13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-02, with 7,145 holding rows worth $46,196,911,000.
- Accession
- 0001677044-21-000027
- Filer
- CIK 1677044
- Filed
- 2021-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 32,849 entries on the cover page, a total value of $46,196,911,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,196,911,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEE GROUP INC | 36165A102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,362 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BATTALION OIL CORP | 07134L107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152307 | CL B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL ONE FINL CORP | 14040H905 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZOOM COMMUNICATIONS INC | 98980L901 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE REALREAL INC | 88339P901 | COM | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUCOR CORP | 670346905 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STRATASYS LTD | M85548901 | SHS | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MPLX LP | 55336V950 | COM UNIT REP LTD | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHEGG INC | 163092909 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fluent Co | 34380C102 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERBOW RES INC | 82836G102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADICET BIO INC | 007002108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTPLAT CORP | 68557F209 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PRODS CORP | 568427108 | cs | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INUVO INC | 46122W204 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 1,779 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G556 | FUND | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRICIDA INC | 89610F101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849906 | COM | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCEAN BIO-CHEM INC | 674631106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 267 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY BRANDS INC | 88688T900 | Option | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN GIANT INC | 16948W209 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUNJI INC | 98873N107 | ADS RP CL A | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAGENICS INC | 684023302 | COM PAR | 313 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUENTAS INC | 229794201 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METACRINE INC | 59101E103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMERICA INC | 09061H307 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 479 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCANA PLC | 67022C106 | ADR | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTABANCORP | 021347109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTHEALTH INC | 630104107 | CMN | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VROOM INC COM | 92918V909 | CALL | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zivo Bioscience Inc | 98978N200 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M508 | COM | 381 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G713 | ULTSHT FINLS NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 726 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOO HLDG LTD | 81367P101 | ADR | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALISADE BIO INC | 696389105 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J800 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METROMILE INC | 591697115 | *W EXP 02/09/202 | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUXIN LTD | 74704P108 | ADS | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIDAI LTD | 94861A108 | SPONS ADS | 228 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXONE CO | 302104904 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLOUDERA INC | 18914U900 | COM | 36 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000027 | this filing | 2021-08-02 | acceptance time not in the bulk data set |