | $10,784 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 433 | $10,359 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 3,090 | $10,066 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 5,308 | $10,030 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 295 | $10,021 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 46,150 | $10,000 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 1,270 | $10,000 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 1,305 | $10,000 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 1,350 | $10,000 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 1,557 | $10,000 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 1,000 | $10,000 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 295 | $10,000 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,466 | $10,000 | dollars as filed | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 700 | $10,000 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 964 | $10,000 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 476 | $10,000 | dollars as filed | |
| PGIM ETF TR | 69344A800 | TOTA RETU BD ETF | 245 | $10,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 1,773 | $10,000 | dollars as filed | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 400 | $10,000 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 1,135 | $10,000 | dollars as filed | |
| BRAINSWAY LTD | 10501L106 | CMN | 3,985 | $10,000 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 365 | $10,000 | dollars as filed | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 550 | $10,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505558 | INQQ IND INT ETF | 941 | $10,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q804 | ENERGY INM PARTN | 500 | $10,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 205 | $10,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X487 | TRAD 2X INNO ETF | 252 | $10,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C243 | INVTOR 2 PLS 5 | 500 | $10,000 | dollars as filed | |
| ALPHABET INC | 02079K905 | CALL | 26 | $10,000 | dollars as filed | call |
| MISTER CAR WASH INC | 60646V105 | COM | 1,105 | $10,000 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 107 | $10,000 | dollars as filed | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 1,005 | $10,000 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 515 | $10,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 5,626 | $10,000 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 5,100 | $10,000 | dollars as filed | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 533 | $10,000 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 500 | $10,000 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 11,000 | $10,000 | dollars as filed | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 33,701 | $10,000 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 5,740 | $10,000 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 800 | $10,000 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,000 | $10,000 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 1,000 | $10,000 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 1,000 | $10,000 | dollars as filed | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 19,000 | $10,000 | dollars as filed | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 459 | $10,000 | dollars as filed | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 907 | $10,000 | dollars as filed | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,512 | $10,000 | dollars as filed | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 22,176 | $10,000 | dollars as filed | |
| GARRETT MOTION INC | 366505204 | PFD CONV SER A | 1,200 | $10,000 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 18,000 | $10,000 | dollars as filed | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 593 | $10,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 500 | $10,000 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,213 | $9,974 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 2,593 | $9,663 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 214 | $9,626 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 3,453 | $9,566 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 2,072 | $9,457 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,352 | $9,456 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 4,099 | $9,400 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 895 | $9,379 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 1,070 | $9,355 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 327 | $9,264 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 7,113 | $9,250 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 1,845 | $9,235 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 945 | $9,000 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 115 | $9,000 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 5,000 | $9,000 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 916 | $9,000 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 3,701 | $9,000 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 715 | $9,000 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 7,720 | $9,000 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 8,436 | $9,000 | dollars as filed | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 4,528 | $9,000 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 286 | $9,000 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 881 | $9,000 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 593 | $9,000 | dollars as filed | |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 3,656 | $9,000 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,465 | $9,000 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 600 | $9,000 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 2,745 | $9,000 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 99 | $9,000 | dollars as filed | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 747 | $9,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 25 | $9,000 | dollars as filed | principal |
| U S GLOBAL INVS INC | 902952100 | CL A | 3,375 | $9,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 353 | $9,000 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 750 | $9,000 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 3,328 | $9,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-23-000003 | this filing | 2023-02-10 | acceptance time not in the bulk data set |