13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-02, with 7,145 holding rows worth $46,196,911,000.
- Accession
- 0001677044-21-000027
- Filer
- CIK 1677044
- Filed
- 2021-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 32,849 entries on the cover page, a total value of $46,196,911,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,196,911,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1,900 | $11,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 475 | $11,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 146 | $11,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 500 | $11,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 294 | $11,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 276 | $11,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 231 | $11,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 219 | $11,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 497 | $11,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 593 | $11,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 336 | $11,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 214 | $11,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 494 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 263 | $11,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,000 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 199 | $11,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 384 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 357 | $11,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 695 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 550 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 357 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 135 | $11,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 200 | $11,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 814 | $11,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 152 | $11,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 943 | $11,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 94 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 312 | $11,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 928 | $11,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,783 | $11,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,000 | $11,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 11 | $11,000 | thousands by filing date | principal |
| QUANTUM CORP | 747906501 | COM | 1,587 | $11,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 700 | $11,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,640 | $11,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $11,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,000 | $11,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 3,500 | $11,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 860 | $11,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 4,525 | $11,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 900 | $11,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 660 | $11,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CORP UNIT EXP 083127 | 11374E203 | Stock | 1,000 | $11,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 999 | $11,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 290 | $10,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 290 | $10,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 1,000 | $10,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 205 | $10,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 451 | $10,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 636 | $10,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 376 | $10,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 5,200 | $10,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 1,254 | $10,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 745 | $10,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 300 | $10,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 300 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 100 | $10,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 332 | $10,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 982 | $10,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 139 | $10,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,162 | $10,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,910 | $10,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 310 | $10,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 570 | $10,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,056 | $10,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 421 | $10,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 783 | $10,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,123 | $10,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J818 | CMN | 378 | $10,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 250 | $10,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 340 | $10,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 500 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R639 | INDXX GBL MED | 400 | $10,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 1,000 | $10,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 1,000 | $10,000 | thousands by filing date | |
| COINBASE GLOBAL INC | 19260Q907 | CALL | 4 | $10,000 | thousands by filing date | call |
| CARVANA CO | 146869902 | CALL | 4 | $10,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q908 | BLOC FIN INN ETF | 24 | $10,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 59 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 950 | $10,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 786 | $10,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 477 | $10,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 487 | $10,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 6,920 | $10,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 1,607 | $10,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 136 | $10,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 585 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3 | $10,000 | thousands by filing date | principal |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,825 | $10,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2,046 | $10,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 1,000 | $10,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 1,000 | $10,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 878 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 400 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 730 | $10,000 | thousands by filing date | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 398 | $10,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 3,552 | $10,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 5,000 | $10,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 4,600 | $10,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 1,000 | $10,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 1,000 | $10,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 1,000 | $10,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 1,000 | $10,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A203 | UNIT 05/01/2025 | 1,000 | $10,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 1,002 | $10,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 1,020 | $10,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 1,570 | $10,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 5,763 | $10,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 9,171 | $10,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 5,725 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 300 | $10,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 200 | $10,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 5,000 | $10,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G200 | UNIT 99/99/9999 | 1,002 | $10,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 486 | $10,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 1,020 | $10,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 1,000 | $10,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 1,000 | $10,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 750 | $10,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K137 | UNIT 03/12/2026 | 1,000 | $10,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282t208 | COM | 1,002 | $10,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679682 | NT LKD 39 | 117 | $10,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 1,000 | $10,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 218 | $9,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 976 | $9,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 661 | $9,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 509 | $9,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 250 | $9,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 920 | $9,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 100 | $9,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 1,704 | $9,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 665 | $9,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 252 | $9,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,266 | $9,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 392 | $9,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 235 | $9,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 392 | $9,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 178 | $9,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,535 | $9,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,293 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 190 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 250 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 1,000 | $9,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 35 | $9,000 | thousands by filing date | call |
| MPLX LP | 55336V900 | COM UNIT REP LTD | 10 | $9,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 85 | $9,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 393 | $9,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 278 | $9,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 2,741 | $9,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 571 | $9,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 900 | $9,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 10 | $9,000 | thousands by filing date | principal |
| SYNLOGIC INC | 87166L100 | COM | 2,205 | $9,000 | thousands by filing date | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 907 | $9,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 9,600 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 105 | $9,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 2,676 | $9,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 2,135 | $9,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 3,500 | $9,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 380 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 284 | $9,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 5,055 | $9,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 4,750 | $9,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 1,972 | $9,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R904 | COM | 65 | $9,000 | thousands by filing date | call |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N400 | NASDAQ 100 CNVX | 288 | $9,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 900 | $9,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 900 | $9,000 | thousands by filing date | |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 529 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 260 | $9,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 250 | $8,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 1,000 | $8,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,759 | $8,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 125 | $8,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 2,000 | $8,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 305 | $8,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 492 | $8,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 151 | $8,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 230 | $8,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 86 | $8,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 212 | $8,000 | thousands by filing date | |
| TASKUS INC | 87652V109 | CLASS A COM | 265 | $8,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,127 | $8,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 470 | $8,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 531 | $8,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 341 | $8,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 672 | $8,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 320 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 143 | $8,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 3,165 | $8,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 1,472 | $8,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 80 | $8,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 137 | $8,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 246 | $8,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 2,500 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 525 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 330 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 162 | $8,000 | thousands by filing date | |
| HALLIBURTON CO | 406216901 | CALL | 10 | $8,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 593 | $8,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767906 | CALL | 15 | $8,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 446 | $8,000 | thousands by filing date | |
| MBIA INC | 55262C900 | COM | 176 | $8,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 1,235 | $8,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 840 | $8,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,390 | $8,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 804 | $8,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 503 | $8,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 700 | $8,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,000 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P431 | FUND | 85 | $8,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 950 | $8,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,500 | $8,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,400 | $8,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8 | $8,000 | thousands by filing date | principal |
| GOHEALTH INC | 38046W105 | COM CL A | 698 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 248 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 206 | $8,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $8,000 | thousands by filing date | principal |
| PYROGENESIS CDA INC | 74734T104 | COM | 1,600 | $8,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 6,415 | $8,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 1,730 | $8,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 5,291 | $8,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 3,560 | $8,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 800 | $8,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 6,683 | $8,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 271 | $8,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 2,495 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 750 | $8,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 1,000 | $8,000 | thousands by filing date | |
| AXS FOMO ETF | 19423L664 | ETF | 300 | $8,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 225 | $8,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 800 | $8,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284110 | *W EXP 01/30/202 | 5,000 | $8,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 779 | $8,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 375 | $7,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,000 | $7,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 300 | $7,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 712 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 202 | $7,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 152 | $7,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 632 | $7,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 130 | $7,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 285 | $7,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 531 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 200 | $7,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 196 | $7,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 286 | $7,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 232 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 150 | $7,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L805 | RESH ENHNC VLU | 367 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 289 | $7,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 80 | $7,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 200 | $7,000 | thousands by filing date | |
| STMICROELECTRONICS N V | 861012902 | CALL | 60 | $7,000 | thousands by filing date | call |
| PEPSICO INC | 713448958 | PUT | 13 | $7,000 | thousands by filing date | put |
| BLOCK INC | 852234903 | CALL | 4 | $7,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 271 | $7,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 3,052 | $7,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 3,513 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A149 | DFIANC NQ JR BT | 200 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,979 | $7,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 6,571 | $7,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 750 | $7,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 162 | $7,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 3,280 | $7,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 400 | $7,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 2,500 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 525 | $7,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 2,200 | $7,000 | thousands by filing date | |
| NIKOLA CORP | 654110905 | COM | 22 | $7,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 7 | $7,000 | thousands by filing date | principal |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 179 | $7,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 3,000 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 200 | $7,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L104 | COM CL A | 680 | $7,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 117 | $6,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 142 | $6,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 99 | $6,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,161 | $6,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 127 | $6,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 450 | $6,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 211 | $6,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 150 | $6,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,110 | $6,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 332 | $6,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 545 | $6,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 192 | $6,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,324 | $6,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 853 | $6,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 73 | $6,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 163 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 364 | $6,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 367 | $6,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 200 | $6,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 540 | $6,000 | thousands by filing date | |
| PACER FDS TR | 69374H543 | CMN | 300 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 250 | $6,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 600 | $6,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 600 | $6,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 266 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G906 | SOLAR ETF | 10 | $6,000 | thousands by filing date | call |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,405 | $6,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 5,250 | $6,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 363 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 237 | $6,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 710 | $6,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 6,000 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 6,000 | $6,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,700 | $6,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 334 | $6,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,687 | $6,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 725 | $6,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 3,000 | $6,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 738 | $6,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 2,109 | $6,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,000 | $6,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,373 | $6,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 500 | $6,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 199 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505640 | RANGE INDIA FINA | 176 | $6,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 1,703 | $6,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 3,811 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 240 | $6,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 640 | $6,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 1,294 | $6,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 241 | $6,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,580 | $6,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 550 | $6,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 2,100 | $6,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 5,300 | $6,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 600 | $6,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L106 | CLASS A ORD SHS | 600 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 243 | $6,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 129 | $5,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 180 | $5,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 3,300 | $5,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 300 | $5,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 68 | $5,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 241 | $5,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 371 | $5,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 316 | $5,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 200 | $5,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 617 | $5,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 873 | $5,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $5,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 955 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 100 | $5,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 659 | $5,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 220 | $5,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 123 | $5,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 524 | $5,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 241 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 183 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 233 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 200 | $5,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 409 | $5,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 600 | $5,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 265 | $5,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,387 | $5,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 125 | $5,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 105 | $5,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 221 | $5,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 700 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 104 | $5,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 868 | $5,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 212 | $5,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 359 | $5,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 127 | $5,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 1 | $5,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,728 | $5,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 500 | $5,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 99 | $5,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 510 | $5,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 1,040 | $5,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 462 | $5,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 348 | $5,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 789 | $5,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 300 | $5,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 347 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y388 | RESTAURANT ETF | 200 | $5,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 246 | $5,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 5,000 | $5,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 500 | $5,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 117 | $5,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 500 | $5,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 500 | $5,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 269 | $5,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 300 | $5,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,500 | $5,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $5,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 500 | $5,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 500 | $5,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 500 | $5,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 500 | $5,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 5,000 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 500 | $5,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 471 | $5,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 500 | $5,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 501 | $5,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 500 | $5,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,307 | $5,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T115 | UNIT 08/22/2028 | 500 | $5,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 473 | $5,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 500 | $5,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 500 | $5,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| TIO TECH A | G8T10C122 | UNIT 04/12/2028 | 501 | $5,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 500 | $5,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L209 | UNIT 06/10/2026 | 500 | $5,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 500 | $5,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,200 | $5,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 2,460 | $5,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 972 | $5,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 345 | $5,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 206 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 224 | $5,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 227 | $5,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 500 | $5,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 500 | $5,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 4,536 | $5,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 500 | $5,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 1,500 | $5,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 3,000 | $5,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 500 | $5,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 483 | $5,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 6,500 | $5,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 501 | $5,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 500 | $5,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 500 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y244 | EMKT INTRNT ECOM | 325 | $5,000 | thousands by filing date | |
| HEXO CORP | 428304907 | CALL | 36 | $5,000 | thousands by filing date | call |
| GLASS HOUSES ACQUISITION COR | 37714P202 | UNIT 03/25/2028 | 500 | $5,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 500 | $5,000 | thousands by filing date | |
| LEO HOLDINGS III CORP | g5463t116 | COM | 500 | $5,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 2,700 | $5,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 485 | $5,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 150 | $4,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 263 | $4,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,501 | $4,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 191 | $4,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 100 | $4,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,546 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 100 | $4,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 100 | $4,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 415 | $4,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 1,428 | $4,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 430 | $4,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $4,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 531 | $4,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 354 | $4,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 204 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 170 | $4,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 37 | $4,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 368 | $4,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 458 | $4,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 149 | $4,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 624 | $4,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 47 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q274 | SHORT DURA CORE | 75 | $4,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 533 | $4,000 | thousands by filing date | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 70 | $4,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 503 | $4,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 235 | $4,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 856 | $4,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 118 | $4,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 414 | $4,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 176 | $4,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 378 | $4,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 141 | $4,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 176 | $4,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $4,000 | thousands by filing date | |
| APPLE INC | 037833950 | PUT | 6 | $4,000 | thousands by filing date | put |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 265 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 117 | $4,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 225 | $4,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 449 | $4,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 120 | $4,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 252 | $4,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 519 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000027 | this filing | 2021-08-02 | acceptance time not in the bulk data set |