13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 6,946 holding rows worth $41,564,126,000.
- Accession
- 0001677044-21-000015
- Filer
- CIK 1677044
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 31,769 entries on the cover page, a total value of $41,564,126,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,564,126,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,811 | $42,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 1,591 | $42,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 40,000 | $42,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 307 | $41,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,501 | $41,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 1,200 | $41,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 471 | $41,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,565 | $41,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 479 | $41,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 11,783 | $41,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,525 | $41,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 5,396 | $41,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 39,000 | $41,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 12,359 | $41,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $41,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 5,690 | $41,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 841 | $41,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 38,000 | $41,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 4,075 | $41,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 4,000 | $41,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 3,273 | $40,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 558 | $40,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 1,480 | $40,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 693 | $40,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 1,808 | $40,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,790 | $40,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 800 | $40,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 770 | $40,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 804 | $40,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 1,580 | $40,000 | thousands by filing date | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 925 | $40,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 1,497 | $40,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 909 | $40,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 9,117 | $40,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 2,800 | $40,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,713 | $40,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 446 | $40,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742102 | COM CL A | 3,513 | $40,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 4,010 | $40,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 1,470 | $39,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 515 | $39,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,233 | $39,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00774Q346 | DEMCRATIC LG ETF | 1,566 | $39,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 476 | $39,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,098 | $39,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,000 | $39,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 680 | $39,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 1,494 | $39,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,343 | $39,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 2,991 | $39,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,646 | $39,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 3,700 | $39,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 27,000 | $39,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,889 | $39,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 15,000 | $39,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,380 | $39,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 2,252 | $39,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 3,550 | $39,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 162 | $39,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 28,950 | $39,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 12,447 | $39,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1,223 | $38,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 13,806 | $38,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 331 | $38,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $38,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 1,551 | $38,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 1,533 | $38,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 4,514 | $38,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 1,369 | $38,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 2,574 | $38,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 2,629 | $38,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T205 | MEDLEY MANAGEMENT INC | 5,400 | $38,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 8,252 | $38,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 3,956 | $37,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 927 | $37,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 398 | $37,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,255 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 250 | $37,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 876 | $37,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 746 | $37,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,457 | $37,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 1,386 | $37,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,150 | $37,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,549 | $37,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 1,845 | $37,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 3,784 | $37,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 1,285 | $37,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 819 | $37,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 1,222 | $37,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 1,452 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E849 | VEST GOLD STRTGY | 1,932 | $37,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,326 | $37,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,560 | $37,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,750 | $37,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,693 | $37,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,030 | $37,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 31,000 | $37,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,457 | $37,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 37,000 | $37,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 5,482 | $37,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 2,175 | $37,000 | thousands by filing date | |
| LIVENT CORP | 53814L908 | CALL | 40 | $37,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y525 | MSCI CHINA RE | 2,125 | $37,000 | thousands by filing date | |
| KRANESHARES TR | 500767686 | KYA DYNMC INC | 1,703 | $37,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 3,450 | $37,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 3,500 | $37,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 624 | $36,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 710 | $36,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 2,079 | $36,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 715 | $36,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,077 | $36,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 5,523 | $36,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 3,000 | $36,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 3,129 | $36,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 3,315 | $36,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1,415 | $36,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 935 | $36,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 2,000 | $36,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 3,700 | $36,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 7,000 | $36,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 3,500 | $36,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,291 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 777 | $35,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 3,667 | $35,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,074 | $35,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 7,000 | $35,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 1,126 | $35,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,673 | $35,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 17,793 | $35,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 1,787 | $35,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,899 | $35,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,410 | $35,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 5,325 | $35,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 7,032 | $35,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 6,900 | $35,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 33,000 | $35,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,100 | $35,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,800 | $35,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 2,600 | $35,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 3,500 | $35,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 3,520 | $35,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 921 | $35,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 1,405 | $34,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,508 | $34,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 983 | $34,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 2,846 | $34,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,077 | $34,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 2,237 | $34,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 5,461 | $34,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,128 | $34,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,669 | $34,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 488 | $34,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 5,850 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,563 | $34,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 29,000 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 1,235 | $34,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 752 | $34,000 | thousands by filing date | |
| SPDR SER TR | 78468R614 | BBG SASB CRPT ES | 1,404 | $34,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 22,704 | $34,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 10,000 | $34,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 468 | $33,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 2,742 | $33,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,000 | $33,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 593 | $33,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 826 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,768 | $33,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 258 | $33,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 3,200 | $33,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 2,665 | $33,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,206 | $33,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 1,582 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B573 | CMN | 397 | $33,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 3,300 | $33,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 7,300 | $33,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,567 | $33,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 2,475 | $33,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 3,250 | $33,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 2,800 | $33,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J826 | MLTDCTR MEDIA | 869 | $33,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 1,374 | $33,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,255 | $32,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 1,127 | $32,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 659 | $32,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,200 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X788 | IPOX EUROPE EQ | 1,152 | $32,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 900 | $32,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 5,738 | $32,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $32,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 600 | $32,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 1,135 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 812 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,088 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,024 | $32,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 823 | $32,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 50 | $32,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,561 | $32,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 3,125 | $32,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 932 | $32,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 5,430 | $32,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 4,855 | $32,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 14,894 | $32,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 23,000 | $32,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 2,980 | $32,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 428 | $31,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,016 | $31,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 10,167 | $31,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 643 | $31,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,450 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 425 | $31,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 8,424 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,074 | $31,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 1,245 | $31,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,254 | $31,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 2,530 | $31,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 5,800 | $31,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 1,515 | $31,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 10,681 | $31,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 2,220 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 826 | $31,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N509 | NASDAQ 100 DS CN | 1,174 | $31,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 1,696 | $30,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 261 | $30,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 5,650 | $30,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 1,190 | $30,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 329 | $30,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 2,358 | $30,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,187 | $30,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 2,459 | $30,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,001 | $30,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 4,074 | $30,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,004 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 1,120 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 1,022 | $30,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 871 | $30,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,850 | $30,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 26 | $30,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 503 | $30,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,200 | $30,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 1,660 | $30,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 5,001 | $30,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 4,082 | $30,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,068 | $30,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 3,000 | $30,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 13,680 | $30,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 3,000 | $30,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 3,000 | $30,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 3,000 | $30,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 2,444 | $30,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 2,277 | $30,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 1,250 | $29,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 1,193 | $29,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 8,104 | $29,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,530 | $29,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 947 | $29,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,293 | $29,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 884 | $29,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 1,200 | $29,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,060 | $29,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,406 | $29,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 51 | $29,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 751 | $29,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,400 | $29,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 10,010 | $29,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 30,000 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 969 | $29,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 3,020 | $29,000 | thousands by filing date | |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 600 | $29,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 1,150 | $28,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 1,720 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 855 | $28,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,805 | $28,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,951 | $28,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 648 | $28,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 1,540 | $28,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,070 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 290 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 495 | $28,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,950 | $28,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 14,681 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 904 | $28,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 791 | $28,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,300 | $28,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,020 | $28,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 2,700 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 1,314 | $28,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 2,725 | $28,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 2,600 | $28,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 28,000 | $28,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 609 | $27,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,562 | $27,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 700 | $27,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,202 | $27,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,326 | $27,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 3,040 | $27,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 1,225 | $27,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 2,001 | $27,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,062 | $27,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 20 | $27,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 590 | $27,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N953 | COM | 145 | $27,000 | thousands by filing date | put |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 2,678 | $27,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 109 | $27,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 700 | $27,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 29,502 | $27,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 5,555 | $27,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,145 | $26,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 626 | $26,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 724 | $26,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 550 | $26,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 624 | $26,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 1,307 | $26,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 877 | $26,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 2,662 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 281 | $26,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,848 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 615 | $26,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 719 | $26,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 34,600 | $26,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,000 | $26,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 3,090 | $26,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 28 | $26,000 | thousands by filing date | principal |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 1,041 | $26,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 5,034 | $25,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 1,072 | $25,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,341 | $25,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 488 | $25,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,273 | $25,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 436 | $25,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 627 | $25,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,119 | $25,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 600 | $25,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 960 | $25,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,704 | $25,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 1,794 | $25,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 11,000 | $25,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 13,748 | $25,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,569 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 852 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 659 | $25,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 2,300 | $25,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 1,176 | $25,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 809 | $25,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1,120 | $25,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,878 | $25,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,806 | $25,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 7,000 | $25,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 21,890 | $25,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 5,638 | $25,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 2,500 | $25,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 2,400 | $25,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 15,975 | $25,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 16,300 | $25,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 2,454 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 649 | $25,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 839 | $24,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 18,600 | $24,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 1,000 | $24,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 1,161 | $24,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 624 | $24,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,634 | $24,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,668 | $24,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,075 | $24,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,549 | $24,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 667 | $24,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 917 | $24,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 853 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 722 | $24,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 964 | $24,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 1,300 | $24,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 711 | $24,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 4,224 | $24,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,887 | $24,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,785 | $24,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,400 | $24,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 1,187 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,229 | $24,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 17,763 | $24,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R904 | COM | 70 | $24,000 | thousands by filing date | call |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 2,500 | $24,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T123 | Cmn | 2,406 | $24,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 575 | $23,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 403 | $23,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 36,558 | $23,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,105 | $23,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $23,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,969 | $23,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,478 | $23,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,230 | $23,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 628 | $23,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 925 | $23,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 935 | $23,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,207 | $23,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 900 | $23,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 435 | $23,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 698 | $23,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 6,012 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 748 | $23,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 3,158 | $23,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 3,000 | $23,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 22,200 | $23,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,046 | $23,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 3,262 | $23,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 1,407 | $23,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 3,800 | $23,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 595 | $23,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,180 | $22,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 772 | $22,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 869 | $22,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,600 | $22,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 470 | $22,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,000 | $22,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 753 | $22,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 776 | $22,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 347 | $22,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 1,000 | $22,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 77 | $22,000 | thousands by filing date | put |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 487 | $22,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 1,000 | $22,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 2,800 | $22,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,774 | $22,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,292 | $22,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 688 | $22,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 2,200 | $22,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 944 | $22,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 2,300 | $22,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 575 | $21,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 612 | $21,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,429 | $21,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,209 | $21,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,000 | $21,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 706 | $21,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 995 | $21,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,165 | $21,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 701 | $21,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 842 | $21,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,049 | $21,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 695 | $21,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 3,139 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,055 | $21,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 1,860 | $21,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 160 | $21,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 431 | $21,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 417 | $21,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 444 | $21,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 578 | $21,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 50 | $21,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 129 | $21,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 625 | $21,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 2,056 | $21,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 205 | $21,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 20,000 | $21,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 3,604 | $21,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 3,500 | $21,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 1,970 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E487 | PURBTA FTSE DV | 741 | $21,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 12,037 | $21,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 2,025 | $21,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 891 | $20,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 533 | $20,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 3,905 | $20,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 131 | $20,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,909 | $20,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,299 | $20,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 600 | $20,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,258 | $20,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 1,020 | $20,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,600 | $20,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 218 | $20,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 504 | $20,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 9,162 | $20,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 800 | $20,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 475 | $20,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 427 | $20,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,653 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 745 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 25 | $20,000 | thousands by filing date | principal |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 800 | $20,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 715 | $20,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,500 | $20,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 374 | $20,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 565 | $20,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 2,000 | $20,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 11,500 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,479 | $20,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 1,811 | $20,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 8,321 | $20,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 2,000 | $20,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 2,000 | $20,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 588 | $20,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 6,418 | $20,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 5,350 | $20,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,155 | $20,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 4,054 | $20,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 20,520 | $20,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 2,000 | $20,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 2,055 | $20,000 | thousands by filing date | |
| SMARTRENT INC COM CL A | 316790104 | Common Stock | 2,000 | $20,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 350 | $19,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 811 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000015 | this filing | 2021-05-13 | acceptance time not in the bulk data set |