13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-02, with 7,145 holding rows worth $46,196,911,000.
- Accession
- 0001677044-21-000027
- Filer
- CIK 1677044
- Filed
- 2021-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 32,849 entries on the cover page, a total value of $46,196,911,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,196,911,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIMONEIRA CO | 532746104 | COM | 2,961 | $53,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 653 | $53,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 16,000 | $53,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 3,928 | $53,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 53,000 | $53,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 8,840 | $53,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,660 | $53,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,540 | $53,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 5,310 | $53,000 | thousands by filing date | |
| AGF INVTS TR | 00110G887 | AGFIQ HEDGED DIV | 2,214 | $53,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 1,010 | $52,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 2,086 | $52,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 3,035 | $52,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,895 | $52,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,774 | $52,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 2,696 | $52,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 3,351 | $52,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 8,725 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,146 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,037 | $52,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y396 | HOTEL ETF | 2,101 | $52,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 5,200 | $52,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 1,032 | $52,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 44,000 | $51,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 1,870 | $51,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,238 | $51,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 2,123 | $51,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 8,200 | $51,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,416 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,056 | $51,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,382 | $51,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,072 | $51,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 3,717 | $51,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 22,507 | $51,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 2,721 | $51,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 5,925 | $51,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 3,350 | $51,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 992 | $50,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 310 | $50,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 1,356 | $50,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 2,000 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1,022 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 809 | $50,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 1,051 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 946 | $50,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 6,240 | $50,000 | thousands by filing date | |
| LISTED FD TR | 53656F714 | TRUESHARES STRUC | 1,700 | $50,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 5,800 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 2,000 | $50,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,929 | $49,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 827 | $49,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 4,091 | $49,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 13,056 | $49,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 1,715 | $49,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,551 | $49,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,602 | $49,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 45,000 | $49,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,810 | $49,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 8,449 | $49,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 368 | $49,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 370 | $48,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 2,027 | $48,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 5,015 | $48,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 3,376 | $48,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 1,283 | $48,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,835 | $48,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,397 | $48,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 3,514 | $48,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 2,539 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,191 | $48,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 3,735 | $48,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 3,252 | $48,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 5,775 | $48,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 162 | $48,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 1,582 | $48,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 46,600 | $48,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 2,527 | $47,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 827 | $47,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 3,732 | $47,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 161 | $47,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 601 | $47,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 2,756 | $47,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,137 | $47,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,207 | $47,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 383 | $47,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 5,525 | $47,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,028 | $47,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 6,740 | $47,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 14,100 | $47,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 3,775 | $47,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 11,084 | $47,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,947 | $47,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,987 | $47,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 91,700 | $47,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 4,070 | $47,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 5,000 | $47,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 4,500 | $47,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,563 | $46,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,485 | $46,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 520 | $46,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 4,629 | $46,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 800 | $46,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,418 | $46,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 1,579 | $46,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 8,693 | $46,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 4,574 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,209 | $46,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 5,402 | $46,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,600 | $46,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,700 | $46,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 13,927 | $46,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 6,046 | $45,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 1,006 | $45,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 8,487 | $45,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 13,806 | $45,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 30,000 | $45,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 3,200 | $45,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 957 | $45,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 1,314 | $45,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,767 | $45,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 2,750 | $45,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,525 | $45,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,754 | $45,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,106 | $45,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 788 | $45,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 383,840 | $45,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 2,943 | $45,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,808 | $45,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 46,000 | $45,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 1,198 | $45,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 4,525 | $45,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 1,100 | $44,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 2,598 | $44,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 4,790 | $44,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 231 | $44,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 5,980 | $44,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 6,606 | $44,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,550 | $44,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 590 | $44,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 6,118 | $44,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,118 | $44,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 870 | $44,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,848 | $44,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 13,971 | $44,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 5,540 | $44,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K109 | SPONSORED ADS | 3,991 | $44,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 4,000 | $44,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 12,675 | $44,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 31,450 | $44,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 922 | $44,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 4,400 | $44,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,112 | $43,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 5,543 | $43,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 2,578 | $43,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 950 | $43,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 4,554 | $43,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 433 | $43,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00774Q346 | DEMCRATIC LG ETF | 1,566 | $43,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,850 | $43,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 6,200 | $43,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 2,953 | $43,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 5,300 | $43,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 9,169 | $43,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 3,725 | $43,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 7,752 | $43,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 2,948 | $43,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 446 | $43,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 39,000 | $43,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 3,905 | $42,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 5 | $42,000 | thousands by filing date | call |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 5,494 | $42,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 1,968 | $42,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,920 | $42,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 3,125 | $42,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 16,050 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,063 | $42,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 2,472 | $42,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 4,200 | $42,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 5,680 | $42,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 4,000 | $42,000 | thousands by filing date | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 976 | $41,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 987 | $41,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 532 | $41,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 4,327 | $41,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 1,057 | $41,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,223 | $41,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 869 | $41,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 3,280 | $41,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,288 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 688 | $41,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 4,514 | $41,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 26 | $41,000 | thousands by filing date | call |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 26,000 | $41,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 3,415 | $41,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 30,168 | $41,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,900 | $41,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 2,079 | $41,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 5,210 | $41,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 2,036 | $41,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 4,100 | $41,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 4,075 | $41,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 5,930 | $40,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 7,066 | $40,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 655 | $40,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 776 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1,250 | $40,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 770 | $40,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 734 | $40,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 1,222 | $40,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 2,002 | $40,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 1,494 | $40,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 904 | $40,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 3,827 | $40,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 14,680 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 1,665 | $40,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 4,000 | $40,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,800 | $40,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 809 | $40,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 4,010 | $40,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 4,000 | $40,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 1,335 | $39,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 617 | $39,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 1,351 | $39,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 3,162 | $39,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,922 | $39,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 2,681 | $39,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 3,337 | $39,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 7,270 | $39,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 1,369 | $39,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 7,000 | $39,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 12,870 | $39,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 3,045 | $39,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 1,515 | $39,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,917 | $39,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,750 | $39,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,000 | $39,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,818 | $38,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 3,450 | $38,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $38,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 4,731 | $38,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 1,452 | $38,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 16,286 | $38,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 3,523 | $38,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 34,000 | $38,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 27,000 | $38,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,577 | $38,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,899 | $38,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 1,388 | $38,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 2,932 | $38,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 3,305 | $38,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 743 | $38,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 33,000 | $38,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 921 | $38,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 37,000 | $38,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 1,725 | $37,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 2,875 | $37,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,166 | $37,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 2,330 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,500 | $37,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 1,386 | $37,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 725 | $37,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 6,050 | $37,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,369 | $37,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 37,000 | $37,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 35,000 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 1,575 | $37,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 1,174 | $37,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 3,450 | $37,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 1,330 | $36,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 488 | $36,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 5,478 | $36,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 637 | $36,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 2,265 | $36,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,798 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X788 | IPOX EUROPE EQ | 1,189 | $36,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 1,442 | $36,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 729 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 1,155 | $36,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2,422 | $36,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,388 | $36,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,525 | $36,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,706 | $36,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 2,030 | $36,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 1,900 | $36,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 1,341 | $36,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 4,832 | $36,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 1,283 | $36,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,838 | $36,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 3,600 | $36,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 25,000 | $36,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 4,434 | $36,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 6,522 | $36,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 7,400 | $36,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 3,700 | $36,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 1,468 | $36,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 2,600 | $36,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 520 | $35,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,255 | $35,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 1,590 | $35,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 9,987 | $35,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 1,392 | $35,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,187 | $35,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 2,000 | $35,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 2,340 | $35,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 2,352 | $35,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 28,000 | $35,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 6,402 | $35,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 17,751 | $35,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,747 | $35,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 368 | $35,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 60 | $35,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L811 | COM | 1,417 | $35,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H906 | CLASS B COM | 12 | $35,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 2,902 | $35,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 47,243 | $35,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 6,940 | $35,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 753 | $35,000 | thousands by filing date | |
| SPDR SER TR | 78468R614 | BBG SASB CRPT ES | 1,411 | $35,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1,023 | $34,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 1,617 | $34,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 6,759 | $34,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,139 | $34,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 666 | $34,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 900 | $34,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,028 | $34,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 928 | $34,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,624 | $34,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 20,145 | $34,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 33 | $34,000 | thousands by filing date | principal |
| POLAR PWR INC | 73102V105 | COM | 3,618 | $34,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 1,324 | $34,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,100 | $34,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J826 | MLTDCTR MEDIA | 870 | $34,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N509 | NASDAQ 100 DS CN | 1,174 | $34,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 1,350 | $33,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 3,409 | $33,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 749 | $33,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 3,200 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 888 | $33,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 974 | $33,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $33,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 732 | $33,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 677 | $33,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 560 | $33,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 909 | $33,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 1,020 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,973 | $33,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 495 | $33,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 51 | $33,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 8 | $33,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 823 | $33,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 7,650 | $33,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,200 | $33,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,400 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 738 | $33,000 | thousands by filing date | |
| LISTED FD TR | 53656F730 | TRUESHARES STRUC | 1,250 | $33,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T205 | MEDLEY MANAGEMENT INC | 5,400 | $33,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 11,317 | $33,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 3,300 | $33,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740102 | SHS CL A | 3,275 | $33,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 907 | $32,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 5,474 | $32,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 1,055 | $32,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 515 | $32,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 4,041 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,474 | $32,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 2,810 | $32,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,300 | $32,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 355 | $32,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 600 | $32,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 726 | $32,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 2,511 | $32,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 534 | $32,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 17,421 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 3,532 | $32,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 26,000 | $32,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 25,000 | $32,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 4,850 | $32,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 2,638 | $32,000 | thousands by filing date | |
| TIDAL ETF TR | 886364728 | SONICSHARES AIR | 6,375 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y525 | MSCI CHINA RE | 2,125 | $32,000 | thousands by filing date | |
| RODGERS SILICON VALLEY AQ CO | 774873103 | COM | 1,354 | $32,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 5,622 | $31,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,293 | $31,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 2,222 | $31,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 922 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 936 | $31,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 330 | $31,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 361 | $31,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 1,811 | $31,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 25,177 | $31,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,416 | $31,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,300 | $31,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 1,723 | $31,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 990 | $30,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,093 | $30,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 306 | $30,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 1,097 | $30,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 266 | $30,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 631 | $30,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,092 | $30,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 4,390 | $30,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 9,713 | $30,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 6,454 | $30,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 1,154 | $30,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 748 | $30,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,901 | $30,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 904 | $30,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 23,000 | $30,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 3,020 | $30,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,284 | $29,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 380 | $29,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,567 | $29,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 2,965 | $29,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 809 | $29,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 2,459 | $29,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 733 | $29,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,900 | $29,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 877 | $29,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 381 | $29,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 3,385 | $29,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,820 | $29,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 931 | $29,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 3,500 | $29,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,956 | $29,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,630 | $29,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 28 | $29,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 30,000 | $29,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 3,495 | $29,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,887 | $29,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 5,325 | $29,000 | thousands by filing date | |
| ACTIVESHARES ETF TR | 00509W105 | CLRBRDG FCS ESG | 833 | $29,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 7,000 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 1,314 | $29,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 3,020 | $29,000 | thousands by filing date | |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 600 | $29,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION COR COM CL A | 629070103 | Stock | 2,930 | $29,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 832 | $28,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 379 | $28,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 896 | $28,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 1,100 | $28,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,022 | $28,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 1,225 | $28,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 1,540 | $28,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,541 | $28,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 4,600 | $28,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,215 | $28,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 7,700 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 934 | $28,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,848 | $28,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 20 | $28,000 | thousands by filing date | call |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,753 | $28,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 3,055 | $28,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 3,314 | $28,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 1,648 | $28,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 8,402 | $28,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,029 | $28,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 2,800 | $28,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 28 | $28,000 | thousands by filing date | principal |
| PHUNWARE INC | 71948P100 | COMMON | 20,000 | $28,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 2,700 | $28,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 23,827 | $28,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 28,000 | $28,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 644 | $27,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,105 | $27,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 1,005 | $27,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 1,450 | $27,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,628 | $27,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 404 | $27,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 658 | $27,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 1,149 | $27,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,273 | $27,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 519 | $27,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 891 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 561 | $27,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 793 | $27,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 605 | $27,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 995 | $27,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,897 | $27,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 1,417 | $27,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 10,681 | $27,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,073 | $27,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,900 | $27,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 2,066 | $27,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC UNIT EX 040126 | 08954L201 | Stock | 2,700 | $27,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 1,250 | $26,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 614 | $26,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,223 | $26,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 1,265 | $26,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 1,860 | $26,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 5,666 | $26,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 14,005 | $26,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 1,024 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,055 | $26,000 | thousands by filing date | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 666 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 877 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 1,000 | $26,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 19,000 | $26,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,157 | $26,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,785 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000027 | this filing | 2021-08-02 | acceptance time not in the bulk data set |