13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 6,946 holding rows worth $41,564,126,000.
- Accession
- 0001677044-21-000015
- Filer
- CIK 1677044
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 31,769 entries on the cover page, a total value of $41,564,126,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,564,126,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DUCOMMUN INC DEL | 264147109 | COM | 1,382 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 3,002 | $83,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 6,585 | $83,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,526 | $83,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 7,918 | $83,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 885 | $83,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 4,551 | $83,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 3,005 | $83,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 3,869 | $82,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 971 | $82,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 2,042 | $82,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,757 | $82,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,853 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 3,850 | $82,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 4,530 | $82,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 18,927 | $82,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 2,075 | $81,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,591 | $81,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 2,670 | $81,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 222 | $81,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,638 | $81,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 3,550 | $81,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,044 | $81,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,980 | $81,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,732 | $81,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 6,935 | $81,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 3,653 | $81,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 812 | $81,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,055 | $80,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 10 | $80,000 | thousands by filing date | call |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 11,860 | $80,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 6,618 | $80,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,295 | $80,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 993 | $79,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 6,143 | $79,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 8,898 | $79,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 5,528 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,781 | $79,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,798 | $79,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 2,940 | $79,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 49,200 | $79,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 5,654 | $78,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,331 | $78,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,234 | $78,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 6,402 | $78,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,831 | $78,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 2,275 | $78,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,232 | $78,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 724 | $78,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 3,055 | $78,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 2,516 | $78,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,232 | $77,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 2,487 | $77,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 5,349 | $77,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,769 | $77,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 2,804 | $77,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 10,979 | $77,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 28,040 | $77,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 75,000 | $77,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,175 | $76,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 3,650 | $76,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 332 | $76,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 2,039 | $76,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 2,120 | $76,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 2,368 | $76,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 12,220 | $76,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 1,350 | $76,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10,279 | $75,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 4,171 | $75,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 3,700 | $75,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,575 | $75,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 18,550 | $75,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 97 | $75,000 | thousands by filing date | principal |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 7,225 | $75,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 18,430 | $75,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 2,564 | $75,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 3,117 | $74,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,642 | $74,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,355 | $74,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,403 | $74,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 3,404 | $74,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,714 | $74,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 3,700 | $74,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 53,530 | $74,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 56,843 | $74,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 29,200 | $74,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 2,386 | $73,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,895 | $73,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 3,055 | $73,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,102 | $73,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 2,700 | $73,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 763 | $73,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,505 | $73,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,460 | $73,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 967 | $73,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 2,216 | $73,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,637 | $73,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 7,400 | $73,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 4,211 | $73,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,622 | $72,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 1,407 | $72,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 3,340 | $72,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 4,933 | $72,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 13,619 | $72,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,500 | $72,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 3,607 | $72,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 796 | $72,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 3,200 | $72,000 | thousands by filing date | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 3,026 | $72,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 2,670 | $72,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 24,707 | $72,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 3,866 | $72,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,600 | $72,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 8,438 | $71,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 762 | $71,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,518 | $71,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 3,513 | $71,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,959 | $71,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,693 | $71,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 4,400 | $71,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 2,766 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 3,888 | $71,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 6,500 | $71,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 7,650 | $71,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 3,736 | $71,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 2,807 | $71,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,000 | $71,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 1,339 | $70,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 2,257 | $70,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,343 | $70,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,360 | $70,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 938 | $70,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 3,930 | $70,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 1,887 | $70,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 868 | $70,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 21,077 | $70,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 27,934 | $70,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G302 | MSCI USA ESG | 1,135 | $70,000 | thousands by filing date | |
| BESPOKE CAP ACQUISITION CORP | 086344108 | CL A REST VTG | 7,065 | $70,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 7,294 | $70,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,775 | $69,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,663 | $69,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 3,035 | $69,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 471 | $69,000 | thousands by filing date | put |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 6,600 | $69,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 11,459 | $69,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 68,000 | $69,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,443 | $69,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 6,850 | $69,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 67,000 | $69,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 2,617 | $68,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,735 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1,418 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 2,019 | $68,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 13,697 | $68,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 33,000 | $68,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 8,970 | $68,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 9,169 | $68,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 6,496 | $68,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2,939 | $67,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 4,000 | $67,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,792 | $67,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 3,603 | $67,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 3,706 | $67,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 1,261 | $67,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 2,136 | $67,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 33,842 | $67,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 12,890 | $67,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,642 | $66,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 670 | $66,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,603 | $66,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,327 | $66,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 7,118 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 976 | $66,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 5,330 | $66,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 2,390 | $66,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 2,607 | $66,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 2,689 | $66,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 1,309 | $65,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 941 | $65,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,450 | $65,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $65,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 2,342 | $65,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 7,150 | $65,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 7,827 | $65,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 4,503 | $65,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 17,120 | $65,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 16,546 | $65,000 | thousands by filing date | |
| INNOVATOR TRIPLE STACKERETF | 45782C169 | UIE | 2,400 | $65,000 | thousands by filing date | |
| LISTED FD TR | 53656F607 | COM | 1,799 | $64,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 5,329 | $64,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 4,932 | $64,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 1,291 | $64,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 1,573 | $64,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,577 | $64,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 3,609 | $64,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 3,150 | $64,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,478 | $64,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 2,400 | $64,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 5,850 | $64,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 6,175 | $64,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 4,460 | $64,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 2,000 | $63,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 3,547 | $63,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 8,508 | $63,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 26,310 | $63,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 6,321 | $63,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,325 | $63,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,201 | $63,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 1,776 | $63,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,361 | $63,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 25,388 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 3,860 | $63,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 1,507 | $63,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 3,100 | $63,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 927 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 843 | $62,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 1,725 | $62,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 664 | $62,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 1,751 | $62,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 3,818 | $62,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 1,577 | $62,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 5,588 | $62,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 5,500 | $62,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 7,277 | $62,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 529 | $62,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 3,319 | $62,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 6,162 | $62,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 859 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 2,052 | $61,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 214 | $61,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,493 | $61,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 633 | $61,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 406 | $61,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 3,027 | $61,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 1,561 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 2,532 | $61,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 2,746 | $61,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 7,202 | $61,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 971 | $61,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 7,300 | $61,000 | thousands by filing date | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 2,277 | $60,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 4,865 | $60,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 5,635 | $60,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,300 | $60,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 6,234 | $60,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 1,217 | $60,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 2,490 | $60,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 2,025 | $60,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 2,175 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 919 | $60,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 3,343 | $60,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 59,000 | $60,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 51,000 | $60,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 4,586 | $60,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 2,759 | $60,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 9,449 | $60,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 20,425 | $59,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,790 | $59,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 982 | $59,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 4,452 | $59,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,294 | $59,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 348 | $59,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 2,070 | $59,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 1,480 | $59,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 1,848 | $59,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 2,362 | $59,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 57,000 | $59,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 7,635 | $59,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 23,000 | $59,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 6,087 | $59,000 | thousands by filing date | |
| ECOFIN DIGITAL PAYMENTS INFRASTRUCTURE FUND | 56167N548 | ETF | 1,364 | $59,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,227 | $58,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 1,621 | $58,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 34,000 | $58,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,819 | $58,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,126 | $58,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,417 | $58,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 3,742 | $58,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,919 | $58,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,114 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,116 | $58,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 8,152 | $58,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 17,445 | $58,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 1,077 | $58,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 15,000 | $58,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 2,584 | $58,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 5,800 | $58,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,432 | $57,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 2,610 | $57,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 368 | $57,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 4,150 | $57,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 3,580 | $57,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,494 | $57,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,494 | $57,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 2,721 | $57,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 7,700 | $57,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 10,017 | $57,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 9,566 | $57,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 7,798 | $57,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 1,152 | $56,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,863 | $56,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 8,981 | $56,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,113 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 964 | $56,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,252 | $56,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,256 | $56,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 8,000 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,210 | $56,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 1,044 | $56,000 | thousands by filing date | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 1,957 | $56,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 3,469 | $56,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 12,422 | $56,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,145 | $55,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,725 | $55,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,506 | $55,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 1,192 | $55,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 3,300 | $55,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,516 | $55,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 6 | $55,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 466 | $55,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,975 | $55,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 4,052 | $55,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 4,051 | $55,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 11,925 | $55,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 60 | $55,000 | thousands by filing date | call |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 5,629 | $55,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 41,000 | $55,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 1,063 | $55,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,001 | $54,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 5,466 | $54,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 50,000 | $54,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,444 | $54,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,939 | $54,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 41,000 | $54,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 3,680 | $54,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 40,700 | $54,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 5,400 | $54,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,233 | $53,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 1,186 | $53,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 5,188 | $53,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,122 | $53,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 20 | $53,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 1,910 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 2,035 | $53,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 17,140 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,146 | $53,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 14,376 | $53,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 49,000 | $53,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 5,250 | $53,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 12,181 | $53,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 53,000 | $53,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,182 | $52,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,169 | $52,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,234 | $52,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,563 | $52,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 466 | $52,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 3,210 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 3,700 | $52,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 7,645 | $52,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,770 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,476 | $52,000 | thousands by filing date | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 1,700 | $52,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 43,000 | $52,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 12,675 | $52,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 4,800 | $52,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,761 | $51,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 1,244 | $51,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 1,535 | $51,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,202 | $51,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 4,275 | $51,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 328 | $51,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 29,663 | $51,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,000 | $51,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 3,670 | $51,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,215 | $50,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 9,100 | $50,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 29,970 | $50,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,039 | $50,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 300 | $50,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T503 | EMRG MKT EQUIT | 680 | $50,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 206 | $50,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 23,836 | $50,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,135 | $50,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 1,693 | $50,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 2,625 | $50,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 14,073 | $50,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,399 | $50,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,650 | $50,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 3,618 | $50,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 27,174 | $50,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 3,350 | $50,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,780 | $49,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8,465 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 916 | $49,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 9,524 | $49,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,460 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,056 | $49,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,760 | $49,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,198 | $49,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 5,925 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 3,312 | $49,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,551 | $49,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 2,972 | $49,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 833 | $48,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 2,042 | $48,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 3,705 | $48,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 7,669 | $48,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 150 | $48,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 1,188 | $48,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 3,859 | $48,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 4,725 | $48,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 8 | $48,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 14,604 | $48,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,007 | $48,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 27,500 | $48,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 6,900 | $48,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 2,500 | $48,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 48,000 | $48,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 5,680 | $48,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 1,340 | $47,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 5,620 | $47,000 | thousands by filing date | |
| LISTED FD TR | 53656F714 | TRUESHARES STRUC | 1,700 | $47,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 2,381 | $47,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 4,145 | $47,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,872 | $47,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,836 | $47,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 3,510 | $46,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,639 | $46,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,361 | $46,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,974 | $46,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 1,276 | $46,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,357 | $46,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,223 | $46,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 2,179 | $46,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 4,636 | $46,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 1,917 | $46,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 18,200 | $46,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,911 | $46,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 1,514 | $46,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 1,060 | $46,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,807 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 1,442 | $46,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 7,328 | $45,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 8,320 | $45,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,406 | $45,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 818 | $45,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 3,046 | $45,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 3,597 | $45,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 863 | $45,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 3,660 | $45,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 1,083 | $45,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 1,593 | $45,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 13,056 | $45,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,026 | $45,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 1,712 | $45,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 1,051 | $45,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 5,399 | $45,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 8,489 | $45,000 | thousands by filing date | |
| ROKU INC | 77543R902 | CALL | 2 | $45,000 | thousands by filing date | call |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 2,806 | $45,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 3,765 | $45,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 12,870 | $45,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,848 | $45,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 903 | $45,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 1,000 | $44,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 2,185 | $44,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 2,880 | $44,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 2,317 | $44,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 1,676 | $44,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 901 | $44,000 | thousands by filing date | |
| MORGAN STANLEY | 617446958 | Option | 215 | $44,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 23,212 | $44,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 2,365 | $44,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 19,663 | $44,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,591 | $44,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 74,900 | $44,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 3,448 | $44,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 46,000 | $44,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,048 | $43,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,538 | $43,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 5,848 | $43,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,886 | $43,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 814 | $43,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 10 | $43,000 | thousands by filing date | call |
| SP PLUS CORP | 78469C103 | COM | 1,324 | $43,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 730 | $43,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 41,706 | $43,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 2,473 | $43,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 1,375 | $43,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 967 | $42,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 24,240 | $42,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 228 | $42,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 1,798 | $42,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 231 | $42,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 164 | $42,000 | thousands by filing date | put |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,517 | $42,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,752 | $42,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 14,700 | $42,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 3,500 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000015 | this filing | 2021-05-13 | acceptance time not in the bulk data set |