13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 6,946 holding rows worth $41,564,126,000.
- Accession
- 0001677044-21-000015
- Filer
- CIK 1677044
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 31,769 entries on the cover page, a total value of $41,564,126,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,564,126,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INGLES MKTS INC CL A | 457030104 | Stock | 312 | $19,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,245 | $19,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 762 | $19,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 641 | $19,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 1,868 | $19,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 955 | $19,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 1,648 | $19,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 1,678 | $19,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 836 | $19,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 460 | $19,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,048 | $19,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,005 | $19,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 222 | $19,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,005 | $19,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,100 | $19,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 363 | $19,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 278 | $19,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 263 | $19,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 534 | $19,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 6,713 | $19,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 898 | $19,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 600 | $19,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 547 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 348 | $19,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 254 | $19,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 1,068 | $19,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 11,002 | $19,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,365 | $19,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,925 | $19,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 1,900 | $19,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 8,005 | $19,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 1,900 | $19,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $19,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V957 | COM | 148 | $19,000 | thousands by filing date | put |
| MUSTANG BIO INC | 62818Q104 | COM | 5,493 | $19,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 1,750 | $19,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 665 | $19,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 543 | $19,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 1,900 | $19,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 1,857 | $19,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 560 | $19,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 1,900 | $19,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 676 | $18,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,162 | $18,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 3,900 | $18,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 8,187 | $18,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 195 | $18,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 922 | $18,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,664 | $18,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,345 | $18,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 368 | $18,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $18,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 970 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 612 | $18,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 771 | $18,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,645 | $18,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,604 | $18,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 1,027 | $18,000 | thousands by filing date | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 916 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 465 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 323 | $18,000 | thousands by filing date | |
| MPLX LP | 55336V950 | COM UNIT REP LTD | 134 | $18,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 875 | $18,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,303 | $18,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 2,625 | $18,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 15,000 | $18,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 500 | $18,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 17 | $18,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 16,000 | $18,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,058 | $18,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 533 | $18,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 5,325 | $18,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 2,000 | $18,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 602 | $18,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 1,800 | $18,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 1,588 | $18,000 | thousands by filing date | |
| HEXO CORP | 428304907 | CALL | 70 | $18,000 | thousands by filing date | call |
| HIGHCAPE CAP ACQUISITION COR | 42984L105 | COM CL A | 1,500 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 445 | $17,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 782 | $17,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 6,420 | $17,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 178 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 475 | $17,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,330 | $17,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 463 | $17,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 2,690 | $17,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 372 | $17,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 6,305 | $17,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 429 | $17,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 15,000 | $17,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 2,223 | $17,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,224 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 300 | $17,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $17,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 547 | $17,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 1,065 | $17,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 589 | $17,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 5,476 | $17,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 739 | $17,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 9,109 | $17,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 8,395 | $17,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K109 | SPONSORED ADS | 1,442 | $17,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,900 | $17,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 10,550 | $17,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 10,000 | $17,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 17 | $17,000 | thousands by filing date | principal |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 450 | $17,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 3,525 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 1,550 | $17,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 724 | $17,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 605 | $16,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,575 | $16,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 359 | $16,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 374 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 1,168 | $16,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 668 | $16,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,121 | $16,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 3,892 | $16,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 950 | $16,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 1,152 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 444 | $16,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 5,125 | $16,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 759 | $16,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1,040 | $16,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,182 | $16,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,800 | $16,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,141 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 234 | $16,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 1,500 | $16,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,119 | $16,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,750 | $16,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 2,000 | $16,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 3,962 | $16,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 854 | $16,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 600 | $16,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 7,000 | $16,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 258 | $16,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 1,069 | $16,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 1,500 | $16,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 5,600 | $16,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 2,011 | $16,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 16,000 | $16,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 1,777 | $16,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 4,631 | $16,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L200 | UNIT 04/29/2025 | 1,500 | $16,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,181 | $15,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 650 | $15,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,118 | $15,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 476 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 210 | $15,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 285 | $15,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 2,469 | $15,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 796 | $15,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 517 | $15,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 533 | $15,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,746 | $15,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 407 | $15,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 12,395 | $15,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 630 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 395 | $15,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 340 | $15,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 238 | $15,000 | thousands by filing date | put |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 3,217 | $15,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 5,050 | $15,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 1,366 | $15,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 11,284 | $15,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 132,377 | $15,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 743 | $15,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 244 | $15,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 1,880 | $15,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 1,273 | $15,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 12,000 | $15,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 1,520 | $15,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 1,500 | $15,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 1,520 | $15,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 1,520 | $15,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 1,520 | $15,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 10,170 | $15,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 1,500 | $15,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 1,150 | $15,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 1,520 | $15,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K206 | UNIT 03/31/2028 | 1,520 | $15,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 16,201 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 600 | $15,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 1,520 | $15,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 1,520 | $15,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 1,520 | $15,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 1,500 | $15,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 1,500 | $15,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 10,300 | $15,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,200 | $14,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 251 | $14,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,203 | $14,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,158 | $14,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 401 | $14,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 861 | $14,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 266 | $14,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 251 | $14,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 605 | $14,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 407 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 556 | $14,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 247 | $14,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 438 | $14,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 946 | $14,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 332 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 409 | $14,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 175 | $14,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,471 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $14,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 793 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 600 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 706 | $14,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 329 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 310 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G906 | SOLAR ETF | 10 | $14,000 | thousands by filing date | call |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 1,010 | $14,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 3,208 | $14,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 260 | $14,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 1,733 | $14,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 905 | $14,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,904 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 230 | $14,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 970 | $14,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,000 | $14,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 2,450 | $14,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 1,300 | $14,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 1,400 | $14,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,210 | $14,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 6,068 | $14,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 1,312 | $14,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 14 | $14,000 | thousands by filing date | principal |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 750 | $13,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 158 | $13,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 1,507 | $13,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 270 | $13,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 622 | $13,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 351 | $13,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 165 | $13,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,374 | $13,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 5,896 | $13,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 13,311 | $13,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,493 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 500 | $13,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 81 | $13,000 | thousands by filing date | put |
| CONX CORP | 212873103 | WRNT | 1,300 | $13,000 | thousands by filing date | |
| PULTE GROUP INC | 745867901 | COM | 40 | $13,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $13,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,587 | $13,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 12,487 | $13,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 1,000 | $13,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 4,000 | $13,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 1,250 | $13,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 2,135 | $13,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 5,725 | $13,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 1,050 | $13,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 6,000 | $13,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 1,217 | $13,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 6,567 | $13,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 300 | $12,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 2,252 | $12,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 353 | $12,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 312 | $12,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 443 | $12,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 7,140 | $12,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 550 | $12,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 324 | $12,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 411 | $12,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 610 | $12,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 729 | $12,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 68 | $12,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 300 | $12,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 332 | $12,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,051 | $12,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 690 | $12,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 2,600 | $12,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,454 | $12,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 325 | $12,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 3,222 | $12,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 479 | $12,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,000 | $12,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 2,240 | $12,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 295 | $12,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,293 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 137 | $12,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 11,000 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 619 | $12,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 870 | $12,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 4,308 | $12,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,900 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 145 | $12,000 | thousands by filing date | |
| PINTEREST INC | 72352L906 | CALL | 20 | $12,000 | thousands by filing date | call |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 2,335 | $12,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 543 | $12,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 291 | $12,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 575 | $12,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 7,100 | $12,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 12,000 | $12,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 3,021 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 445 | $12,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $12,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,000 | $12,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,705 | $12,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 5,000 | $12,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 4,925 | $12,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 360 | $12,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 1,684 | $12,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 6,032 | $12,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 7,414 | $12,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 4,300 | $12,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 1,200 | $12,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 880 | $12,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 1,200 | $12,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 350 | $12,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 286 | $11,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 705 | $11,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 1,217 | $11,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,205 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 322 | $11,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 151 | $11,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 9,068 | $11,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 264 | $11,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 1,375 | $11,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 239 | $11,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $11,000 | thousands by filing date | |
| APPLE INC | 037833950 | PUT | 24 | $11,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,123 | $11,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 750 | $11,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,047 | $11,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 180 | $11,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 200 | $11,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C235 | INVATR 20 PLS 9 | 500 | $11,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746901 | CALL | 10 | $11,000 | thousands by filing date | call |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 89 | $11,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 986 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 312 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A149 | DFIANC NQ JR BT | 307 | $11,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 1,286 | $11,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,710 | $11,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 399 | $11,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 11 | $11,000 | thousands by filing date | principal |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 1,078 | $11,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 4,600 | $11,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 1,600 | $11,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 14,960 | $11,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 4,750 | $11,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C177 | DOUBLE STKR JAN | 400 | $11,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 1,000 | $11,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CORP UNIT EXP 083127 | 11374E203 | Stock | 1,000 | $11,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392106 | SHS CL A | 1,080 | $11,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 150 | $10,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,000 | $10,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 2,117 | $10,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 580 | $10,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 251 | $10,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 300 | $10,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 409 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 100 | $10,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 814 | $10,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 200 | $10,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 466 | $10,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 297 | $10,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,689 | $10,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 589 | $10,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 310 | $10,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 446 | $10,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 570 | $10,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 593 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 125 | $10,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 502 | $10,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 340 | $10,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 1,056 | $10,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 23 | $10,000 | thousands by filing date | put |
| MODERNA INC | 60770K907 | CALL | 1 | $10,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,384 | $10,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 468 | $10,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 703 | $10,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 3,561 | $10,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 131 | $10,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,783 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3 | $10,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,000 | $10,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 1,413 | $10,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,825 | $10,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 3,341 | $10,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 160 | $10,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 612 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 400 | $10,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 3,552 | $10,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 1,000 | $10,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $10,000 | thousands by filing date | principal |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 1,000 | $10,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 1,000 | $10,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 407 | $10,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 83 | $10,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 1,000 | $10,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 1,020 | $10,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 420 | $10,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 300 | $10,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 5,291 | $10,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 200 | $10,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,075 | $10,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 1,038 | $10,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 2,127 | $10,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 1,020 | $10,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 1,000 | $10,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 1,000 | $10,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 1,000 | $10,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 750 | $10,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 1,000 | $10,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X205 | UNIT 12/31/2025 | 1,000 | $10,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 434 | $9,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 976 | $9,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 604 | $9,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 452 | $9,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 646 | $9,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 342 | $9,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 450 | $9,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $9,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 178 | $9,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 2,302 | $9,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 1,704 | $9,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,127 | $9,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 499 | $9,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 917 | $9,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 222 | $9,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 144 | $9,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 185 | $9,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 810 | $9,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 320 | $9,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 296 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 254 | $9,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,000 | $9,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 480 | $9,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 309 | $9,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 250 | $9,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 100 | $9,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 2,000 | $9,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 350 | $9,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 500 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 200 | $9,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 446 | $9,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 6,920 | $9,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 5,000 | $9,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063P905 | CALL | 6 | $9,000 | thousands by filing date | call |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 462 | $9,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 145 | $9,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 403 | $9,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,500 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 730 | $9,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 900 | $9,000 | thousands by filing date | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 907 | $9,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 2,176 | $9,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 3,725 | $9,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 950 | $9,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 3,500 | $9,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 380 | $9,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 947 | $9,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,213 | $9,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 6,683 | $9,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 483 | $9,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 900 | $9,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 900 | $9,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679682 | NT LKD 39 | 117 | $9,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284110 | *W EXP 01/30/202 | 5,000 | $9,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 1,000 | $8,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 340 | $8,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 115 | $8,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 712 | $8,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 1,115 | $8,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 486 | $8,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 249 | $8,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 219 | $8,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 672 | $8,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 235 | $8,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 420 | $8,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 102 | $8,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 372 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 300 | $8,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 300 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 525 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 330 | $8,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 545 | $8,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 335 | $8,000 | thousands by filing date | |
| CHEWY INC | 16679L909 | CL A | 15 | $8,000 | thousands by filing date | call |
| Golden Entertainment Inc | 381013101 | Common Stock | 311 | $8,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 487 | $8,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 3,641 | $8,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 6,571 | $8,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 5,000 | $8,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 478 | $8,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 750 | $8,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,135 | $8,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 2,000 | $8,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,500 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000015 | this filing | 2021-05-13 | acceptance time not in the bulk data set |