13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-02, with 7,145 holding rows worth $46,196,911,000.
- Accession
- 0001677044-21-000027
- Filer
- CIK 1677044
- Filed
- 2021-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 32,849 entries on the cover page, a total value of $46,196,911,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,196,911,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VENUS CONCEPT INC | 92332W105 | COM | 8,500 | $26,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 7,738 | $26,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 2,570 | $26,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 1,041 | $26,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 680 | $26,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 2,700 | $26,000 | thousands by filing date | |
| ASYMMETRIC SMART S&P 500 ETF | 04651A101 | ETF | 950 | $26,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 3,905 | $26,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 2,600 | $26,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 748 | $25,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 619 | $25,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,281 | $25,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,774 | $25,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 793 | $25,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 3,419 | $25,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,119 | $25,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 602 | $25,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 573 | $25,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 822 | $25,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 960 | $25,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,574 | $25,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 900 | $25,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 2,500 | $25,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 215 | $25,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,569 | $25,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 261 | $25,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 1,465 | $25,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,422 | $25,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,000 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,229 | $25,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 12,359 | $25,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 17,894 | $25,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 2,454 | $25,000 | thousands by filing date | |
| SMARTRENT INC COM CL A | 316790104 | Common Stock | 2,000 | $25,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 2,000 | $25,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $24,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,162 | $24,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 845 | $24,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 703 | $24,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 927 | $24,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 723 | $24,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 803 | $24,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 412 | $24,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 907 | $24,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 868 | $24,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 254 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 399 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 378 | $24,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 1,035 | $24,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 455 | $24,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 109 | $24,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,855 | $24,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,350 | $24,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 2,396 | $24,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 965 | $24,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 2,499 | $24,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 4,378 | $24,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 5,980 | $24,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 22,704 | $24,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T123 | Cmn | 2,406 | $24,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 202 | $23,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 13,874 | $23,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,787 | $23,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 1,957 | $23,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,560 | $23,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 802 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 585 | $23,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 664 | $23,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,580 | $23,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 828 | $23,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,871 | $23,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,143 | $23,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 772 | $23,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 925 | $23,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 9,119 | $23,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,190 | $23,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 13,732 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,191 | $23,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,200 | $23,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 418 | $23,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 2,600 | $23,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 739 | $23,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 2,500 | $23,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 3,090 | $23,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 6,338 | $23,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 6,900 | $23,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 11,000 | $23,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 20,520 | $23,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,213 | $23,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 16,300 | $23,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 6,426 | $23,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 146 | $22,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 3,500 | $22,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,429 | $22,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 507 | $22,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 526 | $22,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 467 | $22,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,802 | $22,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 973 | $22,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 606 | $22,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 705 | $22,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 885 | $22,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,141 | $22,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 715 | $22,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 2,500 | $22,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 3,200 | $22,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 3,073 | $22,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 7,547 | $22,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 611 | $22,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 638 | $22,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,844 | $22,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 50 | $22,000 | thousands by filing date | call |
| PRIMO WATER CORPORATION | 74167P108 | COM | 1,313 | $22,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 2,639 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 1,164 | $22,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 2,200 | $22,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 4,250 | $22,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 29,569 | $22,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 10,000 | $22,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 782 | $21,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 600 | $21,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 435 | $21,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,051 | $21,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,100 | $21,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 475 | $21,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 10 | $21,000 | thousands by filing date | call |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 264 | $21,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U851 | CMN | 1,000 | $21,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,400 | $21,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 254 | $21,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,200 | $21,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,291 | $21,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 1,500 | $21,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 434 | $21,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 14,058 | $21,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 34,600 | $21,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 5,976 | $21,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 8,395 | $21,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 3,350 | $21,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 11,500 | $21,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,068 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,441 | $21,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 20,000 | $21,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 8,321 | $21,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 1,001 | $21,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 1,285 | $21,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 3,215 | $21,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 13,680 | $21,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,111 | $20,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 487 | $20,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 1,970 | $20,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 406 | $20,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 16,743 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 455 | $20,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 5,386 | $20,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 1,078 | $20,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 4,489 | $20,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 1,678 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 180 | $20,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 1,077 | $20,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 2,598 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 200 | $20,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 1,274 | $20,000 | thousands by filing date | |
| TRUST FOR PROFESSIONAL MANAG | 89834G836 | MAIRS & PWR MINN | 800 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 348 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $20,000 | thousands by filing date | |
| MODERNA INC | 60770K907 | CALL | 1 | $20,000 | thousands by filing date | call |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 1,950 | $20,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,500 | $20,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 3,000 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 1,098 | $20,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 10,000 | $20,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 411 | $20,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 2,003 | $20,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 8,005 | $20,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 5,000 | $20,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 185 | $20,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 2,000 | $20,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 21,890 | $20,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,000 | $20,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 2,000 | $20,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 2,020 | $20,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 2,000 | $20,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 2,020 | $20,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 17,090 | $20,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 2,060 | $20,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 2,000 | $20,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 2,000 | $20,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 308 | $19,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 369 | $19,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 762 | $19,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 650 | $19,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 402 | $19,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 869 | $19,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,345 | $19,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 530 | $19,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 2,400 | $19,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 223 | $19,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 551 | $19,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 418 | $19,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 591 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 25 | $19,000 | thousands by filing date | principal |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1,040 | $19,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 611 | $19,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 1,900 | $19,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 1,748 | $19,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 1,590 | $19,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 5,950 | $19,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 4,259 | $19,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 4,220 | $19,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 1,900 | $19,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 1,906 | $18,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 441 | $18,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 4,200 | $18,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 420 | $18,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 890 | $18,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 389 | $18,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 631 | $18,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 367 | $18,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 915 | $18,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,421 | $18,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,165 | $18,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 643 | $18,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 628 | $18,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 968 | $18,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 625 | $18,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,052 | $18,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 2,593 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 675 | $18,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,121 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 465 | $18,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,188 | $18,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 666 | $18,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 488 | $18,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 1 | $18,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 875 | $18,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 1,750 | $18,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 3,000 | $18,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 4,426 | $18,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 1,750 | $18,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 1,800 | $18,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 450 | $18,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 4,607 | $18,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 569 | $17,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 1,342 | $17,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 416 | $17,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 876 | $17,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 234 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 1,168 | $17,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,533 | $17,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,000 | $17,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,121 | $17,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 540 | $17,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 11,490 | $17,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 460 | $17,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 670 | $17,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 1,580 | $17,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 523 | $17,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 700 | $17,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 1,027 | $17,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,293 | $17,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,454 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 600 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 323 | $17,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 324 | $17,000 | thousands by filing date | put |
| Golden Entertainment Inc | 381013101 | Common Stock | 377 | $17,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 11,001 | $17,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 555 | $17,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 17 | $17,000 | thousands by filing date | principal |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 1,184 | $17,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 533 | $17,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 2,000 | $17,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 779 | $17,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,024 | $17,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 600 | $17,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 500 | $17,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 1,720 | $17,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 22,200 | $17,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 625 | $17,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 435 | $17,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 1,650 | $17,000 | thousands by filing date | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 70 | $16,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 316 | $16,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,452 | $16,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,510 | $16,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 484 | $16,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 2,098 | $16,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 370 | $16,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 794 | $16,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 466 | $16,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $16,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 1,675 | $16,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 425 | $16,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,041 | $16,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,577 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 424 | $16,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 394 | $16,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 616 | $16,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,631 | $16,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 3,100 | $16,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 5,596 | $16,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 28 | $16,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746901 | CALL | 10 | $16,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 6,280 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 561 | $16,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 16,000 | $16,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,447 | $16,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 500 | $16,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 2,840 | $16,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 978 | $16,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 23,660 | $16,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 1,208 | $16,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 16,000 | $16,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 31,600 | $15,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 7,140 | $15,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 3,900 | $15,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,070 | $15,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 311 | $15,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 447 | $15,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 365 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $15,000 | thousands by filing date | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 860 | $15,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 2,300 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 759 | $15,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 793 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 395 | $15,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 4,308 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 682 | $15,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $15,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 329 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 310 | $15,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 1,000 | $15,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 5,050 | $15,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 1,620 | $15,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 3,520 | $15,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 2,300 | $15,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 2,000 | $15,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 1,520 | $15,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 6,562 | $15,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 1,520 | $15,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 1,500 | $15,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 1,500 | $15,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 1,520 | $15,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 1,500 | $15,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 464 | $15,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 10,550 | $15,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 1,500 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 267 | $15,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 768 | $15,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 1,500 | $15,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 1,520 | $15,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K206 | UNIT 03/31/2028 | 1,520 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 600 | $15,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 1,520 | $15,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 12,037 | $15,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 1,520 | $15,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 1,520 | $15,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 1,500 | $15,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 1,500 | $15,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 1,500 | $15,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T115 | COM CL A | 1,500 | $15,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 222 | $14,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 537 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 715 | $14,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,736 | $14,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 699 | $14,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 267 | $14,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 118 | $14,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 578 | $14,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,500 | $14,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 407 | $14,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 341 | $14,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 13,000 | $14,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 337 | $14,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 279 | $14,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 1,394 | $14,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 3,864 | $14,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 144 | $14,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 50 | $14,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 640 | $14,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 291 | $14,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 1,714 | $14,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 10,292 | $14,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 12,487 | $14,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,074 | $14,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,705 | $14,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 360 | $14,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 1,400 | $14,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 9,387 | $14,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 6,407 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C177 | DOUBLE STKR JAN | 500 | $14,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 555 | $14,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 14 | $14,000 | thousands by filing date | principal |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 992 | $13,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,257 | $13,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 590 | $13,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 477 | $13,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,408 | $13,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 1,133 | $13,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 171 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 461 | $13,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 1,035 | $13,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,153 | $13,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 177 | $13,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 200 | $13,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 165 | $13,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,501 | $13,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 631 | $13,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 150 | $13,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 586 | $13,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 2,773 | $13,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,200 | $13,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 137 | $13,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,600 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 500 | $13,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 255 | $13,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 902 | $13,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 903 | $13,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 1,010 | $13,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 11,259 | $13,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 1,865 | $13,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 2,569 | $13,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 3,800 | $13,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,433 | $13,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 207 | $13,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 10,334 | $13,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 4,579 | $13,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 10,170 | $13,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 1,325 | $13,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 315 | $13,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 1,150 | $13,000 | thousands by filing date | |
| FISKER INC | 33813J906 | CALL | 20 | $13,000 | thousands by filing date | call |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 5,170 | $13,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 6,567 | $13,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M100 | COM CL A | 1,300 | $13,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 180 | $12,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 286 | $12,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 158 | $12,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 375 | $12,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 354 | $12,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 282 | $12,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 533 | $12,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 395 | $12,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 398 | $12,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 276 | $12,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 843 | $12,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 2,000 | $12,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 200 | $12,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,457 | $12,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,374 | $12,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 337 | $12,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 509 | $12,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 417 | $12,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 4,480 | $12,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 13,111 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 598 | $12,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 11,250 | $12,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 2,950 | $12,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,110 | $12,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 1,003 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 500 | $12,000 | thousands by filing date | |
| ELASTIC N V | N14506904 | CALL | 8 | $12,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,884 | $12,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,750 | $12,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,855 | $12,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 2,079 | $12,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 344 | $12,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 2,000 | $12,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 181 | $12,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 4,462 | $12,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 387 | $12,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 12,000 | $12,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,270 | $12,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $12,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 1,880 | $12,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 1,300 | $12,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 2,000 | $12,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 3,000 | $12,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 3,124 | $12,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 4,300 | $12,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 1,956 | $12,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 1,137 | $12,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,075 | $12,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 1,200 | $12,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 1,238 | $12,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 1,200 | $12,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 10,300 | $12,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,000 | $11,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 230 | $11,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 479 | $11,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 365 | $11,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 1,673 | $11,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 351 | $11,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 285 | $11,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 1,080 | $11,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 412 | $11,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 316 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000027 | this filing | 2021-08-02 | acceptance time not in the bulk data set |